CAPC Capstone Companies, Inc.
Capstone Companies Inc. is a public holding company that engages, through its wholly-owned subsidiaries, Capstone Industries Inc., Capstone Lighting Technologies, LLC, and Capstone International HK Ltd., in the development, manufacturing and marketing of consumer products to retail channels throughout North America and international markets.
Company profile
Ticker
CAPC
Exchange
Website
CEO
Stewart Wallach
Employees
Incorporated in
Location
Fiscal year end
Sector
Industry (SEC)
Former names
CBQ Inc, CHDT Corp, China Direct Trading Corp, Freedom Funding Inc
SEC CIK
Corporate docs
IRS number
841047159
CAPC stock data
()
Investment data
Securities sold
Number of investors
Calendar
2 Jul 20
13 Jul 20
31 Dec 20
News
Company financial data Financial data
| Quarter (USD) | Mar 20 | Dec 19 | Sep 19 | Jun 19 | |
|---|---|---|---|---|---|
| Revenue | 148.98K | 663.63K | 5.35M | 3.41M | |
| Net income | -597.38K | -902.9K | 367.07K | -10.5K | |
| Diluted EPS | -0.01 | 0.01 | 0 | ||
| Net profit margin | -401% | -136% | 6.86% | -0.31% | |
| Operating income | -1.17M | -935.2K | 367.67K | -18.49K | |
| Net change in cash | -678.6K | 824.82K | 1.07M | -389.92K | |
| Cash on hand | 2.45M | 3.13M | 2.31M | 1.23M | |
| Cost of revenue | 114.82K | 807.73K | 4.14M | 2.67M |
| Annual (USD) | Dec 19 | Dec 18 | Dec 17 | Dec 16 | |
|---|---|---|---|---|---|
| Revenue | 12.4M | 12.83M | 36.75M | 30.63M | |
| Net income | -891.67K | -1.01M | 2.08M | 2.82M | |
| Diluted EPS | -0.02 | -0.02 | 0.04 | 0.06 | |
| Net profit margin | -7.19% | -7.88% | 5.66% | 9.21% | |
| Operating income | -932.9K | -1.24M | 3.23M | 3.34M | |
| Net change in cash | -691.11K | 154.16K | 2.02M | 1.28M | |
| Cash on hand | 3.13M | 3.82M | 3.67M | 1.65M | |
| Cost of revenue | 9.97M | 9.94M | 27.91M | 23.23M |
Financial data from company earnings reports
Recent insider trades
| Date | Owner | Security | Transaction | Code | 10b5-1 | $Price | #Shares | $Value | #Remaining |
|---|---|---|---|---|---|---|---|---|---|
| 31 May 19 | Jeffrey J Guzy | Option Common | Grant | Aquire A | No | 0.435 | 100,000 | 43.5K | 600,000 |
| 31 May 19 | Postal Jeffrey | Option Common | Grant | Aquire A | No | 0.435 | 100,000 | 43.5K | 200,000 |
| 31 May 19 | Aimee C Gaudet | Option Common Stock | Grant | Aquire A | No | 0.435 | 10,000 | 4.35K | 60,000 |
Institutional ownership Q3 2019
13F holders |
Current |
|---|---|
| Total holders | 0 |
| Opened positions | 0 |
| Closed positions | 0 |
| Increased positions | 0 |
| Reduced positions | 0 |
13F shares |
Current |
|---|---|
| Total value | 0 |
| Total shares | 0 |
| Total puts | 0 |
| Total calls | 0 |
| Total put/call ratio | – |
Largest owners |
Shares | Value |
|---|
Financial report summary
?Management Discussion
- Revenue is derived from sales of our residential LED lighting products. These products are directed towards consumer home LED lighting for both indoor and outdoor applications. Revenue is subject to both quarterly and annual fluctuations and is impacted by the timing of individually large orders as well as delays or sometimes advancements to the timing of shipments or deliveries. We recognize revenue upon shipment of the order to the customer, when all performance obligations have been completed and title has transferred to the customer and in accordance with the respective sale’s contractual arrangements. Each contract on acceptance will have a fixed unit price. The majority of our sales are to the U.S. market which in 2019 represented 90% of revenues and we expect that region to continue to be the major source of revenue for the Company. We also derive a portion of our revenue from overseas sales. All of our revenue is denominated in U.S. dollars.
Content analysis
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| Constraining | ||
| Legalese | ||
| Litigous | ||
| Readability |
H.S. sophomore Avg
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New words:
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Removed:
Accent, accounted, achievement, ahead, anticipation, approach, arrangement, assume, attract, Authoritative, battery, belief, capitalize, celebrity, club, commenced, consuming, counter, coupon, court, cyberquest, denominated, Dismissal, district, easy, endeavoring, exploit, exploitation, fire, flood, Freedom, fuel, fulfilment, Group, initiate, initiated, instant, Joint, judge, loyalty, mark, markdown, move, newly, OTC, OTCQB, outsource, Pacific, par, paused, peak, penetration, positioned, powered, predecessor, preferably, Prejudice, proceeding, promoting, pursuing, putting, quick, quicker, rebate, reflected, repayment, responsibility, restart, revise, revision, Rim, safer, settled, stabilized, stylish, symbol, true, underwriting, updated, updating, utilizing, validate, vastly, Venture, Vietnam
Financial reports
10-Q
2020 Q1
Quarterly report
2 Jul 20
NT 10-Q
Notice of Late Quarterly Filing
26 Jun 20
10-K
2019 FY
Annual report
30 Mar 20
10-Q
2019 Q3
Quarterly report
14 Nov 19
10-Q
2019 Q2
Quarterly report
14 Aug 19
10-Q
2019 Q1
Quarterly report
15 May 19
10-K/A
2019 FY
Annual report (amended)
4 Apr 19
10-K
2018 FY
Annual report
1 Apr 19
10-Q
2018 Q3
Quarterly report
14 Nov 18
10-Q
2018 Q2
Quarterly report
14 Aug 18
Current reports
8-K
Departure of Directors or Certain Officers
25 Jun 20
8-K
Other Events
6 May 20
8-K
Results of Operations and Financial Condition
3 Apr 20
8-K
Capstone Companies Announces Year End 2019 Financial Results and Conference Call
19 Mar 20
8-K
Capstone Companies Launches New Corporate Website
18 Mar 20
8-K/A
Third Quarter 2019 Earnings Conference Call
21 Nov 19
8-K
Capstone Companies Announces Third Quarter 2019 Financial Results and Conference Call
5 Nov 19
8-K
Other Events
17 Oct 19
8-K
Results of Operations and Financial Condition
16 Aug 19
8-K
Capstone Companies Announces Second Quarter 2019 Financial Results and Conference Call
1 Aug 19
Registration and prospectus
D
$91.35K in options
25 Jun 20
D
$33.6K in options
11 Jun 19
D
$240.9K in equity, sold $240.9K, 1 investor
15 Sep 17
D
$91.35K in equity / options
25 Jul 16
POS AM
Prospectus update (post-effective amendment)
12 Dec 12
S-8
Registration of securities for employees
10 Dec 12
S-1/A
IPO registration (amended)
25 Jun 10
S-1
IPO registration
28 May 10
D
Indefinite amount in securities to be acquired
17 Dec 09
D
Exempt offering of security
22 Jul 09
Proxies
DEF 14C
Information statement
19 Dec 17
DEF 14C
Information statement
6 Jun 16
PRE 14C
Preliminary information
27 May 16
DEF 14C
Information statement
5 Jun 15
DEF 14C
Information statement
10 Nov 14
DEF 14C
Information statement
8 Nov 13
DEF 14C
Information statement
21 Jun 12
DEF 14C
Information statement
19 Apr 11
DEF 14C
Information statement
26 Apr 10
DEF 14C
Information statement
18 Aug 09
Other
UPLOAD
Letter from SEC
22 Feb 18
CORRESP
Correspondence with SEC
9 Feb 18
UPLOAD
Letter from SEC
30 Jan 18
CORRESP
Correspondence with SEC
12 Jan 18
CORRESP
Correspondence with SEC
2 Jan 18
UPLOAD
Letter from SEC
27 Dec 17
UPLOAD
Letter from SEC
23 Oct 14
CORRESP
Correspondence with SEC
20 Oct 14
UPLOAD
Letter from SEC
10 Oct 14
EFFECT
Notice of effectiveness
17 Dec 12
Ownership
5
CAPSTONE COMPANIES / Jeffrey J Guzy ownership change
27 Feb 20
5
CAPSTONE COMPANIES / JEFFREY POSTAL ownership change
27 Feb 20
5
CAPSTONE COMPANIES / Aimee C Gaudet ownership change
19 Feb 20
4
CAPSTONE COMPANIES / JEFFREY POSTAL ownership change
15 Sep 17
SC 13D/A
Capstone Companies, Inc.
15 Sep 17
SC 13G
Capstone Companies, Inc.
9 Jun 15
SC 13D/A
Capstone Companies, Inc.
12 Mar 14
SC 13D
Capstone Companies, Inc.
15 Oct 13
SC 13D
CHDT / POSTAL JEFFREY ownership change
3 Aug 11
SC 13D/A
CHDT / ULLMAN HOWARD ownership change
3 Aug 11