Example searches

PAI Western Asset Investment Grade Income Fund, Inc.

Western Asset Investment Grade Income Fund, Inc. is a closed-end investment fund/investment trust. It provides a portfolio of investment grade debt, including government securities, bank debt, commercial paper, and cash/cash equivalents; seeks a high level of current income along with capital appreciation; and identifies attractively priced securities. The company was founded on March 22, 1973 and is headquartered in Baltimore, MD.

Company profile

Ticker
PAI
Exchange
NYSE
Website
www.leggmason.com
CEO
Jane Elizabeth Trust
Employees
Location
Maryland
Fiscal year end
Dec 31
Sector
Miscellaneous > Investment Trusts/Mutual Funds
Former names
Pacific American Income Shares Inc, Western Asset Income Fund
SEC CIK
0000075398
IRS number
952808650

PAI stock data

(
)

Calendar

12 Mar 20
2 Jul 20
31 Dec 20

News

Recent insider trades

PAI insider ownership history Insider history
Date Owner Security Transaction Code $Price #Shares $Value #Remaining
Data from 3, 4 and 5 filings. Stock values as filed, not updated for current price.

Institutional ownership Q1 2020

PAI institutional ownership history Ownership history
13F holders
 Current Prev Q Change
Total holders 28 30 -6.7%
Opened positions 6 9 -33.3%
Closed positions 8 2 +300.0%
Increased positions 10 9 +11.1%
Reduced positions 5 6 -16.7%
13F shares
 Current Prev Q Change
Total value 9.77M 21.06M -53.6%
Total shares 732.52K 572.15K +28.0%
Total puts 0 0 –
Total calls 0 0 –
Total put/call ratio – – –
Largest owners
 Shares Value Change
Guggenheim Capital 99.76K $1.33M +3.1%
Clifford Swan Investment Counsel 91.97K $1.23M 0.0%
1607 Capital Partners 62.3K $831K NEW
Raymond James Financial Services Advisors 43.15K $576K +227.9%
UBS UBS 42.17K $563K +22.3%
Granite Investment Partners 40.66K $542K +0.6%
Cetera Advisor Networks 36.48K $487K +120.2%
Martin Capital Partners 35.41K $472K -1.2%
BAC Bank of America 29.65K $396K -13.8%
SF Stifel Financial 28.16K $376K NEW
Largest transactions
 Shares Bought/sold Change
1607 Capital Partners 62.3K +62.3K NEW
Meadow Creek Wealth Advisors 0 -31.44K EXIT
Raymond James Financial Services Advisors 43.15K +29.99K +227.9%
SF Stifel Financial 28.16K +28.16K NEW
Susquehanna International 24.99K +24.99K NEW
Karpus Management 22.88K +22.88K NEW
Wolverine Asset Management 21K +20.46K +3788.3%
Cetera Advisor Networks 36.48K +19.92K +120.2%
Kovack Advisors 0 -17.4K EXIT
Lido Advisors 0 -11.16K EXIT
Data from 13F filings. Stock values as filed, not updated for current price. Long positions only.

Financial reports

N-CEN
Annual report (registered investment company)
12 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
28 Aug 19

Current reports

8-K
Regulation FD Disclosure
15 Apr 20
8-K
Certain Closed End Funds Advised by Western Asset Management Company, LLC Announce New Director/trustee
10 Mar 20
8-K
Certain Closed End Funds Advised by Western Asset Management Company, LLC Announce New Directors/trustees
15 Jan 20
8-K
Certain Closed End Funds Advised by Western Asset Management Company, LLC Announce New Director/trustee
1 Mar 19
8-K
Certain Closed End Funds Advised by Western Asset Management Company Announce New Directors/trustees and Officer
28 May 13

Registration and prospectus

No filings

Proxies

View all
DEFA14A
Additional proxy soliciting materials
9 Jun 20
DEFA14A
Additional proxy soliciting materials
8 Jun 20
DEFA14A
Additional proxy soliciting materials
27 May 20
DEFA14A
Additional proxy soliciting materials
27 May 20
DEFA14A
Additional proxy soliciting materials
27 May 20
DEFA14A
Additional proxy soliciting materials
26 May 20
DEFA14A
Additional proxy soliciting materials
26 May 20
DEFA14A
Additional proxy soliciting materials
20 May 20
DEFA14A
Additional proxy soliciting materials
20 May 20
DEFA14A
Additional proxy soliciting materials
18 May 20

Other

CORRESP
Correspondence with SEC
1 Oct 19
CORRESP
Correspondence with SEC
14 Jun 16
CORRESP
Correspondence with SEC
1 Jun 16
CORRESP
Correspondence with SEC
4 Sep 13

Ownership

View all
NPORT-P
Western Asset Investment Grade Income Fund Inc. (Mar 2020 report)
28 May 20
3
Western Asset Investment Grade Income Fund / MICHAEL LARSON ownership change
17 Mar 20
NPORT-P
Western Asset Investment Grade Income Fund Inc. (Dec 2019 report)
26 Feb 20
SC 13G/A
Western Asset Investment Grade Income Fund Inc.
12 Feb 20
3
Western Asset Investment Grade Income Fund / Susan B Kerley ownership change
16 Jan 20
3
Western Asset Investment Grade Income Fund / JANE F DASHER ownership change
16 Jan 20
NPORT-P
Western Asset Investment Grade Income Fund Inc. (Sep 2019 report)
25 Nov 19
3
Western Asset Investment Grade Income Fund / Christopher Berarducci ownership change
30 Sep 19
3
Western Asset Investment Grade Income Fund / Ted P Becker ownership change
18 Jul 19
3
Western Asset Investment Grade Income Fund / Peter J. Taylor ownership change
6 Mar 19