Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
11 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 24
DEF 14A
Definitive proxy
26 Oct 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
6 Sep 23
N-PX
Annual report of proxy voting record
28 Aug 23
8-K
Enforce Voting Results For Election of Trustees
7 Jun 23
N-CEN
Annual report (registered investment company)
7 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 23
DEF 14A
Definitive proxy
9 Nov 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 22
N-PX
Annual report of proxy voting record
15 Aug 22
N-CEN
Annual report (registered investment company)
8 Mar 22
SC TO-I
Issuer tender offer statement
4 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
3 Mar 22
CERT
Certification of approval for exchange listing
20 Jan 22
8-A12B
Registration of securities on exchange
16 Dec 21
424B3
Prospectus supplement
13 Dec 21
EFFECT
Notice of effectiveness
10 Dec 21
CORRESP
Correspondence with SEC
8 Dec 21
DEF 14A
Definitive proxy
9 Nov 21
PRE 14A
Preliminary proxy
29 Oct 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
2 Sep 21
N-PX
Annual report of proxy voting record
6 Aug 21
25-NSE
Exchange delisting
7 Jul 21
AW
Withdrawal of amendment
17 Jun 21
CORRESP
Correspondence with SEC
24 May 21
CORRESP
Correspondence with SEC
6 May 21
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
11 Mar 21
N-CEN
Annual report (registered investment company)
9 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 21
DEF 14A
Definitive proxy
30 Oct 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Sep 20
N-PX
Annual report of proxy voting record
13 Aug 20
N-CEN
Annual report (registered investment company)
10 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 20
8-K
Regulation FD Disclosure
4 Dec 19
DEF 14A
Definitive proxy
31 Oct 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
9 Sep 19
N-PX
Annual report of proxy voting record
12 Aug 19
N-CEN
Annual report (registered investment company)
14 Mar 19
Latest ownership filings
NPORT-P
Special Opportunities Fund, Inc. (Dec 2023 report)
27 Feb 24
SC 13G
Relative Value Partners Group, LLC
12 Feb 24
SC 13G
Relative Value Partners Group, LLC
12 Feb 24
SC 13G/A
CSS LLC/IL
9 Feb 24
4
CHARLES C WALDEN
2 Jan 24
4
PHILLIP GOLDSTEIN
2 Jan 24
SC 13G
CSS LLC/IL
29 Dec 23
NPORT-P
Special Opportunities Fund, Inc. (Sep 2023 report)
17 Nov 23
SC 13G
TG Venture Acquisition Corp.
20 Sep 23
3
TG Venture Acquisition Corp.
20 Sep 23
NPORT-P
Special Opportunities Fund, Inc. (Jun 2023 report)
23 Aug 23
NPORT-P
Special Opportunities Fund, Inc. (Mar 2023 report)
22 May 23
4
PHILLIP GOLDSTEIN
7 Apr 23
4
PHILLIP GOLDSTEIN
31 Mar 23
NPORT-P
Special Opportunities Fund, Inc. (Dec 2022 report)
24 Feb 23
4
PHILLIP GOLDSTEIN
7 Feb 23
SC 13G
Relative Value Partners Group, LLC
2 Feb 23
SC 13G
Relative Value Partners Group, LLC
2 Feb 23
4
PHILLIP GOLDSTEIN
1 Feb 23
NPORT-P
Special Opportunities Fund, Inc. (Sep 2022 report)
14 Nov 22
SC 13G
Relative Value Partners Group, LLC
11 Aug 22
SC 13G
Relative Value Partners Group, LLC
11 Aug 22
NPORT-P
Special Opportunities Fund, Inc. (Jun 2022 report)
21 Jul 22
NPORT-P
Special Opportunities Fund, Inc. (Mar 2022 report)
11 May 22
4
Rajeev P Das
8 Apr 22
4
CHARLES C WALDEN
7 Apr 22
4
PHILLIP GOLDSTEIN
7 Apr 22
4
GERALD HELLERMAN
7 Apr 22
4
Andrew Dakos
7 Apr 22
SC 13G
RIVERNORTH CAPITAL MANAGEMENT, LLC
14 Feb 22
SC 13G
Relative Value Partners Group, LLC
11 Feb 22
SC 13G
Relative Value Partners Group, LLC
11 Feb 22
4
PHILLIP GOLDSTEIN
9 Feb 22
4
Andrew Dakos
28 Jan 22
4
Marc Lunder
28 Jan 22
4
CHARLES C WALDEN
28 Jan 22
4
PHILLIP GOLDSTEIN
28 Jan 22
4
GERALD HELLERMAN
28 Jan 22
NPORT-P
Special Opportunities Fund, Inc. (Dec 2021 report)
24 Jan 22
4
PHILLIP GOLDSTEIN
20 Dec 21