Latest filings (excl ownership)
REVOKED
Registration or securities revoked
7 Jul 11
8-K
Current report
22 Jun 00
10-K
2000 FY
Annual report
30 May 00
NT 10-K
Notice of late annual filing
5 May 00
8-K
Current report
11 Jan 00
10-Q
2000 Q3
Quarterly report
21 Dec 99
S-8
Registration of securities for employees
19 Nov 99
10-Q
2000 Q1
Quarterly report
12 Nov 99
10-Q
2000 Q2
Quarterly report
12 Nov 99
DEF 14A
Definitive proxy
12 Nov 99
PRE 14A
Preliminary proxy
29 Oct 99
10-K
1999 FY
Annual report
19 Oct 99
NT 10-Q
Notice of late quarterly filing
21 Sep 99
NT 10-Q
Notice of late quarterly filing
23 Jun 99
8-K
Current report
11 Jun 99
NT 10-K
Notice of late annual filing
4 May 99
8-K
Current report
16 Feb 99
10-Q
1999 Q3
Quarterly report
15 Dec 98
8-K
Maxim Group Inc
23 Nov 98
8-K/A
the Maxim Group, Inc.
23 Oct 98
424B3
Prospectus supplement
5 Oct 98
10-Q
1999 Q2
Quarterly report
14 Sep 98
S-3
Shelf registration
4 Sep 98
8-K
Maxim Group, Inc.
24 Aug 98
S-8
Registration of securities for employees
20 Jul 98
10-K/A
1998 FY
Annual report (amended)
29 Jun 98
8-K
the Maxim Group, Inc.
25 Jun 98
10-Q
1999 Q1
Quarterly report
15 Jun 98
DEF 14A
Definitive proxy
3 Jun 98
10-K
1998 FY
Annual report
1 May 98
S-8
Registration of securities for employees
4 Mar 98
10-Q
1998 Q3
Quarterly report
15 Dec 97
424B3
Prospectus supplement
12 Dec 97
8-A12B
Registration of securities on exchange
12 Dec 97
S-4
Registration of securities issued in business combination transactions
7 Nov 97
8-K
Current report
16 Oct 97
10-K405/A
1997 FY
Annual report (delinquent filer disclosure) (amended)
15 Oct 97