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Swiss Helvetia Fund (SWZ)

The Fund is a non-diversified, closed-end investment company seeking long-term capital appreciation through investment in equity and equity-linked securities of Swiss companies. The Fund seeks to achieve its investment objective by investing generally in Swiss equity and equity-linked securities that are traded on a Swiss stock exchange, traded at the pre-bourse level of one or more Swiss stock exchanges, traded through a market maker or traded over the counter in Switzerland. The Fund also may invest in Swiss equity and equity-linked securities of Swiss companies that are traded on other major European stock exchanges.

Company profile

Ticker
SWZ
Exchange
Website
CEO
Andrew Dakos
Employees
Location
Fiscal year end
Former names
SWISS HELVETIA FUND INC
SEC CIK

SWZ stock data

Funds

Data from SEC filings
Series Ticker %Monthly Return ? $Assets #Holdings As of
SWISS HELVETIA FUND, INC. -6.94 -1.28 -5.13 116.71M 48 Jun 2022

Calendar

8 Mar 22
18 Aug 22
31 Dec 22
Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
3 Mar 22 Andrew Dakos Common Stock Buy Acquire P Yes No 8.82 1,000 8.82K 3,000
2 Mar 22 Gerald Hellerman Common Stock Buy Acquire P No No 8.84 498 4.4K 5,324
2 Mar 22 Gerald Hellerman Common Stock Buy Acquire P No No 8.85 235 2.08K 4,826
2 Mar 22 Gerald Hellerman Common Stock Buy Acquire P No No 8.87 267 2.37K 4,591
3 Feb 22 Andrew Dakos Common Stock Buy Acquire P Yes No 9.31 572 5.33K 2,000
2 Feb 22 Andrew Dakos Common Stock Buy Acquire P Yes No 9.38 428 4.01K 1,428
2 Jul 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.79 1,212 11.87K 16,783
4 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.7 9,899 96.02K 17,995
4 Jun 21 Goldstein Phillip Common Stock Sell Dispose S No No 9.475 67,059 635.38K 27,894
36.9% owned by funds/institutions
13F holders Current Prev Q Change
Total holders 33 35 -5.7%
Opened positions 1 2 -50.0%
Closed positions 3 3
Increased positions 10 12 -16.7%
Reduced positions 6 6
13F shares Current Prev Q Change
Total value 44.87M 49.88M -10.0%
Total shares 4.87M 5.02M -3.0%
Total puts 0 0
Total calls 0 0
Total put/call ratio
Largest owners Shares Value Change
Allspring Global Investments 1.18M $10.89M +1.2%
Lazard Asset Management 805.39K $7.43M +0.3%
City Of London Investment Management 721.39K $6.63M 0.0%
CSS 343.82K $3.17M -2.6%
1607 Capital Partners 330.87K $3.05M 0.0%
Gardner Russo & Gardner 239.08K $2.2M +1.8%
Bulldog Investors 237.47K $2.19M 0.0%
Shaker Financial Services 161.01K $1.49M -6.6%
Commonwealth Equity Services 154.56K $1.43M -0.7%
Blue Bell Private Wealth Management 111.74K $1.03M +1.4%
Largest transactions Shares Bought/sold Change
Wolverine Asset Management 0 -97.13K EXIT
Cornerstone Advisors 38.32K -57.7K -60.1%
Allspring Global Investments 1.18M +13.77K +1.2%
Shaker Financial Services 161.01K -11.4K -6.6%
Walleye Trading 0 -10.84K EXIT
BAC Bank Of America 84.11K +10.05K +13.6%
CSS 343.82K -9.33K -2.6%
WFC Wells Fargo & Co. 102.31K -5.82K -5.4%
Cetera Investment Advisers 56K +5.8K +11.6%
Gardner Russo & Gardner 239.08K +4.28K +1.8%