| Nevada (State or other jurisdiction of incorporation or organization) | | | 41-1781991 (IRS Employer Identification No.) | |
| Evolution Petroleum Corporation 1155 Dairy Ashford Road, Suite 425 Houston, Texas 77079 (713) 935-0122 (Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices) | | | President and Chief Executive Officer Evolution Petroleum Corporation 1155 Dairy Ashford Road, Suite 425 Houston, Texas 77079 (713) 935-0122 (Name and address, including zip code, and telephone number, including area code, of agent for service) | |
| Large accelerated filer | | | ☐ | | | Accelerated filer | | | ☐ | |
| Non-accelerated filer | | | ☒ | | | Smaller reporting company | | | ☒ | |
| | | | | | | Emerging growth company | | | ☐ | |
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| SEC registration fee | | | | $ | 50,350* | | |
| Legal fees and expenses | | | | | ** | | |
| Accounting fees and expenses | | | | | ** | | |
| Transfer agent and registrar fees and expenses | | | | | ** | | |
| Printing expenses | | | | | ** | | |
| Miscellaneous expenses | | | | | ** | | |
| Total | | | | $ | ** | | |
| | | | EVOLUTION PETROLEUM CORPORATION | | |||
| | | | By: | | | /s/ Kelly W. Loyd | |
| | | | | | | Kelly W. Loyd President and Chief Executive Officer | |
| Signature | | | Title | | |||
| /s/ Kelly W. Loyd Kelly W. Loyd | | | President and Chief Executive Officer and Director (Principal Executive Officer) | | |||
| * Ryan Stash | | | Senior Vice President, Chief Financial Officer and Treasurer (Principal Financial Officer) | | |||
| /s/ Kelly M. Beatty Kelly M. Beatty | | | Principal Accounting Officer | | |||
| * Robert S. Herlin | | | Chairman of the Board | | |||
| * Edward J. DiPaolo | | | Lead Director | | |||
| * Marjorie A. Hargrove | | | Director | | |||
| * William E. Dozier | | | Director | | |||
| /s/ Myra C. Bierria Myra C. Bierria | | | Director | | |||
| *By: | | | /s/ Ryan Stash Attorney-in-fact Ryan Stash | | |
| Exhibit Number | | | Description | | ||
| | | Form of Underwriting Agreement for Common Stock. | | |||
| | | Form of Underwriting Agreement for Preferred Stock. | | |||
| | | Form of Underwriting Agreement for Warrants. | | |||
| | | Form of Underwriting Agreement for Debt Securities. | | |||
| 4.1 | | | | |||
| 4.2 | | | | |||
| 4.3 | | | | |||
| 4.4 | | | Certificate of Designation of Rights and Preferences for the Company’s 8.5% Series A Cumulative Preferred Stock (incorporated by reference to Exhibit 3.1 of the Company’s Current Report on Form 8-K, filed on June 29, 2011). | | ||
| 4.5 | | | | |||
| 4.6 | | | Specimen form of the Company’s Common Stock Certificate (incorporated by reference to Exhibit 4.7 of the Company’s Registration Statement on Form S-3/A, filed on June 19, 2013 (File No. 333-188705)). | | ||
| 4.7 | | | | |||
| 4.8 | | | | |||
| 4.9 | | | | |||
| 4.10 | | | | |||
| 4.11 | | | | |||
| 4.12 | | | Form of Performance Share Unit Award Agreement under 2016 Equity Incentive Plan as Revised on July 9, 2019 (incorporated by reference to Exhibit 4.13 of the Company’s Form 10-K on September 13, 2019). | | ||
| 4.13 | | | | |||
| 4.14 | | | | |||
| | | Form of Common Stock Warrant Agreement (including form of Common Stock Warrant Certificate). | | |||
| | | Form of Preferred Stock Warrant Agreement (including form of Preferred Stock Warrant Certificate). | | |||
| | | Form of Debt Securities. | | |||
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| Exhibit Number | | | Description | | ||
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| 24.1** | | | Power of Attorney of the Officers and Directors of Evolution Petroleum | | ||
| | | Form T-1 Statement of Eligibility and Qualification of the Trustee under the Indenture with respect to Senior Debt Securities. | | |||
| | | Form T-1 Statement of Eligibility and Qualification of the Trustee under the Indenture with respect to Subordinated Debt Securities. | | |||
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