Docoh
Loading...

IVAC Intevac

Filed: 21 May 21, 4:02pm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

May 19, 2021

Date of Report (date of earliest event reported)

 

 

INTEVAC, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

State of Delaware 0-26946 94-3125814

(State or other jurisdiction

of incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

3560 Bassett Street

Santa Clara, CA 95054

(Address of principal executive offices)

(408) 986-9888

(Registrant’s telephone number, including area code)

N/A

(Former name or former address if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common Stock ($0.001 par value) IVAC The Nasdaq Stock Market LLC (Nasdaq) Global Select

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

The matters voted upon at Intevac’s Annual Meeting held on May 19, 2021 and the results of such voting are set forth below:

 

   Affirmative
Votes
   Negative
Votes
   Votes
Withheld
   Abstentions
and Broker
Non-Votes
 

Proposal 1:    Election of Directors

        

David S. Dury

   17,300,967    N/A    397,396    4,094,285 

Wendell T. Blonigan

   17,629,191    N/A    69,172    4,094,285 

Kevin D. Barber

   17,614,447    N/A    79,716    4,098,485 

Dorothy D. Hayes

   17,586,041    N/A    112,412    4,094,195 

Stephen A. Jamison

   17,615,485    N/A    78,678    4,098,485 

Michele F. Klein

   17,469,250    N/A    229,163    4,094,235 

Mark P. Popovich

   17,494,656    N/A    205,753    4,092,239 

Thomas M. Rohrs

   17,243,601    N/A    453,812    4,095,235 

All director nominees were duly elected.

 

   Affirmative
Votes
   Negative
Votes
   Votes
Withheld
   Abstentions
and Broker
Non-Votes
 

Proposal 2:    Proposal to approve an amendment to the
Intevac 2003 Employee Stock Purchase Plan
to increase the number of shares reserved for
issuance thereunder by 500,000 shares

   17,478,103    222,595    —      4,091,950 

Proposal 2 was approved.

 

   Affirmative
Votes
   Negative
Votes
   Votes
Withheld
   Abstentions
and Broker
Non-Votes
 

Proposal 3:    BPM LLP as independent public accountants
for the fiscal year ending January 1, 2022

   21,732,357    23,786    —      36,505 

Proposal 3 was approved.

 

   Affirmative
Votes
   Negative
Votes
   Votes
Withheld
   Abstentions
and Broker
Non-Votes
 

Proposal 4:    An Advisory Vote on Executive
Compensation.

   15,293,580    2,276,265    —      4,222,803 

Proposal 4 was approved.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

       INTEVAC, INC.
Date: May 21, 2021  

/s/ JAMES MONIZ

  James Moniz
  

Executive Vice President, Finance and Administration,

Chief Financial Officer, Secretary and Treasurer