Pacific Global Investment Management is an investment advisor in Glendale with $638.09 mm assets under management.
Company profile
Website
Employees
Incorporated
Location
SEC CIK
SEC advisor number
801-41668
FINRA CRD number
106962
AUM ?
$638.09 mm
(as of 21 Jun 23)
Accounts
929
(as of 21 Jun 23)
Employees
14
(4 investment advisory or research)
Address
Pacific Global Investment Management
101 NORTH BRAND BLVD., SUITE 1950
GLENDALE
CA 91203
101 NORTH BRAND BLVD., SUITE 1950
GLENDALE
CA 91203
Office hours
Monday - Friday, 7:00AM - 4:00PM PT
Phone
(800) 989-6693
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Kelley, Barbara, Anne | Chief Compliance Officer, Evp,d | 12/1999 | < 5% |
Henning, George, Allen | CEO,D | 01/1992 | 25-50% |
Henning, Catherine, Leigh | SR Vice President & Secretary | 04/2004 | < 5% |
the Hirasaki Family Trust - Bypass Share | Common Stock Shareholder | 10/1996 | 10-25% |
Henning, Catherine, Leigh | Director | 04/2011 | < 5% |
Thomas H. Hanson Revocable Trust | Common Stock Shareholder | 02/2010 | 5-10% |
Apple, Edward, Lee | Director | 07/2012 | 5-10% |
Kelley, Barbara, Anne | Treasurer | 09/2019 | < 5% |
Hanson, Thomas, Herbert | Ttee Thomas H. Hanson Revocable Trust | 02/2010 | 10-25% |
Hirasaki, Marcia | Ttee the Hirasaki Family Trust - Bypass Share | 08/2022 | 10-25% |
Hirasaki, Mark | Ttee the Hirasaki Family Trust - Bypass Share | 08/2022 | 10-25% |
Latest filings (excl ownership)
Latest ownership filings
13F-HR
Quarterly holdings report by institutional manager
8 Feb 24
13F-HR
Quarterly holdings report by institutional manager
14 Nov 23
13F-HR
Quarterly holdings report by institutional manager
14 Aug 23
13F-HR
Quarterly holdings report by institutional manager
28 Apr 23
13F-HR
Quarterly holdings report by institutional manager
14 Feb 23
13F-HR
Quarterly holdings report by institutional manager
1 Nov 22
13F-HR
Quarterly holdings report by institutional manager
5 Aug 22
13F-HR
Quarterly holdings report by institutional manager
25 Apr 22
13F-HR
Quarterly holdings report by institutional manager
3 Feb 22
13F-HR
Quarterly holdings report by institutional manager
4 Nov 21