nuveen is one of the world's largest asset managers, serving institutions, financial intermediaries and individual investors in more than 30 countries, providing investment expertise across the capital structure. in partnership with advisors and consultants, we create outcome-focused solutions that help investors achieve a more secure financial future. recognized as a leader in income generation, alternative investments and responsible investing, nuveen has award-winning capabilities that span both public and private asset classes. our investment approach is fueled by diversity of thought and a network of specialized investment teams with independent processes and best-in-class expertise.as the investment manager of tiaa, we honor a 100-plus year legacy of service and innovation based on enduring principles established by john nuveen and andrew carnegie. inspired by their vision, backed by size and scale, and empowered by private ownership, we are uniquely positioned to contribute mea
Company profile
Ticker
NIM
Exchange
Employees
Incorporated
Location
Fiscal year end
SEC CIK
Corporate docs
IRS number
363837799
NIM stock data
Latest filings (excl ownership)
8-K
Regulation FD Disclosure
6 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Dec 23
8-K
Departure of Directors or Certain Officers
13 Oct 23
N-PX
Annual report of proxy voting record
21 Aug 23
DEF 14A
Definitive proxy
30 Jun 23
N-CEN
Annual report (registered investment company)
14 Jun 23
N-CSR
Certified annual shareholder report (management investment company)
2 Jun 23
CORRESP
Correspondence with SEC
9 May 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Dec 22
N-PX
Annual report of proxy voting record
22 Aug 22
Latest ownership filings
3
Mary Beth Ramsay
11 Mar 24
3
James N Nelson III
8 Mar 24
NPORT-P
Monthly portfolio investment report
27 Feb 24
SC 13G/A
MORGAN STANLEY
9 Feb 24
SC 13G/A
1607 Capital Partners, LLC
8 Feb 24
3
Michael A Forrester
11 Jan 24
3
LOREN M STARR
9 Jan 24
3
THOMAS J KENNY
9 Jan 24
3
Joseph A Boateng
9 Jan 24
NPORT-P
Nuveen Select Maturities Municipal Fund (Sep 2023 report)
28 Nov 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Nuveen Select Maturities Municipal Fund | – | 0.26 | -0.95 | -2.18 | 120.37 mm | 487 | Sep 2023 |
Institutional ownership, Q3 2023
34.5% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 58 |
Opened positions | 6 |
Closed positions | 2 |
Increased positions | 18 |
Reduced positions | 16 |
13F shares | Current |
---|---|
Total value | 31.87 bn |
Total shares | 4.29 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
1607 Capital Partners | 1.10 mm | $9.28 bn |
MS Morgan Stanley | 631.47 k | $5.35 bn |
First Trust Portfolios | 428.94 k | $0.00 |
Tortoise Investment Management | 268.04 k | $2.27 bn |
UBS UBS Group AG - Registered Shares | 190.77 k | $1.62 bn |
Guggenheim Capital | 181.10 k | $1.53 bn |
Hennion & Walsh Asset Management | 155.19 k | $1.31 bn |
BAC Bank Of America | 112.89 k | $956.21 mm |
WFC Wells Fargo & Co. | 86.70 k | $734.31 mm |
SF Stifel Financial | 84.74 k | $717.70 mm |