Latest filings (excl ownership)
15-12G
Securities registration termination
8 Jan 24
25
Voluntary exchange delisting
28 Dec 23
8-K
Kaspien Holdings Inc. Announces Voluntary Delisting from the OTCQB and Deregistration Under the Securities Act
18 Dec 23
10-Q
2023 Q3
Quarterly report
18 Dec 23
NT 10-Q
Notice of late quarterly filing
12 Dec 23
8-K
Cost Associated with Exit or Disposal Activities
4 Dec 23
8-K
Kaspien Holdings Inc. Reports Fiscal Second Quarter 2023 Results
18 Sep 23
10-Q
2023 Q2
Quarterly report
12 Sep 23
8-K
Submission of Matters to a Vote of Security Holders
30 Jun 23
8-K
Kaspien Holdings Inc. Reports Fiscal First Quarter 2023 Results
13 Jun 23
10-Q
2023 Q1
Quarterly report
13 Jun 23
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
12 Jun 23
8-K
Entry into a Material Definitive Agreement
6 Jun 23
25
Voluntary exchange delisting
1 Jun 23
DEF 14A
Definitive proxy
26 May 23
8-K
Kaspien Holdings Inc. Announces Voluntary Delisting from The Nasdaq Capital Market
22 May 23
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
9 May 23
8-K
Kaspien Holdings Inc. Reports Fiscal Fourth
1 May 23
10-K
2022 FY
Annual report
28 Apr 23
8-K
Departure of Directors or Certain Officers
5 Apr 23
8-K
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard
15 Dec 22
8-K
Kaspien Holdings Inc. Reports Fiscal Third Quarter 2022 Results
14 Dec 22
10-Q
2022 Q3
Quarterly report
13 Dec 22
8-K
Departure of Directors or Certain Officers
1 Nov 22
8-K
Kaspien Holdings Inc. Reports Fiscal Second Quarter 2022 Results
14 Sep 22
10-Q
2022 Q2
Quarterly report
13 Sep 22
8-K/A
Amendments to Articles of Incorporation or Bylaws
2 Sep 22
S-8
Registration of securities for employees
30 Aug 22
DEF 14C
Information statement
12 Aug 22
EFFECT
Notice of effectiveness
9 Aug 22
CORRESP
Correspondence with SEC
4 Aug 22
UPLOAD
Letter from SEC
4 Aug 22
PRE 14C
Preliminary information
2 Aug 22
8-K
Entry into a Material Definitive Agreement
2 Aug 22
S-1
IPO registration
28 Jul 22
8-K
Kaspien Holdings Inc. Announces Pricing of $8 Million Registered Direct and Private Placement Offerings Priced At-the-Market Under Nasdaq Rules
14 Jul 22
424B5
Prospectus supplement for primary offering
14 Jul 22
8-K
Submission of Matters to a Vote of Security Holders
1 Jul 22
8-K
Kaspien Holdings Inc. Reports Fiscal First Quarter 2022 Results
15 Jun 22
10-Q
2022 Q1
Quarterly report
14 Jun 22
Latest ownership filings
4
JONATHAN ANTHONY MARCUS
3 May 23
4
W Michael Reickert
3 May 23
4
MARK E HOLLIDAY
3 May 23
4
Tom Simpson
3 May 23
SC 13D/A
SUBIN NEIL S
15 Feb 23
4
Tom Simpson
13 Jan 23
4
Tom Simpson
19 Dec 22
4
Edwin Sapienza
14 Nov 22
4
MARK E HOLLIDAY
1 Nov 22
3
MARK E HOLLIDAY
1 Nov 22
4
JONATHAN ANTHONY MARCUS
4 May 22
4
Tom Simpson
4 May 22
4
W Michael Reickert
4 May 22
4
Brock Kowalchuk
14 Apr 22
3
Brock Kowalchuk
14 Apr 22
SC 13D/A
SUBIN NEIL S
9 Mar 22
4
Change in insider ownership
7 Mar 22
SC 13G/A
RENAISSANCE TECHNOLOGIES LLC
10 Feb 22
4
Edwin Sapienza
25 Aug 21
4
Tom Simpson
5 May 21
4
JONATHAN ANTHONY MARCUS
5 May 21
4
W Michael Reickert
5 May 21
5
Tom Simpson
8 Mar 21
SC 13G/A
RENAISSANCE TECHNOLOGIES LLC
11 Feb 21
4
Edwin Sapienza
10 Nov 20
4
Kunal Chopra
24 Jul 20
4
JONATHAN ANTHONY MARCUS
13 Apr 20
4
Tom Simpson
13 Apr 20
3
JONATHAN ANTHONY MARCUS
13 Apr 20
3
Tom Simpson
13 Apr 20
3
Kunal Chopra
13 Apr 20
SC 13D
SUBIN NEIL S
9 Apr 20
4
Change in insider ownership
1 Apr 20
4
ROBERT E MARKS
1 Apr 20
4
MICHAEL C NAHL
1 Apr 20
4
MICHAEL SOLOW
1 Apr 20
4
Edwin Sapienza
3 Mar 20
4
Michael Feurer
3 Mar 20
SC 13G/A
Beneficial ownership report (amended)
12 Feb 20
SC 13G
Trans World Entertainment Corp
12 Feb 20