CAPC Capstone Companies
Capstone Companies Inc. is a public holding company that engages, through its wholly-owned subsidiaries, Capstone Industries Inc., Capstone Lighting Technologies, LLC, and Capstone International HK Ltd., in the development, manufacturing and marketing of consumer products to retail channels throughout North America and international markets.
Company profile
Ticker
CAPC
Exchange
Website
CEO
Stewart Wallach
Employees
Incorporated
Location
Fiscal year end
Sector
Industry (SIC)
Former names
CHDT CORP, CHINA DIRECT TRADING CORP, CBQ INC
SEC CIK
Corporate docs
IRS number
841047159
CAPC stock data
()
Press releases
Capstone Companies Completes a Private Equity Placement in Preparation for its Smart Mirror Launch
6 Apr 21
Capstone Companies Reports 2020 Year-End Performance
1 Apr 21
Blue Star Foods Announces Appointment of Three New Directors
31 Mar 21
Capstone Companies Announces Year End 2020 Financial Results and Conference Call
24 Mar 21
Capstone Companies Announces First Strategic Update of 2021
9 Mar 21
Investment data
Securities sold
Number of investors
Calendar
9 Apr 21
22 Apr 21
31 Dec 21
Financial summary
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Dec 20 | Sep 20 | Jun 20 | Mar 20 | |
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Dec 20 | Dec 19 | Dec 18 | Dec 17 | |
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Diluted EPS |
Financial data from company earnings reports.
Cash burn rate (estimated) | Burn method: Change in cash | Burn method: Operating income/loss | Burn method: FCF (opex + capex) | Last Q | Avg 4Q | Last Q | Avg 4Q | Last Q | Avg 4Q |
---|---|---|---|---|---|---|
Cash on hand (at last report) | 1.22M | 1.22M | 1.22M | 1.22M | 1.22M | 1.22M |
Cash burn (monthly) | 30.25K | 158.96K | 182.69K | 257.13K | 1.13K | 154.8K |
Cash used (since last report) | 113.19K | 594.84K | 683.66K | 962.22K | 4.21K | 579.3K |
Cash remaining | 1.11M | 628.93K | 540.11K | 261.55K | 1.22M | 644.47K |
Runway (months of cash) | 36.7 | 4.0 | 3.0 | 1.0 | 1083.4 | 4.2 |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
4 Jan 21 | Postal Jeffrey | Series B-1 Convertible Preferred Stock, $0.0001 Par Value | Other | Aquire J | No | No | 0 | 7,500 | 0 | 7,500 |
4 Jan 21 | Wallach Stewart | Series B-1 Convertible Preferred Stock, $0.0001 par value | Other | Aquire J | No | No | 0 | 7,500 | 0 | 7,500 |
5 Aug 20 | Postal Jeffrey | Option Common | Grant | Aquire A | No | No | 0.435 | 100,000 | 43.5K | 300,000 |
5 Aug 20 | Aimee C Gaudet | Option Common | Grant | Aquire A | No | No | 0.435 | 10,000 | 4.35K | 70,000 |
5 Aug 20 | Jeffrey J Guzy | Option Common | Grant | Aquire A | No | No | 0.435 | 100,000 | 43.5K | 500,000 |
Institutional ownership Q3 2019
Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.
13F holders |
Current |
---|---|
Total holders | 0 |
Opened positions | 0 |
Closed positions | 0 |
Increased positions | 0 |
Reduced positions | 0 |
13F shares |
Current |
---|---|
Total value | 0 |
Total shares | 0 |
Total puts | 0 |
Total calls | 0 |
Total put/call ratio | – |
Largest owners |
Shares | Value |
---|
Financial report summary
?Risks
- Delays in Testing or Shipping could adversely affect results from our Connected Surfaces Smart Mirror by delaying shipment of product and marketing roll-out of the product.
- We depend on a limited number of retail customers for a substantial portion of our revenue, and the loss of, or a significant reduction in purchases by, one or more of these customers could adversely affect our operating results.
Management Discussion
- Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations
- In December 2019, COVID-19 emerged and spread worldwide. The World Health Organization declared COVID-19 a pandemic in March 2020, resulting in federal, state and local governments and private entities mandating various restrictions, including the closure of non-essential businesses, travel restrictions, restrictions on public gatherings, stay-at-home orders and advisories and quarantining of people who may have been exposed to the virus. After closely monitoring and taking into consideration the guidance from federal, state and local governments, in March 2020, we temporarily closed our corporate offices in the U.S until May 2020, when the Corporate office was reopened daily but with staff working on a rotating schedule.
- COVID-19 has caused substantial disruption to travel, business activities, and global supply chains, significant volatility in global financial markets, and has resulted in a dramatic increase in unemployment, particularly in the U.S. The extent to which COVID-19 will continue to impact the company’s results will depend primarily on future developments, including the severity and duration of the crisis, the speed and effectiveness of the national vaccine inoculation programs, potential mutations of COVID-19, and the impact of actions taken and that will be taken to contain COVID-19 or treat its impact. These future developments are highly uncertain and cannot be predicted with confidence.
Content analysis
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Constraining | ||
Legalese | ||
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Readability |
H.S. freshman Avg
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New words:
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Removed:
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Financial reports
10-K/A
2020 FY
Annual report (amended)
9 Apr 21
10-K
2020 FY
Annual report
31 Mar 21
10-Q
2020 Q3
Quarterly report
16 Nov 20
10-Q/A
2020 Q2
Quarterly report (amended)
9 Nov 20
10-Q/A
2020 Q1
Quarterly report (amended)
9 Nov 20
10-K/A
2019 FY
Annual report (amended)
9 Nov 20
10-Q
2020 Q2
Quarterly report
19 Aug 20
NT 10-Q
Notice of late quarterly filing
11 Aug 20
10-Q
2020 Q1
Quarterly report
2 Jul 20
NT 10-Q
Notice of late quarterly filing
26 Jun 20
Current reports
8-K/A
Capstone Companies Completes a Private Equity Placement in Preparation for its Smart Mirror Launch
7 Apr 21
8-K
Entry into a Material Definitive Agreement
6 Apr 21
8-K/A
Year-End 2020 Financial Results Conference Call
5 Apr 21
8-K
Capstone Companies Announces Year End 2020 Financial Results and Conference Call
24 Mar 21
8-K
First Strategic Update of 2021
18 Mar 21
8-K
Capstone Companies Announces First Strategic Update of 2021
9 Mar 21
8-K
Capstone Companies, Inc. Common Stock Approved For DWAC/FAST
8 Mar 21
8-K
Capstone Companies Confirms the Launch of Two Smart Mirror Styles in Its 2021 Product Line-Up
17 Feb 21
8-K
Capstone Companies Announces an Update to its Capstone E-Commerce, Connected Website
11 Feb 21
8-K
Capstone Companies, Inc. Receives $750,000 Credit Line from Management Members
5 Jan 21
Registration and prospectus
D
$49K in equity, sold $49K, 2 investors
8 Apr 21
D
$1.5M in equity, sold $1.5M, 5 investors
7 Apr 21
D
$91.35K in options
25 Jun 20
D
$33.6K in options
11 Jun 19
D
$240.9K in equity, sold $240.9K, 1 investor
14 Sep 17
D
$91.35K in equity / options
24 Jul 16
POS AM
Prospectus update (post-effective amendment)
11 Dec 12
S-8
Registration of securities for employees
9 Dec 12
S-1/A
IPO registration (amended)
24 Jun 10
S-1
IPO registration
27 May 10
Proxies
DEF 14C
Information statement
18 Dec 17
DEF 14C
Information statement
5 Jun 16
PRE 14C
Preliminary information
26 May 16
DEF 14C
Information statement
4 Jun 15
DEF 14C
Information statement
9 Nov 14
DEF 14C
Information statement
7 Nov 13
DEF 14C
Information statement
20 Jun 12
DEF 14C
Information statement
18 Apr 11
DEF 14C
Information statement
25 Apr 10
DEF 14C
Information statement
17 Aug 09
Other
UPLOAD
Letter from SEC
11 Nov 20
CORRESP
Correspondence with SEC
2 Nov 20
CORRESP
Correspondence with SEC
29 Oct 20
UPLOAD
Letter from SEC
26 Oct 20
UPLOAD
Letter from SEC
21 Feb 18
CORRESP
Correspondence with SEC
8 Feb 18
UPLOAD
Letter from SEC
29 Jan 18
CORRESP
Correspondence with SEC
11 Jan 18
CORRESP
Correspondence with SEC
1 Jan 18
UPLOAD
Letter from SEC
26 Dec 17
Ownership
5
CAPSTONE COMPANIES / Jeffrey J Guzy ownership change
8 Apr 21
5
CAPSTONE COMPANIES / Aimee C Brown ownership change
31 Mar 21
5
CAPSTONE COMPANIES / JEFFREY POSTAL ownership change
31 Mar 21
SC 13D/A
CAPSTONE COMPANIES / CAPSTONE COMPANIES ownership change
6 Jan 21
SC 13D/A
CAPSTONE COMPANIES / CAPSTONE COMPANIES ownership change
6 Jan 21
4
CAPSTONE COMPANIES / Stewart Wallach ownership change
6 Jan 21
4
CAPSTONE COMPANIES / JEFFREY POSTAL ownership change
6 Jan 21
5
CAPSTONE COMPANIES / Jeffrey J Guzy ownership change
27 Feb 20
5
CAPSTONE COMPANIES / JEFFREY POSTAL ownership change
27 Feb 20
5
CAPSTONE COMPANIES / Aimee C Gaudet ownership change
19 Feb 20
Transcripts
2020 Q4
Earnings call transcript
1 Apr 21
2019 Q4
Earnings call transcript
31 Mar 20
2019 Q3
Earnings call transcript
18 Nov 19
2019 Q2
Earnings call transcript
15 Aug 19
2019 Q1
Earnings call transcript
16 May 19
2018 Q4
Earnings call transcript
2 Apr 19
2018 Q3
Earnings call transcript
15 Nov 18
2018 Q2
Earnings call transcript
15 Aug 18
2017 Q4
Earnings call transcript
29 Mar 18
2017 Q3
Earnings call transcript
16 Nov 17
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