Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
11 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
8-K
Financial Statements and Exhibits
13 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
31 Aug 23
DEF 14A
Definitive proxy
25 Jul 23
N-CEN
Annual report (registered investment company)
9 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 23
CORRESP
Correspondence with SEC
22 Sep 22
8-K
Agenda 1 01 Performance 02 Portfolio positioning 03 Outlook 04 Case for Swiss equities
14 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 22
N-PX
Annual report of proxy voting record
30 Aug 22
DEF 14A
Definitive proxy
26 Jul 22
N-CEN
Annual report (registered investment company)
8 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 22
8-K
Agenda 1 01 Performance 02 Portfolio positioning 03 Outlook 04 Case for Swiss equities
9 Sep 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
31 Aug 21
N-PX
Annual report of proxy voting record
30 Aug 21
DEFA14A
Additional proxy soliciting materials
19 Aug 21
DEF 14A
Definitive proxy
26 Jul 21
PRE 14A
Preliminary proxy
14 Jul 21
CORRESP
Correspondence with SEC
14 Jul 21
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
12 Mar 21
N-CEN
Annual report (registered investment company)
11 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 21
8-K
Agenda 1 01 Performance 02 Portfolio positioning 03 Outlook 04 Case for Swiss equities
11 Sep 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Sep 20
DEFA14A
Additional proxy soliciting materials
31 Aug 20
N-PX
Annual report of proxy voting record
20 Aug 20
DEF 14A
Definitive proxy
24 Jul 20
N-CEN
Annual report (registered investment company)
13 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 20
DEFA14A
Additional proxy soliciting materials
8 Oct 19
SC TO-C
Information about tender offer
4 Oct 19
DEFA14A
Additional proxy soliciting materials
4 Oct 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Sep 19
DEF 14A
Definitive proxy
20 Aug 19
N-PX
Annual report of proxy voting record
20 Aug 19
DEFA14A
Additional proxy soliciting materials
29 Jul 19
PRE 14A
Preliminary proxy
29 Jul 19
Latest ownership filings
SC 13G/A
LAZARD ASSET MANAGEMENT LLC
14 Feb 24
NPORT-P
Swiss Helvetia Fund, Inc. (Dec 2023 report)
8 Feb 24
SC 13G/A
Allspring Global Investments Holdings, LLC
12 Jan 24
NPORT-P/A
Swiss Helvetia Fund, Inc. (Sep 2023 report)
21 Nov 23
NPORT-P
Swiss Helvetia Fund, Inc. (Sep 2023 report)
21 Nov 23
NPORT-P
Swiss Helvetia Fund, Inc. (Jun 2023 report)
19 Jul 23
NPORT-P
Swiss Helvetia Fund, Inc. (Mar 2023 report)
17 May 23
SC 13G/A
LAZARD ASSET MANAGEMENT LLC
8 Mar 23
NPORT-P
Swiss Helvetia Fund, Inc. (Dec 2022 report)
23 Jan 23
SC 13G/A
Allspring Global Investments Holdings, LLC
13 Jan 23
SC 13G/A
Allspring Global Investments Holdings, LLC
7 Dec 22
NPORT-P
Swiss Helvetia Fund, Inc. (Sep 2022 report)
17 Nov 22
SC 13G/A
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
10 Aug 22
NPORT-P
Swiss Helvetia Fund, Inc. (Jun 2022 report)
13 Jul 22
NPORT-P
Swiss Helvetia Fund, Inc. (Mar 2022 report)
17 May 22
4
Andrew Dakos
4 Mar 22
4
GERALD HELLERMAN
3 Mar 22
SC 13G/A
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
11 Feb 22
SC 13G/A
LAZARD ASSET MANAGEMENT LLC
11 Feb 22
4
Andrew Dakos
4 Feb 22
NPORT-P
Swiss Helvetia Fund, Inc. (Dec 2021 report)
21 Jan 22
SC 13G
Allspring Global Investments Holdings, LLC
19 Jan 22
SC 13G/A
WELLS FARGO & COMPANY/MN
8 Dec 21
NPORT-P
Swiss Helvetia Fund, Inc. (Sep 2021 report)
17 Nov 21
NPORT-P
Swiss Helvetia Fund, Inc. (Jun 2021 report)
14 Jul 21
4
PHILLIP GOLDSTEIN
6 Jul 21
4
PHILLIP GOLDSTEIN
8 Jun 21
4
PHILLIP GOLDSTEIN
4 Jun 21
4
PHILLIP GOLDSTEIN
3 Jun 21
NPORT-P
Swiss Helvetia Fund, Inc. (Mar 2021 report)
19 May 21
4
MORITZ A SELL
6 May 21
SC 13G/A
RIVERNORTH CAPITAL MANAGEMENT, LLC
16 Feb 21
SC 13G
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
12 Feb 21
SC 13G/A
WELLS FARGO & COMPANY/MN
12 Feb 21
SC 13G/A
WELLS FARGO & COMPANY/MN
12 Feb 21
SC 13G
LAZARD ASSET MANAGEMENT LLC
9 Feb 21
NPORT-P
Swiss Helvetia Fund, Inc. (Dec 2020 report)
21 Jan 21
NPORT-P
Swiss Helvetia Fund, Inc. (Sep 2020 report)
24 Nov 20
4
MORITZ A SELL
2 Oct 20
NPORT-P
Swiss Helvetia Fund, Inc. (Jun 2020 report)
28 Jul 20