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AB Alliancebernstein Holding

AllianceBernstein is a leading global investment management firm that offers high-quality research and diversified investment services to institutional investors, individuals and private wealth clients in major world markets. The firm has $688 billion in client assets under management, as of February 28, 2021.

Company profile

Ticker
AB
Exchange
CEO
Seth Perry Bernstein
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Former names
ALLIANCE CAPITAL MANAGEMENT HOLDING LP, ALLIANCE CAPITAL MANAGEMENT LP, ALLIANCE HIGH YIELD FUND INC
SEC CIK
IRS number
133434400
SEC advisor number
801-32361
FINRA CRD number
106998
Address
Alliancebernstein Holding
1345 AVE OF THE AMERICAS
NEW YORK
NY 10105
Office hours
Monday - Friday, 9AM -5PM
Phone
2129691000
Owner Title From %Ownership
Alliancebernstein Corporation General Partner of Registrant 04/1999 < 5%
Manley, Mark, Randall Senior Vice President, General Counsel, and Chief Compliance Officer 05/1984 < 5%
Cranch, Laurence, Edward Chief Legal Officer 07/2004 < 5%
Pearson, Mark, NMN Director of Abc 01/2011 < 5%
Lesser, David, Michael Corporate Secretary 09/2016 < 5%
Axa Equitable Financial Services, LLC 100% Shareholder 09/1999 > 75%
Equitable Holdings, Inc. 100% Shareholder 05/2018 > 75%
Alpha Unit Holdings, Inc. 100% Shareholder 12/2018 > 75%
Bernstein, Seth, Perry CEO of Abc 05/2017 < 5%
Kaye, Daniel, George Director of Abc 05/2017 < 5%
Deoliveira, Ramon, Eugene Chairman and Director of Abc 04/2019 < 5%
Audet, Paul, Louis Director of Abc 11/2017 < 5%
Narayandas, Das, NMN Director of Abc 11/2017 < 5%
Hurd, Jeffrey, (NMN) Director of Abc 04/2019 < 5%
Stonehill, Charles, Gerald Thoroton Director of Abc 04/2019 < 5%
Lane, Nicholas, Burritt Director of Abc 04/2019 < 5%
Burke, Catherine, Cooney Chief Operating Officer 06/2019 < 5%
Matus, Kristi, Ann Director of Abc 06/2019 < 5%
Domenici, Nella, Louise Director of Abc 01/2020 < 5%
Dibadj, Ali Chief Financial Officer 03/2020 < 5%
Scott, Bertram, Lee Director of Abc 09/2020 < 5%

AB stock data

(
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Investment data

Data from SEC filings

Calendar

29 Apr 21
13 Jun 21
31 Dec 21
Quarter (USD)
Mar 21 Dec 20 Sep 20 Jun 20
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS
Annual (USD)
Dec 20 Dec 19 Dec 18 Dec 17
Revenue
Cost of revenue
Operating income
Operating margin
Net income
Net profit margin
Cash on hand
Change in cash
Diluted EPS

Financial data from company earnings reports.

Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
20 May 21 Audet Paul AB Holding Units Grant Aquire A No No 43.4 3,918 170.04K 26,249
20 May 21 Ramon De Oliveira units rep. assignments of beneficial owner. of lp interests Grant Aquire A No No 43.4 3,918 170.04K 30,283
20 May 21 Domenici Nella AB Holding Units Grant Aquire A No No 43.3 3,918 169.65K 13,438
20 May 21 Daniel G Kaye units rep. assignments of beneficial owner. of lp interests Grant Aquire A No No 43.4 3,918 170.04K 30,283
20 May 21 Matus Kristi Ann AB Holding Units Grant Aquire A No No 43.4 3,918 170.04K 15,844

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

15.0% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 236 221 +6.8%
Opened positions 46 55 -16.4%
Closed positions 31 26 +19.2%
Increased positions 63 61 +3.3%
Reduced positions 60 49 +22.4%
13F shares
Current Prev Q Change
Total value 599.46M 562.45M +6.6%
Total shares 14.78M 16.7M -11.5%
Total puts 539.3K 461.1K +17.0%
Total calls 650.5K 516.3K +26.0%
Total put/call ratio 0.8 0.9 -7.2%
Largest owners
Shares Value Change
FMR 2.98M $119.08M +0.8%
BEN Franklin Resources 779.69K $31.18M -4.1%
Arrowstreet Capital, Limited Partnership 638.9K $25.55M +2.4%
WFC Wells Fargo & Co. 630.58K $25.22M -4.1%
Amundi Pioneer Asset Management 620.53K $24.82M -36.0%
MS Morgan Stanley 606.43K $24.25M -50.3%
UBS UBS Group AG - Registered Shares 534.08K $21.36M -37.1%
BAC Bank Of America 527.9K $21.11M +3.5%
Artemis Investment Management 505.99K $20.2M +22.8%
JPM JPMorgan Chase & Co. 351.46K $14.05M -61.4%
Largest transactions
Shares Bought/sold Change
MS Morgan Stanley 606.43K -612.7K -50.3%
JPM JPMorgan Chase & Co. 351.46K -558.22K -61.4%
Amundi Pioneer Asset Management 620.53K -349.03K -36.0%
UBS UBS Group AG - Registered Shares 534.08K -315.24K -37.1%
Royce & Associates 0 -246.43K EXIT
DB Deutsche Bank AG - Registered Shares 237.92K +237.92K NEW
Allianz Asset Management GmbH 0 -220.52K EXIT
NFJ Investment 208.3K +208.3K NEW
Philadelphia Financial Management of San Francisco 0 -163.97K EXIT
Natixis 148.86K +148.86K NEW

Financial report summary

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Management Discussion
  • (1)Distributions reflect the impact of AB’s non-GAAP adjustments.
  • AB Holding's net income for the three months ended March 31, 2021 increased $18.8 million as compared to the corresponding period in 2020, primarily due to higher net income attributable to AB Unitholders.
  • AB Holding’s partnership gross income is derived from its interest in AB. AB Holding’s income taxes, which reflect a 3.5% federal tax on its partnership gross income from the active conduct of a trade or business, are computed by multiplying certain AB qualifying revenues (primarily U.S. investment advisory fees, research payments and brokerage commissions) by AB Holding’s ownership interest in AB, multiplied by the 3.5% tax rate. AB Holding’s effective tax rate was 8.8% during the three months ended March 31, 2021, compared to 10.9% during the three months ended March 31, 2020. See Note 7 to the condensed financial statements in Item 1 for the calculation of income tax expense.
Content analysis
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