Company profile

Ticker
GROW
Exchange
CEO
Frank Edward Holmes
Employees
Incorporated in
Location
Fiscal year end
Industry (SEC)
Former names
United Services Advisors Inc
SEC CIK
IRS number
741598370
SEC advisor number
801-4868
FINRA CRD number
111097
AUM ?
$512.42M (as of 21 May 20)
Accounts
11 (as of 21 May 20)
Employees
23 (7 investment advisory or research)
Address
U.S. Global Investors
7900 CALLAGHAN RD
SAN ANTONIO
TX 78229
Phone
2103081234

GROW stock data

(
)

Fund data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 151 long holdings
End of quarter 31 Mar 20
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$41.74M 1.17M 110.97K +956.3
$38.17M 3.13M 225.2K +1290.4
$33.61M 1.18M 108.16K +989.3
$32.14M 1.02M 70.3K +1349.3
$15.04M 822.58K 67.63K +1116.3
$12.43M 474.42K 32.13K +1376.6
$11.29M 85.29K NEW
$11.22M 137.16K 11.79K +1063.3
$11M 386.46K 30.17K +1180.8
$10.91M 1.22M 107.3K +1035.6
$10.36M 803.36K 53.25K +1408.6
$9.99M 362.88K 347.05K +4.6
$8.35M 2.54M 168.08K +1409.6
$8.29M 793.97K 51.22K +1450.1
$5.61M 1.12M 1.01M +10.5
$4.97M 49.89K 47.43K +5.2
$4.85M 55.28K 40.4K +36.8
$3.32M 777.66K 29.56K +2530.4
$3.18M 59.92K 6.12K +879.8
$2.96M 100K 73.28K +36.5
$2.93M 1.29M 902.72K +42.4
$2.8M 662.5K NEW
$2.51M 93.24K 9.11K +923.9
$2.5M 750K 750K 0
$2.5M 150K 150K 0
$2.33M 465K 200K +132.5
$2.26M 50K 50K 0
$2.13M 775K 375K +106.7
$2.11M 614.57K 49.52K +1141.1
$2.08M 400K 500K -20.0
$2.07M 950.48K 938.37K +1.3
$2.05M 201.12K 12.8K +1471.4
$2.02M 32.4K 72K -55.0
$1.83M 100K 100K 0
$1.79M 125K 125K 0
$1.68M 9K 9.21K -2.2
$1.65M 415.55K NEW
$1.49M 275.26K 278.02K -1.0
$1.49M 1.1M 1.1M 0
$1.48M 85K 85K 0
$1.47M 30K 30K 0
$1.47M 450K 658.97K -31.7
$1.43M 70K 70K 0
$1.42M 125K 282.26K -55.7
Direxion SHS Etf TR
$1.35M 198K 198K 0
$1.22M 4.23K 9.27K -54.3
$1.2M 393.34K 370.71K +6.1
$1.2M 195K NEW
$1.19M 250.96K 486.06K -48.4
$1.19M 250K NEW
Holdings list only includes long positions. Only includes long positions.

Calendar

14 May 20
3 Jul 20
30 Jun 21

News

Company financial data Financial data

Quarter (USD) Mar 20 Dec 19 Sep 19 Jun 19
Revenue 914K 887K 904K 2.22M
Net income -1.64M -1.04M -3.62M 90K
Diluted EPS -0.11 -0.06 -0.24 0.02
Net profit margin -180% -118% -400% 4.05%
Operating income -979K -511K -815K -988K
Net change in cash 290K -822K 1.15M -2.19M
Cash on hand 2.09M 1.8M 2.62M 1.47M
Annual (USD) Jun 19 Jun 18 Jun 17 Jun 16
Revenue 4.92M 6.26M 6.76M
Net income -3.44M 689K -544K -3.7M
Diluted EPS -0.22 0.04 -0.03 -0.24
Net profit margin -69.94% 11.00% -8.04%
Operating income -2.96M -2.29M -873K -4.18M
Net change in cash -4.9M 2.41M -35K 486K
Cash on hand 1.47M 6.36M 3.96M 3.99M

Financial data from company earnings reports

Date Owner Security Transaction Code $Price #Shares $Value #Remaining
30 Jun 20 Lisa Callicotte Class A Common Stock Other Aquire J 1.9 62 117.8 18,966
30 Jun 20 Thomas F Lydon JR Class A Common Stock Other Aquire J 1.9 100 190 16,400
30 Jun 20 Jerold H Rubinstein Class A Common Stock Other Aquire J 1.9 100 190 1,700
30 Jun 20 Roy D Terracina Class A Common Stock Other Aquire J 1.9 100 190 62,700
29 May 20 Lisa Callicotte Class A Common Stock Other Aquire J 2.09 56 117.04 18,904
12.5% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 62 12 +416.7%
Opened positions 57 9 +533.3%
Closed positions 7 12 -41.7%
Increased positions 4 1 +300.0%
Reduced positions 1 1
13F shares
Current Prev Q Change
Total value 155.21M 22.25M +597.6%
Total shares 1.62M 810.72K +99.8%
Total puts 0 0
Total calls 0 0
Total put/call ratio
Largest owners
Shares Value Change
PNC The PNC Financial Services Group Inc 370.67K $8.08M NEW
Raymond James & Associates 327.88K $7.15M NEW
LPLA LPL Financial 219.22K $4.78M +590.6%
Commonwealth Equity Services 154.42K $3.36M +1846.0%
Advisor 75.44K $1.6M NEW
RY Royal Bank of Canada 64.07K $1.4M +31932.5%
Susquehanna International 34.48K $751K -19.7%
Private Advisor 31.93K $696K NEW
SeaCrest Wealth Management 27.33K $595K NEW
Valley National Advisers 26.12K $569K NEW
Largest transactions
Shares Bought/sold Change
PNC The PNC Financial Services Group Inc 370.67K +370.67K NEW
Raymond James & Associates 327.88K +327.88K NEW
Cardan Capital Partners 0 -315.54K EXIT
Financial Advocates Investment Management 0 -213.12K EXIT
LPLA LPL Financial 219.22K +187.47K +590.6%
Captrust Financial Advisors 0 -174.71K EXIT
Commonwealth Equity Services 154.42K +146.48K +1846.0%
Advisor 75.44K +75.44K NEW
RY Royal Bank of Canada 64.07K +63.87K +31932.5%
Private Advisor 31.93K +31.93K NEW

Financial report summary

?
Competition
Osc
Management Discussion
  • The Company posted a net loss attributable to U.S. Global Investors, Inc., as shown in the Consolidated Statements of Operations, of $3.4 million ($0.22 per share loss) for the year ended June 30, 2019, compared with net income attributable to U.S. Global Investors, Inc. of $647,000 ($0.04 per share) for the year ended June 30, 2018, a decrease of approximately $4.0 million. The decrease is primarily due to a decrease in investment income resulting from unrealized losses and a decrease in income from equity method investments, along with a decrease in operating revenue due to a decrease in assets under management, which was partially offset by a tax benefit, as discussed further below.
Content analysis ?
Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability
8th grade Avg
New words: accelerated, acceleration, adherence, Aid, aircraft, airline, airport, assured, attendant, attracted, attractive, AUM, avoid, backup, cancellation, carryover, certification, certify, chain, communicable, confidence, connection, consecutive, covered, creating, criteria, damage, delivery, demand, detrimental, disaster, disease, disrupt, disrupting, disruption, distancing, driven, duration, economy, eligible, emerging, environment, epidemic, equivalent, event, extent, extreme, faith, feature, flat, forgiven, good, health, highly, incapacitating, indefinitely, intended, interrupting, key, kind, light, loan, long, manner, Modification, national, NOL, offering, ongoing, outbreak, pandemic, Paycheck, payroll, people, point, PPP, prevalent, promissory, Protection, rapid, recurrence, reinstating, reliable, Relief, remediate, remote, replace, request, respond, response, restore, salary, seventeen, slowdown, small, social, societal, spread, substantial, supplement, terrorist, therewith, undetermined, unpredictable, weather, workforce
Removed: commitment, listed, serve, uncertain