Docoh
Loading...

EQS Equus Total Return

Equus Total Return, Inc. acts as a closed-ended fund and business development company that seeks investment opportunities in debt and equity securities of small and middle market capitalization companies that are generally not publicly traded at the time of our investment. It also seeks purchase working interests and revenue leasehold interests in oil and gas properties. The company was founded on August 16, 1991 and is headquartered in Houston, TX.

Company profile

Ticker
EQS
Exchange
CEO
John A. Hardy
Employees
Incorporated
Location
Fiscal year end
Former names
EQUUS II INC, EQUUS II INC ET AL
SEC CIK
IRS number
760345915

EQS stock data

(
)

Calendar

13 May 21
13 Jun 21
31 Dec 21
Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
29 Apr 21 Fraser Atkinson Common Stock Buy Aquire P No No 1.89 4,034 7.62K 45,591
28 Apr 21 Fraser Atkinson Common Stock Buy Aquire P No No 1.89 700 1.32K 41,557
27 Apr 21 Fraser Atkinson Common Stock Buy Aquire P No No 1.9 100 190 40,857
26 Apr 21 Fraser Atkinson Common Stock Buy Aquire P No No 1.9 1,352 2.57K 40,757
23 Apr 21 Fraser Atkinson Common Stock Buy Aquire P No No 1.89 18,016 34.05K 39,405
16 Jul 20 Tokarz Michael T Common Stock, par value $0.001 per share Sell Dispose S Yes No 1.17 3,228,024 3.78M 0
16 Jul 20 Tokarz Group Advisers Common Stock, par value $0.001 per share Sell Dispose S Yes No 1.17 3,228,024 3.78M 0
16 Jul 20 MVC Capital Common Stock, par value $0.001 per share Sell Dispose S No No 1.17 3,228,024 3.78M 0
16 Jul 20 Hardy John A. Common Stock Buy Aquire P Yes No 1.17 3,228,024 3.78M 3,728,024

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

1.4% owned by funds/institutions
13F holders
Current Prev Q Change
Total holders 10 11 -9.1%
Opened positions 2 2
Closed positions 3 6 -50.0%
Increased positions 3 1 +200.0%
Reduced positions 2 3 -33.3%
13F shares
Current Prev Q Change
Total value 364K 688K -47.1%
Total shares 187.19K 355.09K -47.3%
Total puts 0 0
Total calls 0 0
Total put/call ratio
Largest owners
Shares Value Change
Bulldog Investors 66.13K $129K 0.0%
MS Morgan Stanley 38.66K $75K +354.8%
Citadel Advisors 36.54K $71K NEW
Shufro Rose & Co 17.74K $35K 0.0%
CSS 14.5K $28K NEW
Blue Bell Private Wealth Management 11.69K $23K -6.4%
UBS UBS Group AG - Registered Shares 1.03K $2K +12.9%
Advisor 497 $1K -53.4%
AdvisorNet Financial 223 $0 0.0%
WFC Wells Fargo & Co. 202 $0 +10000.0%
Largest transactions
Shares Bought/sold Change
West Family Investments 0 -210.28K EXIT
RY Royal Bank Of Canada 0 -37.73K EXIT
Citadel Advisors 36.54K +36.54K NEW
MS Morgan Stanley 38.66K +30.16K +354.8%
CSS 14.5K +14.5K NEW
Blue Bell Private Wealth Management 11.69K -800 -6.4%
Advisor 497 -570 -53.4%
WFC Wells Fargo & Co. 202 +200 +10000.0%
UBS UBS Group AG - Registered Shares 1.03K +117 +12.9%
Private Capital 0 -39 EXIT

Financial report summary

?
Management Discussion
  • Net investment loss was relatively unchanged at $1.0 million and $0.9 million for the three months ended March 31, 2021 and March 31, 2020, respectively.
  • Investment income declined to $0.0 million for the three months ended March 31, 2021 from $0.1 million for the three months ended March 31, 2020, due to the sale of interest/dividend bearing investments. Total expense was relatively unchanged at $1.0 for each of the three months ended March 31, 2021 and 2020, respectively.
  • During the three months ended March 31, 2021, we realized a loss of $0.2 million from the adjustment of the escrow receivable from the sale of PalletOne, Inc.
Content analysis
?
Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability
H.S. sophomore Avg
New words: accomplish, advice, Africa, attributable, bearing, begun, billion, Bloomberg, book, bulk, Certificate, Commencing, Conversion, correction, deployed, digital, eliminated, escalation, escrow, Escrowed, fallout, fully, globe, Goldman, height, hourly, intensified, introduced, Kingdom, lieu, mask, matter, millio, momentum, monthly, permanent, pharmaceutical, posting, pressure, reclassified, restatement, South, stemming, stood, survival, transmitted, unchanged, undeployed, undeveloped, upward, vaccination, vehicle, wholly
Removed: abandoned, agreed, amending, Arabia, calculating, collapse, Commission, comparatively, construction, contemplated, decreasing, discourage, dispute, drop, earliest, effected, expired, falling, Fast, Federation, finalize, focused, govern, gradual, hereinafter, historically, hyperlinking, immaterial, improve, improved, incorporating, indefinite, indefinitely, inhibit, insolvency, intention, largest, massive, milder, MMBTU, Modernization, modification, mortgage, navigability, OPEC, opening, opportunistic, pattern, pause, pending, personally, positive, postponed, preceding, procure, prominent, proximate, ranging, readability, recognition, reference, removal, repay, repetition, restructured, retrospective, Russia, Russian, Saudi, sharply, Shipping, simplification, simplify, slumping, straight, sustainable, terminate, transition, uneconomic, wait, war, WTI