The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADICET BIO INC | COM | 007002108 | 1,098 | 140,000 | SH | DFND | 1,2,3,4 | 140,000 | 0 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 13,116 | 130,000 | SH | DFND | 1,2,3,4 | 130,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 14,885 | 4,531 | SH | DFND | 1,2,3,4 | 4,531 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 1,648 | 50,000 | SH | Put | DFND | 1,2,3,4 | 50,000 | 0 | 0 |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 3,296 | 100,000 | SH | DFND | 1,2,3,4 | 100,000 | 0 | 0 | |
API GROUP CORP | COM STK | 00187Y100 | 27,730 | 1,362,656 | SH | DFND | 1,2,3,4 | 1,362,656 | 0 | 0 | |
ATHENE HOLDING LTD | CL A | G0684D107 | 11,489 | 166,825 | SH | DFND | 1,2,3,4 | 166,825 | 0 | 0 | |
AVERY DENNISON CORP | COM | 053611109 | 16,504 | 79,650 | SH | DFND | 1,2,3,4 | 79,650 | 0 | 0 | |
BEYOND AIR INC | COM | 08862L103 | 8,676 | 780,228 | SH | DFND | 1,2,3,4 | 780,228 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 50,754 | 365,373 | SH | DFND | 1,2,3,4 | 365,373 | 0 | 0 | |
CARA THERAPEUTICS INC | COM | 140755109 | 11,057 | 715,684 | SH | DFND | 1,2,3,4 | 715,684 | 0 | 0 | |
CURIS INC | COM NEW | 231269200 | 10,016 | 1,279,220 | SH | DFND | 1,2,3,4 | 1,279,220 | 0 | 0 | |
DISNEY WALT CO | COM | 254687106 | 17,915 | 105,900 | SH | DFND | 1,2,3,4 | 105,900 | 0 | 0 | |
DUCKHORN PORTFOLIO INC | COM | 26414D106 | 2,678 | 117,000 | SH | DFND | 1,2,3,4 | 117,000 | 0 | 0 | |
EDITAS MEDICINE INC | COM | 28106W103 | 4,108 | 100,000 | SH | Put | DFND | 1,2,3,4 | 100,000 | 0 | 0 |
EQUITABLE HLDGS INC | COM | 29452E101 | 9,900 | 334,000 | SH | DFND | 1,2,3,4 | 334,000 | 0 | 0 | |
EUCRATES BIOMEDICAL ACQU COR | *W EXP 10/23/202 | G3141W122 | 48 | 66,665 | SH | DFND | 1,2,3,4 | 66,665 | 0 | 0 | |
EUCRATES BIOMEDICAL ACQU COR | SHS | G3141W106 | 1,956 | 200,000 | SH | DFND | 1,2,3,4 | 200,000 | 0 | 0 | |
EXICURE INC | COM | 30205M101 | 407 | 339,395 | SH | DFND | 1,2,3,4 | 339,395 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 41,937 | 123,567 | SH | DFND | 1,2,3,4 | 123,567 | 0 | 0 | |
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 7,988 | 65,650 | SH | DFND | 1,2,3,4 | 65,650 | 0 | 0 | |
FIVERR INTL LTD | ORD SHS | M4R82T106 | 1,827 | 10,000 | SH | Put | DFND | 1,2,3,4 | 10,000 | 0 | 0 |
FOGHORN THERAPEUTICS INC | COM | 344174107 | 2,866 | 205,741 | SH | DFND | 1,2,3,4 | 205,741 | 0 | 0 | |
GENERAC HLDGS INC | COM | 368736104 | 12,260 | 30,000 | SH | DFND | 1,2,3,4 | 30,000 | 0 | 0 | |
GENOCEA BIOSCIENCES INC | COM NEW | 372427401 | 3,786 | 1,972,056 | SH | DFND | 1,2,3,4 | 1,972,056 | 0 | 0 | |
GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 37611X100 | 869 | 75,000 | SH | DFND | 1,2,3,4 | 75,000 | 0 | 0 | |
GREAT ELM GROUP INC | COM NEW | 39037G109 | 2,820 | 1,259,049 | SH | DFND | 1,2,3,4 | 1,259,049 | 0 | 0 | |
GS ACQUISITION HLDGS CORP II | COM CL A | 36258Q105 | 6,725 | 658,000 | SH | DFND | 1,2,3,4 | 658,000 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | COM | 362409104 | 8,720 | 1,159,600 | SH | DFND | 1,2,3,4 | 1,159,600 | 0 | 0 | |
HAEMONETICS CORP MASS | COM | 405024100 | 7,059 | 100,000 | SH | DFND | 1,2,3,4 | 100,000 | 0 | 0 | |
HAEMONETICS CORP MASS | COM | 405024100 | 7,059 | 100,000 | SH | Put | DFND | 1,2,3,4 | 100,000 | 0 | 0 |
HUMANA INC | COM | 444859102 | 13,153 | 33,800 | SH | DFND | 1,2,3,4 | 33,800 | 0 | 0 | |
IMAGO BIOSCIENCES INC | COM | 45250K107 | 3,482 | 173,830 | SH | DFND | 1,2,3,4 | 173,830 | 0 | 0 | |
INFLARX NV | COM | N44821101 | 1,036 | 400,000 | SH | DFND | 1,2,3,4 | 400,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 95,156 | 435,000 | SH | Put | DFND | 1,2,3,4 | 435,000 | 0 | 0 |
LITHIA MTRS INC | COM | 536797103 | 24,858 | 78,408 | SH | DFND | 1,2,3,4 | 78,408 | 0 | 0 | |
MEDICUS SCIENCES ACQUISITION | *W EXP 02/12/202 | G5960S124 | 22 | 33,332 | SH | DFND | 1,2,3,4 | 33,332 | 0 | 0 | |
MEDICUS SCIENCES ACQUISITION | CL A SHS | G5960S108 | 2,925 | 300,000 | SH | DFND | 1,2,3,4 | 300,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 10,180 | 36,109 | SH | DFND | 1,2,3,4 | 36,109 | 0 | 0 | |
MOLECULAR TEMPLATES INC | COM | 608550109 | 6,853 | 1,021,317 | SH | DFND | 1,2,3,4 | 1,021,317 | 0 | 0 | |
NEXIMMUNE INC | COM | 65344D109 | 1,786 | 117,962 | SH | DFND | 1,2,3,4 | 117,962 | 0 | 0 | |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 2,472 | 47,800 | SH | Put | DFND | 1,2,3,4 | 47,800 | 0 | 0 |
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 12,591 | 243,450 | SH | DFND | 1,2,3,4 | 243,450 | 0 | 0 | |
PRAXIS PRECISION MEDICINES I | COM | 74006W108 | 7,664 | 414,489 | SH | DFND | 1,2,3,4 | 414,489 | 0 | 0 | |
RAPT THERAPEUTICS INC | COM | 75382E109 | 35,655 | 1,148,321 | SH | DFND | 1,2,3,4 | 1,148,321 | 0 | 0 | |
ROPER TECHNOLOGIES INC | COM | 776696106 | 9,213 | 20,650 | SH | DFND | 1,2,3,4 | 20,650 | 0 | 0 | |
SCYNEXIS INC | COM NEW | 811292200 | 3,376 | 637,048 | SH | DFND | 1,2,3,4 | 637,048 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 9,881 | 31,000 | SH | DFND | 1,2,3,4 | 31,000 | 0 | 0 | |
SHIFT4 PMTS INC | CL A | 82452J109 | 18,013 | 232,370 | SH | DFND | 1,2,3,4 | 232,370 | 0 | 0 | |
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 15,180 | 55,750 | SH | DFND | 1,2,3,4 | 55,750 | 0 | 0 | |
SOL GEL TECHNOLOGIES | SHS | M8694L103 | 8,328 | 832,800 | SH | DFND | 1,2,3,4 | 832,800 | 0 | 0 | |
SOVOS BRANDS INC | COM | 84612U107 | 7,045 | 505,000 | SH | DFND | 1,2,3,4 | 505,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 115,868 | 270,000 | SH | Put | DFND | 1,2,3,4 | 270,000 | 0 | 0 |
SPDR SER TR | S&P BIOTECH | 78464A870 | 23,256 | 185,000 | SH | Put | DFND | 1,2,3,4 | 185,000 | 0 | 0 |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 13,251 | 111,000 | SH | DFND | 1,2,3,4 | 111,000 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 15,191 | 609,850 | SH | DFND | 1,2,3,4 | 609,850 | 0 | 0 | |
TRILOGY METALS INC NEW | COM | 89621C105 | 3,096 | 1,673,461 | SH | DFND | 1,2,3,4 | 1,673,461 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 10,635 | 33,334 | SH | DFND | 1,2,3,4 | 33,334 | 0 | 0 | |
UNDER ARMOUR INC | CL A | 904311107 | 20,180 | 1,000,000 | SH | DFND | 1,2,3,4 | 1,000,000 | 0 | 0 | |
VINCERX PHARMA INC | COM NEW | 92731L106 | 4,930 | 304,896 | SH | DFND | 1,2,3,4 | 304,896 | 0 | 0 | |
WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 12,233 | 385,670 | SH | DFND | 1,2,3,4 | 385,670 | 0 | 0 | |
WNS HLDGS LTD | SPON ADR | 92932M101 | 3,272 | 40,000 | SH | DFND | 1,2,3,4 | 40,000 | 0 | 0 |