royce & associates, investment adviser to the royce funds, is a small-cap specialist with unparalleled knowledge and experience, offering distinct investment approaches to meet a variety of investors’ goals. important disclosure information: the royce funds invest primarily in micro-, small-, and/or mid-cap stocks, which may involve considerably more risk than investing in larger-cap stocks. (see "primary risks for fund investors" in the prospectus.) you may obtain a current prospectus for any of the royce funds at www.roycefunds.com/prospectus or by calling (800) 841-1180. the prospectus includes investment objectives, risks, fees, charges, expenses, and other information that you should read and consider before investing. distributor of the royce fund and royce capital fund: royce fund services, inc., a wholly owned subsidiary of royce & associates. terms of use and commenting policy: social media users should ensure that their contributions to royce content are relevant and topical
Company profile
Ticker
RMT
Exchange
Website
Employees
Incorporated
Location
Fiscal year end
Former names
ROYCE MICRO CAP TRUST INC /MD/, ROYCE MICRO-CAP TRUST, INC /MD/, ROYCE OTC MICRO CAP FUND INC
SEC CIK
Corporate docs
IRS number
133739778
RMT stock data
Latest filings (excl ownership)
8-K
Amendments to Articles of Incorporation or Bylaws
19 Apr 24
N-CEN
Annual report (registered investment company)
11 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
29 Feb 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
29 Aug 23
N-PX
Annual report of proxy voting record
24 Aug 23
DEF 14A
Definitive proxy
3 Aug 23
N-CEN
Annual report (registered investment company)
8 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
28 Feb 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Aug 22
N-PX
Annual report of proxy voting record
23 Aug 22
Latest ownership filings
4
CHRISTOPHER D CLARK
22 Mar 24
4
Francis D. Gannon
22 Mar 24
NPORT-P
Royce Micro-cap Trust, Inc. (Dec 2023 report)
20 Feb 24
SC 13G/A
FIRST TRUST PORTFOLIOS LP
12 Jan 24
NPORT-P
Royce Micro-cap Trust, Inc. (Sep 2023 report)
22 Nov 23
NPORT-P
Royce Micro-cap Trust, Inc. (Jun 2023 report)
9 Aug 23
3
Julia Ward Poston
13 Jul 23
NPORT-P
Royce Micro-cap Trust, Inc. (Mar 2023 report)
19 May 23
NPORT-P
Royce Micro-cap Trust, Inc. (Dec 2022 report)
21 Feb 23
SC 13G/A
FIRST TRUST PORTFOLIOS LP
18 Jan 23
Funds
Series | Ticker | %Monthly Return ? | $Assets | #Holdings | As of | ||
---|---|---|---|---|---|---|---|
ROYCE MICRO-CAP TRUST, INC. | – | -6.30 | 7.95 | 11.29 | 523.28 mm | 260 | Dec 2023 |
Institutional ownership, Q3 2023
32.7% owned by funds/institutions
13F holders | Current |
---|---|
Total holders | 82 |
Opened positions | 5 |
Closed positions | 8 |
Increased positions | 33 |
Reduced positions | 24 |
13F shares | Current |
---|---|
Total value | 103.18 bn |
Total shares | 15.89 mm |
Total puts | 0.00 |
Total calls | 0.00 |
Total put/call ratio | – |
Largest owners | Shares | Value |
---|---|---|
First Trust Portfolios | 3.18 mm | $0.00 |
MS Morgan Stanley | 1.71 mm | $14.14 bn |
Allspring Global Investments | 1.18 mm | $9.75 bn |
Advisors Asset Management | 1.08 mm | $8.91 bn |
Punch & Associates Investment Management | 929.79 k | $7.70 bn |
UBS UBS Group AG - Registered Shares | 917.29 k | $7.60 bn |
1607 Capital Partners | 613.66 k | $5.08 bn |
WFC Wells Fargo & Co. | 509.21 k | $4.22 bn |
BAC Bank Of America | 435.09 k | $3.60 bn |
Mraz, Amerine & Associates | 434.43 k | $3.60 bn |
Recent insider trades
Date | Owner | Security | Transaction | Code | Indirect | 10b5-1 | $Price | #Shares | $Value | #Remaining |
---|---|---|---|---|---|---|---|---|---|---|
22 Mar 24 | Francis D. Gannon | Common Stock | Buy | Acquire P | No | No | 9.28 | 2,500 | 23.20 k | 5,000 |
21 Mar 24 | Francis D. Gannon | Common Stock | Buy | Acquire P | No | No | 9.25 | 2,500 | 23.13 k | 2,500 |
21 Mar 24 | Clark Christopher D | Common Stock | Buy | Acquire P | No | No | 9.24 | 5,000 | 46.20 k | 45,945 |
Press releases
Royce Micro-Cap Trust (NYSE: RMT) as of Feb 29, 2024
28 Mar 24
Royce Micro-Cap Trust, Inc. (NYSE-RMT) declares First Quarter Common Stock Distribution of $0.17 Per Share
1 Mar 24
Royce Micro-Cap Trust (NYSE: RMT) as of Jan 31, 2024
26 Feb 24
Royce Micro-Cap Trust (NYSE: RMT) as of Dec 31, 2023
29 Jan 24