Financial reports
N-CEN
Annual report (registered investment company)
11 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-CEN
Annual report (registered investment company)
7 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
N-CEN
Annual report (registered investment company)
8 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Sep 21
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
11 Mar 21
Current reports
8-K
Enforce Voting Results For Election of Trustees
7 Jun 23
8-K
Regulation FD Disclosure
4 Dec 19
8-K
Special Opportunities Fund, Inc. to Commence Rights Offering
5 Jun 12
8-K
Other Events
14 Dec 11
8-K
Other Events
20 Dec 10
8-K
Certificate of Vice President and Assistant Secretary for Board Resolutions Approving Bylaw Amendments
21 Nov 06
Registration and prospectus
SC TO-I
Issuer tender offer statement
4 Mar 22
8-A12B
Registration of securities on exchange
16 Dec 21
424B3
Prospectus supplement
13 Dec 21
25-NSE
Exchange delisting
7 Jul 21
AW
Withdrawal of amendment
17 Jun 21
SC TO-I
Issuer tender offer statement
21 Sep 16
8-A12B
Registration of securities on exchange
26 Aug 16
POS EX
Additional exhibits for listing
26 Jul 16
POS EX
Additional exhibits for listing
21 Jul 16
8-A12B
Registration of securities on exchange
15 Jul 16
Proxies
DEF 14A
Definitive proxy
26 Oct 23
N-PX
Annual report of proxy voting record
28 Aug 23
DEF 14A
Definitive proxy
9 Nov 22
N-PX
Annual report of proxy voting record
15 Aug 22
DEF 14A
Definitive proxy
9 Nov 21
PRE 14A
Preliminary proxy
29 Oct 21
N-PX
Annual report of proxy voting record
6 Aug 21
DEF 14A
Definitive proxy
30 Oct 20
N-PX
Annual report of proxy voting record
13 Aug 20
DEF 14A
Definitive proxy
31 Oct 19
Other
CERT
Certification of approval for exchange listing
20 Jan 22
EFFECT
Notice of effectiveness
10 Dec 21
CORRESP
Correspondence with SEC
8 Dec 21
CORRESP
Correspondence with SEC
24 May 21
CORRESP
Correspondence with SEC
6 May 21
CORRESP
Correspondence with SEC
19 Jun 18
EFFECT
Notice of effectiveness
15 Jul 16
CORRESP
Correspondence with SEC
14 Jul 16
CORRESP
Correspondence with SEC
8 May 14
CERTNYS
Certification of approval for NYSE listing
27 Jul 12
Ownership
NPORT-P
Special Opportunities Fund, Inc. (Dec 2023 report)
27 Feb 24
SC 13G
Relative Value Partners Group, LLC
12 Feb 24
SC 13G
Relative Value Partners Group, LLC
12 Feb 24
SC 13G/A
CSS LLC/IL
9 Feb 24
4
CHARLES C WALDEN
2 Jan 24
4
PHILLIP GOLDSTEIN
2 Jan 24
SC 13G
CSS LLC/IL
29 Dec 23
NPORT-P
Special Opportunities Fund, Inc. (Sep 2023 report)
17 Nov 23
SC 13G
TG Venture Acquisition Corp.
20 Sep 23
3
TG Venture Acquisition Corp.
20 Sep 23