Nicholas is an investment advisor in Milwaukee with $6.18 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
Former names
Nicholas Co Inc
SEC CIK
IRS number
391091673
SEC advisor number
801-4658
FINRA CRD number
108347
AUM ?
$6.18 bn
(as of 28 Jan 22)
Accounts
16
(as of 28 Jan 22)
Employees
15
(6 investment advisory or research)
Address
Nicholas
411 E. WISCONSIN AVE.
SUITE 2100
MILWAUKEE
WI 53202
411 E. WISCONSIN AVE.
SUITE 2100
MILWAUKEE
WI 53202
Office hours
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Phone
414-272-4650
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Nicholas, David, Owen | Chief Executive Officer, President, Chief Investment Officer, Director, Shareholder | 08/1986 | 50-75% |
Nicholas, Lynn, Sharon | Senior Vice President, Shareholder | 09/1983 | 10-25% |
Pavelec, Lawrence, John | Chief Operating Officer, Executive Vice President, Secretary | 04/2003 | < 5% |
Fasciano, Susan, Nicholas | Shareholder | 12/2003 | 10-25% |
Kloehn, Jennifer, Rebecca | Chief Financial Officer, Chief Compliance Officer, Executive Vice President, Treasurer | 07/2004 | < 5% |
O'reilly, Christopher, E | Chief Technology Officer, Executive Vice President | 10/2005 | < 5% |
Lundgren, K., Thor | Director | 07/2006 | < 5% |
Lubar, David, John | Director | 04/2007 | < 5% |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
13 Feb 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
13 Feb 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
13 Feb 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
13 Feb 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
13 Feb 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
13 Feb 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
13 Feb 24
13F-HR/A
Quarterly holdings report by institutional manager (amended)
13 Feb 24
13F-HR
Quarterly holdings report by institutional manager
13 Nov 23
13F-HR/A
Quarterly holdings report by institutional manager (amended)
31 Oct 23