The Gabelli Convertible and Income Securities Fund is a closed-end, diversified management investment company whose investment objective is to seek a high level of total return on its assets. The Fund seeks to achieve its investment objective through a combination of current income and capital appreciation. Our mandate is to preserve and enhance our shareholders' wealth through a conservative, disciplined approach to investing in convertible securities and other debt or equity securities that are periodically expected to accrue or generate income. Our goal is to generate consistently positive inflation adjusted returns.
Company profile
Ticker
GCV
Exchange
Employees
Incorporated
Location
Fiscal year end
Industry
Former names
GABELLI CONVERTIBLE SECURITIES FUND INC /DE, GABELLI SERIES FUNDS INC
SEC CIK
Corporate docs
IRS number
133523423
GCV stock data
Latest filings (excl ownership)
DEFR14A
Revised proxy
3 Apr 24
DEFA14A
Additional proxy soliciting materials
21 Mar 24
DEF 14A
Definitive proxy
21 Mar 24
N-CEN
Annual report (registered investment company)
13 Dec 23
N-CSR
Certified annual shareholder report (management investment company)
7 Dec 23
N-PX
Annual report of proxy voting record
25 Aug 23
CORRESP
Correspondence with SEC
29 Jun 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Jun 23
DEFA14A
Additional proxy soliciting materials
5 Apr 23
DEF 14A
Definitive proxy
5 Apr 23
Latest ownership filings
4
MARIO J GABELLI
15 Apr 24
NPORT-P
Gabelli Convertible & Income Securities Fund Inc (Dec 2023 report)
29 Feb 24
4
John Chester Ball
22 Feb 24
3
Christina A. Peeney
16 Feb 24
SC 13D/A
GAMCO INVESTORS, INC. ET AL
8 Jan 24
4
SALVATORE J ZIZZA
28 Dec 23
4
MARIO J GABELLI
27 Dec 23
4
MARIO J GABELLI
11 Dec 23
144
Notice of proposed sale of securities
8 Dec 23
NPORT-P
Gabelli Convertible & Income Securities Fund Inc (Sep 2023 report)
29 Nov 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Gabelli Convertible & Income Securities Fund Inc | – | -0.23 | -6.29 | -3.76 | 90.34 mm | 110 | Sep 2023 |
Institutional ownership, Q3 2023
31.7% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 37 |
Opened positions | 8 |
Closed positions | 2 |
Increased positions | 13 |
Reduced positions | 9 |
13F shares | Current |
---|---|
Total value | 20.17 bn |
Total shares | 6.12 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Advisor | 1.78 mm | $6.66 bn |
Gamco Investors | 1.10 mm | $4.13 bn |
MS Morgan Stanley | 894.94 k | $3.36 bn |
Pitaro Regina M. | 570.00 k | $0.00 |
Advisors Asset Management | 428.37 k | $1.61 bn |
GABELLI & Co INVESTMENT ADVISERS | 355.00 k | $1.33 bn |
SF Stifel Financial | 96.22 k | $360.82 mm |
PFG Advisors | 84.55 k | $317.07 mm |
Guggenheim Capital | 72.85 k | $273.19 mm |
Northwestern Mutual Wealth Management | 69.17 k | $259.37 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
11 Apr 24 | Gabelli Mario J | Common Stock, Par Value $0.001 | Sell | Dispose S | Yes | No | 3.61 | 576 | 2.08 k | 327,849 |
22 Feb 24 | John Chester Ball | Common Stock, Par Value $0.001 | Buy | Acquire P | No | No | 3.635 | 69 | 250.82 | 69 |
26 Dec 23 | Gabelli Mario J | Series G Cumulative Preferred Stock | Other | Dispose J | Yes | No | 10 | 150,000 | 1.50 mm | 0 |
26 Dec 23 | Gabelli Mario J | Series G Cumulative Preferred Stock | Other | Dispose J | Yes | No | 10 | 200,000 | 2.00 mm | 0 |
26 Dec 23 | Salvatore J Zizza | Series G Cumulative Preferred Stock | Other | Dispose J | No | No | 10 | 50,000 | 500.00 k | 0 |