| Delaware | | | 3559 | | | 83-2044042 | |
| (State or other jurisdiction of incorporation or organization) | | | (Primary Standard Industrial Classification Code Number) | | | (I.R.S. Employer Identification Number) | |
| Large accelerated filer | | | | | Accelerated filer | | | | ||
| Non-accelerated filer | | | ☐ | | | Smaller reporting company | | | ☐ | |
| | | | | | | Emerging growth company | | | ☐ | |
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| | | Shares Beneficially Owned Prior to the Offering | | | Number of Shares Being Offered | | | Shares Beneficially Owned After the Offering | | | | | |||||||||||||||||||||
Name of Selling Stockholder | | | Number of Shares | | | Percentage | | | Number of Shares | | | Percentage | | |||||||||||||||||||||
Antoine Deblire | | | | | 8,135 | | | | | | * | | | | | | 825 | | | | | | 7,310 | | | | | | * | | | | ||
Bram Neirinck | | | | | 4,881 | | | | | | * | | | | | | 495 | | | | | | 4,386 | | | | | | * | | | | ||
Charles-Edouard Moens de Hase | | | | | 147,116 | | | | | | * | | | | | | 23,272 | | | | | | 123,844 | | | | | | * | | | | ||
Innovation Fund SA/NV(1) | | | | | 176,269 | | | | | | * | | | | | | 15,367 | | | | | | 160,902 | | | | | | * | | | | ||
Jonathan Soler Lillo | | | | | 4,881 | | | | | | * | | | | | | 495 | | | | | | 4,386 | | | | | | * | | | | ||
Lionel Bolkaerts | | | | | 2,765 | | | | | | * | | | | | | 280 | | | | | | 2,485 | | | | | | * | | | | ||
M4KE.IT SRL(2) | | | | | 204,436 | | | | | | * | | | | | | 17,823 | | | | | | 186,613 | | | | | | * | | | | ||
Martin Marchal | | | | | 2,765 | | | | | | * | | | | | | 280 | | | | | | 2,485 | | | | | | * | | | | ||
Matthias Hick | | | | | 162,831 | | | | | | * | | | | | | 25,252 | | | | | | 137,579 | | | | | | * | | | | ||
Noshaq Spin-Offs S.A.(3) | | | | | 176,269 | | | | | | * | | | | | | 15,367 | | | | | | 160,902 | | | | | | * | | | | ||
Peter Mercelis | | | | | 132,183 | | | | | | * | | | | | | 11,997 | | | | | | 120,186 | | | | | | * | | | | ||
Sara Janssens | | | | | 8,593 | | | | | | * | | | | | | 749 | | | | | | 7,844 | | | | | | * | | | |
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| Assumed public offering price per share of Class A common stock | | | | | | | | | | $ | 0.58 | | |
| Net tangible book value per share as of September 30, 2023 | | | | $ | 0.36 | | | | | | | | |
| Increase in net tangible book value per share attributable to the offering | | | | | 0.06 | | | | | | | | |
| As adjusted net tangible book value per share after giving effect to the offering | | | | | | | | | | | 0.42 | | |
| Dilution per share to new investors participating in the offering | | | | | | | | | | $ | 0.16 | | |
| Securities and Exchange Commission registration fee | | | $ | 20.91 | | | SEC registration fee | | | $ | 36,900 | | | ||
| FINRA filing fee | | | $ | * | | | FINRA filing fee | | | $ | (1) | | | ||
| Accountants’ fees and expenses | | | $ | * | | | Printing expenses | | | $ | (1) | | | ||
| Legal fees and expenses | | | $ | * | | | Legal fees and expenses | | | $ | (1) | | | ||
| Blue Sky fees and expenses | | | $ | * | | | Accounting fees and expenses | | | $ | (1) | | | ||
| Transfer Agent’s fees and expenses | | | $ | * | | | Blue Sky, qualification fees and expenses | | | $ | (1) | | | ||
| Printing and engraving expenses | | | $ | * | | | Transfer agent fees and expenses | | | $ | (1) | | | ||
| Miscellaneous | | | $ | * | | | Trustee fees and expenses | | | $ | (1) | | | ||
| Total expenses | | | $ | * | | | Warrant agent fees and expenses | | | $ | (1) | | | ||
| Miscellaneous | | | $ | (1) | | | |||||||||
| Total | | | $ | (1) | | |
Exhibit Number | | | Description | | |
1.1** | | | Form of Underwriting Agreement. | | |
1.2* | | | Controlled Equity OfferingSMSales Agreement, dated as of February 14, 2024, by and between Desktop Metal, Inc. and Cantor Fitzgerald & Co. | | |
3.1 | | | | ||
3.2 | | | | ||
4.1 | | | | ||
4.2** | | Form of Specimen Certificate Representing Preferred Stock. | | ||
4.3* | | | | ||
4.4** | | | Form of Debt Security. | | |
4.5** | | | Form of Warrant. | | |
4.6** | | | Form of Warrant Agreement. | | |
4.7** | | | Form of Unit Agreement. | | |
5.1* | | | | ||
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25.1*** | | Statement of Eligibility on Form T-1 under the Trust Indenture Act of 1939, as amended, of Debt Trustee, as trustee under the indenture filed as Exhibit 4.3 above (to be filed prior to any issuance of Debt Securities). | | ||
107* | | | |
| | | | Desktop Metal, Inc. | | |||
| | | | By: | | | /s/ Ric Fulop | |
| | | | | | | Ric Fulop Chairman and Chief Executive Officer | |
| Signature | | | Title | | | Date | |
| /s/ Ric Fulop Ric Fulop | | | Chairman and Chief Executive Officer (principal executive officer) | | | | |
| /s/ | | | Chief Financial Officer (principal financial officer and principal accounting officer) | | | | |
| /s/ Scott Dussault Scott Dussault | | | Director | | | | |
| /s/ James Eisenstein James Eisenstein | | | Director | | | | |
| /s/ Dayna Grayson Dayna Grayson | | | Director | | | | |
| /s/ | | | Director | | | | |
| /s/ Jeff Immelt Jeff Immelt | | | Director | | | February 14, 2024 | |
| Signature | | | Title | | | Date | |
| /s/ | |||||||
Stephen Nigro | | | Director | | | | ||
| /s/ Steve Papa Steve Papa | | | Director | | | | |
| /s/ Bilal Zuberi Bilal Zuberi | | | Director | | | |