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AMBAC Financial (AMBC)

Employees
Data from SEC filings
Employee count
CEO pay ratio
CEO Salary
Median Employee Salary
ESG framework mentions
In last year of SEC filings
Sustainability Accounting Standards Board (SASB)
Global Reporting Initiative (GRI)
Task Force on Climate-related Financial Disclosures (TCFD)
No mentions
UN Sustainable Development Goals (SDGs)
No mentions
ESG term mentions
In last year of SEC filings
AirAtmosphereClimateClimate ChangeCoalConservationEmissionEnvironmentEnvironmentalMaterialsNatureOffsetPackagePandemicScarcityScope 1WaterAccessAffinity GroupAttritionBenefitsBlackCalifornia Consumer Privacy ActCharitableCharityCitizenshipCommunityCultureCustomerCyberCybersecurityData SecurityDeathDemographicDisabilityDiversityDiversity and InclusionEmployeeEmployee RetentionEngagementEthnicEthnicityGenderGeneral Data Protection RegulationHealth and SafetyHealth CareHealthcareHireHiringHispanicHuman ResourcesIncidentMinorityPerquisitesPhilanthropyPrivacyRecruitmentReimbursementRetentionRetirementSafetySatisfactionSexual HarassmentSkillSkillsSocialSocietyStakeholderSupply ChainTalentTrainingUnionViolenceVolunteerWomenWorkersAction PlanAssessmentAssuranceAuditBoard EffectivenessBonusClass Action LawsuitClassifiedClassified BoardClaw BackClawbackCommitmentConflict of InterestCorporate GovernanceCorporate PurposeCorporate Social ResponsibilityDepartment ofEnterprise Risk ManagementESGEthicsExecutive CompensationExpertFraudGoalsGovernanceHedgingIncentiveIncentivizeIndependenceIndependentIndependent ChairInnovativeInvestigationKey Performance IndicatorLawsuitLeadershipLitigationLong-termMajorityMaterialityMissionOther Public Company BoardsOverseeOversightPerquisitePlaintiffPledgingPurposeRecoupReputationReputationalReputational RiskResilientResponsibilityResponsibleSelf-evaluationStockholder EngagementStockholder OutreachStrategySustainabilitySustainableTargetsTaxTenureTerm LimitTransparencyTransparentVoting Rights
Shareholder alignment
Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM
The Annual Meeting of Stockholders of Ambac Financial Group, Inc. (the “Company”) was held on May 25, 2021. Represented at the meeting were 35,516,639 shares, or approximately 77%, of the Company’s 46,197,102 shares of common stock outstanding and entitled to vote at the meeting. Set forth below are the final voting results for the actions taken by the stockholders at the meeting.
1.The Company’s stockholders elected the seven (7) director nominees named below to a term expiring at the 2022 annual meeting or until their successors are elected and qualified, with each receiving the following votes:
NameNumber of
Votes For
Votes WithheldBroker
Non-Votes
Alexander D. Greene27,863,2972,564,5625,088,780
Ian D. Haft29,855,430572,4295,088,780
David Herzog29,996,509431,3505,088,780
Joan Lamm-Tennant30,205,084222,7755,088,780
Claude LeBlanc30,023,099404,7605,088,780
C. James Prieur27,331,2323,096,6275,088,780
Jeffrey S. Stein29,057,4741,370,3855,088,780

2.The Company’s stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company’s 2021 Proxy Statement, with the following vote:
Number of
Votes For
Votes AgainstAbstentionsBroker
Non-Votes
22,661,9497,420,674345,2365,088,780

3.The Company’s stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021 with the following vote:
Number of Votes ForVotes AgainstAbstentions
35,031,677465,09219,870


EXHIBIT INDEX
Exhibit
NumberExhibit Description
101.INSXBRL Instance Document - the instance document does not appear in the interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCHXBRL Taxonomy Extension Schema Document.
101.CALXBRL Taxonomy Extension Calculation Linkbase Document.
101.LABXBRL Taxonomy Extension Label Linkbase Document.
101.PREXBRL Taxonomy Extension Presentation Linkbase Document.
101.DEFXBRL Taxonomy Extension Definition Linkbase Document.
104Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags or embedded within the Inline XBRL document

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