GROW U.S. Global Investors
U.S. Global Investors, Inc. engages in the provision of investment advisory services. It operates through the following segments: Investment Management Services, Investment Management Services-Canada, and Corporate Investments. The Investment Management Services segment offers a range of investment management products and services to offshore and exchange traded fund clients. The Investment Management Services-Canada segment comprises of investment management products and services in Canada through its asset management firm. The Corporate Investments segment invests for its own account to add growth and value to its cash position. The company was founded in 1968 and is headquartered in San Antonio, TX.
Company profile
Ticker
GROW
Exchange
Website
CEO
Frank Holmes
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
UNITED SERVICES ADVISORS INC /TX/
SEC CIK
Corporate docs
IRS number
741598370
SEC advisor number
801-4868
FINRA CRD number
111097
AUM ?
$1.71B
(as of 18 Mar 21)
Accounts
3
(as of 18 Mar 21)
Employees
20
(5 investment advisory or research)
Address
U.S. Global Investors
7900 CALLAGHAN RD
SAN ANTONIO
TX 78229
7900 CALLAGHAN RD
SAN ANTONIO
TX 78229
Phone
2103081234
GROW stock data
()
News
Press releases
U.S. Global Investors Continues GROW Dividends
18 Mar 21
U.S. Global Jets ETF (JETS) Surpassed $4 Billion in Assets Under Management (AUM) as Commercial Flight Demand Hit a 12-Month High
18 Mar 21
U.S. Global Investors Announces a 100% Increase in Monthly Dividend
8 Feb 21
U.S. Global Investors Announces Increase in Dividend and Reports Strong Acceleration of Growth in Assets, with Total Operating Revenues Increasing 60% QoQ, 480% YoY
4 Feb 21
U.S. Global Investors Announces Second-Quarter Results Webcast
29 Jan 21
Investment data
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
| Top 50 of 171 long holdings End of quarter 31 Dec 20 |
Value |
#Shares |
Prev Q |
Change %, QoQ |
|---|---|---|---|---|
| $296.84M | 6.37M | 4.41M | +44.5 | |
| $286.84M | 7.13M | 5.45M | +30.9 | |
| $269.08M | 17.06M | 13.2M | +29.3 | |
| $267.04M | 6.17M | 4.76M | +29.7 | |
| $127.39M | 673.14K | 528.2K | +27.4 | |
| $123.3M | 2.37M | 1.71M | +38.9 | |
| $114.08M | 7.85M | 5.67M | +38.3 | |
| $112.5M | 4.6M | NEW | ||
| $93.29M | 2.98M | 2.17M | +37.2 | |
| $91.21M | 1.89M | 1.39M | +36.2 | |
| $88.64M | 595.62K | 361.09K | +64.9 | |
| $83.3M | 2.07M | 2.04M | +1.1 | |
| $31.8M | 192.8K | 155.91K | +23.7 | |
| $31.03M | 278.79K | 229.34K | +21.6 | |
| $29.03M | 1.27M | 1.2M | +6.1 | |
| $28.34M | 366.95K | 323.65K | +13.4 | |
| $27.37M | 2.79M | 2.31M | +20.8 | |
| $16.77M | 401.66K | 388.17K | +3.5 | |
| $11.07M | 104.1K | 110.73K | -6.0 | |
| $10.92M | 872.02K | 725K | +20.3 | |
| $10.28M | 82K | 86.68K | -5.4 | |
| $9.36M | 1.31M | 1.29M | +0.8 | |
| $6.04M | 454.9K | 336.7K | +35.1 | |
| $5.12M | 1.39M | 1.41M | -1.3 | |
| $4.96M | 246.73K | 246.73K | 0 | |
| $4.72M | 371.9K | 410.46K | -9.4 | |
| $4.67M | 848K | 1.91M | -55.5 | |
| $4.31M | 125K | 125K | 0 | |
| $3.73M | 1.1M | 1.1M | 0 | |
|
Sibanye Stillwater LTD
|
$3.47M | 218.24K | 191.62K | +13.9 |
| $3.36M | 1.53M | NEW | ||
| $3.29M | 3.86M | 3.89M | -0.9 | |
| $3.17M | 52.9K | 52.9K | 0 | |
| $3.15M | 562.11K | 780.16K | -27.9 | |
| $3.07M | 350.73K | NEW | ||
|
Direxion SHS Etf TR
(DAILY JR GLD MIN)
|
$3.01M | 25K | 25K | 0 |
|
Direxion SHS Etf TR
(DLY GOLD INDX 2X)
|
$2.75M | 39.6K | NEW | |
| $2.5M | 109.6K | 109.6K | 0 | |
| $2.36M | 352K | 352K | 0 | |
| $2.34M | 500K | 1.13M | -55.7 | |
| $2.32M | 250K | 250K | 0 | |
| $2.29M | 6.08K | 4.78K | +27.2 | |
| $2.27M | 17.1K | 13K | +31.5 | |
| $2.25M | 690 | 600 | +15.0 | |
| $2.12M | 3K | 5.9K | -49.2 | |
| $2.06M | 50K | 100K | -50.0 | |
| $1.85M | 225K | 225K | 0 | |
| $1.79M | 35K | 35K | 0 | |
| $1.7M | 12K | NEW | ||
| $1.7M | 50K | 50K | 0 |
Holdings list only includes long positions.
Only includes long positions.
Calendar
4 Feb 21
12 Apr 21
30 Jun 21
Financial summary
Quarter (USD) |
Dec 20 | Sep 20 | Jun 20 | Mar 20 | |
|---|---|---|---|---|---|
| Revenue | |||||
| Cost of revenue | |||||
| Operating income | |||||
| Operating margin | |||||
| Net income | |||||
| Net profit margin | |||||
| Cash on hand | |||||
| Change in cash | |||||
| Diluted EPS |
Annual (USD) |
Jun 20 | Jun 19 | Jun 18 | Jun 17 | |
|---|---|---|---|---|---|
| Revenue | |||||
| Cost of revenue | |||||
| Operating income | |||||
| Operating margin | |||||
| Net income | |||||
| Net profit margin | |||||
| Cash on hand | |||||
| Change in cash | |||||
| Diluted EPS |
Financial data from company earnings reports.
| Cash burn rate (estimated) | Burn method: Change in cash | Burn method: Operating income/loss | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
|---|---|---|---|---|---|---|
| Cash on hand (at last report) | 22.62M | 22.62M | 22.62M | 22.62M | 22.62M | 22.62M |
| Cash burn (monthly) | (positive/no burn) | (positive/no burn) | (positive/no burn) | (positive/no burn) | 103.33K | 15.67K |
| Cash used (since last report) | n/a | n/a | n/a | n/a | 353.09K | 53.53K |
| Cash remaining | n/a | n/a | n/a | n/a | 22.27M | 22.57M |
| Runway (months of cash) | n/a | n/a | n/a | n/a | 215.5 | 1440.3 |
Recent insider trades
| Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|---|
| 31 Mar 21 | Lisa Callicotte | Class A Common Stock | Other | Aquire J | No | No | 6.98 | 19 | 132.62 | 20,052 |
| 26 Feb 21 | Lisa Callicotte | Class A Common Stock | Other | Aquire J | No | No | 6.99 | 19 | 132.81 | 20,033 |
| 29 Jan 21 | Lisa Callicotte | Class A Common Stock | Other | Aquire J | No | No | 5.55 | 24 | 133.2 | 20,014 |
| 31 Dec 20 | Lisa Callicotte | Class A Common Stock | Other | Aquire J | No | No | 5.45 | 24 | 130.8 | 19,990 |
| 30 Nov 20 | Lisa Callicotte | Class A Common Stock | Other | Aquire J | No | No | 4.15 | 32 | 132.8 | 19,966 |
Institutional ownership Q4 2020
Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.
13F holders |
Current |
|---|---|
| Total holders | 345 |
| Opened positions | 193 |
| Closed positions | 29 |
| Increased positions | 108 |
| Reduced positions | 23 |
13F shares |
Current |
|---|---|
| Total value | 6.29B |
| Total shares | 41.4M |
| Total puts | 4.19M |
| Total calls | 9.48M |
| Total put/call ratio | 0.4 |
Largest owners |
Shares | Value |
|---|---|---|
| Ninety One UK | 3.4M | $76.01M |
| Clal Insurance Enterprises | 3.17M | $67.56M |
| PXGPE Phoenix | 2.61M | $81.81M |
| LPLA LPL Financial | 2.47M | $63.91M |
| Susquehanna International | 1.7M | $38.25M |
| Migdal Insurance & Financial | 1.62M | $36.27M |
| MS Morgan Stanley | 1.42M | $31.84M |
| UBS UBS Group AG - Registered Shares | 1.29M | $33.86M |
| RY Royal Bank Of Canada | 1.24M | $28.97M |
| Jane Street | 1.11M | $25.59M |
Financial report summary
?Management Discussion
- The Company posted a net loss attributable to U.S. Global Investors, Inc., as shown in the Consolidated Statements of Operations, of $4.7 million ($0.31 per share loss) for the year ended June 30, 2020, compared with a net loss attributable to U.S. Global Investors, Inc. of $3.4 million ($0.22 per share loss) for the year ended June 30, 2019, an increase in loss of approximately $1.3 million. The increase in loss is primarily due to a decrease in tax benefit, an increase in investment loss resulting from unrealized losses and a decrease in income from equity method investments, somewhat offset by a decrease in operating loss due to an increase in assets under management, as discussed further below.
Content analysis
?
| Positive | ||
| Negative | ||
| Uncertain | ||
| Constraining | ||
| Legalese | ||
| Litigous | ||
| Readability |
8th grade Avg
|
|
New words:
conversion, convertible, debenture, extinguishment, hold, unsecured
Removed:
applied, apply, comprising, detail, expiration, forward, generated, impacted, limitation, present, usage, utilization, utilized
Financial reports
10-Q
2021 Q2
Quarterly report
4 Feb 21
10-Q
2021 Q1
Quarterly report
5 Nov 20
10-K
2020 FY
Annual report
10 Sep 20
10-Q
2020 Q3
Quarterly report
14 May 20
10-Q
2020 Q2
Quarterly report
11 Feb 20
10-Q
2020 Q1
Quarterly report
7 Nov 19
10-K
2019 FY
Annual report
5 Sep 19
10-Q
2019 Q3
Quarterly report
9 May 19
10-Q
2019 Q2
Quarterly report
11 Feb 19
10-Q
2019 Q1
Quarterly report
8 Nov 18
Current reports
8-K
Results of Operations and Financial Condition
5 Feb 21
8-K
U.S. Global Investors Reports Strong Profitability, with Highest Quarterly Earnings in Over Nine Years
6 Nov 20
8-K
U.S. Global Investors Pleased to Report Assets Under Management Up More Than Three Times, Financial Results for the 2020 Fiscal Year
11 Sep 20
8-K
Submission of Matters to a Vote of Security Holders
28 May 20
8-K
Results of Operations and Financial Condition
15 May 20
8-K
U.S. Global Investors Announces Completion of Sale of Ownership Interest in Galileo
4 Mar 20
8-K
U.S. Global Investors Reports Financial Results for the Second Quarter of 2020 Fiscal Year
13 Feb 20
8-K
Regulation FD Disclosure
3 Jan 20
8-K
U.S. Global Investors Reports Financial Results for the First Quarter of 2020 Fiscal Year
8 Nov 19
8-K
U.S. Global Investors Reports Financial Results for the 2019 Fiscal Year
6 Sep 19
Registration and prospectus
S-8 POS
Registration of securities for employees (post-effective amendment)
24 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
24 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jan 16
S-8 POS
Registration of securities for employees (post-effective amendment)
19 Jan 16
S-8
Registration of securities for employees
26 Oct 15
S-8
Registration of securities for employees
14 Oct 14
S-8
Registration of securities for employees
14 Oct 13
S-8
Registration of securities for employees
22 Dec 10
S-8
Registration of securities for employees
29 Apr 09
Ownership
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Apr 21
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Mar 21
13F-HR
Quarterly holdings report by institutional manager
10 Feb 21
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Feb 21
SC 13G/A
U S GLOBAL INVESTORS / ROYCE & ASSOCIATES ownership change
29 Jan 21
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
4 Jan 21
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
1 Dec 20
13F-HR
Quarterly holdings report by institutional manager
13 Nov 20
4
U S GLOBAL INVESTORS / Lisa Callicotte ownership change
2 Nov 20
4
U S GLOBAL INVESTORS / FRANK E HOLMES ownership change
7 Oct 20
Transcripts
2021 Q1
Earnings call transcript
6 Nov 20
2020 Q4
Earnings call transcript
11 Sep 20
2020 Q3
Earnings call transcript
15 May 20
2020 Q2
Earnings call transcript
12 Feb 20
2020 Q1
Earnings call transcript
11 Nov 19
2019 Q4
Earnings call transcript
9 Sep 19
2019 Q3
Earnings call transcript
10 May 19
2019 Q2
Earnings call transcript
14 Feb 19
2019 Q1
Earnings call transcript
9 Nov 18
2018 Q4
Earnings call transcript
7 Sep 18
Reddit threads
Daily Plays - April 12, 2021
12 Apr 21
Concentration to growth - Difficult decision
10 Apr 21
Daily Discussion Thread - April 9th, 2021
9 Apr 21
Robinhood failed to disclose certain trading data that regulators have previously fined other brokerages for, report says
8 Apr 21
Daily Discussion Thread - April 8th, 2021
8 Apr 21
Daily Plays - April 08, 2021
8 Apr 21
Daily Discussion Thread - April 7th, 2021
7 Apr 21
Daily Discussion Thread - April 6th, 2021
6 Apr 21
Daily General Discussion and spitballin thread - April 01, 2021
1 Apr 21
GAMESTOP NAMES AMAZON'S ELLIOTT WILKE AS CHIEF GROWTH OFFICER 🚀🚀🚀🚀🚀
30 Mar 21