GROW U.S. Global Investors
The story of U.S. Global Investors goes back more than 50 years when it began as an investment club. Today, U.S. Global Investors, Inc. is a registered investment adviser that focuses on niche markets around the world. Headquartered in San Antonio, Texas, the Company provides money management and other services to U.S. Global Investors Funds and U.S. Global ETFs.
Company profile
Ticker
GROW
Exchange
Website
CEO
Frank Holmes
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
UNITED SERVICES ADVISORS INC /TX/
SEC CIK
Corporate docs
IRS number
741598370
SEC advisor number
801-4868
FINRA CRD number
111097
AUM ?
$1.71B
(as of 18 Mar 21)
Accounts
3
(as of 18 Mar 21)
Employees
20
(5 investment advisory or research)
Address
U.S. Global Investors
7900 CALLAGHAN RD
SAN ANTONIO
TX 78229
7900 CALLAGHAN RD
SAN ANTONIO
TX 78229
Phone
2103081234
GROW stock data
()
News
12 Financials Stocks Moving In Monday's Pre-Market Session
26 Jul 21
US Global Investors Highlights Launch Of Europe's First Airlines Industry ETF: JETS Launches On London Stock Exchange
17 Jun 21
Overview Of Value Stocks In The Financial Services Sector
27 May 21
Earnings Scheduled For May 10, 2021
10 May 21
Overview Of Value Stocks In The Financial Services Sector
6 May 21
Press releases
U.S. Global Investors Continues GROW Dividends
2 Jun 21
U.S. Global Investors Announces Fourth Straight Quarter of AUM Growth to $4.6 Billion, with Revenues Expanding 23% QoQ and 595% YoY
10 May 21
U.S. Global Investors Announces Third-Quarter Results Webcast, with an Update on HIVE Blockchain Technologies
7 May 21
U.S. Global Investors Announces Third-Quarter Results Webcast
4 May 21
Investment data
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
| Top 50 of 132 long holdings End of quarter 31 Mar 21 |
Value |
#Shares |
Prev Q |
Change %, QoQ |
|---|---|---|---|---|
| $448.75M | 18.78M | 17.06M | +10.0 | |
| $441.8M | 7.68M | 6.17M | +24.4 | |
| $434.25M | 7.11M | 6.37M | +11.7 | |
| $415.52M | 8.61M | 7.13M | +20.6 | |
| $166.95M | 2.41M | 2.37M | +1.7 | |
| $165.82M | 8.15M | 7.85M | +3.9 | |
| $160.17M | 4.34M | 4.6M | -5.7 | |
| $154.02M | 631.06K | 673.14K | -6.3 | |
| $126.73M | 698.01K | 595.62K | +17.2 | |
| $113.36M | 3.87M | 2.98M | +30.2 | |
| $112.25M | 2.06M | 2.07M | -0.3 | |
| $43.87M | 5.74M | 2.79M | +105.8 | |
| $41.21M | 2.04M | 1.27M | +60.4 | |
| $41.06M | 230.97K | 192.8K | +19.8 | |
| $39.25M | 373.14K | 278.79K | +33.8 | |
| $35.78M | 2.66M | NEW | ||
| $34.72M | 2.43M | NEW | ||
| $14.45M | 378.15K | 401.66K | -5.9 | |
| $10.61M | 84.7K | 82K | +3.3 | |
| $10.08M | 93.67K | 104.1K | -10.0 | |
| $8.72M | 1.28M | 1.31M | -1.8 | |
| $8.25M | 1.57M | 848K | +84.9 | |
| $7.23M | 811.38K | 872.02K | -7.0 | |
| $4.1M | 1.38M | 1.39M | -1.3 | |
| $4.01M | 371.26K | 454.9K | -18.4 | |
| $3.75M | 125K | 125K | 0 | |
| $3.71M | 336.94K | 371.9K | -9.4 | |
| $3.41M | 238.61K | 246.73K | -3.3 | |
| $3.26M | 1.1M | 1.1M | 0 | |
| $3.19M | 52.9K | 52.9K | 0 | |
| $2.74M | 410.43K | NEW | ||
| $2.64M | 612.95K | 562.11K | +9.0 | |
| $2.37M | 250K | 250K | 0 | |
| $2.34M | 17.6K | 12K | +46.7 | |
| $2.27M | 3.4K | 3K | +13.3 | |
| $2.18M | 500K | 500K | 0 | |
| $2.17M | 109.6K | 109.6K | 0 | |
| $2.14M | 6.08K | 6.08K | 0 | |
| $2.14M | 690 | 690 | 0 | |
| $2.09M | 17.1K | 17.1K | 0 | |
| $1.87M | 6.41K | 1.58K | +304.7 | |
| $1.85M | 12.14K | NEW | ||
|
Sibanye Stillwater LTD
|
$1.74M | 97.41K | 218.24K | -55.4 |
| $1.74M | 35K | 35K | 0 | |
| $1.73M | 352K | 352K | 0 | |
| $1.69M | 50K | 50K | 0 | |
| $1.53M | 85K | NEW | ||
| $1.52M | 20.44K | NEW | ||
| $1.46M | 225K | 225K | 0 | |
| $1.39M | 20K | 25K | -20.0 |
Holdings list only includes long positions.
Only includes long positions.
Calendar
7 May 21
31 Jul 21
30 Jul 22
Financial summary
Quarter (USD) |
Mar 21 | Dec 20 | Sep 20 | Jun 20 | |
|---|---|---|---|---|---|
| Revenue | |||||
| Cost of revenue | |||||
| Operating income | |||||
| Operating margin | |||||
| Net income | |||||
| Net profit margin | |||||
| Cash on hand | |||||
| Change in cash | |||||
| Diluted EPS |
Annual (USD) |
Jun 20 | Jun 19 | Jun 18 | Jun 17 | |
|---|---|---|---|---|---|
| Revenue | |||||
| Cost of revenue | |||||
| Operating income | |||||
| Operating margin | |||||
| Net income | |||||
| Net profit margin | |||||
| Cash on hand | |||||
| Change in cash | |||||
| Diluted EPS |
Financial data from company earnings reports.
| Cash burn rate (estimated) | Burn method: Change in cash | Burn method: Operating income/loss | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
|---|---|---|---|---|---|---|
| Cash on hand (at last report) | 10.48M | 10.48M | 10.48M | 10.48M | 10.48M | 10.48M |
| Cash burn (monthly) | 4.05M | (positive/no burn) | (positive/no burn) | (positive/no burn) | (positive/no burn) | (positive/no burn) |
| Cash used (since last report) | 16.25M | n/a | n/a | n/a | n/a | n/a |
| Cash remaining | -5.77M | n/a | n/a | n/a | n/a | n/a |
| Runway (months of cash) | -1.4 | n/a | n/a | n/a | n/a | n/a |
Recent insider trades
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 30 Jun 21 | Lisa Callicotte | Class A Common Stock | Other | Aquire J | No | No | 6.19 | 129 | 798.51 | 20,328 |
| 30 Jun 21 | Frank E Holmes | Class A Common Stock | Other | Aquire J | No | No | 6.19 | 340 | 2.1K | 245,577 |
| 28 May 21 | Lisa Callicotte | Class A Common Stock | Other | Aquire J | No | No | 6.22 | 129 | 802.38 | 20,199 |
| 28 May 21 | Frank E Holmes | Class A Common Stock | Other | Aquire J | No | No | 6.22 | 339 | 2.11K | 245,237 |
| 30 Apr 21 | Lisa Callicotte | Class A Common Stock | Other | Aquire J | No | No | 7.44 | 18 | 133.92 | 20,070 |
Institutional ownership Q1 2021
Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.
75.9% owned by funds/institutions
13F holders |
Current |
|---|---|
| Total holders | 12 |
| Opened positions | 6 |
| Closed positions | 327 |
| Increased positions | 1 |
| Reduced positions | 5 |
13F shares |
Current |
|---|---|
| Total value | 411.72M |
| Total shares | 9.86M |
| Total puts | 0 |
| Total calls | 0 |
| Total put/call ratio | – |
Largest owners |
Shares | Value |
|---|---|---|
| Thrivent Financial For Lutherans | 9.49M | $396.5M |
| GS Goldman Sachs | 100K | $4.18M |
| GWM Advisors | 75.31K | $3.15M |
| Insight Wealth Partners | 63.86K | $2.67M |
| Susquehanna International | 51.57K | $2.15M |
| RY Royal Bank Of Canada | 47.63K | $1.99M |
| MEMBERS Trust | 16.55K | $691K |
| CAPROCK | 5.35K | $224K |
| Advisor | 3.38K | $140K |
| 4Thought Financial | 615 | $26K |
Financial report summary
?Management Discussion
- The Company posted a net loss attributable to U.S. Global Investors, Inc., as shown in the Consolidated Statements of Operations, of $4.7 million ($0.31 per share loss) for the year ended June 30, 2020, compared with a net loss attributable to U.S. Global Investors, Inc. of $3.4 million ($0.22 per share loss) for the year ended June 30, 2019, an increase in loss of approximately $1.3 million. The increase in loss is primarily due to a decrease in tax benefit, an increase in investment loss resulting from unrealized losses and a decrease in income from equity method investments, somewhat offset by a decrease in operating loss due to an increase in assets under management, as discussed further below.
Content analysis
?
| Positive | ||
| Negative | ||
| Uncertain | ||
| Constraining | ||
| Legalese | ||
| Litigous | ||
| Readability |
8th grade Avg
|
|
New words:
acquisition, arriving, assumption, chapter, check, complying, correlation, corroborate, corroborated, curve, derived, electronically, employed, Employer, filer, GROW, identification, inactive, incorporate, incorporation, Interactive, IRS, jurisdiction, life, Luxury, mark, NASDAQ, nonvoting, par, past, payable, preceding, prevailing, QUANTITATIVE, registered, registrant, relevant, repayment, revised, shell, shorter, sophisticated, statutory, submit, submitted, Title, unadjusted, UNREGISTERED, WASHINGTON
Removed:
adjustment, amendment, categorized, concentrated, degree, entail, marketable, regularly, supplied
Financial reports
10-Q
2021 Q3
Quarterly report
7 May 21
10-Q
2021 Q2
Quarterly report
4 Feb 21
10-Q
2021 Q1
Quarterly report
5 Nov 20
10-K
2020 FY
Annual report
10 Sep 20
10-Q
2020 Q3
Quarterly report
14 May 20
10-Q
2020 Q2
Quarterly report
11 Feb 20
10-Q
2020 Q1
Quarterly report
7 Nov 19
10-K
2019 FY
Annual report
5 Sep 19
10-Q
2019 Q3
Quarterly report
9 May 19
10-Q
2019 Q2
Quarterly report
11 Feb 19
Current reports
8-K
U.S. Global Investors Announces Fourth Straight Quarter of AUM Growth to $4.6 Billion, with Revenues Expanding 23% QoQ and 595% YoY
10 May 21
8-K
Results of Operations and Financial Condition
5 Feb 21
8-K
U.S. Global Investors Reports Strong Profitability, with Highest Quarterly Earnings in Over Nine Years
6 Nov 20
8-K
U.S. Global Investors Pleased to Report Assets Under Management Up More Than Three Times, Financial Results for the 2020 Fiscal Year
11 Sep 20
8-K
Submission of Matters to a Vote of Security Holders
28 May 20
8-K
Results of Operations and Financial Condition
15 May 20
8-K
U.S. Global Investors Announces Completion of Sale of Ownership Interest in Galileo
4 Mar 20
8-K
U.S. Global Investors Reports Financial Results for the Second Quarter of 2020 Fiscal Year
13 Feb 20
8-K
Regulation FD Disclosure
3 Jan 20
8-K
U.S. Global Investors Reports Financial Results for the First Quarter of 2020 Fiscal Year
8 Nov 19
Registration and prospectus
S-8 POS
Registration of securities for employees (post-effective amendment)
24 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
24 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jan 16
S-8
Registration of securities for employees
26 Oct 15
S-8
Registration of securities for employees
14 Oct 14
S-8
Registration of securities for employees
14 Oct 13
S-8
Registration of securities for employees
22 Dec 10
S-8
Registration of securities for employees
29 Apr 09
Ownership
4
U S GLOBAL INVESTORS / FRANK E HOLMES ownership change
1 Jul 21
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Jul 21
4
U S GLOBAL INVESTORS / FRANK E HOLMES ownership change
1 Jun 21
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Jun 21
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
3 May 21
13F-HR
Quarterly holdings report by institutional manager
23 Apr 21
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Apr 21
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Mar 21
13F-HR
Quarterly holdings report by institutional manager
10 Feb 21
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Feb 21
Transcripts
2021 Q3
Earnings call transcript
10 May 21
2021 Q1
Earnings call transcript
6 Nov 20
2020 Q4
Earnings call transcript
11 Sep 20
2020 Q3
Earnings call transcript
15 May 20
2020 Q2
Earnings call transcript
12 Feb 20
2020 Q1
Earnings call transcript
11 Nov 19
2019 Q4
Earnings call transcript
9 Sep 19
2019 Q3
Earnings call transcript
10 May 19
2019 Q2
Earnings call transcript
14 Feb 19
2019 Q1
Earnings call transcript
9 Nov 18
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Daily Discussion Thread - July 7th, 2021
7 Jul 21
Daily Discussion Thread - July 6th, 2021
6 Jul 21
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25 Jun 21
10 year timeline
12 Jun 21