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EQS Equus Total Return

Equus Total Return, Inc. acts as a closed-ended fund and business development company that seeks investment opportunities in debt and equity securities of small and middle market capitalization companies that are generally not publicly traded at the time of our investment. It also seeks purchase working interests and revenue leasehold interests in oil and gas properties. The company was founded on August 16, 1991 and is headquartered in Houston, TX.

Company profile

Ticker
EQS
Exchange
CEO
John A. Hardy
Employees
Incorporated
Location
Fiscal year end
Former names
EQUUS II INC, EQUUS II INC ET AL
SEC CIK
IRS number
760345915

EQS stock data

(
)

Calendar

31 Mar 21
11 Apr 21
31 Dec 21
Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
16 Jul 20 Tokarz Michael T Common Stock, par value $0.001 per share Sell Dispose S Yes No 1.17 3,228,024 3.78M 0
16 Jul 20 Tokarz Group Advisers Common Stock, par value $0.001 per share Sell Dispose S Yes No 1.17 3,228,024 3.78M 0
16 Jul 20 MVC Capital Common Stock, par value $0.001 per share Sell Dispose S No No 1.17 3,228,024 3.78M 0
16 Jul 20 Hardy John A. Common Stock Buy Aquire P Yes No 1.17 3,228,024 3.78M 3,728,024

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

2.6% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 11 15 -26.7%
Opened positions 2 3 -33.3%
Closed positions 6 2 +200.0%
Increased positions 1 0 NEW
Reduced positions 3 4 -25.0%
13F shares
Current Prev Q Change
Total value 688K 684K +0.6%
Total shares 355.09K 561.87K -36.8%
Total puts 0 0
Total calls 0 0
Total put/call ratio
Largest owners
Shares Value Change
West Family Investments 210.28K $374K 0.0%
Bulldog Investors 66.13K $143K -27.7%
RY Royal Bank Of Canada 37.73K $81K -28.0%
Shufro Rose & Co 17.74K $38K 0.0%
Blue Bell Private Wealth Management 12.49K $30K 0.0%
MS Morgan Stanley 8.5K $18K NEW
Advisor 1.07K $2K -0.1%
UBS UBS Group AG - Registered Shares 908 $2K +27.7%
AdvisorNet Financial 223 $0 0.0%
Private Capital 39 $0 0.0%
Largest transactions
Shares Bought/sold Change
Wynnefield Capital 0 -58.1K EXIT
Almitas Capital 0 -54.21K EXIT
NTRS Northern Trust 0 -30.99K EXIT
Bulldog Investors 66.13K -25.35K -27.7%
Ancora Advisors 0 -20K EXIT
RY Royal Bank Of Canada 37.73K -14.7K -28.0%
Avantax Advisory Services 0 -11.93K EXIT
MS Morgan Stanley 8.5K +8.5K NEW
Tower Research Capital 0 -210 EXIT
UBS UBS Group AG - Registered Shares 908 +197 +27.7%
Content analysis
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Positive
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Constraining
Legalese
Litigous
Readability
H.S. sophomore Good
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