| Delaware | | | 1040 | | | 26-4413382 | |
| (State or other jurisdiction of incorporation or organization) | | | (Primary Standard Industrial Classification Code Number) | | | (I.R.S. Employer Identification Number) | |
| Large accelerated filer | ☐ | | | Accelerated filer | ☐ | | ||||
| Non-accelerated filer | ☒ | | | Smaller reporting company | ☒ | | ||||
| | | | Emerging growth company | ☐ | |
Classification | | | Mineral Type | | | NSR Cutoff | | | Tonnes | | | Grade Ag g/t | | | Grade Au g/t | | | Grade Pb% | | | Grade Zn% | | | Ag oz | | | Au oz | | | Pb lb | | | Zn lb | | |||||||||||||||||||||||||||||||||
Measured | | | | | Sulfide | | | | | | 195 | | | | | | 203,200 | | | | | | 402 | | | | | | 6.02 | | | | | | 1.71 | | | | | | 2.08 | | | | | | 2,625,900 | | | | | | 39,300 | | | | | | 7,680,000 | | | | | | 9,306,300 | | |
Indicated | | | | | Sulfide | | | | | | 195 | | | | | | 462,700 | | | | | | 402 | | | | | | 5.32 | | | | | | 1.68 | | | | | | 2.08 | | | | | | 5,983,000 | | | | | | 79,200 | | | | | | 17,090,700 | | | | | | 21,173,100 | | |
Measured + Indicated | | | | | Sulfide | | | | | | 195 | | | | | | 665,900 | | | | | | 402 | | | | | | 5.54 | | | | | | 1.69 | | | | | | 2.08 | | | | | | 8,608,900 | | | | | | 118,500 | | | | | | 24,770,700 | | | | | | 30,479,400 | | |
Inferred | | | | | Sulfide | | | | | | 195 | | | | | | 1,059,900 | | | | | | 413 | | | | | | 5.10 | | | | | | 1.81 | | | | | | 2.26 | | | | | | 14,067,200 | | | | | | 173,700 | | | | | | 42,294,600 | | | | | | 52,697,800 | | |
| Assumed public offering price per common share | | | | $ | | | |
| Net tangible book value per share as of June 30, 2023 | | | | $ | 0.71 | | |
| Increase per share attributable to this offering | | | | $ | | | |
| Adjusted net tangible book value per share as of June 30, 2023 | | | | $ | | | |
| Dilution per share attributable to this offering | | | | $ | | | |
Directors, Executive Officers and 5% Stockholders of Golden Minerals(1) | | | Beneficial Ownership as of August 30, 2023(2) | | | | | | | | |||
Name | | | Number | | | Percentage(3) | | ||||||
Armistice Capital Master Fund Ltd(4) | | | | | 2,113,857 | | | | | | 25% | | |
The Sentient Group(5) | | | | | 1,506,027 | | | | | | 18% | | |
Warren M. Rehn(6) | | | | | 210,000 | | | | | | 2% | | |
Jeffrey G. Clevenger(7) | | | | | 56,108 | | | | | | * | | |
W. Durand Eppler(8) | | | | | 33,213 | | | | | | * | | |
David H. Watkins(9) | | | | | 29,893 | | | | | | * | | |
Terry M. Palmer(10) | | | | | 29,813 | | | | | | * | | |
Kevin R. Morano(11) | | | | | 29,773 | | | | | | * | | |
Julie Z. Weedman(12) | | | | | 13,400 | | | | | | * | | |
Deborah J. Friedman(13) | | | | | 8,000 | | | | | | * | | |
Pablo Castanos | | | | | 0 | | | | | | * | | |
Directors and Executive Officers as a group (10 persons)(14) | | | | | 410,200 | | | | | | 5% | | |
Item | | Amount | | | Amount | | ||||||||
SEC registration fee | | | $ | 385.70 | | | | | $ | 160 | | | ||
Legal fees and expenses | | | | | | | | | | 50,000 | | | ||
Accounting fees and expenses | | | | | | | | | | 15,000 | | | ||
Printing, transfer agent fees and miscellaneous expenses | | | | | | | | | | 5,000 | | | ||
Total | | | $ | | | | | $ | 70,160 | | |
Exhibit No | | | Description | | ||||
| | 3.1 | | | | | ||
| | 3.2 | | | | | ||
| | 3.3 | | | | | ||
| | 3.4 | | | | | ||
| | 3.5 | | | | |
Exhibit No | | | Description | | ||||
| | 3.6 | | | | | ||
| | 4.1 | | | | | ||
| | 4.2 | | | | | ||
| | 4.3 | | | | | ||
| | 4.4 | | | | | ||
| | 4.5 | | | | | ||
| | 4.6 | | | | | ||
| | 5.1 | | | | | ||
| | 10.1 | | | | | ||
| | 10.2 | | | | | ||
| | 10.3 | | | | | ||
| | 16.1 | | | | | ||
| | 21.1 | | | | | ||
| | 23.1 | | | | | ||
| | 23.2 | | | | | ||
| | 23.3 | | | | | ||
| | 23.4 | | | | | ||
| | 23.5 | | | | | ||
| | 24.1 | | | | | ||
| ||||||||
| 107 | | | | |
| Dated: September | | | GOLDEN MINERALS COMPANY Registrant | | |||
| | | | By: | | | /s/ WARREN M. REHN Warren M. Rehn President and Chief Executive Officer | |
| Signature | | | Title | | | Date | |
| /s/ WARREN M. REHN Warren M. Rehn | | | President and Chief Executive Officer (Principal Executive Officer) | | | September | |
| /s/ JULIE Z. WEEDMAN Julie Z. Weedman | | | Senior Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) | | | September | |
| Jeffrey G. Clevenger | | | Chairman of the Board of Directors | | | September | |
| W. Durand Eppler | | | Director | | | September 20, 2023 | |
| * Deborah J. Friedman | | | Director | | | September | |
| Kevin R. Morano | | | Director | | | September | |
| Terry M. Palmer | | | Director | | | September |
| ||||||||
| David H. Watkins | | | Director | | | September | |
| By: /s/ WARREN M. REHN Warren M. Rehn Attorney-in-Fact | | | | | | | |