Company profile
Employees
Incorporated
Location
Fiscal year end
Former names
PRINCIPAL FUNDS INC, PRINCIPAL INVESTORS FUND INC, PRINCIPAL SPECIAL MARKETS FUND INC
SEC CIK
Latest filings (excl ownership)
DEF 14C
Information statement
13 Mar 24
DEF 14C
Information statement
15 Feb 24
DEF 14C
Information statement
15 Feb 24
N-CEN
Annual report (registered investment company)
12 Jan 24
N-CSR
Certified annual shareholder report (management investment company)
28 Dec 23
N-CEN
Annual report (registered investment company)
13 Nov 23
N-CSR
Certified annual shareholder report (management investment company)
27 Oct 23
DEF 14C
Information statement
21 Sep 23
N-PX
Annual report of proxy voting record
31 Aug 23
N-PX
Annual report of proxy voting record
31 Aug 23
Latest ownership filings
NPORT-P
Bond Market Index Fund (Nov 2023 report)
25 Jan 24
NPORT-P
Global Multi-Strategy Fund (Nov 2023 report)
25 Jan 24
NPORT-P
Capital Securities Fund (Nov 2023 report)
25 Jan 24
NPORT-P
Opportunistic Municipal Fund (Nov 2023 report)
25 Jan 24
NPORT-P
Spectrum Preferred and Capital Securities Income Fund (Nov 2023 report)
25 Jan 24
NPORT-P
Blue Chip Fund (Nov 2023 report)
25 Jan 24
NPORT-P
Edge MidCap Fund (Nov 2023 report)
25 Jan 24
NPORT-P
Diversified Real Asset Fund (Nov 2023 report)
25 Jan 24
NPORT-P
International Equity Index Fund (Nov 2023 report)
25 Jan 24
NPORT-P
International Small Company Fund (Nov 2023 report)
25 Jan 24
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
Blue Chip Fund | PBCKX, PBLAX, PBLCX, PGBEX, PGBFX, PGBGX, PGBHX, PBCJX | -5.73 | -0.05 | 12.97 | 10.00 bn | 39 | Nov 2023 |
Bond Market Index Fund | PNIIX, PBIMX, PBOIX, PBIPX, PBIQX, PBIJX | -2.65 | -1.66 | 4.58 | 2.17 bn | 3,244 | Nov 2023 |
California Municipal Fund | SRCMX, SRCCX, PCMFX | -0.83 | -2.11 | -1.28 | 564.19 mm | 218 | Oct 2023 |
Capital Securities Fund | PCSFX | -0.58 | -1.63 | 4.46 | 1.07 bn | 171 | Nov 2023 |
Core Fixed Income Fund | CMPIX, PIOIX, PIOJX, PIOQX, PIOMX, PIOOX, PIOPX, PICNX | -0.69 | -2.59 | -1.80 | 9.70 bn | 490 | Oct 2023 |
Core Plus Bond Fund | PBOMX, PBMMX, PBMPX, PBMSX, PMSIX, PBMJX, PRBDX | -0.88 | -2.89 | -1.79 | 595.52 mm | 801 | Oct 2023 |
Diversified Income Fund | PGDIX, PGBAX, PGDCX, PGBLX | -0.60 | -1.60 | -1.22 | 2.73 bn | 3,278 | Oct 2023 |
Diversified International Fund | PDVIX, PINRX, PINPX, PINLX, PIIIX, PIIJX, PRWLX, PDIFX | -3.43 | -3.92 | -2.69 | 4.50 bn | 136 | Oct 2023 |
Diversified Real Asset Fund | PRDAX, PDRDX, PDARX, PGDRX | -3.64 | -1.88 | 5.15 | 3.54 bn | 870 | Nov 2023 |
Edge MidCap Fund | PEDGX, PEDMX, PEMCX | -4.80 | -4.74 | 9.17 | 73.08 mm | 46 | Nov 2023 |
Equity Income Fund | PQIAX, PEUCX, PEIIX, PIEMX, PEIOX, PEIPX, PEIQX, PEIJX | -3.79 | -3.59 | -3.59 | 7.86 bn | 62 | Oct 2023 |
Finisterre Emerging Markets Total Return Bond Fund | PFUMX | -1.60 | -2.49 | -1.48 | 451.90 mm | 218 | Oct 2023 |
Global Emerging Markets Fund | PEAPX, PESSX, PEPSX, PIXEX, PIEIX, PIEJX, PRIAX, PIIMX | -4.89 | -2.82 | -2.71 | 214.85 mm | 150 | Oct 2023 |
Global Multi-Strategy Fund | PMSAX, PSMIX, PGLSX | -0.22 | -0.86 | 2.12 | 487.87 mm | 2,585 | Nov 2023 |
Global Real Estate Securities Fund | POSAX, POSIX, PGRSX, PGRKX, PGRVX, PGRUX | -3.28 | -5.96 | -4.07 | 1.82 bn | 77 | Oct 2023 |
Global Sustainable Listed Infrastructure Fund | PGSLX | -5.00 | 0.00 | 8.60 | 16.53 mm | 38 | Nov 2023 |
Government & High Quality Bond Fund | CMPGX, PMRIX, PMGRX, PRCMX, PMRDX, PMREX, PMRJX | -0.94 | -3.25 | -2.00 | 704.77 mm | 374 | Oct 2023 |
High Income Fund | PYHIX | 0.10 | -1.11 | -1.22 | 3.30 bn | 1,902 | Oct 2023 |
High Yield Fund | CPHYX, CCHIX, PHYTX, PHYFX | 0.27 | -1.33 | -1.02 | 2.35 bn | 326 | Oct 2023 |
Inflation Protection Fund | PIFPX, PBPPX, PIFSX, PISPX, PIPJX, PIPIX | -1.05 | -1.97 | -0.83 | 1.52 bn | 148 | Oct 2023 |
International Equity Index Fund | PIIOX, PIIPX, PIIQX, PIDIX, PILIX, PFIEX | -3.66 | -3.08 | 8.47 | 1.14 bn | 800 | Nov 2023 |
International Fund I | PRPPX, PTPPX, PUPPX, PPISX, PINIX, PIIDX | -5.27 | -3.54 | -4.44 | 278.85 mm | 157 | Oct 2023 |
International Small Company Fund | PISMX, PFISX | -4.72 | -4.68 | 9.65 | 676.39 mm | 191 | Nov 2023 |
LargeCap Growth Fund I | PCRSX, PPUMX, PPUPX, PPUSX, PLGIX, PLGJX, PLGAX, PLCGX | -0.69 | -5.62 | -1.95 | 10.52 bn | 469 | Oct 2023 |
LargeCap S&P 500 Index Fund | PLPIX, PLFMX, PLFPX, PLFSX, PLFIX, PSPJX, PLSAX | -1.64 | -4.81 | -2.14 | 6.14 bn | 507 | Oct 2023 |
LargeCap Value Fund III | PESAX, PPSFX, PPSRX, PPSSX, PLVIX, PLVJX | -2.51 | -3.60 | -2.54 | 2.66 bn | 861 | Oct 2023 |
MidCap Fund | PMSBX, PMBMX, PMBPX, PMBSX, PCBIX, PMBJX, PEMGX, PMBCX, PMAQX | -0.95 | -5.17 | -3.32 | 18.25 bn | 73 | Oct 2023 |
MidCap Growth Fund | PFPPX, PHPPX, PIPPX, PMSGX, PGWIX, PMGJX | -3.77 | -6.65 | -6.41 | 195.51 mm | 56 | Oct 2023 |
MidCap Growth Fund III | PHASX, PPQMX, PPQPX, PPQSX, PPIMX, PPQJX | -3.53 | -5.89 | -5.89 | 1.09 bn | 371 | Oct 2023 |
MidCap S&P 400 Index Fund | PMSSX, MPSIX, PMFMX, PMFPX, PMFSX, PMFJX, PMAPX | -2.93 | -5.28 | -5.36 | 1.22 bn | 405 | Oct 2023 |
MidCap Value Fund I | PMPRX, PABVX, PABWX, PLASX, PVMIX, PVEJX, PCMVX, PCMSX | -2.78 | -4.44 | -3.50 | 3.45 bn | 717 | Oct 2023 |
Opportunistic Municipal Fund | PMOAX, POMFX | -2.60 | -2.13 | 5.98 | 151.63 mm | 146 | Nov 2023 |
Origin Emerging Markets Fund | POEYX, POEIX, POEFX | -2.70 | -3.89 | 7.42 | 2.54 bn | 127 | Nov 2023 |
Overseas Fund | PINZX, PINTX, PINUX | -3.23 | -3.58 | -3.52 | 2.16 bn | 533 | Oct 2023 |
Principal Capital Appreciation Fund | CMNWX, PWCIX, PCAMX, PCAOX, PCAPX, PCAQX | -1.88 | -4.29 | -1.61 | 3.52 bn | 84 | Oct 2023 |
Principal LifeTime 2015 Fund | LTINX, LTAPX, LTSGX, LTPFX, LTSLX | -1.24 | -2.77 | -1.79 | 247.39 mm | 19 | Oct 2023 |
Principal LifeTime 2020 Fund | PWASX, PTBMX, PTBPX, PTBSX, PLWIX, PLFJX, PTBAX | -1.39 | -3.05 | -1.94 | 2.34 bn | 19 | Oct 2023 |
Principal LifeTime 2025 Fund | LTEEX, LTSTX, LTVPX, LTSNX, LTPDX | -1.59 | -3.29 | -2.15 | 1.48 bn | 19 | Oct 2023 |
Principal LifeTime 2030 Fund | PXASX, PTCMX, PTCPX, PTCSX, PMTIX, PLTJX, PTCAX | -1.81 | -3.74 | -2.47 | 4.89 bn | 17 | Oct 2023 |
Principal LifeTime 2035 Fund | LTAOX, LTANX, LTPEX, LTSEX, LTIUX | -1.98 | -3.94 | -2.56 | 1.65 bn | 17 | Oct 2023 |
Principal LifeTime 2040 Fund | PYASX, PTDMX, PTDPX, PTDSX, PTDIX, PTDJX, PTDAX | -2.18 | -4.16 | -2.70 | 3.94 bn | 17 | Oct 2023 |
Principal LifeTime 2045 Fund | LTRVX, LTRGX, LTRDX, LTRLX, LTRIX | -2.33 | -4.34 | -2.79 | 1.32 bn | 17 | Oct 2023 |
Principal LifeTime 2050 Fund | PZASX, PTERX, PTEFX, PTESX, PPLIX, PFLJX, PPEAX | -2.44 | -4.47 | -2.84 | 2.67 bn | 17 | Oct 2023 |
Principal LifeTime 2055 Fund | LTFDX, LTFGX, LTFPX, LTFLX, LTFIX | -2.46 | -4.46 | -2.85 | 840.68 mm | 17 | Oct 2023 |
Principal LifeTime 2060 Fund | PLTAX, PLTRX, PLTCX, PLTMX, PLTOX, PLTZX | -2.44 | -4.47 | -2.85 | 807.77 mm | 17 | Oct 2023 |
Principal LifeTime 2065 Fund | PLJIX, PLJAX, PLJCX, PLJDX, PLJEX | -2.44 | -4.46 | -2.85 | 140.87 mm | 17 | Oct 2023 |
Principal LifeTime 2070 Fund | PLTSX, PLTGX, PLTBX, PLTFX, PLTDX, PLTLX | -2.49 | -4.43 | -2.98 | 9.18 mm | 17 | Oct 2023 |
Principal LifeTime Hybrid 2015 Fund | PHTMX, PLRRX, PHJMX | -1.22 | -2.81 | -1.75 | 216.83 mm | 11 | Oct 2023 |
Principal LifeTime Hybrid 2020 Fund | PHTTX, PLTTX, PHJTX | -1.40 | -3.08 | -1.96 | 450.36 mm | 11 | Oct 2023 |
Principal LifeTime Hybrid 2025 Fund | PHTQX, PLFTX, PHJQX | -1.58 | -3.33 | -2.10 | 640.38 mm | 11 | Oct 2023 |
Principal LifeTime Hybrid 2030 Fund | PHTNX, PLZTX, PHJNX | -1.79 | -3.82 | -2.45 | 644.77 mm | 9 | Oct 2023 |
Principal LifeTime Hybrid 2035 Fund | PHTJX, PLRTX, PHJJX | -1.98 | -4.01 | -2.54 | 487.23 mm | 9 | Oct 2023 |
Principal LifeTime Hybrid 2040 Fund | PLTQX, PLMTX, PHJEX | -2.21 | -4.23 | -2.70 | 511.05 mm | 9 | Oct 2023 |
Principal LifeTime Hybrid 2045 Fund | PHTYX, PLNTX, PHJYX | -2.40 | -4.39 | -2.80 | 329.85 mm | 9 | Oct 2023 |
Principal LifeTime Hybrid 2050 Fund | PHTUX, PLJTX, PHJUX | -2.45 | -4.55 | -2.88 | 288.36 mm | 9 | Oct 2023 |
Principal LifeTime Hybrid 2055 Fund | PLTNX, PLHTX, PHJBX | -2.44 | -4.58 | -2.89 | 166.66 mm | 9 | Oct 2023 |
Principal LifeTime Hybrid 2060 Fund | PLTHX, PLKTX, PHJGX | -2.48 | -4.55 | -2.92 | 81.67 mm | 9 | Oct 2023 |
Principal LifeTime Hybrid 2065 Fund | PLHHX, PLHRX, PHJDX | -2.46 | -4.56 | -2.91 | 23.33 mm | 9 | Oct 2023 |
Principal LifeTime Hybrid 2070 Fund | PLKJX, PLKRX, PLKSX | -2.59 | -4.56 | -2.95 | 677.25 k | 9 | Oct 2023 |
Principal LifeTime Hybrid Income Fund | PHTFX, PLTYX, PHJFX | -1.18 | -2.72 | -1.68 | 104.50 mm | 11 | Oct 2023 |
Principal LifeTime Strategic Income Fund | PLAIX, PLSMX, PLSPX, PLSSX, PLSIX, PLSJX, PALTX | -1.16 | -2.74 | -1.74 | 765.93 mm | 19 | Oct 2023 |
Real Estate Securities Fund | PRAEX, PRERX, PREPX, PRETX, PIREX, PREJX, PRRAX, PRCEX, PFRSX | -3.14 | -5.95 | -3.50 | 5.21 bn | 41 | Oct 2023 |
SAM Balanced Portfolio | SABPX, SCBPX, PSBIX, PBAPX, PSBGX, PSBLX, PSBFX, PSAJX | -1.52 | -3.60 | -2.16 | 4.00 bn | 26 | Oct 2023 |
SAM Conservative Balanced Portfolio | SAIPX, SCIPX, PCCIX, PCBPX, PCSSX, PCBLX, PCBFX, PCBJX | -1.26 | -3.18 | -1.97 | 1.62 bn | 26 | Oct 2023 |
SAM Conservative Growth Portfolio | SAGPX, SCGPX, PCWIX, PCWSX, PCWPX, PCGJX, PCGPX, PCGGX | -1.84 | -4.13 | -2.36 | 2.71 bn | 25 | Oct 2023 |
SAM Flexible Income Portfolio | SAUPX, SCUPX, PIFIX, PFIPX, PFIGX, PFILX, PFIFX, PFIJX | -0.96 | -2.78 | -1.83 | 2.26 bn | 23 | Oct 2023 |
SAM Strategic Growth Portfolio | SACAX, SWHCX, PSWIX, PSGPX, PSGGX, PSGLX, PSGFX, PSWJX | -2.10 | -4.45 | -2.55 | 1.85 bn | 18 | Oct 2023 |
Short-Term Income Fund | SRHQX, STCCX, PSHIX, PSJIX, PSIMX, PSIOX, PSIPX, PSIQX | 0.33 | -0.16 | 0.03 | 2.87 bn | 308 | Oct 2023 |
Small-MidCap Dividend Income Fund | PMDAX, PMDIX, PMDDX, PMDHX | -5.76 | -4.27 | 8.50 | 1.24 bn | 72 | Nov 2023 |
Small-MidCap Growth Fund | PSMHX | -0.19 | -1.70 | -0.77 | 8.41 mm | 76 | May 2023 |
SmallCap Fund | PSABX, PSBMX, PSBPX, PSBSX, PSLIX, PSBJX, PLLAX, PSMLX | -4.39 | -6.69 | -7.54 | 1.06 bn | 141 | Oct 2023 |
SmallCap Growth Fund I | PNASX, PPNMX, PPNPX, PPNSX, PGRTX, PSIJX, PCSMX | -4.16 | -6.54 | -7.83 | 2.05 bn | 1,188 | Oct 2023 |
SmallCap S&P 600 Index Fund | PSAPX, PSSMX, PSSPX, PSSSX, PSSIX, PSSJX, PSPIX | -4.19 | -6.02 | -5.78 | 1.05 bn | 607 | Oct 2023 |
SmallCap Value Fund II | PJARX, PLARX, PSTWX, PCPTX, PPVIX, PSMJX, PSMVX | -3.49 | -5.29 | -5.95 | 1.19 bn | 1,583 | Oct 2023 |
Spectrum Preferred and Capital Securities Income Fund | PNARX, PPARX, PQARX, PUSAX, PPSIX, PPSJX, PPSAX, PRFCX, PPREX | -0.70 | -1.65 | 4.16 | 5.84 bn | 306 | Nov 2023 |
Tax-Exempt Bond Fund | PTEAX, PTBCX, PITEX | -0.99 | -2.41 | -1.48 | 546.02 mm | 257 | Oct 2023 |