NTIC Northern Technologies International Environmental, Social & Governance (ESG) Data

Employees

Data from SEC filings

Employee count

ESG framework mentions

In last year of SEC filings

ESG framework	Mentions in filings
Sustainability Accounting Standards Board (SASB)	❌
Global Reporting Initiative (GRI)	❌
Task Force on Climate-related Financial Disclosures (TCFD)	❌
UN Sustainable Development Goals (SDGs)	❌

ESG term mentions

In last year of SEC filings

Agriculture Air Biodegradable Biomass Carbon Carbon Footprint Circular Economy Clean Compost Conservation Environment Environmental Extreme Weather Green Hazard Life Cycle Lifecycle Materials Natural Resources Nature Ocean Offset Oil Package Packaging Pandemic Petroleum Plastic Pollution Raw Materials Recycled Recycling Renewable Soil Spill Waste Water Access Asian Benefits Black Community Customer Customer Satisfaction Cyber Security Death Disability Diversity Employee Engagement Health and Safety Hire Hiring Human Resources Incident Injury Pay for Performance Perquisites Privacy Product Quality Recruit Reimbursement Retention Retirement Safety Satisfaction Skilled Skills Social Society Supplier Supply Chain Talent Training Union Women Anticorruption Assessment Assurance Audit Board Oversight Board Refreshment Bonus Bribe Bribery Classified Clawback Commitment Committee Evaluation Corporate Governance Corruption Department of Enterprise Risk Management Ethics Executive Compensation Expert Fraud Goals Governance Hedging Incentive Incentivize Independence Independent Innovation Lawsuit Lead Independent Director Leadership Litigation Long-term Majority Other Public Company Boards Oversee Oversight Perquisite Pledging Poison Pill Proxy Contest Purpose Recoup Reputation Reputational Reputational Risk Research and Development Responsibility Responsible Single Trigger Strategy Sustainability Sustainable Tax Tenure Term Limit Transparency Voting Rights

Shareholder alignment

Proxy contests and exempt solicitations in last 3 years

No recent proxy contest or exempt solicitation filings from shareholders.

Vote support at last AGM

On January 15, 2021, NTIC held an Annual Meeting of Stockholders (the “2021 Annual Meeting”). As of the close of business on November 18, 2020, the record date for the 2021 Annual Meeting, there were 9,104,636 shares of common stock outstanding and entitled to vote at the 2021 Annual Meeting. Each share of common stock was entitled to one vote. Stockholders holding an aggregate of 6,390,771 shares of common stock entitled to vote at the 2021 Annual Meeting, representing 70.19% of the outstanding shares of common stock as of the record date, and which constituted a quorum thereof, were present in person or represented by proxy at the 2021 Annual Meeting.

At the 2021 Annual Meeting, NTIC’s stockholders considered four proposals, each of which is set forth below and described in more detail in NTIC’s definitive proxy statement for the 2021 Annual Meeting filed with the SEC on November 30, 2020.

The final results of NTIC’s stockholder vote at the 2021 Annual Meeting on each proposal brought before NTIC’s stockholders were as follows:

Proposal No. 1 -

The eight director nominees proposed by the Board were elected to serve as members of the Board until the next annual meeting of stockholders and until their respective successors have been duly elected and qualified by the following final voting results:

	Votes For	Votes Withheld	Broker Non-Votes
Nancy E. Calderon	4,598,719	83,709	1,708,343
Sarah E. Kemp	4,578,602	103,826	1,708,343
Soo-Keong Koh	4,578,982	103,446	1,708,343
Sunggyu Lee, Ph.D.	4,579,133	103,295	1,708,343
G. Patrick Lynch	4,603,137	79,291	1,708,343
Ramani Narayan, Ph.D.	4,599,219	83,209	1,708,343
Richard J. Nigon	4,561,394	121,034	1,708,343
Konstantin von Falkenhausen	4,578,531	103,897	1,708,343

Proposal No. 2 -

The compensation of NTIC’s named executive officers, as disclosed in NTIC’s proxy statement, was approved, on an advisory basis, by the following final voting results:

Votes For		Votes Against		Votes Abstained		Broker Non-Votes
4,587,863		83,822		10,743		1,708,343

Proposal No. 3 -

The ratification of the selection of Baker Tilly US, LLP as NTIC’s independent registered public accounting firm for the fiscal year ending August 31, 2021 was approved by the following final voting results:

Votes For		Votes Against		Votes Abstained		Broker Non-Votes
6,316,949		9,901		63,921		N/A

Proposal No. 4 -

The Northern Technologies International Corporation Amended and Restated 2019 Stock Incentive Plan was approved by the following final voting results:

Votes For		Votes Against		Votes Abstained		Broker Non-Votes
4,548,105		125,921		8,402		1,708,343