putnam investments is a global money management firm with 75 years of investment experience. our broad range of investment products includes advisor-sold mutual funds; 401(k)s, iras, and other retirement plans; variable annuities; and institutional portfolios. putnam 529 for america is sponsored by the state of nevada, acting through the trustees of the college savings plans of nevada and the nevada college savings trust fund. anyone may invest in the plan and use the proceeds to attend school in any state. before investing, consider whether your state's plan or that of your beneficiary offers state tax and other benefits not available through putnam 529 for america. if you withdraw money for something other than qualified higher education expenses, you will owe federal income tax and may face a 10% federal tax penalty on earnings. consult your tax advisor. putnam retail management, principal underwriter and distributor. putnam investment management, investment manager. for important d
Company profile
Ticker
PIM, XPIMX
Exchange
CEO
Jonathan Horwitz
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
46584465
PIM stock data
Latest filings (excl ownership)
DEF 14A
Definitive proxy
7 Mar 24
PRE 14A
Preliminary proxy
16 Feb 24
N-CEN
Annual report (registered investment company)
8 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
27 Nov 23
8-K
Amendments to Articles of Incorporation or Bylaws
17 Nov 23
DEFA14A
Additional proxy soliciting materials
31 Oct 23
DEFA14A
Additional proxy soliciting materials
10 Oct 23
N-PX
Annual report of proxy voting record
23 Aug 23
DEFA14A
Additional proxy soliciting materials
18 Aug 23
DEFA14A
Additional proxy soliciting materials
4 Aug 23
Latest ownership filings
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
13 Mar 24
NPORT-P
Monthly portfolio investment report
26 Feb 24
3
Initial statement of insider ownership
5 Feb 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
26 Jan 24
3
Kevin R Blatchford
8 Jan 24
3
Kelley L Hunt
8 Jan 24
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
1 Dec 23
NPORT-P
Putnam Master Intermediate Income Trust (Sep 2023 report)
21 Nov 23
SC 13D
SIT INVESTMENT ASSOCIATES INC
2 Oct 23
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
13 Sep 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Putnam Master Intermediate Income Trust | – | -2.81 | -2.72 | 3.23 | 302.46 mm | 1,062 | Sep 2023 |
Institutional ownership, Q3 2023
61.2% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 54 |
Opened positions | 6 |
Closed positions | 4 |
Increased positions | 14 |
Reduced positions | 13 |
13F shares | Current |
---|---|
Total value | 14.72 bn |
Total shares | 29.56 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Sit Investment Associates | 19.89 mm | $60.06 mm |
First Trust Portfolios | 4.66 mm | $0.00 |
1607 Capital Partners | 1.22 mm | $3.67 bn |
Karpus Management | 854.84 k | $2.58 bn |
Allspring Global Investments | 573.57 k | $1.73 bn |
IVZ Invesco | 282.61 k | $853.48 mm |
Transform Wealth | 195.23 k | $593.88 mm |
MS Morgan Stanley | 193.26 k | $583.66 mm |
Gill Capital Partners | 173.42 k | $523.71 mm |
Penbrook Management | 166.96 k | $504.23 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
5 Jun 23 | Manoj P Singh | Closed-end Fund | Buy | Acquire P | No | No | 3.1945 | 313 | 999.88 | 313 |