FISI Financial Institutions

Financial Institutions, Inc. is a holding company, which engages in the provision of financial services to individuals and businesses. It operates through the following segments: Banking and Non-Banking. The Banking segment includes retail and commercial banking operations. The Non-Banking segment provides includes the activities of SDN, a full service insurance agency that provides an insurance services to both personal and business clients and Courier Capital, an investment advisor and wealth management firm that offers customized investment management, investment consulting, and retirement plan services to individuals, businesses, institutions, foundations, and retirement plans. The company was founded in 1931 and is headquartered in Warsaw, NY.

Company profile

Martin Kearney Birmingham
Fiscal year end
Industry (SIC)
IRS number

FISI stock data


Investment data

Data from SEC filings
Securities sold
Number of investors


15 Mar 21
11 Apr 21
31 Dec 21
Quarter (USD)
Dec 20 Sep 20 Jun 20 Mar 20
Cost of revenue
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Annual (USD)
Dec 20 Dec 19 Dec 18 Dec 17
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Financial data from company earnings reports.

Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
19 Mar 21 Bigham Justin K. RSU Common Stock Grant Aquire A No No 0 2,028 0 2,028
19 Mar 21 Birmingham Martin Kearney RSU Common Stock Grant Aquire A No No 0 6,604 0 6,604
19 Mar 21 Burruano Samuel J Jr RSU Common Stock Grant Aquire A No No 0 1,446 0 1,446
19 Mar 21 Sonia Marie Dumbleton RSU Common Stock Grant Aquire A No No 0 582 0 582
19 Mar 21 Randall R. Phillips RSU Common Stock Grant Aquire A No No 0 806 0 806

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

66.1% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 106 115 -7.8%
Opened positions 8 11 -27.3%
Closed positions 17 8 +112.5%
Increased positions 35 33 +6.1%
Reduced positions 46 50 -8.0%
13F shares
Current Prev Q Change
Total value 326.16M 226.3M +44.1%
Total shares 10.6M 10.82M -2.0%
Total puts 0 0
Total calls 0 0
Total put/call ratio
Largest owners
Shares Value Change
Dimensional Fund Advisors 1.29M $29M -1.7%
BLK Blackrock 1.28M $28.76M -3.4%
Vanguard 757.45K $17.04M -1.7%
Commonwealth Equity Services 600.49K $13.51M +0.1%
Renaissance Technologies 470K $10.58M -11.8%
LSV Asset Management 419.19K $9.43M -0.7%
CNND Canandaigua National 380.39K $8.56M -1.7%
NTRS Northern Trust 341.28K $7.68M -3.6%
STT State Street 326.34K $7.43M -8.1%
Geode Capital Management 276.38K $6.22M +1.5%
Largest transactions
Shares Bought/sold Change
Basswood Capital Management, L.L.C. 67.27K +67.27K NEW
Renaissance Technologies 470K -62.7K -11.8%
Susquehanna International 0 -56.03K EXIT
Royce & Associates 219.13K +55.97K +34.3%
New York State Common Retirement Fund 70.09K +48.51K +224.7%
BLK Blackrock 1.28M -45.36K -3.4%
Walthausen & Co. 78.3K +43.82K +127.1%
Ajo 0 -39.45K EXIT
Martingale Asset Management L P 48.95K -38.39K -44.0%
American Century Companies 53.11K +36.91K +227.8%

Financial report summary

Content analysis
H.S. sophomore Avg
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