sprott is a global asset manager providing investors with access to highly-differentiated precious metals and real assets investment strategies. we are specialists. our in-depth knowledge, experience and relationships separate us from the generalists. sprott’s best-in-class investment products include innovative physical bullion trusts, mining etfs, and private equity and debt strategies. we also partner with natural resource companies to meet their capital needs through our merchant banking and resource lending activities. sprott is based in toronto and has offices in connecticut, carlsbad and vancouver. our common shares are listed on the toronto stock exchange under the symbol tsx: sii.
Company profile
Ticker
FUND
Exchange
CEO
Thomas W. Ulrich
Employees
Incorporated
Location
Fiscal year end
Former names
ALL SEASONS GLOBAL FUND INC, ROYCE FOCUS TRUST INC, ROYCE GLOBAL TRUST INC
SEC CIK
IRS number
592876580
FUND stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
14 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
1 Sep 23
DEF 14A
Definitive proxy
21 Aug 23
N-PX
Annual report of proxy voting record
15 Aug 23
N-CEN/A
Annual report (registered investment company) (amended)
27 Jul 23
CORRESP
Correspondence with SEC
5 Jul 23
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
28 Jun 23
N-CEN
Annual report (registered investment company)
14 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
Latest ownership filings
4
W WHITNEY GEORGE
5 Apr 24
NPORT-P
Monthly portfolio investment report
26 Feb 24
4
W WHITNEY GEORGE
3 Jan 24
NPORT-P
Sprott Focus Trust Inc. (Sep 2023 report)
21 Nov 23
SC 13D/A
GEORGE W WHITNEY
6 Oct 23
NPORT-P
Sprott Focus Trust Inc. (Jun 2023 report)
25 Aug 23
4
W WHITNEY GEORGE
17 Aug 23
4
W WHITNEY GEORGE
14 Aug 23
NPORT-P
Sprott Focus Trust Inc. (Mar 2023 report)
30 May 23
NPORT-P
Sprott Focus Trust Inc. (Dec 2022 report)
28 Feb 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
SPROTT FOCUS TRUST INC. | – | 6.24 | -3.10 | -4.39 | 245.97 mm | 36 | Sep 2023 |
Institutional ownership, Q3 2023
21.1% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 31 |
Opened positions | 4 |
Closed positions | 2 |
Increased positions | 10 |
Reduced positions | 11 |
13F shares | Current |
---|---|
Total value | 30.52 bn |
Total shares | 6.25 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
George W Whitney | 2.19 mm | $16.47 mm |
Shaker Financial Services | 678.93 k | $5.11 bn |
LPL Financial | 480.42 k | $3.62 bn |
RY Royal Bank Of Canada | 428.58 k | $3.23 bn |
1607 Capital Partners | 409.94 k | $3.09 bn |
MS Morgan Stanley | 356.53 k | $2.68 bn |
Integrated Wealth Concepts | 350.80 k | $2.64 bn |
Essex Financial Services | 275.30 k | $2.07 bn |
Cetera Investment Advisers | 235.40 k | $1.77 bn |
Advisor | 150.69 k | $1.13 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
4 Jan 24 | George W Whitney | Common Stock | Gift | Acquire G | Yes | No | 7.88 | 6,500 | 51.22 k | 210,792 |
4 Jan 24 | George W Whitney | Common Stock | Gift | Dispose G | No | No | 7.88 | 6,500 | 51.22 k | 7,585,178 |
4 Jan 24 | George W Whitney | Common Stock | Gift | Dispose G | Yes | No | 7.88 | 6,500 | 51.22 k | 2,881,439 |
13 Dec 23 | George W Whitney | Common Stock | Gift | Dispose G | Yes | No | 0 | 4,500 | 0.00 | 2,836,858 |
17 Aug 23 | George W Whitney | Common Stock | Sell | Dispose S | Yes | No | 7.9732 | 10,350 | 82.52 k | 319,510 |
17 Aug 23 | George W Whitney | Common Stock | Sell | Dispose S | Yes | No | 7.9732 | 10,350 | 82.52 k | 319,510 |
16 Aug 23 | George W Whitney | Common Stock | Sell | Dispose S | Yes | No | 8.016 | 894 | 7.17 k | 329,860 |
16 Aug 23 | George W Whitney | Common Stock | Sell | Dispose S | Yes | No | 8.016 | 895 | 7.17 k | 329,860 |
10 Aug 23 | George W Whitney | Common Stock | Sell | Dispose S | Yes | No | 8.151 | 1,556 | 12.68 k | 330,754 |
10 Aug 23 | George W Whitney | Common Stock | Sell | Dispose S | Yes | No | 8.151 | 1,555 | 12.67 k | 330,755 |