Docoh
Loading...

SWZ Swiss Helvetia Fund

The Fund is a non-diversified, closed-end investment company seeking long-term capital appreciation through investment in equity and equity-linked securities of Swiss companies. The Fund seeks to achieve its investment objective by investing generally in Swiss equity and equity-linked securities that are traded on a Swiss stock exchange, traded at the pre-bourse level of one or more Swiss stock exchanges, traded through a market maker or traded over the counter in Switzerland. The Fund also may invest in Swiss equity and equity-linked securities of Swiss companies that are traded on other major European stock exchanges.

Company profile

Ticker
SWZ
Exchange
Website
CEO
Andrew Dakos
Employees
Location
Fiscal year end
Former names
SWISS HELVETIA FUND INC
SEC CIK

SWZ stock data

(
)

Funds

Data from SEC filings
Series Ticker %Monthly Return ? $Assets #Holdings As of
SWISS HELVETIA FUND, INC. 3.07 6.84 1.94 146.41M 49 Jun 2021

Calendar

12 Mar 21
27 Jul 21
31 Dec 21
Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
2 Jul 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.79 1,212 11.87K 16,783
4 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.7 9,899 96.02K 17,995
4 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.475 67,059 635.38K 27,894
3 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.67 1,800 17.41K 94,953
3 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.68 194 1.88K 96,753
2 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.72 3,041 29.56K 96,947
2 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.71 3,874 37.62K 99,988
2 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.73 1,796 17.48K 103,862
1 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.69 5,000 48.45K 105,658
1 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.75 142 1.38K 110,658

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

37.9% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 35 1 +3400.0%
Opened positions 34 0 NEW
Closed positions 0 35 EXIT
Increased positions 0 1 EXIT
Reduced positions 0 0
13F shares
Current Prev Q Change
Total value 157.07M 6.15M +2453.5%
Total shares 5.02M 688.01K +629.8%
Total puts 0 0
Total calls 0 0
Total put/call ratio
Largest owners
Shares Value Change
WFC Wells Fargo & Co. 1.22M $10.77M NEW
Lazard Asset Management 827.94K $7.28M NEW
City Of London Investment Management 688.01K $6.07M 0.0%
CSS 461.92K $4.06M NEW
1607 Capital Partners 366.93K $3.23M NEW
Matisse Capital 314K $2.76M NEW
Gardner Russo & Gardner 224.35K $1.97M NEW
Commonwealth Equity Services 162.12K $1.43M NEW
Blue Bell Private Wealth Management 115.92K $1.02M NEW
Shaker Financial Services 97.4K $856K NEW
Largest transactions
Shares Bought/sold Change
WFC Wells Fargo & Co. 1.22M +1.22M NEW
Lazard Asset Management 827.94K +827.94K NEW
CSS 461.92K +461.92K NEW
1607 Capital Partners 366.93K +366.93K NEW
Matisse Capital 314K +314K NEW
Gardner Russo & Gardner 224.35K +224.35K NEW
Commonwealth Equity Services 162.12K +162.12K NEW
Blue Bell Private Wealth Management 115.92K +115.92K NEW
Shaker Financial Services 97.4K +97.4K NEW
Uncommon Cents Investing 90.14K +90.14K NEW