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Rand Capital (RAND)

Rand Capital (Nasdaq: RAND) is an externally-managed Business Development Company (BDC) with a wholly-owned subsidiary licensed by the U.S. Small Business Administration (SBA) as a Small Business Investment Company (SBIC). The Company's investment objective is to maximize total return to its shareholders with current income and capital appreciation by focusing its debt and related equity investments in privately-held, lower middle market companies with committed and experienced managements in a broad variety of industries. Rand invests in early to later stage businesses that have sustainable, differentiated and market-proven products, revenue of more than $2 million and a path to free cash flow or up to $5 million in EBITDA. The Company's investment activities are managed by its external investment adviser, Rand Capital Management, LLC.

Company profile

Ticker
RAND
Exchange
CEO
Pete F. Grum
Employees
Incorporated
Location
Fiscal year end
SEC CIK
Subsidiaries
Rand BMP Swanson Hold Co., LLC • Rand Capital Sub LLC • Rand Carolina Skiff Holdings Corp. • Rand DSD Holdings Corp. • Rand Filterworks Holdings Corp. • Rand ITA Holdings Corp. • Rand Somerset Holdings Corp. ...
IRS number
160961359

RAND stock data

Calendar

8 Aug 22
18 Aug 22
31 Dec 22
Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
7 Jun 22 Daniel P Penberthy Common Stock Buy Acquire P No No 15.3 1,000 15.3K 16,269
16 May 22 Kailbourne Erland E Common Stock Buy Acquire P No No 14.95 1,000 14.95K 9,861
16 May 22 Gusky Adam Samuel Common Stock Buy Acquire P Yes No 14.75 1 14.75 18,238
13 May 22 Gusky Adam Samuel Common Stock Buy Acquire P Yes No 14.4 112 1.61K 18,237
11 May 22 Gusky Adam Samuel Common Stock Buy Acquire P Yes No 14.75 1,500 22.13K 18,125
10 May 22 Benjamin E Godley Common Stock Buy Acquire P No No 14.9 1,606 23.93K 20,000
10 May 22 Gusky Adam Samuel Common Stock Buy Acquire P Yes No 14.88 7,544 112.25K 16,625
0.3% owned by funds/institutions
13F holders Current Prev Q Change
Total holders 8 5 +60.0%
Opened positions 3 2 +50.0%
Closed positions 0 1 EXIT
Increased positions 1 0 NEW
Reduced positions 0 1 EXIT
13F shares Current Prev Q Change
Total value 1.34M 298K +348.7%
Total shares 83.69K 17.62K +375.1%
Total puts 0 0
Total calls 0 0
Total put/call ratio
Largest owners Shares Value Change
Shufro Rose & Co 41.39K $627K +168.0%
Nottingham Advisors 21.19K $321K NEW
Ewing Morris & Co. Investment Partners 18.65K $353K NEW
Advisor 1.03K $15K 0.0%
BAC Bank Of America 1K $15K 0.0%
UBS UBS Group AG - Registered Shares 281 $4K NEW
AdvisorNet Financial 135 $2K 0.0%
TCI Wealth Advisors 10 $0 0.0%
WFC Wells Fargo & Co. 0 $0
Proequities 0 $0
Largest transactions Shares Bought/sold Change
Shufro Rose & Co 41.39K +25.95K +168.0%
Nottingham Advisors 21.19K +21.19K NEW
Ewing Morris & Co. Investment Partners 18.65K +18.65K NEW
UBS UBS Group AG - Registered Shares 281 +281 NEW
BAC Bank Of America 1K 0 0.0%
WFC Wells Fargo & Co. 0 0
Proequities 0 0
AdvisorNet Financial 135 0 0.0%
TCI Wealth Advisors 10 0 0.0%
Advisor 1.03K 0 0.0%

Financial report summary

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Management Discussion
  • The total investment income during the three months ended June 30, 2022 was received from 21 portfolio companies. For the three months ended June 30, 2021 total investment income was generated from 23 portfolio companies.

Content analysis

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Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability
H.S. sophomore Avg
New words: acceleration, adverse, affirmative, annum, Auction, Avenue, Bank, bankruptcy, bear, Carlyle, chattel, collateral, commenced, Commercial, complex, covenant, coverage, customary, daily, deposit, discretion, drawn, entry, facility, failure, guaranty, insolvency, intangible, inventory, July, lease, lender, Lending, Mattison, multiplied, overnight, owing, paper, pledged, prohibit, property, ratio, revolving, sell, simple, SOFR, Supplementary, tangible, thereunder, trailing, Uniform, unused, variable, worth
Removed: cumulatively, remain, work
Registration and prospectus