GROW U.S. Global Investors, Inc.
U.S. Global Investors, Inc. engages in the provision of investment advisory services. It operates through the following segments: Investment Management Services, Investment Management Services-Canada, and Corporate Investments. The Investment Management Services segment offers a range of investment management products and services to offshore and exchange traded fund clients. The Investment Management Services-Canada segment comprises of investment management products and services in Canada through its asset management firm. The Corporate Investments segment invests for its own account to add growth and value to its cash position. The company was founded in 1968 and is headquartered in San Antonio, TX.
Company profile
Ticker
GROW
Exchange
Website
CEO
Frank Edward Holmes
Employees
Incorporated in
Location
Fiscal year end
Sector
Industry (SEC)
Former names
United Services Advisors Inc
SEC CIK
Corporate docs
IRS number
741598370
SEC advisor number
801-4868
FINRA CRD number
111097
AUM ?
$512.42M
(as of 21 May 20)
Accounts
11
(as of 21 May 20)
Employees
23
(7 investment advisory or research)
Address
U.S. Global Investors
7900 CALLAGHAN RD
SAN ANTONIO
TX 78229
7900 CALLAGHAN RD
SAN ANTONIO
TX 78229
Phone
2103081234
GROW stock data
()
Fund data
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
| Top 50 of 151 long holdings End of quarter 31 Mar 20 |
Value |
#Shares |
Prev Q |
Change %, QoQ |
|---|---|---|---|---|
| $41.74M | 1.17M | 110.97K | +956.3 | |
| $38.17M | 3.13M | 225.2K | +1290.4 | |
| $33.61M | 1.18M | 108.16K | +989.3 | |
| $32.14M | 1.02M | 70.3K | +1349.3 | |
| $15.04M | 822.58K | 67.63K | +1116.3 | |
| $12.43M | 474.42K | 32.13K | +1376.6 | |
| $11.29M | 85.29K | NEW | ||
| $11.22M | 137.16K | 11.79K | +1063.3 | |
| $11M | 386.46K | 30.17K | +1180.8 | |
| $10.91M | 1.22M | 107.3K | +1035.6 | |
| $10.36M | 803.36K | 53.25K | +1408.6 | |
| $9.99M | 362.88K | 347.05K | +4.6 | |
| $8.35M | 2.54M | 168.08K | +1409.6 | |
| $8.29M | 793.97K | 51.22K | +1450.1 | |
| $5.61M | 1.12M | 1.01M | +10.5 | |
| $4.97M | 49.89K | 47.43K | +5.2 | |
| $4.85M | 55.28K | 40.4K | +36.8 | |
| $3.32M | 777.66K | 29.56K | +2530.4 | |
| $3.18M | 59.92K | 6.12K | +879.8 | |
| $2.96M | 100K | 73.28K | +36.5 | |
| $2.93M | 1.29M | 902.72K | +42.4 | |
| $2.8M | 662.5K | NEW | ||
| $2.51M | 93.24K | 9.11K | +923.9 | |
| $2.5M | 750K | 750K | 0 | |
| $2.5M | 150K | 150K | 0 | |
| $2.33M | 465K | 200K | +132.5 | |
| $2.26M | 50K | 50K | 0 | |
| $2.13M | 775K | 375K | +106.7 | |
| $2.11M | 614.57K | 49.52K | +1141.1 | |
| $2.08M | 400K | 500K | -20.0 | |
| $2.07M | 950.48K | 938.37K | +1.3 | |
| $2.05M | 201.12K | 12.8K | +1471.4 | |
| $2.02M | 32.4K | 72K | -55.0 | |
| $1.83M | 100K | 100K | 0 | |
| $1.79M | 125K | 125K | 0 | |
| $1.68M | 9K | 9.21K | -2.2 | |
| $1.65M | 415.55K | NEW | ||
| $1.49M | 275.26K | 278.02K | -1.0 | |
| $1.49M | 1.1M | 1.1M | 0 | |
| $1.48M | 85K | 85K | 0 | |
| $1.47M | 30K | 30K | 0 | |
| $1.47M | 450K | 658.97K | -31.7 | |
| $1.43M | 70K | 70K | 0 | |
| $1.42M | 125K | 282.26K | -55.7 | |
|
Direxion SHS Etf TR
|
$1.35M | 198K | 198K | 0 |
| $1.22M | 4.23K | 9.27K | -54.3 | |
| $1.2M | 393.34K | 370.71K | +6.1 | |
| $1.2M | 195K | NEW | ||
| $1.19M | 250.96K | 486.06K | -48.4 | |
| $1.19M | 250K | NEW |
Holdings list only includes long positions.
Only includes long positions.
Calendar
14 May 20
3 Jul 20
30 Jun 21
News
Company financial data Financial data
| Quarter (USD) | Mar 20 | Dec 19 | Sep 19 | Jun 19 | |
|---|---|---|---|---|---|
| Revenue | 914K | 887K | 904K | 2.22M | |
| Net income | -1.64M | -1.04M | -3.62M | 90K | |
| Diluted EPS | -0.11 | -0.06 | -0.24 | 0.02 | |
| Net profit margin | -180% | -118% | -400% | 4.05% | |
| Operating income | -979K | -511K | -815K | -988K | |
| Net change in cash | 290K | -822K | 1.15M | -2.19M | |
| Cash on hand | 2.09M | 1.8M | 2.62M | 1.47M |
| Annual (USD) | Jun 19 | Jun 18 | Jun 17 | Jun 16 | |
|---|---|---|---|---|---|
| Revenue | 4.92M | 6.26M | 6.76M | ||
| Net income | -3.44M | 689K | -544K | -3.7M | |
| Diluted EPS | -0.22 | 0.04 | -0.03 | -0.24 | |
| Net profit margin | -69.94% | 11.00% | -8.04% | ||
| Operating income | -2.96M | -2.29M | -873K | -4.18M | |
| Net change in cash | -4.9M | 2.41M | -35K | 486K | |
| Cash on hand | 1.47M | 6.36M | 3.96M | 3.99M |
Financial data from company earnings reports
Recent insider trades
| Date | Owner | Security | Transaction | Code | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|
| 30 Jun 20 | Lisa Callicotte | Class A Common Stock | Other | Aquire J | 1.9 | 62 | 117.8 | 18,966 |
| 30 Jun 20 | Thomas F Lydon JR | Class A Common Stock | Other | Aquire J | 1.9 | 100 | 190 | 16,400 |
| 30 Jun 20 | Jerold H Rubinstein | Class A Common Stock | Other | Aquire J | 1.9 | 100 | 190 | 1,700 |
| 30 Jun 20 | Roy D Terracina | Class A Common Stock | Other | Aquire J | 1.9 | 100 | 190 | 62,700 |
| 29 May 20 | Lisa Callicotte | Class A Common Stock | Other | Aquire J | 2.09 | 56 | 117.04 | 18,904 |
Institutional ownership Q1 2020
12.5% owned by funds/institutions
13F holders |
Current |
|---|---|
| Total holders | 62 |
| Opened positions | 57 |
| Closed positions | 7 |
| Increased positions | 4 |
| Reduced positions | 1 |
13F shares |
Current |
|---|---|
| Total value | 155.21M |
| Total shares | 1.62M |
| Total puts | 0 |
| Total calls | 0 |
| Total put/call ratio | – |
Largest owners |
Shares | Value |
|---|---|---|
| PNC The PNC Financial Services Group Inc | 370.67K | $8.08M |
| Raymond James & Associates | 327.88K | $7.15M |
| LPLA LPL Financial | 219.22K | $4.78M |
| Commonwealth Equity Services | 154.42K | $3.36M |
| Advisor | 75.44K | $1.6M |
| RY Royal Bank of Canada | 64.07K | $1.4M |
| Susquehanna International | 34.48K | $751K |
| Private Advisor | 31.93K | $696K |
| SeaCrest Wealth Management | 27.33K | $595K |
| Valley National Advisers | 26.12K | $569K |
Financial report summary
?Competition
OscManagement Discussion
- The Company posted a net loss attributable to U.S. Global Investors, Inc., as shown in the Consolidated Statements of Operations, of $3.4 million ($0.22 per share loss) for the year ended June 30, 2019, compared with net income attributable to U.S. Global Investors, Inc. of $647,000 ($0.04 per share) for the year ended June 30, 2018, a decrease of approximately $4.0 million. The decrease is primarily due to a decrease in investment income resulting from unrealized losses and a decrease in income from equity method investments, along with a decrease in operating revenue due to a decrease in assets under management, which was partially offset by a tax benefit, as discussed further below.
Content analysis
?
| Positive | ||
| Negative | ||
| Uncertain | ||
| Constraining | ||
| Legalese | ||
| Litigous | ||
| Readability |
8th grade Avg
|
|
New words:
accelerated, acceleration, adherence, Aid, aircraft, airline, airport, assured, attendant, attracted, attractive, AUM, avoid, backup, cancellation, carryover, certification, certify, chain, communicable, confidence, connection, consecutive, covered, creating, criteria, damage, delivery, demand, detrimental, disaster, disease, disrupt, disrupting, disruption, distancing, driven, duration, economy, eligible, emerging, environment, epidemic, equivalent, event, extent, extreme, faith, feature, flat, forgiven, good, health, highly, incapacitating, indefinitely, intended, interrupting, key, kind, light, loan, long, manner, Modification, national, NOL, offering, ongoing, outbreak, pandemic, Paycheck, payroll, people, point, PPP, prevalent, promissory, Protection, rapid, recurrence, reinstating, reliable, Relief, remediate, remote, replace, request, respond, response, restore, salary, seventeen, slowdown, small, social, societal, spread, substantial, supplement, terrorist, therewith, undetermined, unpredictable, weather, workforce
Removed:
commitment, listed, serve, uncertain
Financial reports
10-Q
2020 Q3
Quarterly report
14 May 20
10-Q
2020 Q2
Quarterly report
11 Feb 20
10-Q
2020 Q1
Quarterly report
7 Nov 19
10-K
2019 FY
Annual report
5 Sep 19
10-Q
2019 Q3
Quarterly report
9 May 19
10-Q
2019 Q2
Quarterly report
12 Feb 19
10-Q
2019 Q1
Quarterly report
8 Nov 18
10-K
2018 FY
Annual report
6 Sep 18
10-Q
2018 Q3
Quarterly report
10 May 18
10-Q
2018 Q2
Quarterly report
14 Feb 18
Current reports
8-K
Submission of Matters to a Vote of Security Holders
28 May 20
8-K
Results of Operations and Financial Condition
15 May 20
8-K
U.S. Global Investors Announces Completion of Sale of Ownership Interest in Galileo
4 Mar 20
8-K
U.S. Global Investors Reports Financial Results for the Second Quarter of 2020 Fiscal Year
13 Feb 20
8-K
Regulation FD Disclosure
3 Jan 20
8-K
U.S. Global Investors Reports Financial Results for the First Quarter of 2020 Fiscal Year
8 Nov 19
8-K
U.S. Global Investors Reports Financial Results for the 2019 Fiscal Year
6 Sep 19
8-K
U.S. Global Investors Reports Improved Net Income on Bounce in Strategic Investments
10 May 19
8-K
U.S. Global Investors Reports Financial Results for the Second Quarter of 2019 Fiscal Year
14 Feb 19
8-K
U.S. Global Investors Reports Financial Results for the First Quarter of 2019 Fiscal Year
13 Nov 18
Registration and prospectus
S-8 POS
Registration of securities for employees (post-effective amendment)
25 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
25 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
20 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
20 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
20 Jan 16
S-8
Registration of securities for employees
27 Oct 15
S-8
Registration of securities for employees
15 Oct 14
S-8
Registration of securities for employees
15 Oct 13
S-8
Registration of securities for employees
23 Dec 10
S-8
Registration of securities for employees
30 Apr 09
Ownership
4
U S GLOBAL INVESTORS / ROY D TERRACINA ownership change
1 Jul 20
4
U S GLOBAL INVESTORS / JEROLD H RUBINSTEIN ownership change
1 Jul 20
4
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
1 Jul 20
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Jul 20
4
U S GLOBAL INVESTORS / ROY D TERRACINA ownership change
1 Jun 20
4
U S GLOBAL INVESTORS / JEROLD H RUBINSTEIN ownership change
1 Jun 20
4
U S GLOBAL INVESTORS / THOMAS F LYDON JR ownership change
1 Jun 20
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Jun 20
13F-HR
Quarterly holdings report by institutional manager
4 May 20
4
U S GLOBAL INVESTORS / ROY D TERRACINA ownership change
1 May 20