Tri-Continental (TY)

Tri-Continental Corporation has as target long-term capital growth and current income with a portfolio consisting primarily of equities and the flexibility to invest across a company's capital structure.

Company profile

Ticker

TY, XTYCX

Exchange

MUTUAL

Website

www.tri-continental.com

CEO

Christopher Petersen

Incorporated

Maryland

Location

Massachusetts

Fiscal year end

Dec 31

Sector

Miscellaneous > Investment Trusts/Mutual Funds

Former names

TRI CONTINENTAL CORP

SEC CIK

0000099614

Corporate docs

Articles of Incorporation & Bylaws

IRS number

135441850

TY stock data

1M 1Y 5Y

News

From Benzinga Pro

Stocks That Hit 52-Week Lows On Monday

13 Jun 22

During Monday's trading, 1214 companies set new 52-week lows.

Stocks That Hit 52-Week Lows On Friday

10 Jun 22

On Friday, 422 stocks made new 52-week lows.

Press releases

From Benzinga Pro

Tri-Continental Corporation Holds 92nd Annual Meeting of Stockholders

21 Jun 22

Tri-Continental Corporation (the "Corporation") (NYSE: TY) today held its 92nd Annual Meeting of Stockholders (the "Meeting") in Minneapolis, Minnesota. Stockholders voted in favor of the recommendations of the

Tri-Continental Corporation Declares Second Quarter Distribution

19 May 22

Tri-Continental Corporation (the "Corporation") (NYSE: TY) today declared a second quarter ordinary income distribution of $0.2782 per share of Common Stock and $0.6250 per share of Preferred Stock. In addition, the

Funds

Data from SEC filings

Series	Ticker	%Monthly Return ?			$Assets	#Holdings	As of
Tri-Continental Corporation	–	-3.16	-1.41	1.81	1.96B	230	Mar 2022

Calendar

15 Mar 22

12 Aug 22

31 Dec 22

Recent insider trades

TY insider ownership history Insider history

Date	Owner	Security	Transaction	Code	Indirect	10b5-1	$Price	#Shares	$Value	#Remaining
14 Mar 22	Grace Lee	Tri-Continental Corporation Common Stock	Buy	Acquire P	No	No	29.15	2,000	58.3K	2,000
6 May 21	Daniel Beckman	Tri-Continental Corporation Common Stock	Buy	Acquire P	No	No	34	325	11.05K	325

Data from 3, 4 and 5 filings. Values as filed, not updated for current price.

Institutional ownership, Q1 2022

TY institutional ownership history Ownership history

13.7% owned by funds/institutions

13F holders	Current	Prev Q	Change
Total holders	126	139	-9.4%
Opened positions	11	34	-67.6%
Closed positions	24	8	+200.0%
Increased positions	43	52	-17.3%
Reduced positions	36	25	+44.0%

13F shares	Current	Prev Q	Change
Total value	906.65M	962.73M	-5.8%
Total shares	7.43M	7.12M	+4.3%
Total puts	0	0
Total calls	0	0
Total put/call ratio	–	–	–

Largest owners	Shares	Value	Change
Bard Financial Services	608.88K	$18.78M	+2.7%
Parametric Portfolio Associates	537.67K	$16.58M	-10.0%
Lazard Asset Management	451.75K	$13.93M	+1.5%
Blue Bell Private Wealth Management	446.26K	$13.76M	-1.1%
Relative Value Partners	385.84K	$11.9M	-2.2%
Shaker Financial Services	336.69K	$10.38M	+197.4%
Raymond James & Associates	298.01K	$9.19M	+21.5%
MS Morgan Stanley	296.61K	$9.15M	-24.1%
Cornerstone Advisors	289.52K	$9.22M	+159.6%
Raymond James Financial Services Advisors	287.65K	$8.87M	-2.4%

Largest transactions	Shares	Bought/sold	Change
Shaker Financial Services	336.69K	+223.48K	+197.4%
Cornerstone Advisors	289.52K	+178.01K	+159.6%
MS Morgan Stanley	296.61K	-94.05K	-24.1%
Wolverine Asset Management	145.46K	+84.21K	+137.5%
Parametric Portfolio Associates	537.67K	-59.64K	-10.0%
Raymond James & Associates	298.01K	+52.7K	+21.5%
Citadel Advisors	0	-34.52K	EXIT
Allspring Global Investments	239.21K	+22.93K	+10.6%
BCK Partners	22.54K	+22.54K	NEW
BlueSky Wealth Advisors	0	-21.41K	EXIT

Data from 13F filings, for the last complete 13F reporting period. For most recent data, click the ownership history button. Values as filed, not updated for current price. Long positions only.

Financial reports

View all

N-CEN

Annual report (registered investment company)

15 Mar 22

N-CSR

Certified annual shareholder report (management investment company)

3 Mar 22

N-CSRS

Certified semi-annual shareholder report (management investment company)

31 Aug 21

N-CEN