RAND Rand Capital

Rand Capital (Nasdaq: RAND) is an externally-managed Business Development Company (BDC) with a wholly-owned subsidiary licensed by the U.S. Small Business Administration (SBA) as a Small Business Investment Company (SBIC). The Company's investment objective is to maximize total return to its shareholders with current income and capital appreciation by focusing its debt and related equity investments in privately-held, lower middle market companies with committed and experienced managements in a broad variety of industries. Rand invests in early to later stage businesses that have sustainable, differentiated and market-proven products, revenue of more than $2 million and a path to free cash flow or up to $5 million in EBITDA. The Company's investment activities are managed by its external investment adviser, Rand Capital Management, LLC.

Company profile

Pete F. Grum
Fiscal year end
IRS number

RAND stock data



8 Mar 21
17 Apr 21
31 Dec 21

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

0.8% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 8 10 -20.0%
Opened positions 0 2 EXIT
Closed positions 2 0 NEW
Increased positions 3 2 +50.0%
Reduced positions 2 1 +100.0%
13F shares
Current Prev Q Change
Total value 348K 720K -51.7%
Total shares 19.8K 64.87K -69.5%
Total puts 0 0
Total calls 0 0
Total put/call ratio
Largest owners
Shares Value Change
Shufro Rose & Co 15.44K $272K -3.7%
BAC Bank Of America 2.66K $47K +2.9%
Whittier Trust 1.06K $19K 0.0%
UBS UBS Group AG - Registered Shares 476 $8K -72.2%
Tower Research Capital 137 $2K +34.3%
Advisor 27 $0 0.0%
WFC Wells Fargo & Co. 1 $0 NEW
Proequities 0 $0
Largest transactions
Shares Bought/sold Change
ASB Associated Banc-Corp. 0 -43.07K EXIT
UBS UBS Group AG - Registered Shares 476 -1.24K -72.2%
Shufro Rose & Co 15.44K -601 -3.7%
MS Morgan Stanley 0 -272 EXIT
BAC Bank Of America 2.66K +76 +2.9%
Tower Research Capital 137 +35 +34.3%
WFC Wells Fargo & Co. 1 +1 NEW
Proequities 0 0
Whittier Trust 1.06K 0 0.0%
Advisor 27 0 0.0%
Content analysis
H.S. sophomore Avg
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Registration and prospectus