Stifel Nicolaus & Co is a fund manager in ST Louis with $132.55 bn assets under management.
Company profile
Website
Employees
Incorporated
Location
Fiscal year end
SEC CIK
IRS number
430538770
SEC advisor number
801-10746
FINRA CRD number
793
AUM ?
$132.55 bn
(as of 26 May 23)
Accounts
334,814
(as of 26 May 23)
Employees
6,729
(3012 investment advisory or research)
Address
Stifel Nicolaus & Co
501 N BROADWAY ST
ST LOUIS
MO 63102
501 N BROADWAY ST
ST LOUIS
MO 63102
Office hours
Monday - Friday, 8:00 - 4:30
Phone
3143422156
Ownership
Owner | Title | From | %Ownership |
---|---|---|---|
Kruszewski, Ronald James | President, Chief Executive Office & Chairman of the Board | 08/2002 | < 5% |
Zemlyak, James Mark | Executive Vice President & Director | 08/2002 | < 5% |
Stifel Financial Corp. | Shareholder | 02/1982 | > 75% |
Noll, Douglas Wayne | Principal Operations Officer | 06/1995 | < 5% |
Fisher, Mark Philip | General Counsel, Secretary | 06/2014 | < 5% |
Ayd, Paul Joseph | Chief Compliance Officer - Capital Markets | 05/2015 | < 5% |
Hyde, Gina Elizabeth | Chief Compliance Officer - Capital Markets | 08/2016 | < 5% |
Schrick, Frederick Richard | Principal Financial Officer | 08/2017 | < 5% |
Brooks, Patrick Rodgers | Rosfp - Capital Markets | 05/2009 | < 5% |
Nesi, Victor John | Executive Vice President & Director | 06/2018 | < 5% |
Melinger, Adam Scott | Rosfp - PCG | 08/2019 | < 5% |
Bennett, Franklin Seaton JR | Chief Compliance Officer - Private Client Group | 09/2021 | < 5% |
Dodson, Charles Edward | CCO Advisory Services | 01/2022 | < 5% |
Sliney, David Dean | Senior Vice President & Director | 07/2020 | < 5% |
Ownership
Fund structure | AUM | Fund type |
---|---|---|
Stifel, Nicolaus & Company, Incorporated | $132.55 bn | |
Ei Fund II LLC | $2.95 mm | Other Private Fund |
International Select Investments LLC | $172.43 mm | Other Private Fund |
KCP Access Fund LP | $5.81 mm | Other Private Fund |
KCP Accolade Fund LP | $5.05 mm | Other Private Fund |
KCP Bridge 33 Fund LP | $19.11 mm | Other Private Fund |
KCP BRIDGE33 III LP | Other Private Fund | |
KCP Finback LP | $7.48 mm | Other Private Fund |
KCP Greenoaks V LP | Other Private Fund | |
KCP GS II LP | $2.30 mm | Other Private Fund |
KCP Interlock Equity Fund LP | $3.83 mm | Other Private Fund |
KCP Liberty City Ventures LP | $26.32 mm | Other Private Fund |
KCP North Branch Fund LP | $5.13 mm | Other Private Fund |
KCP Seaside Equity Fund LP | $9.11 mm | Other Private Fund |
KCP Valiant Peregrine Fund II | $3.55 mm | Other Private Fund |
KCP Valiant Peregrine Fund LP | $12.88 mm | Other Private Fund |
Leg II, LLC | $13.12 mm | Other Private Fund |
Leg IV and Opportunities Fund, LLC | $20.12 mm | Other Private Fund |
MP Concentrated Fund I | $5.61 mm | Other Private Fund |
Opportunistic Real Estate Fund, LLC | $10.09 mm | Other Private Fund |
RC IV LLC | $52.22 mm | Other Private Fund |
RC V, LLC | $14.73 mm | Other Private Fund |
Real Estate Recovery Fund LLC | $8.31 mm | Other Private Fund |
Stifel Access (Law Finance Group)lp | $4.83 mm | Venture Capital Fund |
Latest filings (excl ownership)
No filings
Latest ownership filings
13F-NT
Notice of holdings reported by another manager
13 Feb 24
13F-NT
Notice of holdings reported by another manager
14 Nov 23
13F-NT
Notice of holdings reported by another manager
14 Aug 23
13F-NT
Notice of holdings reported by another manager
15 May 23
13F-NT
Notice of holdings reported by another manager
14 Feb 23
13F-NT
Notice of holdings reported by another manager
14 Nov 22
13F-NT
Notice of holdings reported by another manager
15 Aug 22
13F-NT
Notice of holdings reported by another manager
13 May 22
SC 13G/A
United States 12 Month Natural Gas Fund, LP
8 Apr 22
13F-NT
Notice of holdings reported by another manager
14 Feb 22