| Maryland | | | | |
| (State or other jurisdiction of incorporation or organization) | | | (IRS Employer Identification Number) | |
| Large accelerated filer ☐ | | | Accelerated filer ☒ | | | Non-accelerated filer ☐ | | | Smaller reporting company ☐ | |
| | | | | | | | | | Emerging growth company ☐ | |
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Title of each class of securities to be registered | | | | Amount to be registered(1) | | | | Proposed maximum offering price per unit(2) | | | | Proposed maximum aggregate offering price(2) | | | | Amount of registration fee | | ||||||||||||
Common stock, $0.01 par value per share(3) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Preferred stock, $0.01 par value per share(3) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Debt securities(3) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Warrants(3) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Units(3) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total | | | | | | (4 ) | | | | | | | | | | | | $ | 150,000,000 | | | | | | $ | 7,111.85 | | |
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| SEC registration fee | | | | $ | 7,111.85 | | |
| FINRA filing fees | | | | | * | | |
| Printing expenses | | | | | * | | |
| Legal fees and expenses | | | | | * | | |
| Accounting fees and expenses | | | | | * | | |
| Miscellaneous expenses | | | | | * | | |
| Total | | | | | * | | |
| | | Amount Paid or to Be Paid | | |||
SEC registration fee | | | | $ | —(1) | | |
FINRA filing fee | | | | | * | | |
Printing expenses | | | | | * | | |
Legal fees and expenses | | | | | * | | |
Accounting fees and expenses | | | | | * | | |
Miscellaneous expenses | | | | | * | | |
Total | | | | $ | * | | |
| | | | GREAT AJAX CORP. | |
| | | | By: /s/ Lawrence Mendelsohn Lawrence Mendelsohn Chairman and Chief Executive Officer | |
| Name | | | Capacity | | | Date | |
| /s/ Lawrence Mendelsohn Lawrence Mendelsohn | | | Chairman and Chief Executive Officer | | | August | |
| /s/ Mary Doyle Mary Doyle | | | Chief Financial Officer | | | August | |
| /s/ Russell Schaub Russell Schaub | | | President and Director | | | August | |
| /s/ Steven L. Begleiter Steven L. Begleiter | | | Director | | | August | |
| /s/ John C. Condas John C. Condas | | | Director | | | August | |
| /s/ Paul Friedman Paul Friedman | | | Director | | | August | |
| /s/ Mary Haggerty Mary Haggerty | | | Director | | | August 18, 2023 | |
| Name | | | Capacity | | | Date | |
| /s/ Jonathan Bradford Handley, Jr. Jonathan Bradford Handley, Jr. | | | Director | | | August | |
| /s/ J. Kirk Ogren, Jr. J. Kirk Ogren, Jr. | | | Director | | | August | |
Exhibit No. | | | Description | | |||
| | | | | |||
| | 23.2* | | | | Consent of Mayer Brown LLP (included in Exhibit 5.1). | |
| | 23.3* | | | | Consent of Mayer Brown LLP (included in Exhibit 8.1). | |
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| 25.1 | | | | Statement of Eligibility of Trustee on Form T-1 | | |
| 25.2** | | | | Statement of Eligibility of Trustee on Form T-1 under the Indenture. | | |
| | 107 | | | | |