| Delaware | | | 27-4749725 | |
| (State or other jurisdiction of incorporation or organization) | | | (I.R.S. Employer Identification No.) | |
| 96 Morton Street, 9th Floor New York, New York (212) 261-9000 | | |||
| (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) | |
| With a copy to: | | |||
| Sven-Olof Lindblad President and Chief Executive Officer Lindblad Expeditions Holdings, Inc. 96 Morton Street, 9th Floor New York, New York 10014 (212) 261-9000 | | | Steven B. Chameides, Esq. John J. Wolfel, Esq. Foley & Lardner LLP 3000 K Street, N.W., Suite 600 Washington, D.C. 20007-5109 (202) 672-5300 | |
| (Name, address, including zip code, and telephone number, including area code, of agent for service) | |
| Large accelerated filer ☐ | | | Accelerated filer ☒ | |
| Non-accelerated filer ☐ | | | Smaller reporting company ☐ | |
| | | | Emerging growth company ☐ | |
CALCULATION OF REGISTRATION FEE | | |||||||||||||||||||||
Title of each class of securities to be registered | | | Amount to Be Registered(2)(3) | | | Proposed Maximum Aggregate Offering Price(3)(4) | | | Amount of Registration Fee | | | |||||||||||
Debt Securities | | | | | | |||||||||||||||||
Common Stock, $0.0001 par value | | | | | | |||||||||||||||||
Preferred Stock, $0.0001 par value | | | | | | |||||||||||||||||
Warrants | | | | | | |||||||||||||||||
Subscription Rights | | | | | | |||||||||||||||||
Securities Purchase Contracts | | | | | | |||||||||||||||||
Units(1) | | | | | | |||||||||||||||||
Total | | | | | — | | | | | $ | 300,000,000(5) | | | | | $ | 38,940.00(5)(6) | | | |
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| | | Amount to be paid | | |||
SEC Registration Fee | | | | $ | 38,940 | | |
Accounting Fees and Expenses | | | | | * | | |
Legal Fees and Expenses | | | | | * | | |
Miscellaneous Expenses (including any applicable listing fees, printing fees, and transfer agent fees and expenses) | | | | | * | | |
Total | | | | $ | * | | |
| Signature | | | Title | |
| /s/ Sven-Olof Lindblad Sven-Olof Lindblad | | | President, Chief Executive Officer and Director (Principal Executive Officer) | |
| /s/ Craig Felenstein Craig I. Felenstein | | | Chief Financial Officer (Principal Financial and Accounting Officer) | |
| Mark D. Ein | | | Chairman of the Board of Directors | |
| Bernard W. Aronson | | | Director | |
| Elliott Bisnow | | | Director | |
| Daniel J. Hanrahan | | | Director | |
| L. Dyson Dryden | | | Director | |
| John M. Fahey | | | Director | |
| Signature | | | Title | |
| Catherine B. Reynolds | | | Director | |
| Thomas S. (“Tad”) Smith, Jr. | | | Director | |
| Sarah Farrell | | | Director | |
| *By | | | /s/ Craig Felenstein Attorney-in-fact | |