SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
(Amendment No. 1)
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 27, 2020
(Exact Name of Registrant as Specified in its Charter)
(State or other jurisdiction
34 Maple Street
Milford, Massachusetts 01757
(Address of Principal Executive Offices) (Zip Code)
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Name of each exchange
on which registered
|Common stock, par value $0.01 per share||WAT||New York Stock Exchange, Inc.|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(c) As previously reported by Waters Corporation (the “Company”) in a Current Report on Form 8-K filed with the Securities and Exchange Commission on December 3, 2020 (the “Initial Form 8-K”), the Company’s board of directors (the “Board”) appointed Michael Silveira to serve as the Company’s Chief Financial Officer on an interim basis, effective January 1, 2021. This amendment to the Initial Form 8-K is being filed to report that, on December 9, 2020, the compensation committee of the Board approved additional cash compensation for Mr. Silveira commencing January 1, 2021 and for so long as he continues to serve as interim Chief Financial Officer in the form of a cash stipend of $6,000 per Company pay period to compensate him for such role.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
/s/ KEELEY A. ALEMAN
|Name:||Keeley A. Aleman|
|Title:||Senior Vice President, General Counsel, and Secretary|
Dated: December 15, 2020