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TY Tri-Continental

Tri-Continental Corporation has as target long-term capital growth and current income with a portfolio consisting primarily of equities and the flexibility to invest across a company's capital structure.

Company profile

Ticker
TY, XTYCX
Exchange
NYSE
Website
www.tri-continental.com
CEO
Christopher Petersen
Employees
Incorporated
Maryland
Location
Massachusetts
Fiscal year end
Dec 31
Sector
Miscellaneous > Investment Trusts/Mutual Funds
Former names
TRI CONTINENTAL CORP
SEC CIK
0000099614
Corporate docs
IRS number
135441850

TY stock data

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News

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Understanding Tri-Continental's Ex-Dividend Date
14 Jun 21
On May 21, 2021, Tri-Continental (NYSE:TY) declared a dividend payable on June 24, 2021 to its shareholders. Tri-Continental also announced that shareholders on the company's books on or before June 16, 2021 are entitled to the dividend.
Stocks That Hit 52-Week Highs On Thursday
10 Jun 21
Before 10 a.m. ET on Thursday, 258 companies set new 52-week highs.
Stocks That Hit 52-Week Highs On Monday
7 Jun 21
Before 10 a.m. ET Monday, 296 stocks made new 52-week highs.
Stocks That Hit 52-Week Highs On Monday
10 May 21
Stocks That Hit 52-Week Highs On Friday
7 May 21

Press releases

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Tri-Continental Corporation Holds 91st Annual Meeting of Stockholders
11 Jun 21
Tri-Continental Corporation (the "Corporation") (NYSE: TY) today virtually held its 91st Annual Meeting of Stockholders (the "Meeting"). Stockholders voted in favor of the recommendations of the Corporation's Board of
Tri-Continental Corporation Declares Second Quarter Distribution
21 May 21
Tri-Continental Corporation (the "Corporation") (NYSE: TY) today declared a second quarter ordinary income distribution of $0.2388 per share of Common Stock and $0.6250 per share of Preferred Stock. In addition, the

Calendar

12 Mar 21
2 Aug 21
31 Dec 21

Recent insider trades

TY insider ownership history Insider history
Date Owner Security Transaction Code Indirect 10b5-1 $Price #Shares $Value #Remaining
6 May 21 Daniel Beckman Tri-Continental Corporation Common Stock Buy Aquire P No No 34 325 11.05K 325
17 Nov 20 Christopher O. Petersen Tri-Continental Corporation Common Stock (TY) Buy Aquire P No No 28.4043 100 2.84K 100
Data from 3, 4 and 5 filings. Stock values as filed, not updated for current price.

Institutional ownership Q1 2021

TY institutional ownership history Ownership history

Data for the last complete 13F reporting period. To see the most recent changes to ownership, click the ownership history button above.

12.1% owned by funds/institutions
13F holders
 Current Prev Q Change
Total holders 114 104 +9.6%
Opened positions 25 17 +47.1%
Closed positions 15 10 +50.0%
Increased positions 26 30 -13.3%
Reduced positions 34 32 +6.3%
13F shares
 Current Prev Q Change
Total value 1.49B 1B +48.9%
Total shares 6.46M 5.94M +8.8%
Total puts 0 0
Total calls 0 0
Total put/call ratio – – –
Largest owners
 Shares Value Change
Parametric Portfolio Associates 544.05K $17.64M +193.9%
Bard Financial Services 528.53K $17.14M -0.9%
Blue Bell Private Wealth Management 488.02K $15.83M +0.7%
WFC Wells Fargo & Co. 460.97K $14.95M +2.2%
Relative Value Partners 449.12K $14.57M -1.1%
Lazard Asset Management 433.08K $14.04M 0.0%
MS Morgan Stanley 328.26K $10.65M +6.3%
Dubuque Bank & Trust 311.41K $10.1M -1.0%
Raymond James Financial Services Advisors 302.48K $9.81M -21.2%
Raymond James & Associates 233.63K $7.58M -2.1%
Largest transactions
 Shares Bought/sold Change
Parametric Portfolio Associates 544.05K +358.94K +193.9%
Cornerstone Advisors 174.15K +174.15K NEW
Shaker Financial Services 123.7K +91.21K +280.8%
Brown Advisory 0 -86.11K EXIT
Raymond James Financial Services Advisors 302.48K -81.29K -21.2%
Wolverine Asset Management 40.48K +40.48K NEW
BAC Bank Of America 178.78K -34.99K -16.4%
CNH Partners 12.99K -22.53K -63.4%
MS Morgan Stanley 328.26K +19.33K +6.3%
Landscape Capital Management, L.L.C. 0 -13.23K EXIT
Data from 13F filings. Stock values as filed, not updated for current price. Long positions only.

Financial reports

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N-CEN
Annual report (registered investment company)
12 Mar 21
N-CSR
Certified annual shareholder report (management investment company)
2 Mar 21
N-CSRS
Certified semi-annual shareholder report (management investment company)
3 Sep 20
N-CEN
Annual report (registered investment company)
12 Mar 20
N-CSR
Certified annual shareholder report (management investment company)
4 Mar 20
N-CSRS
Certified semi-annual shareholder report (management investment company)
4 Sep 19
N-CEN/A
Annual report (registered investment company) (amended)
29 May 19
N-CEN
Annual report (registered investment company)
15 Mar 19
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 19
N-CSRS
Certified semi-annual shareholder report (management investment company)
30 Aug 18

Current reports

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8-K
HOLDS 91st ANNUAL MEETING OF STOCKHOLDERS
11 Jun 21
8-K
Declares Second Quarter Distribution
21 May 21
8-K
91st ANNUAL MEETING OF STOCKHOLDERS
22 Mar 21
8-K
Declares First Quarter Distribution
5 Mar 21
8-K
Declares Fourth Quarter Distribution
20 Nov 20
8-K
Declares Third Quarter Distribution
4 Sep 20
8-K
HOLDS 90th ANNUAL MEETING OF STOCKHOLDERS AND Announces New Director
15 Jun 20
8-K
Declares Second Quarter Distribution
22 May 20
8-K
Tri-continental Corporation Announces Postponement of
7 Apr 20
8-K
Declares First Quarter Distribution
6 Mar 20

Registration and prospectus

424B3
Prospectus supplement
8 Jul 21
POS EX
Additional exhibits for listing
22 Dec 14
SC TO-I/A
Issuer tender offer statement (amended)
12 Feb 09
SC TO-I/A
Issuer tender offer statement (amended)
11 Feb 09
SC TO-I
Issuer tender offer statement
12 Jan 09
SC TO-I/A
Issuer tender offer statement (amended)
14 Dec 08
SC TO-I/A
Issuer tender offer statement (amended)
11 Dec 08
SC TO-I/A
Issuer tender offer statement (amended)
25 Nov 08
SC TO-I
Issuer tender offer statement
11 Nov 08

Proxies

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DEFA14A
Additional proxy soliciting materials
4 Jun 21
DEF 14A
Definitive proxy
23 Apr 21
N-PX
Annual report of proxy voting record
21 Aug 20
DEFA14A
Additional proxy soliciting materials
7 Apr 20
DEF 14A
Definitive proxy
6 Mar 20
N-PX
Annual report of proxy voting record
22 Aug 19
DEF 14A
Definitive proxy
1 Mar 19
N-PX
Annual report of proxy voting record
20 Aug 18
DEF 14A
Definitive proxy
4 Mar 18
N-PX
Annual report of proxy voting record
23 Aug 17

Other

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EFFECT
Notice of effectiveness
29 Apr 20
CORRESP
Correspondence with SEC
28 Apr 20
CORRESP
Correspondence with SEC
13 Apr 20
EFFECT
Notice of effectiveness
1 May 19
EFFECT
Notice of effectiveness
1 May 18
CORRESP
Correspondence with SEC
26 Apr 18
EFFECT
Notice of effectiveness
27 Apr 17
EFFECT
Notice of effectiveness
28 Apr 16
EFFECT
Notice of effectiveness
28 Apr 16
CORRESP
Correspondence with SEC
27 Apr 16

Ownership

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3
TRI-CONTINENTAL / Oleg Nusinzon ownership change
22 Jun 21
NPORT-P/A
Tri-Continental Corporation (Mar 2021 report)
25 May 21
NPORT-P
Tri-Continental Corporation (Mar 2021 report)
25 May 21
4
TRI-CONTINENTAL / Daniel Beckman ownership change
14 May 21
3
TRI-CONTINENTAL / Gene R Tannuzzo ownership change
5 Mar 21
NPORT-P
Tri-Continental Corporation (Dec 2020 report)
24 Feb 21
NPORT-P
Tri-Continental Corporation (Sep 2020 report)
24 Nov 20
4
TRI-CONTINENTAL / Christopher O. Petersen ownership change
19 Nov 20
3
TRI-CONTINENTAL / Grace Lee ownership change
5 Oct 20
NPORT-P
Tri-Continental Corporation (Jun 2020 report)
26 Aug 20

Reddit threads

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