Financial reports
N-CEN
Annual report (registered investment company)
15 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 23
N-CEN
Annual report (registered investment company)
16 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 22
Current reports
No filings
Registration and prospectus
AW
Withdrawal of amendment
28 Jan 22
8-A12B
Registration of securities on exchange
28 Dec 21
25
Voluntary exchange delisting
22 Dec 21
POS EX
Additional exhibits for listing
6 Apr 21
8-A12B
Registration of securities on exchange
17 Mar 21
8-A12B
Registration of securities on exchange
17 Mar 21
N-14/A
Registration statement for investment companies business combination (amended)
26 Feb 21
POS EX
Additional exhibits for listing
24 Feb 21
N-14/A
Registration statement for investment companies business combination (amended)
24 Feb 21
N-14/A
Registration statement for investment companies business combination (amended)
18 Feb 21
Proxies
N-PX
Annual report of proxy voting record
18 Aug 23
N-PX
Annual report of proxy voting record
26 Aug 22
N-PX
Annual report of proxy voting record
31 Aug 21
N-PX
Annual report of proxy voting record
24 Aug 20
N-PX
Annual report of proxy voting record
27 Aug 19
N-PX
Annual report of proxy voting record
29 Aug 18
N-PX
Annual report of proxy voting record
28 Aug 17
N-PX
Annual report of proxy voting record
25 Aug 16
N-PX
Annual report of proxy voting record
28 Aug 15
N-PX
Annual report of proxy voting record
28 Aug 14
Other
CERT
Certification of approval for exchange listing
29 Dec 21
CERT
Certification of approval for exchange listing
26 Mar 21
CERT
Certification of approval for exchange listing
26 Mar 21
EFFECT
Notice of effectiveness
2 Mar 21
CORRESP
Correspondence with SEC
1 Mar 21
CORRESP
Correspondence with SEC
26 Feb 21
CERT
Certification of approval for exchange listing
29 Dec 20
CERT
Certification of approval for exchange listing
12 Nov 20
CERT
Certification of approval for exchange listing
14 Nov 19
EFFECT
Notice of effectiveness
7 Nov 19
Ownership
NPORT-P
SmartETFs Dividend Builder ETF (Dec 2023 report)
29 Feb 24
NPORT-P
SmartETFs Sustainable Energy II ETF (Dec 2023 report)
29 Feb 24
NPORT-P
SmartETFs Advertising & Marketing Technology ETF (Dec 2023 report)
29 Feb 24
NPORT-P
SmartETFs Asia Pacific Dividend Builder ETF (Dec 2023 report)
29 Feb 24
NPORT-P
Renminbi Yuan & Bond Fund (Dec 2023 report)
29 Feb 24
NPORT-P
SmartETFs Smart Transportation & Technology ETF (Dec 2023 report)
29 Feb 24
NPORT-P
Guinness Atkinson Global Energy Fund (Dec 2023 report)
29 Feb 24
NPORT-P
Guinness Atkinson Alternative Energy Fund (Dec 2023 report)
29 Feb 24
NPORT-P
Guinness Atkinson Global Innovators Fund (Dec 2023 report)
29 Feb 24
NPORT-P
Guinness Atkinson Asia Focus Fund (Dec 2023 report)
29 Feb 24