Company profile

Seth Perry Bernstein
Incorporated in
Fiscal year end
Industry (SEC)
Former names
Alliance Capital Management Holding LP, Alliance Capital Management LP, Alliance High Yield Fund Inc
IRS number
SEC advisor number
FINRA CRD number
AllianceBernstein Holding
NY 10105
Office hours
Monday - Friday, 9AM -5PM
Owner Title From %Ownership
Alliancebernstein Corporation General Partner of Registrant 04/1999 < 5%
Manley, Mark, Randall Senior Vice President, Deputy General Counsel, Asst Secretary and Chief Compliance Officer 05/1984 < 5%
Cranch, Laurence, Edward General Counsel of Abc 07/2004 < 5%
Gingrich, James, Andrew Chief Operating Officer 01/2012 < 5%
Pearson, Mark, NMN Director of Abc 01/2011 < 5%
Weisenseel, John, Charles Chief Financial Officer 05/2012 < 5%
Lesser, David, Michael Corporate Secretary 09/2016 < 5%
Axa Equitable Financial Services, LLC 100% Shareholder 09/1999 > 75%
Axa Equitable Holdings, Inc. 100% Shareholder 05/2018 > 75%
Alpha Unit Holdings, Inc. 100% Shareholder 12/2018 > 75%
Bernstein, Seth, Perry CEO of Abc 05/2017 < 5%
Kaye, Daniel, George Director of Abc 05/2017 < 5%
Deoliveira, Ramon, Eugene Chairman and Director of Abc 04/2019 < 5%
Audet, Paul, Louis Director of Abc 11/2017 < 5%
Narayandas, Das, NMN Director of Abc 11/2017 < 5%
Hurd, Jeffrey, (NMN) Director of Abc 04/2019 < 5%
Stonehill, Charles, Gerald Thoroton Director of Abc 04/2019 < 5%
Lane, Nick Director of Abc 04/2019 < 5%
Burke, Catherine, Cooney Chief Administrative Officer 06/2019 < 5%
Matus, Kristi, Ann Director of Abc 06/2019 < 5%

AB stock data

FINRA relative short interest over last month (20 trading days) ?

Fund data

Data from SEC filings


12 Feb 20
2 Apr 20
31 Dec 20


Company financial data Financial data

Quarter (USD) Dec 19 Sep 19 Jun 19 Mar 19
Net income 80.02M 59.83M 52.27M 46.44M
Net change in cash NaN NaN NaN 0
Cash on hand NaN NaN NaN 0
Annual (USD) Dec 19 Dec 18 Dec 17 Dec 16
Net income 238.56M 242.4M 207.42M 216.59M
Net change in cash NaN 0 0 0
Cash on hand NaN 0 0 0

Financial data from company earnings reports

Date Owner Security Transaction Code $Price #Shares $Value #Remaining
13 Mar 20 Seth P Bernstein AB Holding Units Buy Aquire P 23.66 15,000 354.9K 15,000
4 Mar 20 James A Gingrich AB Holding Units Sell Dispose S 32.28 75,000 2.42M 129,434
3 Mar 20 James A Gingrich AB Holding Units Sell Dispose S 32.5 22,522 731.97K 204,434
2 Mar 20 James A Gingrich AB Holding Units Sell Dispose S 32.02 75,000 2.4M 226,956
25 Feb 20 James A Gingrich AB Holding Units Sell Dispose S 33.43 2,643 88.36K 301,956
21 Feb 20 James A Gingrich AB Holding Units Sell Dispose S 34.54 31,273 1.08M 304,599
20 Feb 20 James A Gingrich AB Holding Units Sell Dispose S 35.84 50,000 1.79M 335,872
19.8% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 209 184 +13.6%
Opened positions 39 27 +44.4%
Closed positions 14 21 -33.3%
Increased positions 52 39 +33.3%
Reduced positions 47 57 -17.5%
13F shares
Current Prev Q Change
Total value 586.96M 498.94M +17.6%
Total shares 19.4M 17M +14.1%
Total puts 132.5K 139.4K -4.9%
Total calls 205.2K 267.9K -23.4%
Total put/call ratio 0.6 0.5 +24.1%
Largest owners
Shares Value Change
MS Morgan Stanley 1.75M $52.99M +31.0%
Meiji Yasuda Life Insurance 1.59M $48.05M 0.0%
BMO Bank Of Montreal 1.07M $32.3M +66.9%
FMR 1.03M $31.08M +34.0%
BEN Franklin Resources 964.19K $29.18M +0.2%
WFC Wells Fargo & Company 963.35K $29.15M -2.4%
JPM JPMorgan Chase & Co. 885.37K $26.79M +3.6%
Arrowstreet Capital, Limited Partnership 849.98K $25.72M +5073.3%
Amundi Pioneer Asset Management 818.92K $24.78M +538.8%
Foundry Partners 750.59K $22.71M +13.3%
Largest transactions
Shares Bought/sold Change
Arrowstreet Capital, Limited Partnership 849.98K +833.55K +5073.3%
BAC Bank of America 612.89K -831.73K -57.6%
Amundi Pioneer Asset Management 818.92K +690.73K +538.8%
Foresters Investment Management 0 -587.7K EXIT
BCS Barclays 499.86K +429.81K +613.6%
BMO Bank Of Montreal 1.07M +428K +66.9%
MS Morgan Stanley 1.75M +414.18K +31.0%
FMR 1.03M +260.51K +34.0%
Marshall Wace 175.93K +175.93K NEW
Natixis 130.9K +130.9K NEW
Content analysis ?
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