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Kingdon Capital Management, L.L.C.

Filed: 15 Nov 21, 3:38pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

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OMB Number:3235-0006
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COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ADICET BIO INCCOM0070021081,098140,000SH DFND1,2,3,4140,00000
ALLIANCE DATA SYSTEMS CORPCOM01858110813,116130,000SH DFND1,2,3,4130,00000
AMAZON COM INCCOM02313510614,8854,531SH DFND1,2,3,44,53100
APELLIS PHARMACEUTICALS INCCOM03753U1061,64850,000SHPutDFND1,2,3,450,00000
APELLIS PHARMACEUTICALS INCCOM03753U1063,296100,000SH DFND1,2,3,4100,00000
API GROUP CORPCOM STK00187Y10027,7301,362,656SH DFND1,2,3,41,362,65600
ATHENE HOLDING LTDCL AG0684D10711,489166,825SH DFND1,2,3,4166,82500
AVERY DENNISON CORPCOM05361110916,50479,650SH DFND1,2,3,479,65000
BEYOND AIR INCCOM08862L1038,676780,228SH DFND1,2,3,4780,22800
BIOHAVEN PHARMACTL HLDG CO LCOMG1119610550,754365,373SH DFND1,2,3,4365,37300
CARA THERAPEUTICS INCCOM14075510911,057715,684SH DFND1,2,3,4715,68400
CURIS INCCOM NEW23126920010,0161,279,220SH DFND1,2,3,41,279,22000
DISNEY WALT COCOM25468710617,915105,900SH DFND1,2,3,4105,90000
DUCKHORN PORTFOLIO INCCOM26414D1062,678117,000SH DFND1,2,3,4117,00000
EDITAS MEDICINE INCCOM28106W1034,108100,000SHPutDFND1,2,3,4100,00000
EQUITABLE HLDGS INCCOM29452E1019,900334,000SH DFND1,2,3,4334,00000
EUCRATES BIOMEDICAL ACQU COR*W EXP 10/23/202G3141W1224866,665SH DFND1,2,3,466,66500
EUCRATES BIOMEDICAL ACQU CORSHSG3141W1061,956200,000SH DFND1,2,3,4200,00000
EXICURE INCCOM30205M101407339,395SH DFND1,2,3,4339,39500
FACEBOOK INCCL A30303M10241,937123,567SH DFND1,2,3,4123,56700
FIDELITY NATL INFORMATION SVCOM31620M1067,98865,650SH DFND1,2,3,465,65000
FIVERR INTL LTDORD SHSM4R82T1061,82710,000SHPutDFND1,2,3,410,00000
FOGHORN THERAPEUTICS INCCOM3441741072,866205,741SH DFND1,2,3,4205,74100
GENERAC HLDGS INCCOM36873610412,26030,000SH DFND1,2,3,430,00000
GENOCEA BIOSCIENCES INCCOM NEW3724274013,7861,972,056SH DFND1,2,3,41,972,05600
GINKGO BIOWORKS HOLDINGS INCCL A SHS37611X10086975,000SH DFND1,2,3,475,00000
GREAT ELM GROUP INCCOM NEW39037G1092,8201,259,049SH DFND1,2,3,41,259,04900
GS ACQUISITION HLDGS CORP IICOM CL A36258Q1056,725658,000SH DFND1,2,3,4658,00000
GTY TECHNOLOGY HOLDINGS INCCOM3624091048,7201,159,600SH DFND1,2,3,41,159,60000
HAEMONETICS CORP MASSCOM4050241007,059100,000SH DFND1,2,3,4100,00000
HAEMONETICS CORP MASSCOM4050241007,059100,000SHPutDFND1,2,3,4100,00000
HUMANA INCCOM44485910213,15333,800SH DFND1,2,3,433,80000
IMAGO BIOSCIENCES INCCOM45250K1073,482173,830SH DFND1,2,3,4173,83000
INFLARX NVCOMN448211011,036400,000SH DFND1,2,3,4400,00000
ISHARES TRRUSSELL 2000 ETF46428765595,156435,000SHPutDFND1,2,3,4435,00000
LITHIA MTRS INCCOM53679710324,85878,408SH DFND1,2,3,478,40800
MEDICUS SCIENCES ACQUISITION*W EXP 02/12/202G5960S1242233,332SH DFND1,2,3,433,33200
MEDICUS SCIENCES ACQUISITIONCL A SHSG5960S1082,925300,000SH DFND1,2,3,4300,00000
MICROSOFT CORPCOM59491810410,18036,109SH DFND1,2,3,436,10900
MOLECULAR TEMPLATES INCCOM6085501096,8531,021,317SH DFND1,2,3,41,021,31700
NEXIMMUNE INCCOM65344D1091,786117,962SH DFND1,2,3,4117,96200
PAGSEGURO DIGITAL LTDCOM CL AG687071012,47247,800SHPutDFND1,2,3,447,80000
PAGSEGURO DIGITAL LTDCOM CL AG6870710112,591243,450SH DFND1,2,3,4243,45000
PRAXIS PRECISION MEDICINES ICOM74006W1087,664414,489SH DFND1,2,3,4414,48900
RAPT THERAPEUTICS INCCOM75382E10935,6551,148,321SH DFND1,2,3,41,148,32100
ROPER TECHNOLOGIES INCCOM7766961069,21320,650SH DFND1,2,3,420,65000
SCYNEXIS INCCOM NEW8112922003,376637,048SH DFND1,2,3,4637,04800
SEA LTDSPONSORD ADS81141R1009,88131,000SH DFND1,2,3,431,00000
SHIFT4 PMTS INCCL A82452J10918,013232,370SH DFND1,2,3,4232,37000
SIGNATURE BK NEW YORK N YCOM82669G10415,18055,750SH DFND1,2,3,455,75000
SOL GEL TECHNOLOGIESSHSM8694L1038,328832,800SH DFND1,2,3,4832,80000
SOVOS BRANDS INCCOM84612U1077,045505,000SH DFND1,2,3,4505,00000
SPDR S&P 500 ETF TRTR UNIT78462F103115,868270,000SHPutDFND1,2,3,4270,00000
SPDR SER TRS&P BIOTECH78464A87023,256185,000SHPutDFND1,2,3,4185,00000
TANDEM DIABETES CARE INCCOM NEW87537220313,251111,000SH DFND1,2,3,4111,00000
TECK RESOURCES LTDCL B87874220415,191609,850SH DFND1,2,3,4609,85000
TRILOGY METALS INC NEWCOM89621C1053,0961,673,461SH DFND1,2,3,41,673,46100
TWILIO INCCL A90138F10210,63533,334SH DFND1,2,3,433,33400
UNDER ARMOUR INCCL A90431110720,1801,000,000SH DFND1,2,3,41,000,00000
VINCERX PHARMA INCCOM NEW92731L1064,930304,896SH DFND1,2,3,4304,89600
WILLSCOT MOBIL MINI HLDNG COCOM CL A97137810412,233385,670SH DFND1,2,3,4385,67000
WNS HLDGS LTDSPON ADR92932M1013,27240,000SH DFND1,2,3,440,00000