EQS Equus Total Return

Equus Total Return, Inc. acts as a closed-ended fund and business development company that seeks investment opportunities in debt and equity securities of small and middle market capitalization companies that are generally not publicly traded at the time of our investment. It also seeks purchase working interests and revenue leasehold interests in oil and gas properties. The company was founded on August 16, 1991 and is headquartered in Houston, TX.
Company profile
Ticker
EQS
Exchange
Website
CEO
John A. Hardy
Employees
Incorporated
Location
Fiscal year end
Former names
EQUUS II INC, EQUUS II INC ET AL
SEC CIK
Corporate docs
IRS number
760345915
EQS stock data
()
Calendar
31 Mar 21
11 Apr 21
31 Dec 21
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
16 Jul 20 | Tokarz Michael T | Common Stock, par value $0.001 per share | Sell | Dispose S | Yes | No | 1.17 | 3,228,024 | 3.78M | 0 |
16 Jul 20 | Tokarz Group Advisers | Common Stock, par value $0.001 per share | Sell | Dispose S | Yes | No | 1.17 | 3,228,024 | 3.78M | 0 |
16 Jul 20 | MVC Capital | Common Stock, par value $0.001 per share | Sell | Dispose S | No | No | 1.17 | 3,228,024 | 3.78M | 0 |
16 Jul 20 | Hardy John A. | Common Stock | Buy | Aquire P | Yes | No | 1.17 | 3,228,024 | 3.78M | 3,728,024 |
Institutional ownership Q4 2020
Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.
2.6% owned by funds/institutions
13F holders |
Current |
---|---|
Total holders | 11 |
Opened positions | 2 |
Closed positions | 6 |
Increased positions | 1 |
Reduced positions | 3 |
13F shares |
Current |
---|---|
Total value | 688K |
Total shares | 355.09K |
Total puts | 0 |
Total calls | 0 |
Total put/call ratio | – |
Largest owners |
Shares | Value |
---|---|---|
West Family Investments | 210.28K | $374K |
Bulldog Investors | 66.13K | $143K |
RY Royal Bank Of Canada | 37.73K | $81K |
Shufro Rose & Co | 17.74K | $38K |
Blue Bell Private Wealth Management | 12.49K | $30K |
MS Morgan Stanley | 8.5K | $18K |
Advisor | 1.07K | $2K |
UBS UBS Group AG - Registered Shares | 908 | $2K |
AdvisorNet Financial | 223 | $0 |
Private Capital | 39 | $0 |
Content analysis
?
Positive | ||
Negative | ||
Uncertain | ||
Constraining | ||
Legalese | ||
Litigous | ||
Readability |
H.S. sophomore Good
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New words:
accuracy, Africa, arose, Barron, begun, Bloomberg, Budget, bulk, cap, capture, care, challenging, character, combat, concomitant, Condensed, Congressional, contingent, de, digital, duration, education, employment, engineer, engineering, ere, escrow, escrowed, evolving, fallout, globe, governor, half, hospitality, hourly, infection, inoculatable, intensified, interaction, introduced, Kingdom, leisure, macroeconomic, mask, mining, notably, onset, overlapping, pharmaceutical, Pitchbook, Province, recalculating, relax, reopening, resurgence, retail, rollout, secondary, sharp, shrank, slowly, stemming, survival, trend, university, voluntary, written, Wuhan
Removed:
abundance, additionally, ade, agricultural, allocate, andthe, announcement, applied, bearing, Boston, Chancery, clarified, collectability, comparability, complaint, confident, consummating, continuing, contract, contributor, core, court, customer, decking, deleveraging, depict, diversity, Emerging, enjoining, ETR, excluded, experiencing, extinguishment, fencing, fiduciary, finalize, focused, grocery, hereinafter, housing, includingBarron, lawsuit, licensing, lumber, mature, measuring, memorialized, merit, Monetary, noncash, notified, optional, pallet, partner, predominance, prepayment, presenting, promised, proposal, qualitative, quantitative, reconciling, regionalized, representative, residential, revised, Samuel, scope, separated, Spectrum, step, Task, transition, treating, turbulent, underSignificant, underutilized, unvested, wood, wooden, Zalmanoff
Financial reports
10-K
2020 FY
Annual report
31 Mar 21
10-Q
2020 Q3
Quarterly report
16 Nov 20
10-Q
2020 Q2
Quarterly report
13 Aug 20
10-Q
2020 Q1
Quarterly report
12 May 20
10-K
2019 FY
Annual report
30 Mar 20
10-Q
2019 Q3
Quarterly report
13 Nov 19
10-Q
2019 Q2
Quarterly report
13 Aug 19
10-Q
2019 Q1
Quarterly report
14 May 19
10-K
2018 FY
Annual report
29 Mar 19
10-Q
2018 Q3
Quarterly report
14 Nov 18
Current reports
8-K
Equus Reports Fourth Quarter Results
1 Apr 21
8-K
Other Events
21 Jan 21
8-K
Equus Receives Initial Payment
4 Jan 21
8-K
Equus Announces Completion of Sale
29 Dec 20
8-K
Equus Announces Pending Sale
11 Dec 20
8-K
Departure of Directors or Certain Officers
25 Nov 20
8-K
Equus Announces Third Quarter Net Asset Value
18 Nov 20
8-K
Departure of Directors or Certain Officers
23 Oct 20
8-K
Equus Announces Second Quarter Net Asset Value
14 Aug 20
8-K
Equus Announces First Quarter Net Asset Value
13 May 20
Proxies
DEF 14C
Information statement
20 Jan 21
DEF 14A
Definitive proxy
3 Apr 20
DEF 14C
Information statement
18 Nov 19
DEF 14A
Definitive proxy
8 Apr 19
DEF 14C
Information statement
24 Jan 19
DEF 14C
Information statement
21 May 18
DEF 14A
Definitive proxy
29 Apr 18
DEF 14C
Information statement
7 Sep 17
PRE 14C
Preliminary information
27 Aug 17
PRE 14C
Preliminary information
3 May 17
Ownership
SC 13G
EQUUS TOTAL RETURN / Radoff Bradley Louis ownership change
29 Jan 21
SC 13D
EQUUS TOTAL RETURN / Hardy John A. ownership change
19 Jul 20
SC 13D/A
EQUUS TOTAL RETURN / MVC CAPITAL ownership change
19 Jul 20
4
EQUUS TOTAL RETURN / John A. Hardy ownership change
17 Jul 20
4
Change in insider ownership
17 Jul 20
4
Change in insider ownership
17 Jul 20
4
EQUUS TOTAL RETURN / MICHAEL T TOKARZ ownership change
17 Jul 20
4
Change in insider ownership
13 Aug 19
4
Change in insider ownership
13 Aug 19
4
EQUUS TOTAL RETURN / MICHAEL T TOKARZ ownership change
13 Aug 19
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