Company profile
Employees
Incorporated
Location
Fiscal year end
Industry (SIC)
Toledo Edison • Strats SM Trust for U S Cell Corp Sec Series 2004 6 • STRATS • STRATS • Strats SM Trust for Wal-mart Stores, Inc. Securities, Series 2005-4 • Structured Products Corp Corts TR for Peco Energy Cap TR III • Strats • Merrill Lynch Depositor Inc Indexplus Trust Series 2003-1 • PPLUS Trust Series GSC-2 • PPLUS Trust Series RRD-1 ...
Former names
AMERUS LIFE INSURANCE CO, Aviva Life & Annuity Co
SEC CIK
Corporate docs
IRS number
462078197
Latest filings (excl ownership)
POS AM
Prospectus update (post-effective amendment)
3 Apr 24
POS AM
Prospectus update (post-effective amendment)
3 Apr 24
POS AM
Prospectus update (post-effective amendment)
3 Apr 24
D/A
Indefinite amount in investment fund, sold $1.00 mm, 1 investor
21 Mar 24
424B3
Prospectus supplement
7 Mar 24
424B3
Prospectus supplement
7 Mar 24
EFFECT
Notice of effectiveness
1 May 23
EFFECT
Notice of effectiveness
1 May 23
EFFECT
Notice of effectiveness
1 May 23
D
Indefinite amount in investment fund, sold $1.00 mm, 1 investor
7 Apr 23
Latest ownership filings
4
CION Ares Diversified Credit Fund
5 Jun 23
4
Carlyle Tactical Private Credit Fund
2 Sep 22
3
CALAMOS STRATEGIC TOTAL RETURN FUND
2 Jun 22
4
Carlyle Tactical Private Credit Fund
13 May 22
3
Carlyle Tactical Private Credit Fund
16 Mar 22
4
CION Ares Diversified Credit Fund
11 Jan 22
3
CION Ares Diversified Credit Fund
2 Aug 21
3
Ares Dynamic Credit Allocation Fund, Inc.
26 Jul 21
4
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
25 Feb 16
4
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
12 Feb 16