Harbor Financial Services is an investment advisor in Mobile with $620.88 mm assets under management.
Company profile
Website
Employees
Incorporated
Fiscal year end
SEC CIK
IRS number
200629176
SEC advisor number
801-33557
FINRA CRD number
105032
AUM ?
$316.43 mm
(as of 20 Mar 24)
Accounts
884
(as of 20 Mar 24)
Employees
7
(3 investment advisory or research)
Latest filings (excl ownership)
MA-W
Municipal Advisor notice of withdrawal
29 Sep 20
MA-I/A
Municipal Advisor registration (individual) (amended)
3 Aug 20
MA-A
Municipal Advisor registration (firm) (update)
28 Jul 20
MA-A
Municipal Advisor registration (firm) (update)
12 May 19
MA/A
Municipal Advisor registration (firm) (amended)
3 Aug 18
MA-I/A
Municipal Advisor registration (individual) (amended)
1 Aug 18
MA-A
Municipal Advisor registration (firm) (update)
25 Jan 18
MA-I/A
Municipal Advisor registration (individual) (amended)
17 Aug 17
MA-I/A
Municipal Advisor registration (individual) (amended)
17 Aug 17
MA-I/A
Municipal Advisor registration (individual) (amended)
17 Aug 17
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
12 Oct 21
13F-HR
Quarterly holdings report by institutional manager
9 Aug 21
13F-HR
Quarterly holdings report by institutional manager
10 May 21
13F-HR
Quarterly holdings report by institutional manager
12 Feb 21
144
ServisFirst Bancshares, Inc.
28 Apr 17