Financial reports
10-K
2013 FY
Annual report
27 Sep 13
10-Q
2013 Q3
Quarterly report
15 May 13
10-Q
2013 Q2
Quarterly report
14 Feb 13
ARS
2012 FY
Annual report to shareholders
6 Dec 12
10-Q
2013 Q1
Quarterly report
19 Nov 12
NT 10-Q
Notice of late quarterly filing
14 Nov 12
10-K/A
2012 FY
Annual report (amended)
29 Oct 12
10-K
2012 FY
Annual report
28 Sep 12
10-Q
2012 Q3
Quarterly report
15 May 12
10-Q
2012 Q2
Quarterly report
13 Feb 12
Current reports
8-K
National Holdings Corporation Completes Merger with Gilman Ciocia
21 Oct 13
8-K
Submission of Matters to a Vote of Security Holders
10 Sep 13
8-K
Other Events
24 Jun 13
8-K
National Holdings Corporation Announces Definitive Merger Agreement with Gilman Ciocia
21 Jun 13
8-K
Departure of Directors or Certain Officers
23 May 13
8-K
Submission of Matters to a Vote of Security Holders
15 Jan 13
8-K
Departure of Directors or Certain Officers
28 Dec 12
8-K
Changes in Registrant's Certifying Accountant
24 Oct 12
8-K
Financial Statements and Exhibits
27 Jun 12
8-K
Departure of Directors or Certain Officers
22 Feb 12
Registration and prospectus
15-12G
Securities registration termination
21 Oct 13
S-8 POS
Registration of securities for employees (post-effective amendment)
21 Oct 13
S-8 POS
Registration of securities for employees (post-effective amendment)
21 Oct 13
425
Business combination disclosure
24 Jun 13
425
Business combination disclosure
21 Jun 13
D
$1.8M in debt
24 May 13
D
$1.5M in debt
31 Jul 12
D
$1.8M in debt
2 May 12
D/A
$1.75M in debt, sold $1.25M, 13 investors
15 Nov 11
D/A
$1.25M in debt, sold $900K, 9 investors
13 Jul 11
Proxies
DEFM14A
Proxy related to merger
9 Aug 13
PREM14A
Preliminary proxy related to merger
18 Jul 13
DEF 14A
Definitive proxy
30 Nov 12
DEF 14A
Definitive proxy
12 Dec 11
DEF 14A
Definitive proxy
21 Dec 10
DEF 14A
Definitive proxy
30 Dec 09
DEF 14A
Definitive proxy
18 Dec 08
DEF 14A
Definitive proxy
10 Jan 08
PRE 14A
Preliminary proxy
18 Dec 07
DEF 14A
Definitive proxy
18 Jun 07
Other
UPLOAD
Letter from SEC
30 Sep 13
CORRESP
Correspondence with SEC
1 Aug 13
UPLOAD
Letter from SEC
24 Jul 13
UPLOAD
Letter from SEC
1 Aug 12
CORRESP
Correspondence with SEC
28 Jun 12
CORRESP
Correspondence with SEC
12 Mar 12
UPLOAD
Letter from SEC
29 Feb 12
UPLOAD
Letter from SEC
30 Jul 09
CORRESP
Correspondence with SEC
26 Jun 09
UPLOAD
Letter from SEC
19 Jun 09
Ownership
SC 13D/A
Gilman Ciocia, Inc.
3 Sep 13
SC 13D/A
Gilman Ciocia, Inc.
23 Aug 13
SC 13D/A
Gilman Ciocia, Inc.
29 Jul 13
SC 13D/A
Beneficial ownership report (amended)
3 Jul 13
SC 13D/A
Gilman Ciocia, Inc.
26 Jun 13
SC 13D/A
STEEL PARTNERS HOLDINGS L.P.
3 Jan 12
SC 13D/A
STEEL PARTNERS HOLDINGS L.P.
3 Jun 11