Latest filings (excl ownership)
N-CEN
Annual report (registered investment company)
15 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 24
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 23
N-PX
Annual report of proxy voting record
18 Aug 23
N-CEN
Annual report (registered investment company)
16 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 23
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 22
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 22
N-PX
Annual report of proxy voting record
26 Aug 22
N-CEN
Annual report (registered investment company)
16 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 22
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 22
AW
Withdrawal of amendment
28 Jan 22
CERT
Certification of approval for exchange listing
29 Dec 21
8-A12B
Registration of securities on exchange
28 Dec 21
25
Voluntary exchange delisting
22 Dec 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 21
N-PX
Annual report of proxy voting record
31 Aug 21
N-CSR/A
Certified annual shareholder report (management investment company) (amended)
28 Jul 21
POS EX
Additional exhibits for listing
6 Apr 21
CERT
Certification of approval for exchange listing
26 Mar 21
CERT
Certification of approval for exchange listing
26 Mar 21
8-A12B
Registration of securities on exchange
17 Mar 21
8-A12B
Registration of securities on exchange
17 Mar 21
N-CEN
Annual report (registered investment company)
16 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
10 Mar 21
EFFECT
Notice of effectiveness
2 Mar 21
CORRESP
Correspondence with SEC
1 Mar 21
CORRESP
Correspondence with SEC
26 Feb 21
N-14/A
Registration statement for investment companies business combination (amended)
26 Feb 21
POS EX
Additional exhibits for listing
24 Feb 21
N-14/A
Registration statement for investment companies business combination (amended)
24 Feb 21
N-14/A
Registration statement for investment companies business combination (amended)
18 Feb 21
N-14/A
Registration statement for investment companies business combination (amended)
5 Jan 21
CERT
Certification of approval for exchange listing
29 Dec 20
Latest ownership filings
NPORT-P
SmartETFs Dividend Builder ETF (Dec 2023 report)
29 Feb 24
NPORT-P
SmartETFs Sustainable Energy II ETF (Dec 2023 report)
29 Feb 24
NPORT-P
SmartETFs Advertising & Marketing Technology ETF (Dec 2023 report)
29 Feb 24
NPORT-P
SmartETFs Asia Pacific Dividend Builder ETF (Dec 2023 report)
29 Feb 24
NPORT-P
Renminbi Yuan & Bond Fund (Dec 2023 report)
29 Feb 24
NPORT-P
SmartETFs Smart Transportation & Technology ETF (Dec 2023 report)
29 Feb 24
NPORT-P
Guinness Atkinson Global Energy Fund (Dec 2023 report)
29 Feb 24
NPORT-P
Guinness Atkinson Alternative Energy Fund (Dec 2023 report)
29 Feb 24
NPORT-P
Guinness Atkinson Global Innovators Fund (Dec 2023 report)
29 Feb 24
NPORT-P
Guinness Atkinson Asia Focus Fund (Dec 2023 report)
29 Feb 24
NPORT-P
Guinness Atkinson China & Hong Kong Fund (Dec 2023 report)
29 Feb 24
NPORT-P
SmartETFs Sustainable Energy II ETF (Sep 2023 report)
29 Nov 23
NPORT-P
SmartETFs Smart Transportation & Technology ETF (Sep 2023 report)
29 Nov 23
NPORT-P
Renminbi Yuan & Bond Fund (Sep 2023 report)
29 Nov 23
NPORT-P
SmartETFs Advertising & Marketing Technology ETF (Sep 2023 report)
29 Nov 23
NPORT-P
Guinness Atkinson Global Energy Fund (Sep 2023 report)
29 Nov 23
NPORT-P
Guinness Atkinson China & Hong Kong Fund (Sep 2023 report)
29 Nov 23
NPORT-P
SmartETFs Asia Pacific Dividend Builder ETF (Sep 2023 report)
29 Nov 23
NPORT-P
Guinness Atkinson Asia Focus Fund (Sep 2023 report)
29 Nov 23
NPORT-P
SmartETFs Dividend Builder ETF (Sep 2023 report)
29 Nov 23
NPORT-P
Guinness Atkinson Global Innovators Fund (Sep 2023 report)
29 Nov 23
NPORT-P
Guinness Atkinson Alternative Energy Fund (Sep 2023 report)
29 Nov 23
NPORT-P
SmartETFs Advertising & Marketing Technology ETF (Jun 2023 report)
28 Aug 23
NPORT-P
SmartETFs Smart Transportation & Technology ETF (Jun 2023 report)
28 Aug 23
NPORT-P
Renminbi Yuan & Bond Fund (Jun 2023 report)
28 Aug 23
NPORT-P
SmartETFs Dividend Builder ETF (Jun 2023 report)
28 Aug 23
NPORT-P
SmartETFs Asia Pacific Dividend Builder ETF (Jun 2023 report)
28 Aug 23
NPORT-P
SmartETFs Sustainable Energy II ETF (Jun 2023 report)
28 Aug 23
NPORT-P
Guinness Atkinson Global Innovators Fund (Jun 2023 report)
28 Aug 23
NPORT-P
Guinness Atkinson Global Energy Fund (Jun 2023 report)
28 Aug 23
NPORT-P
Guinness Atkinson Alternative Energy Fund (Jun 2023 report)
28 Aug 23
NPORT-P
Guinness Atkinson China & Hong Kong Fund (Jun 2023 report)
28 Aug 23
NPORT-P
Guinness Atkinson Asia Focus Fund (Jun 2023 report)
28 Aug 23
NPORT-P
SmartETFs Advertising & Marketing Technology ETF (Mar 2023 report)
30 May 23
NPORT-P
SmartETFs Sustainable Energy II ETF (Mar 2023 report)
30 May 23
NPORT-P
SmartETFs Asia Pacific Dividend Builder ETF (Mar 2023 report)
30 May 23
NPORT-P
Renminbi Yuan & Bond Fund (Mar 2023 report)
30 May 23
NPORT-P
SmartETFs Dividend Builder ETF (Mar 2023 report)
30 May 23
NPORT-P
SmartETFs Smart Transportation & Technology ETF (Mar 2023 report)
30 May 23
NPORT-P
Guinness Atkinson Global Innovators Fund (Mar 2023 report)
30 May 23