The New Germany Fund, Inc. (the Fund) is a diversified, closed-end management investment company. The Fund seeks long-term capital appreciation primarily through investment in middle-market German equities. The Fund focuses its investments in Germany.
Company profile
Ticker
GF
Exchange
CEO
Hepsen Uzcan
Employees
Incorporated
Location
Fiscal year end
SEC CIK
Corporate docs
IRS number
133555471
GF stock data
Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
13 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
7 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 23
N-PX
Annual report of proxy voting record
28 Aug 23
DEF 14A
Definitive proxy
12 May 23
N-CEN
Annual report (registered investment company)
13 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Sep 22
N-PX
Annual report of proxy voting record
29 Aug 22
DEF 14A
Definitive proxy
13 May 22
Latest ownership filings
NPORT-P
The New Germany Fund, Inc. (Dec 2023 report)
27 Feb 24
SC 13G/A
LAZARD ASSET MANAGEMENT LLC
15 Feb 24
SC 13G/A
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
9 Feb 24
SC 13G/A
1607 Capital Partners, LLC
8 Feb 24
4
Bernhard Koepp
16 Jan 24
SC 13G/A
Allspring Global Investments Holdings, LLC
12 Jan 24
4
Christopher Pleister
18 Dec 23
NPORT-P
The New Germany Fund, Inc. (Sep 2023 report)
16 Nov 23
3
Juan Barriobero
21 Sep 23
NPORT-P
The New Germany Fund, Inc. (Jun 2023 report)
24 Aug 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
The New Germany Fund, Inc. | – | 3.01 | -5.08 | -6.95 | 171.32 mm | 70 | Sep 2023 |
Institutional ownership, Q2 2023
56.5% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 33 |
Opened positions | 3 |
Closed positions | 2 |
Increased positions | 10 |
Reduced positions | 10 |
13F shares | Current |
---|---|
Total value | 59.29 bn |
Total shares | 8.87 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
Allspring Global Investments | 2.56 mm | $22.96 bn |
Lazard Asset Management | 2.26 mm | $20.25 mm |
1607 Capital Partners | 1.53 mm | $13.70 bn |
City Of London Investment Management | 1.20 mm | $10.75 bn |
Uncommon Cents Investing | 313.77 k | $2.82 bn |
Gabelli Funds | 273.00 k | $2.45 bn |
Shaker Financial Services | 220.86 k | $1.98 bn |
RY Royal Bank Of Canada | 97.75 k | $878.00 mm |
BAC Bank Of America | 62.87 k | $564.57 mm |
CSS | 56.01 k | $503.01 mm |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
5 Jan 24 | Bernhard Koepp | Common Stock | Buy | Acquire P | No | No | 8.47 | 300 | 2.54 k | 1,000 |
5 Jan 24 | Bernhard Koepp | Common Stock | Buy | Acquire P | No | No | 8.5 | 700 | 5.95 k | 700 |
11 Dec 23 | Pleister Christopher | Common Stock | Sell | Dispose S | No | No | 8.381 | 303.071 | 2.54 k | 0 |
11 Dec 23 | Pleister Christopher | Common Stock | Sell | Dispose S | No | No | 8.381 | 959.727 | 8.04 k | 303.071 |