Company profile

Website
Employees
Incorporated in
Location
Fiscal year end
SEC CIK
IRS number
741312679
SEC advisor number
801-1725
FINRA CRD number
106584
AUM ?
$22.01B (as of 1 Jul 19)
Accounts
3,718 (as of 1 Jul 19)
Employees
50 (18 investment advisory or research)
Address
Fayez Sarofim & Co
TWO HOUSTON CENTER
SUITE 2907
HOUSTON
TX 77010
Office hours
Monday - Friday, 8:30 AM - 5:00 PM
Phone
7136544484
Owner Title From %Ownership
Sarofim, Fayez, Shalaby Shareholder 12/1995 > 75%
Sarofim, Fayez, Shalaby Director, Chairman and Co-chief Investment Officer 11/2015 < 5%
White, Raye, Gillis Director, Executive Vice President, Secretary, Treasurer, Chief Compliance Officer 08/1958 < 5%
Sheedy, Charles, Edmund Senior Vice President 10/1986 < 5%
Crumrine, Daniel, Scott Vice President and Chief Financial Officer 04/2008 < 5%
Lee, JR., William, Gentry Director, Chief Executive Officer and Co-chief Investment Officer 11/2015 < 5%
Christensen, Alan, Robert President and Head of Investment Risk 11/2015 < 5%
Sarofim, Christopher, Binyon Director and Vice Chairman 09/2010 < 5%
the Sarofim Group, Inc. Shareholder 12/2011 > 75%
Rouse, John, Stafford General Counsel 08/2013 < 5%
Reza, Reynaldo, (NMN) Senior Vice President 08/2015 < 5%

Fund data

Data from SEC filings
Regulatory AUM / Assets Under Management
Number of accounts
Number of employees
Top 50 of 262 long holdings
End of quarter 31 Dec 19
Value
 
#Shares
 
Prev Q
 
Change
%, QoQ
$1.32B 4.5M 4.59M -1.9
$1.16B 13.62M 13.78M -1.1
$1.13B 20.44M 20.64M -1.0
$980.16M 8.04M 8.04M 0
$966.04M 6.13M 6.25M -2.0
$674.79M 13.52M 13.66M -1.0
$660.98M 9.47M 9.63M -1.7
$651.45M 3.17M 3.24M -2.0
$567.22M 4.71M 4.78M -1.6
$564.63M 4.05M 4.17M -2.9
$455.04M 3.64M 3.63M +0.5
$446.72M 15.86M 16.1M -1.5
$418.46M 2.12M 2.14M -1.1
$372.15M 7.39M 7.39M -0.0
$360.58M 2.81M 2.89M -2.6
$352.56M 2.58M 2.61M -1.2
$351.24M 2.26M 2.36M -4.4
$349.53M 6.35M 6.35M 0
$348.03M 260.3K 264.13K -1.4
$343.58M 7.64M 7.71M -0.9
$336.46M 1.86M 1.89M -1.3
$336.1M 2.32M 2.35M -1.0
$330.33M 1.21M 1.21M -0.0
$328.69M 1.75M 1.8M -3.0
$319.04M 3.67M 3.76M -2.4
$304M 2.08M 2.08M +0.1
$292.93M 13.84M 13.95M -0.8
$285.01M 3.13M 3.11M +0.9
$282.72M 3.19M 3.29M -2.9
$263M 1.27M 1.3M -1.7
$258.03M 139.64K 131.42K +6.3
Novo-NordiskASADR
$254.94M 4.4M 4.52M -2.5
$241.25M 479.92K 495.19K -3.1
$240.92M 5.16M 5.16M 0
$226.73M 1.82M 1.91M -4.7
$209.7M 713.31K 727.4K -1.9
$198.35M 1.32M 1.33M -0.4
$182.19M 855.73K 888.05K -3.6
$170.2M 321.43K 302.27K +6.3
$166.61M 709K 709.55K -0.1
$163.23M 957.34K 988.81K -3.2
$159.7M 2.46M 2.5M -1.6
$155.36M 609.36K 626.05K -2.7
$147.87M 250.15K 244.19K +2.4
$132.17M 446.6K 479.89K -6.9
$111.55M 938.69K 969.51K -3.2
$110.58M 1.09M 1.14M -4.4
$101.83M 341.04K 331.06K +3.0
$100.29M 1.08M 1.13M -3.9
$96.53M 1.22M 1.26M -3.2
Holdings list only includes long positions. Only includes long positions.

Calendar

28 Feb 20
31 Dec 20

News

Financial reports

No filings

Current reports

No filings

Registration and prospectus

No filings

Proxies

No filings

Other

No filings