Latest filings (excl ownership)
DEF 14A
Definitive proxy
7 Mar 24
PRE 14A
Preliminary proxy
16 Feb 24
N-CEN
Annual report (registered investment company)
8 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
27 Nov 23
8-K
Amendments to Articles of Incorporation or Bylaws
17 Nov 23
DEFA14A
Additional proxy soliciting materials
31 Oct 23
DEFA14A
Additional proxy soliciting materials
10 Oct 23
N-PX
Annual report of proxy voting record
23 Aug 23
DEFA14A
Additional proxy soliciting materials
18 Aug 23
DEFA14A
Additional proxy soliciting materials
4 Aug 23
DEFR14A
Revised proxy
3 Aug 23
DEF 14A
Definitive proxy
1 Aug 23
CORRESP
Correspondence with SEC
31 Jul 23
DEFA14A
Additional proxy soliciting materials
26 Jul 23
PRE 14A
Preliminary proxy
7 Jul 23
DEFA14A
Additional proxy soliciting materials
5 Jul 23
8-K
Other Events
31 May 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 May 23
DEF 14A
Definitive proxy
20 Mar 23
8-K/A
Amendments to Articles of Incorporation or Bylaws
1 Mar 23
8-K
Amendments to Articles of Incorporation or Bylaws
28 Feb 23
N-CEN
Annual report (registered investment company)
9 Dec 22
N-CSR
Certified annual shareholder report (management investment company)
28 Nov 22
N-PX
Annual report of proxy voting record
12 Aug 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
23 May 22
DEF 14A
Definitive proxy
11 Mar 22
N-CEN
Annual report (registered investment company)
2 Dec 21
N-CSR
Certified annual shareholder report (management investment company)
24 Nov 21
N-PX
Annual report of proxy voting record
19 Aug 21
CORRESP
Correspondence with SEC
13 Aug 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
26 May 21
DEF 14A
Definitive proxy
16 Mar 21
N-CEN/A
Annual report (registered investment company) (amended)
13 Jan 21
N-CEN/A
Annual report (registered investment company) (amended)
6 Jan 21
N-CEN
Annual report (registered investment company)
2 Dec 20
N-CSR
Certified annual shareholder report (management investment company)
23 Nov 20
8-K
Amendments to Articles of Incorporation or Bylaws
23 Sep 20
N-PX
Annual report of proxy voting record
19 Aug 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
27 May 20
DEFA14A
Additional proxy soliciting materials
16 Apr 20
Latest ownership filings
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
13 Mar 24
NPORT-P
Monthly portfolio investment report
26 Feb 24
3
Initial statement of insider ownership
5 Feb 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
26 Jan 24
3
Kevin R Blatchford
8 Jan 24
3
Kelley L Hunt
8 Jan 24
SC 13D/A
SIT INVESTMENT ASSOCIATES INC
1 Dec 23
NPORT-P
Putnam Master Intermediate Income Trust (Sep 2023 report)
21 Nov 23
SC 13D
SIT INVESTMENT ASSOCIATES INC
2 Oct 23
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
13 Sep 23
NPORT-P
Putnam Master Intermediate Income Trust (Jun 2023 report)
24 Aug 23
3
Stephen R Denny
7 Aug 23
4
Manoj P Singh
6 Jun 23
NPORT-P
Putnam Master Intermediate Income Trust (Mar 2023 report)
30 May 23
NPORT-P
Putnam Master Intermediate Income Trust (Dec 2022 report)
24 Feb 23
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
9 Feb 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
25 Jan 23
3
Carlo Forcione
11 Jan 23
3
Catherine Saunders
11 Jan 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
9 Dec 22
4
Mona Sutphen
2 Dec 22
NPORT-P
Putnam Master Intermediate Income Trust (Sep 2022 report)
28 Nov 22
4
Jennifer Murphy
2 Nov 22
4
Marie Pillai
12 Oct 22
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
21 Sep 22
3
Jacquelyn S VanderBrug
16 Sep 22
NPORT-P
Putnam Master Intermediate Income Trust (Jun 2022 report)
29 Aug 22
3
Marie Pillai
19 Jul 22
3
Jennifer Murphy
14 Jul 22
3
Brendan T Murray
10 Jun 22
NPORT-P
Putnam Master Intermediate Income Trust (Mar 2022 report)
25 May 22
NPORT-P
Putnam Master Intermediate Income Trust (Dec 2021 report)
24 Feb 22
SC 13G/A
SIT INVESTMENT ASSOCIATES INC
11 Feb 22
3
Alan McCormack
8 Feb 22
3
Martin Lemaire
8 Feb 22
SC 13G/A
FIRST TRUST PORTFOLIOS LP
14 Jan 22
NPORT-P
Putnam Master Intermediate Income Trust (Sep 2021 report)
23 Nov 21
NPORT-P
Putnam Master Intermediate Income Trust (Jun 2021 report)
26 Aug 21
3
Stephen J Tate
15 Jul 21
3
Steven P McKay
12 Jul 21