NNUP Nocopi Dashboard

Date	Owner	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value	#Remaining
23 Jul 21	Philip White	Common stock, $.01 par value	Sell	Dispose S	No	No	0.198	30,300	6K	244,245
23 Jul 21	Philip White	Common stock, $.01 par value	Sell	Dispose S	No	No	0.192	19,700	3.78K	274,545
24 Jun 21	Feinstein Michael	Common stock, $.01 par value	Sell	Dispose S	Yes	No	0.195	100,000	19.5K	568,868
8 Jun 21	Feinstein Michael	Common stock, $.01 par value	Sell	Dispose S	Yes	No	0.19	100,000	19K	668,868
8 Apr 21	Feinstein Michael	Common stock, $.01 par value	Sell	Dispose S	Yes	No	0.15	300,000	45K	768,868
3 Mar 21	Feinstein Michael	Common stock, $.01 par value	Sell	Dispose S	Yes	No	0.153	30,000	4.59K	1,068,868
3 Mar 21	Feinstein Michael	Common stock, $.01 par value	Sell	Dispose S	Yes	No	0.153	30,000	4.59K	1,098,868
3 Mar 21	Feinstein Michael	Common stock, $.01 par value	Sell	Dispose S	Yes	No	0.1531	30,000	4.59K	1,128,868

Data from 3, 4 and 5 filings. Stock values as filed, not updated for current price.

Institutional ownership Q1 2021

NNUP institutional ownership history Ownership history

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

6.9% owned by funds/institutions

13F holders	Current	Prev Q	Change
Total holders	2	1	+100.0%
Opened positions	1	1	–
Closed positions	0	0
Increased positions	0	0
Reduced positions	0	0

13F shares	Current	Prev Q	Change
Total value	674K	671K	+0.4%
Total shares	4.65M	4.63M	+0.4%
Total puts	0	0
Total calls	0	0
Total put/call ratio	–	–	–

Largest owners	Shares	Value	Change
Smoak Capital Management	4.63M	$671K	0.0%
Captrust Financial Advisors	20K	$3K	NEW

Largest transactions	Shares	Bought/sold	Change
Captrust Financial Advisors	20K	+20K	NEW
Smoak Capital Management	4.63M	0	0.0%

Data from 13F filings. Stock values as filed, not updated for current price. Long positions only.

Financial report summary

Management Discussion

Our Company’s revenues are derived from (a) royalties paid by licensees of our technologies, (b) fees for the provision of technical services to licensees and (c) from the direct sale of (i) products incorporating our technologies, such as inks, security paper and pressure sensitive labels, and (ii) equipment used to support the application of our technologies, such as ink-jet printing systems. Royalties consist of guaranteed minimum royalties payable by our licensees in certain cases and additional royalties which typically vary with the licensee’s sales or production of products incorporating the licensed technology. Service fees and sales revenues vary directly with the number of units of service or product provided.

Content analysis

Positive
Negative
Uncertain
Constraining
Legalese
Litigous
Readability	H.S. freshman Good

New words: acquired, announced, avoided, China, considerable, constitute, declined, eased, favorable, incurred, magnitude, Measurement, nominally, nonpublic, printer, professional, reopen, returned, shortage, strain, surfaced, temporarily, trade, Wuhan

Removed: comparable, conduct, connection, created, deemed, depreciation, distancing, domestic, duration, emergency, essential, foreseeable, goodwill, governmental, Governor, iii, impairment, inbound, international, iv, mandated, nonessential, notice, order, outbound, outbreak, rapidly, recovery, response, salary, staffing, summary, therewith, travel, uncertainty, uncontrollable, vi, volatility

From filing 10-Q 2021 Q1