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PAI Western Asset Investment Grade Income Fund, Inc.

Western Asset Investment Grade Income Fund, Inc. is a closed-end investment fund/investment trust. It provides a portfolio of investment grade debt, including government securities, bank debt, commercial paper, and cash/cash equivalents; seeks a high level of current income along with capital appreciation; and identifies attractively priced securities. The company was founded on March 22, 1973 and is headquartered in Baltimore, MD.

Company profile

Ticker
PAI
Exchange
NYSE
Website
www.leggmason.com
CEO
Jane Elizabeth Trust
Employees
Location
Maryland
Fiscal year end
Dec 31
Sector
Miscellaneous > Investment Trusts/Mutual Funds
Former names
Pacific American Income Shares Inc, Western Asset Income Fund
SEC CIK
0000075398
IRS number
952808650

PAI stock data

(
)
FINRA relative short interest over last month (10 trading days) ?

Calendar

6 Apr 20
31 Dec 20

News

Recent insider trades

PAI insider ownership history Insider history
Date Owner Security Transaction Code $Price #Shares $Value #Remaining
Data from 3, 4 and 5 filings. Stock values as filed, not updated for current price.

Institutional ownership Q4 2019

PAI institutional ownership history Ownership history
13F holders
 Current Prev Q Change
Total holders 29 23 +26.1%
Opened positions 8 2 +300.0%
Closed positions 2 1 +100.0%
Increased positions 9 8 +12.5%
Reduced positions 6 7 -14.3%
13F shares
 Current Prev Q Change
Total value 20.57M 8.4M +145.0%
Total shares 540.72K 517.37K +4.5%
Total puts 0 0 –
Total calls 0 0 –
Total put/call ratio – – –
Largest owners
 Shares Value Change
Guggenheim Capital 96.78K $1.5M +11.6%
Clifford Swan Investment Counsel 91.97K $1.43M +2.8%
Granite Investment Partners 40.42K $627K -6.4%
Martin Capital Partners 35.84K $556K 0.0%
UBS UBS 34.5K $536K +1.2%
BAC Bank of America 34.38K $534K -11.6%
AMP Ameriprise Financial 24.74K $384K +31.6%
B. Riley Wealth Management 20.9K $324K +14.8%
Kovack Advisors 17.4K $270K NEW
Cetera Advisor Networks 16.57K $258K +7.1%
Largest transactions
 Shares Bought/sold Change
Kovack Advisors 17.4K +17.4K NEW
Whitener Capital Management 0 -10.48K EXIT
Cambridge Investment Research Advisors 0 -10.4K EXIT
Guggenheim Capital 96.78K +10.05K +11.6%
FNY Investment Advisers 6.13K +6.13K NEW
AMP Ameriprise Financial 24.74K +5.94K +31.6%
BAC Bank of America 34.38K -4.49K -11.6%
Sunbelt Securities 3.15K +3.15K NEW
Granite Investment Partners 40.42K -2.75K -6.4%
B. Riley Wealth Management 20.9K +2.7K +14.8%
Data from 13F filings. Stock values as filed, not updated for current price. Long positions only.

Financial reports

No filings

Current reports

8-K
Certain Closed End Funds Advised by Western Asset Management Company, LLC Announce New Director/trustee
10 Mar 20
8-K
Certain Closed End Funds Advised by Western Asset Management Company, LLC Announce New Directors/trustees
15 Jan 20
8-K
Certain Closed End Funds Advised by Western Asset Management Company, LLC Announce New Director/trustee
1 Mar 19
8-K
Certain Closed End Funds Advised by Western Asset Management Company Announce New Directors/trustees and Officer
28 May 13

Registration and prospectus

No filings

Proxies

View all
DEF 14A
Definitive proxy
3 Apr 20
PRE 14A
Preliminary proxy
25 Mar 20
DEF 14A
Definitive proxy
8 Apr 19
DEF 14A
Definitive proxy
16 Apr 18
DEF 14A
Definitive proxy
20 Apr 17
DEF 14A
Definitive proxy
21 Apr 16
DEF 14A
Definitive proxy
27 Apr 15
DEF 14A
Definitive proxy
14 Apr 14
DEF 14A
Definitive proxy
18 Apr 13
DEF 14A
Definitive proxy
26 Apr 12

Other

CORRESP
Correspondence with SEC
1 Oct 19
CORRESP
Correspondence with SEC
14 Jun 16
CORRESP
Correspondence with SEC
1 Jun 16
CORRESP
Correspondence with SEC
4 Sep 13

Ownership

View all
3
Western Asset Investment Grade Income Fund / MICHAEL LARSON ownership change
17 Mar 20
SC 13G/A
Western Asset Investment Grade Income Fund Inc.
12 Feb 20
3
Western Asset Investment Grade Income Fund / Susan B Kerley ownership change
16 Jan 20
3
Western Asset Investment Grade Income Fund / JANE F DASHER ownership change
16 Jan 20
3
Western Asset Investment Grade Income Fund / Christopher Berarducci ownership change
30 Sep 19
3
Western Asset Investment Grade Income Fund / Ted P Becker ownership change
18 Jul 19
3
Western Asset Investment Grade Income Fund / Peter J. Taylor ownership change
6 Mar 19
SC 13G/A
Western Asset Investment Grade Income Fund Inc.
11 Feb 19
4
Western Asset Investment Grade Income Fund / S. KENNETH LEECH ownership change
31 Jan 19
4
Western Asset Investment Grade Income Fund / S. KENNETH LEECH ownership change
31 Jan 19