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Herzfeld Caribbean Basin Fund (CUBA)

The Herzfeld Caribbean Basin Fund, Inc. operates as a non-diversified and closed-end management investment company. It invests in equity and equity-linked securities of public and private companies. The company was founded on March 10, 1992 and is headquartered in Miami Beach, FL.

Company profile

Ticker
CUBA
Exchange
CEO
Erik Herzfeld
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
650396889

CUBA stock data

Funds

Data from SEC filings
Series Ticker %Monthly Return ? $Assets #Holdings As of
Herzfeld Caribbean Basin Fund, Inc. -6.81 -0.35 2.21 37.59M 42 Mar 2022

Calendar

7 Mar 22
11 Aug 22
30 Jun 23
Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
30 Jun 22 Ryan M Paylor Common stock Other Acquire J No No 4.1379 249 1.03K 4,146
30 Jun 22 Kay W Tatum Common stock Other Acquire J No No 4.1379 75 310.34 1,251
30 Jun 22 Gondor Cecilia L Common stock Other Acquire J No No 4.1379 381 1.58K 11,093
30 Jun 22 Herzfeld Erik Mervin Common stock Other Acquire J No No 4.1379 9,240 38.23K 227,912
30 Jun 22 Ann S Lieff Common stock Other Acquire J No No 4.1379 514 2.13K 13,625
13.2% owned by funds/institutions
13F holders Current Prev Q Change
Total holders 15 20 -25.0%
Opened positions 3 5 -40.0%
Closed positions 8 2 +300.0%
Increased positions 5 10 -50.0%
Reduced positions 7 5 +40.0%
13F shares Current Prev Q Change
Total value 4.28M 5.4M -20.6%
Total shares 806.89K 974.72K -17.2%
Total puts 0 0
Total calls 0 0
Total put/call ratio
Largest owners Shares Value Change
Thomas J. Herzfeld Advisors 505.15K $2.68M -2.4%
CSS 93.47K $496K +1.9%
City Of London Investment Management 80.84K $427K -13.0%
Clough Capital Partners L P 34.21K $182K +69.3%
LNC Lincoln National 28.64K $152K -8.8%
Blue Bell Private Wealth Management 18.96K $101K -4.3%
Cambridge Investment Research Advisors 16.8K $89K +8.0%
Twin Focus Capital Partners 15.37K $82K -29.3%
RY Royal Bank Of Canada 4K $22K -0.3%
MS Morgan Stanley 3.88K $21K -20.6%
Largest transactions Shares Bought/sold Change
Matisse Capital 0 -69.45K EXIT
Shaker Financial Services 0 -30.3K EXIT
Wolverine Asset Management 0 -27.21K EXIT
Clough Capital Partners L P 34.21K +14K +69.3%
Thomas J. Herzfeld Advisors 505.15K -12.45K -2.4%
City Of London Investment Management 80.84K -12.1K -13.0%
Logan Stone Capital 0 -11.93K EXIT
WFC Wells Fargo & Co. 0 -10.03K EXIT
Twin Focus Capital Partners 15.37K -6.36K -29.3%
Clearstead Advisors 3.8K +3.8K NEW