AMBAC Financial (AMBC) Environmental, Social & Governance (ESG) Data

Employees

Data from SEC filings

Employee count

CEO pay ratio

CEO Salary

Median Employee Salary

ESG framework mentions

In last year of SEC filings

Sustainability Accounting Standards Board (SASB)

DEF 14A

Definitive proxy

15 Apr 22

Global Reporting Initiative (GRI)

DEF 14A

Definitive proxy

15 Apr 22

Task Force on Climate-related Financial Disclosures (TCFD)

No mentions

UN Sustainable Development Goals (SDGs)

No mentions

ESG term mentions

In last year of SEC filings

Air Atmosphere Climate Climate Change Coal Conservation Emission Environment Environmental Materials Nature Offset Package Pandemic Scarcity Scope 1 Water Access Affinity Group Attrition Benefits Black California Consumer Privacy Act Charitable Charity Citizenship Community Culture Customer Cyber Cybersecurity Data Security Death Demographic Disability Diversity Diversity and Inclusion Employee Employee Retention Engagement Ethnic Ethnicity Gender General Data Protection Regulation Health and Safety Health Care Healthcare Hire Hiring Hispanic Human Resources Incident Minority Perquisites Philanthropy Privacy Recruitment Reimbursement Retention Retirement Safety Satisfaction Sexual Harassment Skill Skills Social Society Stakeholder Supply Chain Talent Training Union Violence Volunteer Women Workers Action Plan Assessment Assurance Audit Board Effectiveness Bonus Class Action Lawsuit Classified Classified Board Claw Back Clawback Commitment Conflict of Interest Corporate Governance Corporate Purpose Corporate Social Responsibility Department of Enterprise Risk Management ESG Ethics Executive Compensation Expert Fraud Goals Governance Hedging Incentive Incentivize Independence Independent Independent Chair Innovative Investigation Key Performance Indicator Lawsuit Leadership Litigation Long-term Majority Materiality Mission Other Public Company Boards Oversee Oversight Perquisite Plaintiff Pledging Purpose Recoup Reputation Reputational Reputational Risk Resilient Responsibility Responsible Self-evaluation Stockholder Engagement Stockholder Outreach Strategy Sustainability Sustainable Targets Tax Tenure Term Limit Transparency Transparent Voting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

The Annual Meeting of Stockholders of Ambac Financial Group, Inc. (the “Company”) was held on May 25, 2021. Represented at the meeting were 35,516,639 shares, or approximately 77%, of the Company’s 46,197,102 shares of common stock outstanding and entitled to vote at the meeting. Set forth below are the final voting results for the actions taken by the stockholders at the meeting.
1.The Company’s stockholders elected the seven (7) director nominees named below to a term expiring at the 2022 annual meeting or until their successors are elected and qualified, with each receiving the following votes:

Name	Number of Votes For	Votes Withheld	Broker Non-Votes

Alexander D. Greene	27,863,297	2,564,562	5,088,780
Ian D. Haft	29,855,430	572,429	5,088,780
David Herzog	29,996,509	431,350	5,088,780
Joan Lamm-Tennant	30,205,084	222,775	5,088,780
Claude LeBlanc	30,023,099	404,760	5,088,780
C. James Prieur	27,331,232	3,096,627	5,088,780
Jeffrey S. Stein	29,057,474	1,370,385	5,088,780

2.The Company’s stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company’s 2021 Proxy Statement, with the following vote:

Number of Votes For						Votes Against						Abstentions						Broker Non-Votes

22,661,949						7,420,674						345,236						5,088,780

3.The Company’s stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021 with the following vote:


Number of Votes For	Votes Against	Abstentions
35,031,677	465,092	19,870

EXHIBIT INDEX


Exhibit
Number						Exhibit Description
101.INS						XBRL Instance Document - the instance document does not appear in the interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH						XBRL Taxonomy Extension Schema Document.
101.CAL						XBRL Taxonomy Extension Calculation Linkbase Document.
101.LAB						XBRL Taxonomy Extension Label Linkbase Document.
101.PRE						XBRL Taxonomy Extension Presentation Linkbase Document.
101.DEF						XBRL Taxonomy Extension Definition Linkbase Document.
104						Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags or embedded within the Inline XBRL document