Financial reports
No filings
Current reports
No filings
Registration and prospectus
No filings
Proxies
No filings
Other
MA-I
Municipal Advisor registration (individual)
16 Apr 24
MA-I
Municipal Advisor registration (individual)
15 Apr 24
MA-A
Municipal Advisor registration (firm) (update)
1 Apr 24
MA-I/A
Municipal Advisor registration (individual) (amended)
29 Mar 24
MA/A
Municipal Advisor registration (firm) (amended)
25 Mar 24
MA-I
Municipal Advisor registration (individual)
21 Mar 24
MA-I/A
Municipal Advisor registration (individual) (amended)
26 Feb 24
MA-I/A
Municipal Advisor registration (individual) (amended)
22 Feb 24
MA-I/A
Municipal Advisor registration (individual) (amended)
22 Jan 24
MA-I/A
Municipal Advisor registration (individual) (amended)
18 Jan 24
Ownership
13F-NT
Notice of holdings reported by another manager
13 Feb 24
4
Sterling Check Corp.
26 Dec 23
13F-NT
Notice of holdings reported by another manager
14 Nov 23
4
Panbela Therapeutics, Inc.
13 Nov 23
3
Panbela Therapeutics, Inc.
13 Nov 23
3
BIOLASE, INC
6 Oct 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
4
Sterling Check Corp.
3 Jul 23
4
Sterling Check Corp.
14 Jun 23
13F-NT
Notice of holdings reported by another manager
11 May 23