Proxy Statement Pursuant to Section 14(a) of the Securities
Exchange Act of 1934 (Amendment No. )
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Virtus Asset Trust
Virtus Equity Trust
Virtus Opportunities Trust
(each, a “Trust” and together, the “Trusts”)
Secretary of Virtus Asset Trust,
Virtus Equity Trust and Virtus
Opportunities Trust and Assistant
Secretary of Virtus Alternative
Solutions Trust
Virtus KAR Long/Short Equity Fund
Virtus Ceredex Mid-Cap Value Equity Fund
Virtus Ceredex Small-Cap Value Equity Fund
Virtus Seix Core Bond Fund
Virtus Seix Corporate Bond Fund
Virtus Seix Floating Rate High Income Fund
Virtus Seix High Grade Municipal Bond Fund
Virtus Seix High Income Fund
Virtus Seix High Yield Fund
Virtus Seix Investment Grade Tax-Exempt Bond Fund
Virtus Seix Short-Term Bond Fund
Virtus Seix Short-Term Municipal Bond Fund
Virtus Seix Total Return Bond Fund
Virtus Seix U.S. Government Securities Ultra-Short Bond Fund
Virtus Seix U.S. Mortgage Fund
Virtus Seix Ultra-Short Bond Fund
Virtus SGA International Growth Fund
Virtus Silvant Small-Cap Growth Stock Fund
Virtus Zevenbergen Innovative Growth Stock Fund
Virtus KAR Global Quality Dividend Fund
Virtus KAR Mid-Cap Core Fund
Virtus KAR Mid-Cap Growth Fund
Virtus KAR Small-Cap Core Fund
Virtus KAR Small-Cap Growth Fund
Virtus KAR Small-Cap Value Fund
Virtus KAR Small-Mid Cap Core Fund
Virtus SGA Emerging Markets Growth Fund
Virtus SGA Global Growth Fund
Virtus Tactical Allocation Fund
Virtus Duff & Phelps Global Real Estate Securities Fund
Virtus Duff & Phelps International Real Estate Securities Fund
Virtus Duff & Phelps Real Estate Securities Fund
Virtus FORT Trend Fund
Virtus KAR Emerging Markets Small-Cap Fund
Virtus KAR International Small-Mid Cap Fund
Virtus Newfleet Core Plus Bond Fund
Virtus Newfleet High Yield Fund
Virtus Newfleet Low Duration Core Plus Bond Fund
Virtus Newfleet Multi-Sector Intermediate Bond Fund
Virtus Newfleet Multi-Sector Short-Term Bond Fund
Virtus Newfleet Senior Floating Rate Fund
Virtus Newfleet Tax-Exempt Bond Fund
Virtus Vontobel Emerging Markets Opportunities Fund
Virtus Vontobel Foreign Opportunities Fund
Virtus Vontobel Global Opportunities Fund
Virtus Vontobel Greater European Opportunities Fund
VIRTUS ALTERNATIVE SOLUTIONS TRUST
VIRTUS EQUITY TRUST
VIRTUS OPPORTUNITIES TRUST
Greenfield, MA 01301
| | | | | | Proposal | | | | To be voted on by shareholders of: | | |
| | Proposal 1 | | | | To elect seven Trustees to serve on the Board of Trustees until the next meeting of shareholders at which Trustees are elected | | | | All Funds, voting separately as to their respective Trust. | | |
| | Proposal 2 | | | | To approve a proposal to permit Virtus Alternative Investment Advisers, Inc., with respect to the Manager of Managers Funds in Virtus Alternative Solutions Trust and Virtus Opportunities Trust, Virtus Fund Advisers, LLC, with respect to the Manager of Manager Funds in Virtus Asset Trust, and | | | | All Manager of Managers Funds, with each Fund voting separately | | |
| | | | | | Proposal | | | | To be voted on by shareholders of: | | |
| | | | | | Virtus Investment Advisers, Inc., as the investment adviser to all the other Manager of Managers Funds, to hire, terminate and replace subadvisers for the Funds or to modify subadvisory agreements for the Funds without shareholder approval, and to permit the Funds to disclose advisory and subadvisory fee information in an aggregated manner. | | | | | | |
| | Proposal 3 | | | | To approve a proposal to amend the fundamental restrictions of the Fund with respect to loans | | | | Virtus Duff & Phelps Real Estate Securities Fund, Virtus Newfleet Low Duration Core Plus Bond Fund, Virtus Newfleet Tax-Exempt Bond Fund and Virtus Vontobel Emerging Markets Opportunities Fund, with each Fund voting separately | | |
| | Proposal 4 | | | | To approve a proposal to reclassify the investment objective of the Funds from fundamental to non-fundamental | | | | Virtus Duff & Phelps Real Estate Securities Fund and Virtus Newfleet Multi-Sector Short Term Bond Fund, with each Fund voting separately | | |
| | Proposal 5 | | | | To approve a proposal to change the Fund’s status from diversified to non-diversified; and | | | | Virtus Silvant Large Cap Growth Stock Fund | | |
Title: Secretary of Virtus Asset Trust,
Virtus Equity Trust and
Virtus Opportunities Trust and
Assistant Secretary of Virtus Alternative Solutions Trust
| Registration | | | Valid Signature | |
| Corporate Accounts | | | | |
| (1) ABC Corp. | | | ABC Corp. | |
| (2) ABC Corp. | | | John Doe, Treasurer | |
| (3) ABC Corp. c/o John Doe, Treasurer | | | John Doe | |
| (4) ABC Corp. Profit Sharing Plan | | | John Doe, Trustee | |
| Trust Accounts | | | | |
| (1) ABC Trust | | | Jane B. Doe, Trustee | |
| (2) Jane B. Doe, Trustee u/t/d 12/28/78 | | | Jane B. Doe | |
| Custodial or Estate Accounts | | | | |
| (1) John B. Smith, Cust. f/b/o John B. Smith, Jr. UGMA | | | John B. Smith | |
| (2) Estate of John B. Smith | | | John B. Smith, Jr., Executor | |
VIRTUS ASSET TRUST
VIRTUS EQUITY TRUST
VIRTUS OPPORTUNITIES TRUST
Greenfield, MA 01301
(800) 243-1574
TO THE BOARD OF TRUSTEES
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
Cogan, Sarah E. YOB: 1956 | | | N/A | | | 110 | | | Retired Partner, Simpson Thacher & Bartlett LLP (“STB”) (law firm) (since 2019); Director, Girl Scouts of Greater New York (since 2016); Trustee, Natural Resources Defense Council, Inc. (since 2013); and formerly, Partner, STB (1989 to 2018). | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2022), PIMCO Access Income Fund; Trustee (since 2021), PIMCO Flexible Emerging Markets Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, and Virtus Event Opportunities Trust (2 portfolios); Advisory Board Member (since 2021), Virtus Alternative Solutions Trust (2 portfolios), Virtus Mutual Fund Family (61 portfolios), Virtus Variable Insurance Trust (8 portfolios); Advisory Board Member (February 2021 to June 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Trustee (since 2021), Virtus Global Multi-Sector Income | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | Fund and Virtus Total Return Fund Inc.; Trustee (since 2019), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Trustee (since 2019), Virtus AllianzGI Closed-End Funds (7 portfolios); Trustee (since 2019), PIMCO California Municipal Income Fund, PIMCO California Municipal Income Fund II, PIMCO California Municipal Income Fund III, PIMCO Municipal Income Fund, PIMCO Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO New York Municipal Income Fund, PIMCO New York Municipal Income Fund II, PIMCO New York Municipal Income Fund III, PIMCO Energy and Tactical Credit Opportunities Fund, PCM Fund, Inc, PIMCO Corporate & Income Strategy Fund, PIMCO Corporate & Income | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | Opportunity Fund, PIMCO Dynamic Income Fund, PIMCO Global StocksPLUS® & Income Fund, PIMCO High Income Fund, PIMCO Income Strategy Fund, PIMCO Income Strategy Fund II, PIMCO Strategic Income Fund, Inc., PIMCO Flexible Credit Income Fund and PIMCO Flexible Municipal Income Fund; Trustee (since 2019), PIMCO Managed Accounts Trust (5 portfolios); and Trustee (2019 to 2021), PIMCO Dynamic Credit and Mortgage Income Fund and PIMCO Income Opportunity Fund. | |
DeCotis, Deborah A. YOB: 1952 | | | N/A | | | 110 | | | Advisory Director, Morgan Stanley & Co., Inc. (since 1996); Member, Circle Financial Group (since 2009); Member, Council on Foreign Relations (since 2013); and Trustee, Smith College (since 2017). Formerly Director, Watford Re (2017 to 2021); Co-Chair Special Projects Committee, | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2022), PIMCO Access Income Fund; Trustee (since 2021), PIMCO Flexible Emerging Markets Income Fund; Trustee (since 2021), The Merger Fund®, | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | Memorial Sloan Kettering (2005 to 2015); and Trustee, Stanford University (2010 to 2015). | | | The Merger Fund® VL, and Virtus Event Opportunities Trust (2 portfolios); Advisory Board Member (since 2021), Virtus Alternative Solutions Trust (2 portfolios), Virtus Mutual Fund Family (61 portfolios), and Virtus Variable Insurance Trust (8 portfolios); Advisory Board Member (February 2021 to June 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Trustee (since 2021), Virtus Global Multi-Sector Income Fund and Virtus Total Return Fund Inc.; Trustee (since 2020), PIMCO Dynamic Income Opportunities Fund; Trustee (since 2019), PIMCO Energy and Tactical Credit Opportunities Fund and Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund; Trustee (since 2018), PIMCO Flexible Municipal Income | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | Fund Trustee (since 2017), PIMCO Flexible Credit Income Fund and Virtus AllianzGI Convertible & Income 2024 Target Term Fund; Trustee (since 2015), Virtus AllianzGI Diversified Income & Convertible Fund; Trustee (since 2014), Virtus Investment Trust (13 portfolios); Trustee (2013 to 2021), PIMCO Dynamic Credit and Mortgage Income Fund; Trustee (since 2012), PIMCO Dynamic Income Fund; Trustee (since 2011), Virtus Strategy Trust (11 portfolios); Trustee (since 2011), PIMCO California Municipal Income Fund II, PIMCO California Municipal Income Fund III, PIMCO Municipal Income Fund, PIMCO Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO New York Municipal Income Fund, PIMCO New York Municipal Income Fund II, PIMCO New | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | York Municipal Income Fund III, PCM Fund, Inc., PIMCO Corporate & Income Strategy Fund, PIMCO Corporate & Income Opportunity Fund, PIMCO Global StocksPLUS® & Income Fund, PIMCO High Income Fund, PIMCO Income Strategy Fund, PIMCO Income Strategy Fund II, PIMCO Strategic Income Fund, Inc., PIMCO Managed Accounts Trust (5 portfolios); Trustee (since 2011), Virtus AllianzGI Convertible & Income Fund, Virtus AllianzGI Convertible & Income Fund II, Virtus AllianzGI Equity & Convertible Income Fund, and Virtus Dividend, Interest & Premium Strategy Fund; and Trustee (2011 to 2021), PIMCO Income Opportunity Fund. | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
Drummond, F. Ford YOB: 1962 | | | N/A | | | 110 | | | Owner/Operator (since 1998), Drummond Ranch; and Director (since 2015), Texas and Southwestern Cattle Raisers Association. Formerly Chairman, Oklahoma Nature Conservancy (2019 to 2020); Board Member (2006 to 2020) and Chairman (2016 to 2018), Oklahoma Water Resources Board;, Director (1998 to 2008), The Cleveland Bank; and General Counsel (1998 to 2008), BMIHealth Plans (benefits administration). | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, and Virtus Event Opportunities Trust (2 portfolios); Advisory Board Member (since 2021), Virtus Alternative Solutions Trust (2 portfolios), Virtus Mutual Fund Family (61 portfolios), and Virtus Variable Insurance Trust (8 portfolios); Advisory Board Member (February 2021 to June 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Trustee (since 2021), Virtus Global Multi-Sector Income Fund and Virtus Total Return Fund Inc.; Trustee (since 2019), Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund; Trustee (since 2017), | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | Virtus AllianzGI Convertible & Income 2024 Target Term Fund; Trustee (since 2015), Virtus AllianzGI Convertible & Income Fund, Virtus AllianzGI Convertible & Income Fund II, Virtus AllianzGI Diversified Income & Convertible Fund, Virtus Dividend, Interest & Premium Strategy Fund and Virtus AllianzGI Equity & Convertible Income Fund; Trustee (since 2014), Virtus Strategy Trust (11 portfolios); Director (since 2011), Bancfirst Corporation; and Trustee (since 2006), Virtus Investment Trust (13 portfolios). | |
Harris, Sidney E. YOB: 1949 | | | Served since 2017 | | | 103 | | | Private Investor (since 2021); Dean Emeritus (since 2015); Professor (2015 to 2021 and 1997 to 2014), J. Mack Robinson College of Business, Georgia State University. | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Director (2020 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; and Director (since 2020), Virtus Total Return Fund Inc.; Trustee (since 2020), Virtus Global Multi-Sector Income Fund; Trustee (since 2019), Mutual Fund Directors Forum; Trustee (since 2017), Virtus Mutual Fund Family (61 portfolios), Virtus Variable Insurance Trust (8 portfolios) and Virtus Alternative Solutions Trust (2 portfolios); Trustee (2013 to 2020) and Honorary Trustee (since 2020), KIPP Metro Atlanta; Director (1999 to 2019), Total System Services, Inc.; Trustee (2004 to 2017), RidgeWorth Funds; Chairman (2012 to 2017), International University of the Grand Bassam Foundation; Trustee (since | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | 2012), International University of the Grand Bassam Foundation; and Trustee (2011 to 2015), Genspring Family Offices, LLC. | |
McDaniel, Connie D. YOB: 1958 | | | Served since 2017 | | | 103 | | | Retired (since 2013). Vice President, Chief of Internal Audit, Corporate Audit Department (2009 to 2013); Vice President Global Finance Transformation (2007 to 2009); and Vice President and Controller (1999 to 2007), The Coca-Cola Company. | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Director (2020 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Director (since 2020), Virtus Total Return Fund Inc.; Trustee (since 2020), Virtus Global Multi-Sector Income Fund; Director (since 2019), Global Payments Inc.; Chairperson (since 2019), Governance & Nominating Committee, Global Payments Inc; | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | �� | | | | | | | Trustee (since 2017), Virtus Mutual Fund Family (61 portfolios), Virtus Variable Insurance Trust (8 portfolios), and Virtus Alternative Solutions Trust (2 portfolios); Director (since 2021), North Florida Land Trust; Director (2014 to 2019), Total System Services, Inc.; Member (since 2011) and Chair (2014 to 2016), Georgia State University, Robinson College of Business Board of Advisors; and Trustee (2005 to 2017), RidgeWorth Funds. | |
Walton, R. Keith YOB: 1964 | | | Served since 2020. | | | 110 | | | Venture and Operating Partner (since 2020), Plexo Capital, LLC; Venture Partner (since 2019) and Senior Adviser (2018 to 2019), Plexo, LLC ; and Partner (since 2006), Global Infrastructure Partners. Formerly, Managing Director (2020 to 2021), Lafayette Square Holding Company LLC; Senior Adviser (2018 to 2019), Vatic Labs, LLC; | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2022), Virtus AllianzGI Diversified Income & Convertible Fund; Advisory Board Member (since 2022), Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund, | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | Executive Vice President, Strategy (2017 to 2019), Zero Mass Water, LLC; Vice President, Strategy (2013 to 2017), Arizona State University. | | | Virtus AllianzGI Convertible & Income 2024 Target Term Fund, Virtus AllianzGI Convertible & Income Fund, Virtus AllianzGI Convertible & Income Fund II, Virtus AllianzGI Equity & Convertible Income Fund and Virtus Dividend, Interest & Premium Strategy Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Trustee (since 2020) Virtus Alternative Solutions Trust (2 portfolios), Virtus Variable Insurance Trust (8 portfolios) and Virtus Mutual Fund Family (61 portfolios); Director (since 2017), certain funds advised by Bessemer Investment Management LLC; Director (2016 to 2021), Duff & Phelps Select MLP and Midstream Energy | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | Fund Inc.; Trustee (since 2016), Virtus Global Multi-Sector Income Fund; Director (2006 to 2019), Systematica Investments Limited Funds; Director (2006 to 2017), BlueCrest Capital Management Funds; Trustee (2014 to 2017), AZ Service; Director (since 2004), Virtus Total Return Fund Inc.; and Director (2004 to 2019), the former Virtus Total Return Fund Inc. | |
Zino, Brian T. YOB: 1952 | | | Served since 2020. | | | 110 | | | Retired. Various roles (1982 to 2009), J. & W. Seligman & Co. Incorporated, including President (1994 to 2009). | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Trustee (since 2022) and Advisory Board Member (2021), Virtus AllianzGI Closed-End Funds | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee/ Advisory Board Member | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | (7 portfolios); Trustee (since 2020), Virtus Alternative Solutions Trust (2 portfolios), Virtus Variable Insurance Trust (8 portfolios) and Virtus Mutual Fund Family (61 portfolios); Director (2016 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Trustee (since 2016), Virtus Global Multi-Sector Income Fund; Director (since 2014),Virtus Total Return Fund Inc.; Director (2014 to 2019), the former Virtus Total Return Fund Inc.; Trustee (since 2011), Bentley University; Director (1986 to 2009) and President (1994 to 2009), J&W Seligman Co. Inc.; Director (1998 to 2009), Chairman (2002 to 2004) and Vice Chairman (2000 to 2002), ICI Mutual Insurance Company; Member, Board of Governors of ICI (1998 to 2008). | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
Burke, Donald C. YOB: 1960 | | | Served since 2016. | | | 106 | | | Private investor (since 2009). Formerly, President and Chief Executive Officer, BlackRock U.S. Funds (2007 to 2009); Managing Director, BlackRock, Inc. (2007 to 2009), and Managing Director, Merrill Lynch Investment Managers (1990 to 2006). | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Director (2020 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Director (since 2020), Virtus Total Return Fund Inc.; Trustee (since 2020), Virtus Global Multi-Sector Income Fund; Trustee (since 2016), Virtus Mutual Fund Family (61 portfolios), Virtus Variable Insurance Trust (8 portfolios) and Virtus Alternative Solutions Trust (2 portfolios); Director (since 2014), closed-end funds managed by Duff & Phelps Investment Management | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | Co. (3 funds); Director, Avista Corp. (energy company) (since 2011); Trustee, Goldman Sachs Fund Complex (2010 to 2014); and Director, BlackRock Luxembourg and Cayman Funds (2006 to 2010). | |
Mallin, John R. YOB: 1950 | | | Served since 2016. | | | 103 | | | Partner/Attorney (since 2003), McCarter & English LLP (law firm) Real Property Practice Group; and Member (since 2014), Counselors of Real Estate. | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Director (2020 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; and Director (since 2020), Virtus Total Return Fund Inc.; Trustee (since 2020), Virtus Global Multi-Sector Income Fund; Trustee (since 2016), Virtus Mutual Fund Family (61 portfolios) and Virtus | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | Alternative Solutions Trust (2 portfolios); Director (since 2019), 1892 Club, Inc. (non-profit); Director (2013 to 2020), Horizons, Inc. (non-profit); and Trustee (since 1999), Virtus Variable Insurance Trust (8 portfolios). | |
McLoughlin, Philip Chairman YOB: 1946 | | | Served since 1993. | | | 113 | | | Private investor since 2010. | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Trustee (since 2021), Virtus AllianzGI Artificial Intelligence & Technology Opportunities Fund, Virtus AllianzGI Convertible & Income Fund II, Virtus AllianzGI Diversified Income & Convertible Fund, Virtus AllianzGI Equity & Convertible Income Fund | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | and Virtus Dividend, Interest & Premium Strategy Fund; Trustee (since 2022) and Advisory Board Member (2021), Virtus AllianzGI Convertible & Income 2024 Target Term Fund and Virtus AllianzGI Convertible & Income Fund; Director and Chairman (since 2016), Virtus Total Return Fund Inc.; Director and Chairman (2016 to 2019), the former Virtus Total Return Fund Inc.; Director and Chairman (2014 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Trustee and Chairman (since 2013), Virtus Alternative Solutions Trust (2 portfolios); Trustee and Chairman (since 2011), Virtus Global Multi-Sector Income Fund; Chairman and Trustee (since 2003), Virtus Variable Insurance Trust (8 portfolios); Director (since 1995), closed-end funds managed by Duff & Phelps Investment Management | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | Co. (3 funds); Director (1991 to 2019) and Chairman (2010 to 2019), Lazard World Trust Fund (closed-end investment firm in Luxembourg); and Trustee (since 1989) and Chairman (since 2002), Virtus Mutual Fund Family (61 portfolios). | |
McNamara, Geraldine M. YOB: 1951 | | | Served since 2001. | | | 106 | | | Private investor (since 2006); and Managing Director, U.S. Trust Company of New York (1982 to 2006). | | | Trustee (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Trustee (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust (2 portfolios), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Director (2020 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc. and Virtus Total Return Fund Inc.; Trustee (since 2020), Virtus Global Multi-Sector Income Fund; Trustee (since 2016), Virtus Alternative Solutions Trust | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | (2 portfolios); Trustee (since 2015), Virtus Variable Insurance Trust (8 portfolios); Director (since 2003), closed-end funds managed by Duff & Phelps Investment Management Co. (3 funds); and Trustee (since 2001), Virtus Mutual Fund Family (61 portfolios). | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
Aylward, George R. YOB: 1964 | | | Served since 2006. | | | 115 | | | Director, President and Chief Executive Officer (since 2008), Virtus Investment Partners, Inc. and/or certain of its subsidiaries, and various senior officer positions with Virtus affiliates (since 2005). | | | Trustee, President and Chief Executive Officer (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Member, Board of Governors of the Investment Company Institute (since 2021); Trustee and President (since 2021), The Merger Fund®, The Merger Fund® VL, and Virtus Event Opportunities Trust (2 portfolios); Trustee and President (since 2021), Virtus Investment Trust (13 portfolios) and Virtus Strategy Trust (11 portfolios); Trustee, President and Chief Executive Officer (since 2021), Virtus AllianzGI Closed-End Funds (7 portfolios); and Chairman and Trustee (since 2015), Virtus ETF Trust II (5 portfolios); Director, President and Chief Executive Officer (2014 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Trustee and | |
Name and Year of Birth | | | Length of Time Served | | | Number of Portfolios in Fund Complex Overseen by Trustee | | | Principal Occupation(s) During Past 5 Years | | | Other Directorships Held by Trustee During Past 5 Years | |
| | | | | | | | | | | | President (since 2013), Virtus Alternative Solutions Trust (2 portfolios); Director (since 2013), Virtus Global Funds, PLC (5 portfolios); Trustee (since 2012) and President (since 2010), Virtus Variable Insurance Trust (8 portfolios); Trustee, President and Chief Executive Officer (since 2011), Virtus Global Multi-Sector Income Fund; Trustee and President (since 2006) and Executive Vice President (2004 to 2006), Virtus Mutual Fund Family (61 portfolios); Director, President and Chief Executive Officer (since 2006), Virtus Total Return Fund Inc.; and Director, President and Chief Executive Officer (2006 to 2019), the former Virtus Total Return Fund Inc. | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
Batchelar, Peter J. YOB: 1970 | | | Senior Vice President (since 2017), and Vice President (2008 to 2016). | | | Senior Vice President, Product Development (since 2017), Vice President, Product Development (2008 to 2016), and various officer positions (since 2008), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; Senior Vice President (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Senior Vice President (since 2021), The Merger Fund®, The Merger Fund® VL and Virtus Event Opportunities Trust; Senior Vice President (since 2021), Virtus Investment Trust and Virtus Strategy Trust; Senior Vice President (since 2021), AllianzGI Closed-End Funds; Senior Vice President (since 2017) and Vice President (2008 to 2016), Virtus Mutual Fund Family; Senior Vice President (since 2017) and Vice President (2010 to | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | 2016), Virtus Variable Insurance Trust; Senior Vice President (since 2017) and Vice President (2013 to 2016), Virtus Alternative Solutions Trust; Senior Vice President (2017 to 2021) and Vice President (2016 to 2017), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Senior Vice President (since 2017) and Vice President (2016 to 2017), Virtus Total Return Fund Inc. and Virtus Global Multi-Sector Income Fund; and Senior Vice President (2017 to 2019) and Vice President (2016 to 2017), the former Virtus Total Return Fund Inc. | |
Bradley, W. Patrick YOB: 1972 | | | Executive Vice President (since 2016); Senior Vice President (2013 to 2016); Vice President (2011 to 2013); Chief Financial Officer and Treasurer (since 2006). | | | Executive Vice President, Fund Services (since 2016), Senior Vice President, Fund Services (2010 to 2016), and various officer positions (since 2006), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; Executive Vice President, Chief | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | Financial Officer and Treasurer (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Executive Vice President, Chief Financial Officer and Treasurer (since 2021), The Merger Fund®, The Merger Fund® VL and Virtus Event Opportunities Trust; Executive Vice President, Chief Financial Officer and Treasurer (since 2021), Virtus Investment Trust and Virtus Strategy Trust; Executive Vice President, Chief Financial Officer and Treasurer (since 2021), Virtus AllianzGI Closed-End Funds; Director (since 2019), Virtus Global Funds ICAV; Executive Vice President (since 2016), Senior Vice President (2013 to 2016), Vice President (2011 to 2013), Chief Financial Officer and Treasurer (since 2004), Virtus Variable Insurance Trust; Executive Vice | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | President (since 2016), Senior Vice President (2013 to 2016), Vice President (2011 to 2013), Chief Financial Officer and Treasurer (since 2006), Virtus Mutual Fund Family; Executive Vice President (since 2016), Senior Vice President (2013 to 2016), Vice President (2012 to 2013) and Chief Financial Officer and Treasurer (since 2010), Virtus Total Return Fund Inc.; Executive Vice President (2016 to 2019), Senior Vice President (2013 to 2016), Vice President (2012 to 2013), Chief Financial Officer and Treasurer (since 2010), the former Virtus Total Return Fund Inc.; Executive Vice President (since 2016), Senior Vice President (2013 to 2016), Vice President (2011 to 2013), Chief Financial Officer and Treasurer (since 2011), Virtus Global Multi-Sector Income Fund; Executive Vice President (2016 to 2021), Senior Vice | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | President (2014 to 2016), Chief Financial Officer and Treasurer (2014 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Executive Vice President (since 2016), Senior Vice President (2013 to 2016), and Chief Financial Officer and Treasurer (since 2013), Virtus Alternative Solutions Trust; Director (since 2013), Virtus Global Funds, PLC; and Vice President and Assistant Treasurer (since 2011), Duff & Phelps Utility and Infrastructure Fund Inc. | |
Carr, Kevin J. YOB: 1954 | | | Senior Vice President (since 2013); Vice President (2005 to 2013); Chief Legal Officer, Counsel and Secretary (since 2005). | | | Vice President and Senior Counsel (2017 to Present), Senior Vice President (2009 to 2017), Vice President, Counsel and Secretary (2008 to 2009), and various officer positions (since 2005), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; Assistant Secretary (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | Harbor Emerging Markets Total Income Fund; Senior Vice President and Assistant Secretary (since 2021), The Merger Fund®, The Merger Fund® VL and Virtus Event Opportunities Trust; Senior Vice President and Assistant Secretary (since 2021), Virtus Investment Trust and Virtus Strategy Trust; Assistant Secretary, (since 2021), Virtus AllianzGI Closed-End Funds; Senior Vice President (since 2013), Vice President (2005 to 2013), Chief Legal Officer, Counsel and Secretary (since 2005), Virtus Mutual Fund Family; Senior Vice President (2013 to 2014), Vice President (2012 to 2013), Secretary and Chief Legal Officer (2005 to 2013), and Assistant Secretary (2013 to 2014 and since 2017), Virtus Total Return Fund Inc.; Senior Vice President (2013 to 2014), Vice President (2012 to 2013), Secretary and Chief Legal Officer (2005 to 2013) and | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | Assistant Secretary (2013 to 2014 and 2017 to 2019), the former Virtus Total Return Fund Inc.; Senior Vice President (since 2017), Assistant Secretary (since 2013), Vice President, Chief Legal Officer, Counsel and Secretary (2010 to 2013), Virtus Variable Insurance Trust; Senior Vice President (2013 to 2014), Vice President (2011 to 2013), and Assistant Secretary (since 2011), Virtus Global Multi-Sector Income Fund; Assistant Secretary (2015 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Senior Vice President (since 2017) and Assistant Secretary (since 2013), Virtus Alternative Solutions Trust; Secretary (since 2015), ETFis Series Trust I; and Secretary (since 2015), Virtus ETF Trust II. | |
Engberg, Nancy J. YOB: 1956 | | | Senior Vice President (since 2017); Vice President (2011 to 2017); and Chief Compliance Officer (since 2011). | | | Senior Vice President (since 2017), Vice President (2008 to 2017) and Chief Compliance Officer (2008 to 2011 and since | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | 2016), and various officer positions (since 2003), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; Senior Vice President and Chief Compliance Officer (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Senior Vice President and Chief Compliance Officer (since 2021), The Merger Fund®, The Merger Fund® VL and Virtus Event Opportunities Trust; Senior Vice President and Chief Compliance Officer (since 2021), Virtus Investment Trust, Virtus Strategy Trust and Virtus AllianzGI Closed-End Funds; Senior Vice President (since 2017), Vice President (2011 to 2017) and Chief Compliance Officer (since 2011), Virtus Mutual Fund Family; Senior Vice President (since 2017), Vice President (2010 to 2017) and Chief | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | Compliance Officer (since 2011), Virtus Variable Insurance Trust; Senior Vice President (since 2017), Vice President (2011 to 2017) and Chief Compliance Officer (since 2011), Virtus Global Multi-Sector Income Fund; Senior Vice President (since 2017), Vice President (2012 to 2017) and Chief Compliance Officer (since 2012), Virtus Total Return Fund Inc.; Senior Vice President (2017 to 2019), Vice President (2012 to 2017) and Chief Compliance Officer (2012 to 2019), the former Virtus Total Return Fund Inc.; Senior Vice President (since 2017), Vice President (2013 to 2016) and Chief Compliance Officer (since 2013), Virtus Alternative Solutions Trust; Senior Vice President (2017 to 2021), Vice President (2014 to 2017) and Chief Compliance Officer (2014 to 2021), Duff & Phelps Select MLP and Midstream | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | Energy Fund Inc.; Chief Compliance Officer (since 2015), ETFis Series Trust I; and Chief Compliance Officer (since 2015), Virtus ETF Trust II. | |
Fromm, Jennifer YOB: 1973 | | | Vice President, Chief Legal Officer, Counsel and Secretary (since 2013). | | | Vice President (since 2016) and Senior Counsel (since 2007), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; Vice President, Chief Legal Officer, Counsel and Secretary (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Vice President, Chief Legal Officer, Counsel and Secretary (since 2021), The Merger Fund®, The Merger Fund® VL, Virtus Event Opportunities Trust, Virtus Investment Trust and Virtus Strategy Trust; Vice President and Assistant Secretary (since 2021), AllianzGI Closed-End Funds; Vice President and Secretary (since 2020), DNP Select Income | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | Fund Inc., Duff & Phelps Utility and Infrastructure Fund Inc., and DTF Tax-Free Income 2028 Term Fund Inc.; Assistant Secretary (since 2020), Duff & Phelps Utility and Corporate Bond Trust Inc.; Vice President, Chief Legal Officer and Secretary (since 2019), Duff & Phelps Select MLP and Midstream Energy Fund Inc., Virtus Total Return Fund Inc. and Virtus Global Multi-Sector Income Fund; Vice President (since 2017) and Assistant Secretary (since 2008), Virtus Mutual Funds Family; Vice President, Chief Legal Officer, Counsel and Secretary (since 2013), Virtus Variable Insurance Trust; and Vice President, Chief Legal Officer, and Secretary (since 2013), Virtus Alternative Solutions Trust. | |
Short, Julia R. YOB: 1972 | | | Senior Vice President (since 2017). | | | Senior Vice President, Product Development (since 2017), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; Senior | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | Vice President (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Senior Vice President (since 2021), The Merger Fund®, The Merger Fund® VL and Virtus Event Opportunities Trust; Senior Vice President (since 2021), Virtus Investment Trust, Virtus Strategy Trust and Virtus Closed-End Funds; Senior Vice President (2018 to 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; and Senior Vice President (since 2018), Virtus Global Multi-Sector Income Fund and Virtus Total Return Fund Inc.; Senior Vice President (2018 to 2019), the former Virtus Total Return Fund Inc.; Senior Vice President (since 2017), Virtus Mutual Fund Family; President and Chief Executive Officer, RidgeWorth Funds (2007 to 2017); and | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | Managing Director, Product Manager, RidgeWorth Investments (2004 to 2017). | |
Smirl, Richard W. YOB: 1967 | | | Executive Vice President (since 2021). | | | Executive Vice President, Product Management (since 2021), and Executive Vice President and Chief Operating Officer (since 2021), Virtus Investment Partners, Inc. and/or certain of its subsidiaries; Executive Vice President (since 2022), Virtus Stone Harbor Emerging Markets Income Fund and Virtus Stone Harbor Emerging Markets Total Income Fund; Executive Vice President (since 2021), The Merger Fund®, The Merger Fund® VL and Virtus Event Opportunities Trust; Executive Vice President (since 2021), Virtus Mutual Fund Family, Virtus Investment Trust, Virtus Strategy Trust, Virtus Global Multi-Sector Income Fund, and Virtus Total Return Fund Inc.; Executive Vice | |
Name, Address and Year of Birth | | | Position(s) Held with the Trust and Length of Time Served | | | Principal Occupation(s) During Past 5 Years | |
| | | | | | President (May to June 2021), Duff & Phelps Select MLP and Midstream Energy Fund Inc.; Chief Operating Officer (2018 to 2021), Russell Investments; Executive Director (Jan. to July 2018), State of Wisconsin Investment Board; and Partner and Chief Operating Officer (2004 to 2018), William Blair Investment Management. | |
SHAREHOLDER APPROVAL, AND TO PERMIT THE FUNDS TO DISCLOSE ADVISORY AND SUBADVISORY FEE INFORMATION IN AN AGGREGATED MANNER
INVESTMENT RESTRICTION REGARDING LENDING
| | Current Fundamental Restriction | | | | Proposed Fundamental Restriction | | |
| | For the Virtus Duff & Phelps Real Estate Securities Fund: The fund may not make loans, except that the funds may (i) lend portfolio securities, (ii) enter into repurchase agreements, (iii) purchase all or a portion of an issue of debt securities, bank loan | | | | The fund may not lend securities or make any other loans if, as a result, more than 33 1/3% of its total assets would be lent to other parties except that the funds may purchase debt securities, may enter into repurchase agreements, and may acquire loans, loan participations | | |
| | Current Fundamental Restriction | | | | Proposed Fundamental Restriction | | |
| | participation interests, bank certificates of deposit, bankers’ acceptances, debentures or other securities, whether or not the purchase is made upon the original issuance of the securities, and (iv) participate in an interfund lending program with other registered investment companies. | | | | and assignments (both funded and unfunded) and other forms of debt instruments. | | |
| | For the Virtus Newfleet Low Duration Core Plus Bond Fund, Virtus Newfleet Tax-Exempt Bond Fund and Virtus Vontobel Emerging Markets Opportunities Fund: The fund may not make loans, but this restriction shall not prevent the Fund from (a) investing in debt obligations, (b) investing in money market instruments or repurchase agreements, (c) participating in an interfund lending program among Funds having a common investment adviser or distributor to the extent permitted by applicable law or (d) lending its portfolio securities. The Fund will not lend securities having a value in excess of 33 1/3% of its assets, including collateral received for loaned securities (valued at the time of any loan). | | | | The fund may not lend securities or make any other loans if, as a result, more than 33 1/3% of its total assets would be lent to other parties except that the funds may purchase debt securities, may enter into repurchase agreements, and may acquire loans, loan participations and assignments (both funded and unfunded) and other forms of debt instruments. | | |
FROM FUNDAMENTAL TO NON-FUNDAMENTAL
Virtus Asset Trust — December 31
Virtus Equity Trust — September 30
Virtus Opportunities Trust — September 30*
| | | Audit Fees | | | Audit-Related Fees | | | Tax Fees | | | All Other Fees | | ||||||||||||||||||||||||||||||||||||
| | | 2020 | | | 2021 | | | 2020 | | | 2021 | | | 2020 | | | 2021 | | | 2020 | | | 2021 | | ||||||||||||||||||||||||
Virtus Alternative Solutions Trust | | | | $ | 78,600 | | | | | $ | 41,600 | | | | | $ | 4,700 | | | | | $ | 2,272 | | | | | $ | 19,919 | | | | | $ | 24,725 | | | | | $ | 0 | | | | | $ | 0 | | |
Virtus Asset Trust | | | | $ | 400,523 | | | | | $ | 427,370 | | | | | $ | 26,808 | | | | | $ | 29,193 | | | | | $ | 77,751 | | | | | $ | 58,949 | | | | | $ | 0 | | | | | $ | 0 | | |
Virtus Equity Trust | | | | $ | 210,889 | | | | | $ | 274,360 | | | | | $ | 17,185 | | | | | $ | 20,402 | | | | | $ | 45,725 | | | | | $ | 77,550 | | | | | $ | 0 | | | | | $ | 0 | | |
Virtus Opportunities Trust | | | | $ | 463,530 | | | | | $ | 465,040 | | | | | $ | 36,562 | | | | | $ | 20,924 | | | | | $ | 72,104 | | | | | $ | 121,075 | | | | | $ | 0 | | | | | $ | 0 | | |
| | | Aggregate Non-Audit Fees Billed | | |||||||||
| | | 2020 | | | 2021 | | ||||||
Virtus Alternative Solutions Trust | | | | $ | 24,619 | | | | | $ | 26,997 | | |
Virtus Asset Trust | | | | $ | 104,559 | | | | | $ | 88,142 | | |
Virtus Equity Trust | | | | $ | 62,910 | | | | | $ | 97,952 | | |
Virtus Opportunities Trust | | | | $ | 108,666 | | | | | $ | 141,999 | | |
| | | | | | |||
| | | | Name: | | | Kevin J. Carr | |
| | | | Title: | | | Secretary of Virtus Asset Trust, Virtus Equity Trust and Virtus Opportunities Trust and Assistant Secretary of Virtus Alternative Solutions Trust | |
(each, a “Fund” and together, the “Funds”)
COMMITTEE CHARTER
| | Trust and Funds | | | | A | | | | C | | | | C1 | | | | I | | | | Class R6 | | |
| | VIRTUS ALTERNATIVE SOLUTIONS TRUST | | | | | | | | | | | | | | | | | | | | | | |
| | Virtus Duff & Phelps Select MLP and Energy Fund | | | | 878,511.043 | | | | 58,362.347 | | | | N/A | | | | 2,149,541.219 | | | | N/A | | |
| | Virtus KAR Long/Short Equity Fund | | | | 134,987.791 | | | | 24,223.993 | | | | N/A | | | | 7,002,725.461 | | | | 38,289.453 | | |
| | | | | | | | | | | | | | | | | | | | | | | | |
| | VIRTUS ASSET TRUST | | | | | | | | | | | | | | | | | | | | | | |
| | Virtus Ceredex Large-Cap Value Equity Fund | | | | 14,743,667.008 | | | | 314,793.156 | | | | N/A | | | | 39,481,132.400 | | | | 29,116,602.498 | | |
| | Virtus Ceredex Mid-Cap Value Equity Fund | | | | 20,361,881.706 | | | | 1,713,747.449 | | | | N/A | | | | 165,208,147.141 | | | | 70,987,205.290 | | |
| | Virtus Ceredex Small-Cap Value Equity Fund | | | | 4,957,347.376 | | | | 111,589.746 | | | | N/A | | | | 18,570,728.601 | | | | 10,229,051.355 | | |
| | Virtus SGA International Growth Fund | | | | 675,421.322 | | | | N/A | | | | N/A | | | | 3,276,682.334 | | | | 199,766.173 | | |
| | Virtus Seix Core Bond Fund | | | | 735,912.825 | | | | N/A | | | | N/A | | | | 6,644,157.136 | | | | 211,197.428 | | |
| | Virtus Seix Corporate Bond Fund | | | | 736,873.657 | | | | 77,177.040 | | | | N/A | | | | 7,268,560.636 | | | | 10,256.410 | | |
| | Virtus Seix Floating Rate High Income Fund | | | | 5,221,419.805 | | | | 1,611,954.274 | | | | N/A | | | | 309,650,249.657 | | | | 36,111,053.232 | | |
| | Virtus Seix High Grade Municipal Bond Fund | | | | 407,986.618 | | | | N/A | | | | N/A | | | | 2,842,402.896 | | | | N/A | | |
| | Virtus Seix High Income Fund | | | | 2,547,253.109 | | | | N/A | | | | N/A | | | | 24,796,569.266 | | | | 1,805,794.947 | | |
| | Virtus Seix High Yield Fund | | | | 1,376,783.923 | | | | N/A | | | | N/A | | | | 37,053,694.303 | | | | 5,300,503.437 | | |
| | Virtus Seix Investment Grade Tax-Exempt Bond Fund | | | | 639,627.239 | | | | N/A | | | | N/A | | | | 17,732,900.207 | | | | N/A | | |
| | Virtus Seix Short-Term Bond Fund | | | | 571,490.289 | | | | 113,150.219 | | | | N/A | | | | 660,452.850 | | | | N/A | | |
| | Virtus Seix Short-Term Municipal Bond Fund | | | | 92,270.780 | | | | N/A | | | | N/A | | | | 555,196.237 | | | | N/A | | |
| | Virtus Seix Total Return Bond Fund | | | | 957,114.582 | | | | N/A | | | | N/A | | | | 22,144,582.851 | | | | 4,875,335.665 | | |
| | Virtus Seix US Government Securities Ultra-Short Bond Fund | | | | 1,499,421.830 | | | | N/A | | | | N/A | | | | 52,510,907.033 | | | | 11,417,108.796 | | |
| | Virtus Seix US Mortgage Fund | | | | 324,617.822 | | | | 11,147.182 | | | | N/A | | | | 287,768.692 | | | | N/A | | |
| | Virtus Seix Ultra-Short Bond Fund | | | | 600,366.354 | | | | N/A | | | | N/A | | | | 4,196,817.091 | | | | N/A | | |
| | Virtus Silvant Large-Cap Growth Stock Fund | | | | 16,826,658.939 | | | | N/A | | | | N/A | | | | 1,096,561.176 | | | | 179,602.194 | | |
| | Virtus Silvant Small-Cap Growth Stock Fund | | | | 1,567,357.078 | | | | N/A | | | | N/A | | | | 1,460,804.858 | | | | N/A | | |
| | Virtus Zevenbergen Innovative Growth Stock Fund | | | | 4,116,241.712 | | | | N/A | | | | N/A | | | | 10,179,575.546 | | | | 364,827.434 | | |
| | Trust and Funds | | | | A | | | | C | | | | C1 | | | | I | | | | Class R6 | | |
| | VIRTUS EQUITY TRUST | | | | | | | | | | | | | | | | | | | | | | |
| | Virtus KAR Capital Growth Fund | | | | 26,657,384.467 | | | | 305,840.528 | | | | N/A | | | | 1,923,081.390 | | | | 71,407.354 | | |
| | Virtus KAR Equity Income Fund | | | | 5,952,901.334 | | | | 192,726.136 | | | | N/A | | | | 666,160.351 | | | | 84,530.458 | | |
| | Virtus KAR Global Quality Dividend Fund | | | | 1,644,617.728 | | | | 60,083.596 | | | | N/A | | | | 903,751.421 | | | | 154,580.928 | | |
| | Virtus KAR Mid-Cap Core Fund | | | | 1,587,729.708 | | | | 1,413,349.169 | | | | N/A | | | | 23,794,621.068 | | | | 987,393.394 | | |
| | Virtus KAR Mid-Cap Growth Fund | | | | 7,380,668.957 | | | | 1,946,448.330 | | | | N/A | | | | 28,406,891.341 | | | | 2,962,221.459 | | |
| | Virtus KAR Small-Cap Core Fund | | | | 3,197,905.787 | | | | 2,245,685.734 | | | | N/A | | | | 25,969,925.524 | | | | 8,041,253.069 | | |
| | Virtus KAR Small-Cap Growth Fund | | | | 14,224,584.162 | | | | 6,630,456.938 | | | | N/A | | | | 88,470,866.905 | | | | 4,266,708.237 | | |
| | Virtus KAR Small-Cap Value Fund | | | | 4,595,332.606 | | | | 734,480.792 | | | | N/A | | | | 40,154,402.812 | | | | 2,609,136.342 | | |
| | Virtus KAR Small-Mid Cap Core Fund | | | | 2,688,716.546 | | | | 1,968,697.869 | | | | N/A | | | | 68,001,875.328 | | | | 1,151,115.829 | | |
| | Virtus KAR Small-Mid Cap Growth Fund | | | | 50,629.954 | | | | 12,869.949 | | | | N/A | | | | 284,949.233 | | | | 340,827.783 | | |
| | Virtus KAR Small-Mid Cap Value Fund | | | | 23,368.862 | | | | 10,299.700 | | | | N/A | | | | 39,919.499 | | | | 349,336.000 | | |
| | Virtus SGA Emerging Markets Growth Fund | | | | 16,314.922 | | | | 10,535.138 | | | | N/A | | | | 27,209.263 | | | | 452,800.445 | | |
| | Virtus SGA Global Growth Fund | | | | 1,162,690.287 | | | | 238,192.957 | | | | N/A | | | | 1,669,486.157 | | | | 2,721,894.088 | | |
| | Virtus SGA New Leaders Growth | | | | 11,135.118 | | | | 10,000.000 | | | | N/A | | | | 15,285.052 | | | | 777,632.359 | | |
| | Virtus Tactical Allocation Fund | | | | 62,942,829.238 | | | | 1,686,321.000 | | | | N/A | | | | 3,339,998.362 | | | | 8,434.870 | | |
| | | | | | | | | | | | | | | | | | | | | | | | |
| | VIRTUS OPPORTUNITIES TRUST | | | | | | | | | | | | | | | | | | | | | | |
| | Virtus Duff & Phelps Global Real Estate Securities Fund | | | | 738,884.534 | | | | 190,420.452 | | | | N/A | | | | 10,378,595.498 | | | | 2,623,988.641 | | |
| | Virtus Duff & Phelps Global Infrastructure Fund | | | | 2,058,754.991 | | | | 297,694.043 | | | | N/A | | | | 2,513,074.842 | | | | 692,354.945 | | |
| | Virtus Duff & Phelps Int Real Estate Securities Fund | | | | 390,192.194 | | | | 31,090.802 | | | | N/A | | | | 3,738,662.546 | | | | N/A | | |
| | Virtus Duff & Phelps Real Asset Fund | | | | 975,051.577 | | | | 53,170.494 | | | | N/A | | | | 798,099.464 | | | | 7,564.297 | | |
| | Virtus Duff & Phelps Real Estate Securities Fund | | | | 5,448,882.394 | | | | 240,084.243 | | | | N/A | | | | 9,722,609.054 | | | | 4,822,531.478 | | |
| | Virtus Fort Trend Fund | | | | 7,247,471.872 | | | | 580,812.691 | | | | N/A | | | | 1,749,114.496 | | | | 45,984.710 | | |
| | Virtus KAR Developing Markets Fund | | | | 12,386.562 | | | | 10,000.000 | | | | N/A | | | | 11,574.306 | | | | 323,141.000 | | |
| | Virtus KAR Emerging Markets Small-Cap Fund | | | | 2,850,473.939 | | | | 157,065.733 | | | | N/A | | | | 18,141,879.116 | | | | 97,767.384 | | |
| | Virtus KAR International Small-Mid Cap Fund | | | | 3,760,728.320 | | | | 1,736,735.276 | | | | N/A | | | | 95,190,449.520 | | | | 8,134,887.491 | | |
| | Trust and Funds | | | | A | | | | C | | | | C1 | | | | I | | | | Class R6 | | |
| | Virtus Newfleet Core Plus Bond Fund | | | | 2,759,500.516 | | | | 168,517.528 | | | | N/A | | | | 8,385,524.621 | | | | 141,957.205 | | |
| | Virtus Newfleet High Yield Fund | | | | 10,495,392.119 | | | | 314,151.244 | | | | N/A | | | | 1,710,648.245 | | | | 486,974.786 | | |
| | Virtus Newfleet Low Duration Core Plus Bond Fund | | | | 8,421,645.940 | | | | 1,477,277.301 | | | | N/A | | | | 46,793,484.705 | | | | 2,975,392.591 | | |
| | Virtus Newfleet Multi-Sector Short Term Bond Fund | | | | 187,902,579.370 | | | | 46,955,497.222 | | | | 12,451,716.957 | | | | 1,056,612,021.465 | | | | 6,336,628.730 | | |
| | Virtus Newfleet Multi-Sector Intermediate Bond Fund | | | | 7,211,702.365 | | | | 1,579,425.511 | | | | N/A | | | | 18,591,819.933 | | | | 588,635.631 | | |
| | Virtus Newfleet Senior Floating Rate Fund | | | | 7,419,085.668 | | | | 938,706.215 | | | | N/A | | | | 15,509,896.510 | | | | 156,270.197 | | |
| | Virtus Newfleet Tax-Exempt Bond Fund | | | | 3,130,637.322 | | | | 235,027.185 | | | | N/A | | | | 4,800,192.686 | | | | N/A | | |
| | Virtus Stone Harbor Emerging Market Corporate Debt Fund | | | | 12,254.902 | | | | N/A | | | | N/A | | | | 812,191.662 | | | | N/A | | |
| | Virtus Stone Harbor Emerging Market Debt Allocation Fund | | | | 12,886.598 | | | | N/A | | | | N/A | | | | 1,095,481.090 | | | | N/A | | |
| | Virtus Stone Harbor Emerging Mkts Debt Fund | | | | 12,406.948 | | | | N/A | | | | N/A | | | | 101,259,832.861 | | | | N/A | | |
| | Virtus Stone Harbor High Yield Bond Fund | | | | 13,368.984 | | | | N/A | | | | N/A | | | | 13,402,774.102 | | | | N/A | | |
| | Virtus Stone Harbor Local Markets Fund | | | | 12,970.169 | | | | N/A | | | | N/A | | | | 10,204,133.768 | | | | N/A | | |
| | Virtus Stone Harbor Strategic Income Fund | | | | 11,248.594 | | | | N/A | | | | N/A | | | | 3,344,628.079 | | | | N/A | | |
| | Virtus Vontobel Emerging Markets Opportunities Fund | | | | 30,117,759.539 | | | | 5,879,311.470 | | | | N/A | | | | 261,139,035.445 | | | | 13,702,055.239 | | |
| | Virtus Vontobel Foreign Opportunities Fund | | | | 6,887,129.101 | | | | 434,967.761 | | | | N/A | | | | 23,312,463.868 | | | | 2,381,987.870 | | |
| | Virtus Vontobel Global Opportunities Fund | | | | 6,700,465.863 | | | | 1,005,319.491 | | | | N/A | | | | 7,714,537.289 | | | | 4,145,697.786 | | |
| | Virtus Vontobel Greater European Opportunities Fund | | | | 237,083.984 | | | | 26,659.390 | | | | N/A | | | | 470,007.073 | | | | N/A | | |
THE LAST FISCAL YEAR
Name | | | Aggregate Compensation from Virtus Alternative Solutions Trust | | | Aggregate Compensation From Virtus Asset Trust | | | Aggregate Compensation From Virtus Equity Trust | | | Aggregate Compensation From Virtus Opportunities Trust | | | Pension or Retirement Benefits Accrued as Part of Trust Expenses | | | Total Compensation From the Virtus Funds Complex Paid to Trustees | | | | | | | | ||||||||||||||||||||||||||||||
Independent Trustees | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||||||||||||||||||
Donald C. Burke | | | | $ | 744 | | | | | $ | 53,397 | | | | | $ | 82,762 | | | | | $ | 90,995 | | | | | | None | | | | | $ | 408,667 | | | | | | | | | ||||||||||||
Sidney E. Harris | | | | $ | 744 | | | | | $ | 53,382 | | | | | $ | 82,738 | | | | | $ | 91,230 | | | | | | None | | | | | $ | 316,667 | | | | | | | | | ||||||||||||
John R. Mallin | | | | $ | 744 | | | | | $ | 53,382 | | | | | $ | 82,739 | | | | | $ | 91,231 | | | | | | None | | | | | $ | 316,667 | | | | | | | | | ||||||||||||
Connie D. McDaniel | | | | $ | 842 | | | | | $ | 60,390 | | | | | $ | 93,615 | | | | | $ | 103,076 | | | | | | None | | | | | $ | 356,250 | | | | | | | | | ||||||||||||
Phillip R. McLoughlin | | | | $ | 1,134 | | | | | $ | 80,007 | | | | | $ | 123,763 | | | | | $ | 136,637 | | | | | | None | | | | | $ | 671,917 | | | | | | | | | ||||||||||||
Geraldine M. McNamara | | | | $ | 816 | | | | | $ | 58,600 | | | | | $ | 90,828 | | | | | $ | 100,149 | | | | | | None | | | | | $ | 438,250 | | | | | | | | | ||||||||||||
R. Keith Walton | | | | $ | 744 | | | | | $ | 53,382 | | | | | $ | 82,738 | | | | | $ | 91,230 | | | | | | None | | | | | $ | 316,667 | | | | | | | | | ||||||||||||
Brian T. Zino | | | | $ | 697 | | | | | $ | 49,532 | | | | | $ | 76,688 | | | | | $ | 84,623 | | | | | | None | | | | | $ | 345,833 | | | | | | | | | ||||||||||||
Interested Trustee | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||||||||||||||||||
George R. Aylward | | | | | None | | | | | | None | | | | | | None | | | | | | None | | | | | | None | | | | | | None | | | | | | | | | ||||||||||||
Advisory Board Member | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||||||||||||||||||
Sarah E. Cogan* | | | | $ | 490 | | | | | $ | 37,423 | | | | | $ | 58,421 | | | | | $ | 64,090 | | | | | | None | | | | | $ | 302,500 | | | | | | | | | ||||||||||||
Deborah A. DeCotis* | | | | $ | 490 | | | | | $ | 38,035 | | | | | $ | 58,421 | | | | | $ | 64,090 | | | | | | None | | | | | $ | 293,333 | | | | | | | | | ||||||||||||
F. Ford Drummond* | | | | $ | 490 | | | | | $ | 37,729 | | | | | $ | 58,423 | | | | | $ | 64,092 | | | | | | None | | | | | $ | 297,917 | | | | | | | | | ||||||||||||
William R. Moyer | | | | | None | | | | | | None | | | | | | None | | | | | | None | | | | | | None | | | | | $ | 140,000 | | | | | | | | |
OF THE TRUSTS/FUNDS AS OF March 31, 2022
Name of Trustee or Nominee | | | Name of Trust | | | Name of Fund | | | Dollar Range of Equity Securities in the Fund | | | Aggregate Dollar Range of Equity Securities in the Virtus funds complex | |
| | | | | | Independent Trustees/Nominees | | | | ||||
Donald C. Burke | | | | | | | | | | | | Over $100,000 | |
| | | VAT | | | Virtus Ceredex Large-Cap Value Equity Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Ceredex Mid-Cap Value Equity Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Ceredex Small-Cap Value Equity Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Seix Core Bond Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Seix Corporate Bond Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Seix Floating Rate High Income Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Seix High Income Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Seix High Yield Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Seix Investment Grade Tax-Exempt Bond Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Seix Total Return Bond Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Seix U.S. Government Securities Ultra-Short Bond Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus SGA International Growth Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Silvant Large-Cap Growth Stock Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Zevenbergen Innovative Growth Stock Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAST | | | Virtus Duff & Phelps Select MLP and Energy Fund | | | (b) $1 – $10,000 | | | | |
| | | VAST | | | Virtus KAR Long / Short Equity Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus KAR Capital Growth Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus KAR Equity Income Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus KAR Global Quality Dividend Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus KAR Mid-Cap Core Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus KAR Mid-Cap Growth Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus KAR Small-Cap Growth Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus KAR Small-Cap Value Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus KAR Small-Mid Cap Core Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus KAR Small-Mid Cap Growth Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus SGA Emerging Markets Growth Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus SGA Global Growth Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus SGA New Leaders Growth Fund | | | (b) $1 – $10,000 | | | | |
| | | VET | | | Virtus Tactical Allocation Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus Duff & Phelps Global Infrastructure Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus Duff & Phelps Global Real Estate Securities Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Duff & Phelps International Real Estate Securities Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus Duff & Phelps Real Asset Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus Duff & Phelps Real Estate Securities Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus FORT Trend Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus KAR Emerging Markets Small-Cap Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus KAR International Small Mid-Cap Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Newfleet High Yield Fund | | | (c) $10,001 – $50,000 | | | | |
Name of Trustee or Nominee | | | Name of Trust | | | Name of Fund | | | Dollar Range of Equity Securities in the Fund | | | Aggregate Dollar Range of Equity Securities in the Virtus funds complex | |
| | | VOT | | | Virtus Newfleet Multi-Sector Intermediate Bond Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus Newfleet Multi-Sector Short Term Bond Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Newfleet Low Duration Core Plus Bond Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Newfleet Senior Floating Rate Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Newfleet Tax Exempt Bond Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Vontobel Emerging Markets Opportunities Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus Vontobel Foreign Opportunities Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus Vontobel Global Opportunities Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus Vontobel Greater European Opportunities Fund | | | (b) $1 – $10,000 | | | | |
Sarah E. Cogan | | | | | | | | | | | | Over $100,000 | |
| | | VAT | | | Virtus Seix Floating Rate High Income Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Seix High Yield Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Zevenbergen Innovative Growth Stock Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus KAR Small-Cap Value Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Duff & Phelps Global Infrastructure Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Duff & Phelps Global Real Estate Securities Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Newfleet Multi-Sector Short Term Bond Fund | | | (c) $10,001 – $50,000 | | | | |
Deborah A. DeCotis | | | | | | | | | | | | Over $100,000 | |
F. Ford Drummond1 | | | | | | | | | | | | Over $100,000 | |
| | | VAT | | | Virtus Ceredex Large-Cap Value Equity Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Ceredex Mid-Cap Value Equity Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Seix Floating Rate High Income Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Seix Total Return Bond Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Zevenbergen Innovative Growth Stock Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus KAR Capital Growth Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus KAR Small-Cap Core Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus SGA Global Growth Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Duff & Phelps Real Estate Securities Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Newfleet Multi-Sector Intermediate Bond Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Vontobel Foreign Opportunities Fund | | | (c) $10,001 – $50,000 | | | | |
Sidney E. Harris | | | | | | | | | | | | Over $100,000 | |
| | | VET | | | Virtus KAR Mid-Cap Growth Fund | | | (e) Over $100,000 | | | | |
| | | VAT2 | | | Virtus Zevenbergen Innovative Growth Stock Fund | | | (d) $50,001 – $100,000 | | | | |
| | | VET | | | Virtus KAR Small-Cap Core Fund | | | (c) $10,001 – $50,000 | | | | |
John R. Mallin | | | | | | | | | | | | Over $100,000 | |
| | | VAST | | | Virtus Duff & Phelps Select MLP And Energy Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Duff & Phelps Real Estate Securities Fund | | | (d) $50,001 – $100,000 | | | | |
Name of Trustee or Nominee | | | Name of Trust | | | Name of Fund | | | Dollar Range of Equity Securities in the Fund | | | Aggregate Dollar Range of Equity Securities in the Virtus funds complex | |
| | | VOT | | | Virtus Newfleet Multi-Sector Short Term Bond Fund | | | (e) over $100,000 | | | | |
| | | VAT3 | | | Virtus Ceredex Mid-Cap Value Equity Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Zevenbergen Innovative Growth Stock Fund | | | (e) over $100,000 | | | | |
| | | VET | | | Virtus KAR Capital Growth Fund | | | (d) $50,001 – $100,000 | | | | |
| | | VET | | | Virtus KAR Equity Income Fund | | | (e) over $100,000 | | | | |
| | | VET | | | Virtus KAR Small-Cap Growth Fund | | | (e) over $100,000 | | | | |
| | | VET | | | Virtus KAR Small-Cap Value Fund | | | (e) over $100,000 | | | | |
| | | VET | | | Virtus SGA Global Growth Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus Duff & Phelps Real Estate Securities Fund | | | (e) over $100,000 | | | | |
| | | VOT | | | Virtus FORT Trend Fund | | | (e) over $100,000 | | | | |
| | | VOT | | | Virtus Newfleet Multi-Sector Intermediate Bond Fund | | | (e) over $100,000 | | | | |
| | | VOT | | | Virtus Newfleet Senior Floating Rate Fund | | | (e) over $100,000 | | | | |
Connie D. McDaniel | | | | | | | | | | | | Over $100,000 | |
| | | VAST | | | Virtus Duff & Phelps Select MLP and Energy Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Ceredex Large-Cap Value Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Ceredex Mid-Cap Value Equity Fund | | | (d) $50,001 – $100,000 | | | | |
| | | VAT | | | Virtus Ceredex Small-Cap Value Equity Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Seix Floating Rate High Income Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VAT | | | Virtus Seix High Yield Fund | | | (d) $50,001 – $100,000 | | | | |
| | | VAT | | | Virtus Silvant Large-Cap Growth Stock Fund | | | (d) $50,001 – $100,000 | | | | |
| | | VAT | | | Virtus Zevenbergen Innovative Growth Stock Fund | | | (e) over $100,000 | | | | |
| | | VET4 | | | Virtus KAR Capital Growth Fund | | | (e) over $100,000 | | | | |
| | | VET | | | Virtus KAR Mid-Cap Core Fund | | | (d) $50,001 – $100,000 | | | | |
| | | VET | | | Virtus KAR Small Cap Growth Fund | | | (d) $50,001 – $100,000 | | | | |
| | | VOT | | | Virtus Newfleet Multi-Sector Intermediate Bond Fund | | | (d) $50,001 – $100,000 | | | | |
| | | VOT | | | Virtus Newfleet Multi-Sector Short Term Bond Fund | | | (d) $50,001 – $100,000 | | | | |
Philip R. McLoughlin | | | | | | | | | | | | Over $100,000 | |
| | | VAST | | | Virtus Duff & Phelps Select MLP and Energy Fund | | | (b) $1 – $10,000 | | | | |
| | | VAST | | | Virtus KAR Long/Short Fund | | | (b) $1 – $10,000 | | | | |
| | | VAT | | | Virtus Ceredex Mid-Cap Value Equity Fund | | | (c) $10,001-$50,000 | | | | |
| | | VAT | | | Virtus Seix Total Return Bond Fund | | | (d) $50,001 – $100,000 | | | | |
| | | VAT | | | Virtus Zevenbergen Innovative Growth Stock Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus KAR Mid-Cap Core Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus KAR Mid-Cap Growth Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus KAR Small Mid-Cap Core Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus KAR Small Mid-Cap Growth Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VET | | | Virtus SGA Global Growth Fund | | | (c) $10,001 – $50,000 | | | | |
Name of Trustee or Nominee | | | Name of Trust | | | Name of Fund | | | Dollar Range of Equity Securities in the Fund | | | Aggregate Dollar Range of Equity Securities in the Virtus funds complex | | | ||
| | | VOT | | | Virtus Duff & Phelps Global Real Estate Securities Fund | | | (b) $1 – $10,000 | | | | | | ||
| | | VOT | | | Virtus KAR Emerging Markets Small-Cap Fund | | | (b) $1 – $10,000 | | | | | | ||
| | | VOT | | | Virtus KAR International Small-Mid Cap Fund | | | (c) $10,001- $50,000 | | | | | | ||
| | | VOT | | | Virtus Newfleet Low Duration Core Plus Bond Fund | | | (c) $10,001 – $50,000 | | | | | | ||
| | | VOT | | | Virtus Newfleet Multi-Sector Short Term Bond Fund | | | (b) $1 – $10,000 | | | | | | ||
| | | VAT5 | | | Virtus Ceredex Small-Cap Value Equity Fund | | | (d) $50,001 – $100,000 | | | | | | ||
| | | VAT | | | Virtus Zevenbergen Innovative Growth Stock Fund | | | (e) over $100,000 | | | | | | ||
| | | VET | | | Virtus KAR Capital Growth Fund | | | (e) over $100,000 | | | | | | ||
| | | VET | | | Virtus KAR Mid-Cap Core Fund | | | (d) $50,001 – $100,000 | | | | | | ||
| | | VET | | | Virtus KAR Small-Cap Growth Fund | | | (e) over $100,000 | | | | | | ||
| | | VET | | | Virtus KAR Small-Cap Value Fund | | | (b) $1 – $10,000 | | | | | | ||
| | | VOT | | | Virtus Duff & Phelps Real Estate Securities Fund | | | (e) over $100,000 | | | | | | ||
| | | VOT | | | Virtus Newfleet Low Duration Core Plus Bond Fund | | | (b) $1 – $10,000 | | | | | | ||
| | | VOT | | | Virtus Newfleet Multi-Sector Short Term Bond Fund | | | (b) $1 – $10,000 | | | | | | ||
Geraldine M. McNamara | | | | | | | | | | | | Over $100,000 | | | ||
| | | VAST | | | Virtus Duff & Phelps Select MLP and Energy Fund | | | (b) $1 – $10,000 | | | | | | ||
| | | VAT | | | Virtus Ceredex Large-Cap Value Equity Fund | | | (c) $10,001 – $50,000 | | | | | | ||
| | | VAT | | | Virtus Ceredex Mid-Cap Value Equity Fund | | | (d) $50,001 – $100,000 | | | | | | ||
| | | VET | | | Virtus KAR Small-Cap Core Fund | | | (e) over $100,000 | | | | | | ||
| | | VET | | | Virtus KAR Small-Cap Growth Fund | | | (c) $10,001 – $50,000 | | | | | | ||
| | | VOT | | | Virtus Duff & Phelps Global Infrastructure Fund | | | (e) over $100,000 | | | | | | ||
| | | VOT | | | Virtus Duff & Phelps Global Real Estate Securities Fund | | | (e) over $100,000 | | | | | | ||
| | | VOT | | | Virtus Newfleet Low Duration Core Plus Bond Fund | | | (e) over $100,000 | | | | | | ||
| | | VOT | | | Virtus Newfleet Multi-Sector Short Term Fund | | | (e) over $100,000 | | | | | | ||
| | | VOT | | | Virtus Vontobel Foreign Opportunities Fund | | | (e) over $100,000 | | | | | | ||
R. Keith Walton | | | | | | | | | | | | Over $100,000 | | | | |
| | | VOT | | | Virtus Newfleet Multi-Sector Short Term Bond | | | (e) over $100,000 | | | | | | ||
Brian T. Zino | | | | | | | | | | | | Over $100,000 | | | ||
| | | VAST | | | Virtus Duff & Phelps Select MLP and Energy Fund | | | (b) $1 – $10,000 | | | | | | ||
| | | VAT | | | Virtus Zevenbergen Innovative Growth Stock Fund | | | (c) $10,001 – $50,000 | | | | | | ||
| | | VOT | | | Virtus KAR International Small Mid-Cap Fund | | | (e) over $100,000 | | | | | | ||
| | | Interested Trustee | | | | | | | | | |||||
George R. Aylward | | | | | | | | | | | | Over $100,000 | | | ||
| | | VAST | | | Virtus Duff & Phelps Select MLP and Energy Fund | | | (b) $1 – $10,000 | | | | | | ||
| | | VAT | | | Virtus Ceredex Mid-Cap Value Equity Fund | | | (d) $50,001 – $100,000 | | | | | | ||
| | | VET | | | Virtus KAR Global Quality Dividend Fund | | | (d) $50,001 – $100,000 | | | | | | ||
| | | VET | | | Virtus KAR Small-Cap Value Fund | | | (d) $50,001 – $100,000 | | | | | | ||
| | | VET | | | Virtus KAR Equity Income Fund | | | (d) $50,001 – $100,000 | | | | ||||
| | | VET | | | Virtus Tactical Allocation Fund | | | (b) $1 – $10,000 | | | | | | ||
| | | VOT | | | Virtus Duff & Phelps Global Infrastructure Fund | | | (d) $50,001 – $100,000 | | | | | | ||
| | | VOT | | | Virtus Duff & Phelps Real Asset Fund | | | (c) $10,001 – $50,000 | | | | | | ||
| | | VOT | | | Virtus Duff & Phelps Real Estate Securities Fund | | | (c) $10,001 – $50,000 | | | | | | ||
| | | VOT | | | Virtus Fort Trend Fund | | | (c) $10,001 – $50,000 | | | | | | ||
| | | VOT | | | Virtus Newfleet Core Plus Bond Fund | | | (b) $1 – $10,000 | | | | | |
Name of Trustee or Nominee | | | Name of Trust | | | Name of Fund | | | Dollar Range of Equity Securities in the Fund | | | Aggregate Dollar Range of Equity Securities in the Virtus funds complex | |
| | | VOT | | | Virtus Newfleet High Yield Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Newfleet Multi-Sector Intermediate Bond Fund | | | (b) $1 – $10,000 | | | | |
| | | VOT | | | Virtus Newfleet Multi-Sector Short Term Bond Fund | | | (e) Over $100,000 | | | | |
| | | VOT | | | Virtus Vontobel Emerging Markets Opportunities Fund | | | (c) $10,001 – $50,000 | | | | |
| | | VOT | | | Virtus Vontobel Foreign Opportunities Fund | | | (e) Over $100,000 | | | | |
| | | VOT | | | Virtus Vontobel Global Opportunities Fund | | | (c) $10,001 – $50,000 | | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | ABN AMRO CLEARING CHICAGO LLC KIM VILARA 175 W JACKSON BLVD STE 400 CHICAGO IL 60605 | | | | VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS I | | | | | | 270,161.769 | | | | | | | 12.57 | | | |
| | ALEXANDRA S LEE & THOMAS H LEE TTEES THE T & A LEE FAMILY TRUST NEW YORK NY 10003-4000 | | | | VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-R6 | | | | | | 86,850.556 | | | | | | | 43.48 | | | |
| | ALVIN AILEY DANCE FOUNDATION NEW YORK NY 10019-4402 | | | | VIRTUS SEIX US US GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND-CLASS-R6 | | | | | | 2,259,414.141 | | | | | | | 19.79 | | | |
| | AMERICAN ENTERPRISE INVESTMENT SVC FBO #41999970 707 2ND AVE SOUTH MINNEAPOLIS MN 55402-2405 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 48,920.404 | | | | | | | 15.54 | | | |
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 11,963.548 | | | | | | | 10.72 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 57,520.171 | | | | | | | 7.78 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 12,526.214 | | | | | | | 6.58 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 1,346,714.600 | | | | | | | 12.98 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-A | | | | | | 160,712.336 | | | | | | | 7.81 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-C | | | | | | 41,144.020 | | | | | | | 13.82 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-I | | | | | | 557,233.408 | | | | | | | 22.17 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-A | | | | | | 82,216.783 | | | | | | | 8.43 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-C | | | | | | 4,922.730 | | | | | | | 9.26 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 26,705.504 | | | | | | | 11.12 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 1,028,918.396 | | | | | | | 10.58 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-A | | | | | | 449,152.068 | | | | | | | 6.2 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-C | | | | | | 23,521.818 | | | | | | | 7.69 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-I | | | | | | 327,886.683 | | | | | | | 17.05 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-A | | | | | | 325,396.140 | | | | | | | 8.65 | | | |
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-C | | | | | | 337,971.306 | | | | | | | 19.46 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-I | | | | | | 15,411,824.652 | | | | | | | 16.19 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-A | | | | | | 13,093.153 | | | | | | | 9.7 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-C | | | | | | 12,042.394 | | | | | | | 49.71 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-I | | | | | | 1,080,284.933 | | | | | | | 15.43 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-A | | | | | | 157,444.381 | | | | | | | 9.92 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-C | | | | | | 137,589.132 | | | | | | | 9.73 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-I | | | | | | 3,302,876.385 | | | | | | | 13.88 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-C | | | | | | 119,670.881 | | | | | | | 6.15 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-I | | | | | | 5,403,768.820 | | | | | | | 19.02 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-C | | | | | | 531,909.630 | | | | | | | 23.69 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-I | | | | | | 1,789,154.494 | | | | | | | 6.89 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-A | | | | | | 865,211.602 | | | | | | | 6.08 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-C | | | | | | 1,135,222.196 | | | | | | | 17.12 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-I | | | | | | 12,285,213.980 | | | | | | | 13.89 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-C | | | | | | 57,397.284 | | | | | | | 7.81 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-A | | | | | | 172,446.408 | | | | | | | 6.41 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-C | | | | | | 270,465.284 | | | | | | | 13.74 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-I | | | | | | 10,420,681.497 | | | | | | | 15.32 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-C | | | | | | 29,518.275 | | | | | | | 17.52 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-I | | | | | | 871,913.843 | | | | | | | 10.4 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-C | | | | | | 18,832.535 | | | | | | | 5.99 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-I | | | | | | 282,558.209 | | | | | | | 16.52 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-C | | | | | | 113,733.402 | | | | | | | 7.7 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-I | | | | | | 9,475,681.317 | | | | | | | 20.25 | | | |
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C | | | | | | 7,750,157.546 | | | | | | | 16.51 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-I | | | | | | 89,295,628.022 | | | | | | | 8.45 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-A | | | | | | 388,833.330 | | | | | | | 5.39 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-C | | | | | | 95,671.614 | | | | | | | 6.06 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-I | | | | | | 1,384,443.125 | | | | | | | 7.45 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-C | | | | | | 103,923.048 | | | | | | | 11.07 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-A | | | | | | 205,205.575 | | | | | | | 6.55 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-C | | | | | | 39,178.399 | | | | | | | 16.67 | | | | |||||
| VIRTUS SEIX CORE BOND FUND-CLASS-I | | | | | | 1,068,533.823 | | | | | | | 16.08 | | | | |||||
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-A | | | | | | 102,753.899 | | | | | | | 25.19 | | | | |||||
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-I | | | | | | 326,595.705 | | | | | | | 11.49 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-I | | | | | | 2,122,899.689 | | | | | | | 9.59 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-A | | | | | | 69,939.836 | | | | | | | 6.02 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-C | | | | | | 13,765.370 | | | | | | | 5.78 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-I | | | | | | 109,418.359 | | | | | | | 6.55 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-C | | | | | | 443,538.469 | | | | | | | 7.54 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-A | | | | | | 387,863.533 | | | | | | | 5.63 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-C | | | | | | 100,451.786 | | | | | | | 23.09 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-I | | | | | | 1,583,784.482 | | | | | | | 6.79 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-A | | | | | | 440,300.998 | | | | | | | 6.57 | | | |
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-C | | | | | | 223,290.376 | | | | | | | 22.21 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-I | | | | | | 1,838,250.607 | | | | | | | 23.83 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-C | | | | | | 3,617.511 | | | | | | | 13.57 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-I | | | | | | 1,011,164.529 | | | | | | | 9.93 | | | | |||||
| | AMERICAN INSTITUTES OF RESEARCH OF THE BEHAVIORAL SCIENCES ATTN DAMIEN LEE 1400 CRYSTAL DR 10TH FL ARLINGTON VA 22202-3289 | | | | VIRTUS SGA GLOBAL GROWTH FUND-CLASS-R6 | | | | | | 984,247.593 | | | | | | | 36.16 | | | |
| | ANDREW MILLER AMANDA MILLER TTEES THE ANDREW AND AMANDA MILLER FAMILY TRUST ENCINO CA 91436-3503 | | | | VIRTUS KAR EQUITY INCOME FUND-CLASS-C | | | | | | 13,050.012 | | | | | | | 6.77 | | | |
| | ATTN MUTUAL FUND ADMIN C/O EVERCORE ID 573 SEI PRIVATE TRUST COMPANY ONE FREEDOM VALLEY DRIVE OAKS PA 19456-9989 | | | | VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-R6 | | | | | | 5,062,690.683 | | | | | | | 14.02 | | | |
| | BAND & CO C/O US BANK NA PO BOX 1787 MILWAUKEE WI 53201-1787 | | | | VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-I | | | | | | 639,928.319 | | | | | | | 6.29 | | | |
| | BARRY MANDINACH SARA MANDINACH JTWROS PO BOX 232 SAGAPONACK NY 11962-0232 | | | | VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-I | | | | | | 5,022.634 | | | | | | | 18.46 | | | |
| VIRTUS SGA NEW LEADERS GROWTH FUND-CLASS-I | | | | | | 4,784.689 | | | | | | | 31.3 | | | | |||||
| | BNY MELLON CUSTODIAN FOR SOUTH DAKOTA COLLEGEACCESS 529 PLAN AGE-BASED 6 (AGE 14) 4400 COMPUTER DR WESTBOROUGH MA 01581-1755 | | | | VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-R6 | | | | | | 195,755.278 | | | | | | | 6.58 | | | |
| | BNY MELLON CUSTODIAN FOR SOUTH DAKOTA COLLEGEACCESS 529 PLAN AGE-BASED 7 (AGE 15) 4400 COMPUTER DR WESTBOROUGH MA 01581-1755 | | | | VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-R6 | | | | | | 180,181.961 | | | | | | | 6.06 | | | |
| | BNY MELLON CUSTODIAN FOR SOUTH DAKOTA COLLEGEACCESS 529 PLAN AGE-BASED 8 (AGE 16) 4400 COMPUTER DR WESTBOROUGH MA 01581-1755 | | | | VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-R6 | | | | | | 221,529.553 | | | | | | | 7.45 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | BNY MELLON CUSTODIAN FOR SOUTH DAKOTA COLLEGEACCESS 529 PLAN AGE-BASED 9 (AGES 17 AND OVER) 4400 COMPUTER DR WESTBOROUGH MA 01581-1755 | | | | VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-R6 | | | | | | 1,217,782.714 | | | | | | | 40.93 | | | |
| | BNY MELLON CUSTODIAN FOR SOUTH DAKOTA COLLEGEACCESS 529 PLAN DIVERSIFIED BOND 529 4400 COMPUTER DR WESTBOROUGH MA 01581-1755 | | | | VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-R6 | | | | | | 158,936.877 | | | | | | | 5.34 | | | |
| | BNY MELLON CUSTODIAN FOR SOUTH DAKOTA COLLEGEACESS 529 PLAN AGE-BASED 5 (AGE 13) 4400 COMPUTER DR WESTBOROUGH MA 01581-1755 | | | | VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-R6 | | | | | | 152,449.100 | | | | | | | 5.12 | | | |
| | BNYM I S TRUST CO CUST FOR THE IRA ROLLOVER OF MARK R HOLMES RICHMOND VA 23233-7666 | | | | VIRTUS KAR SMALL-MID CAP VALUE FUND-CLASS-A | | | | | | 1,539.051 | | | | | | | 6.59 | | | |
| | BNYM I S TRUST CO CUST FOR THE NON-DFI SIMPLE IRA OF JANET FRECHETTE WEST SUFFIELD CT 06093-2804 | | | | VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-A | | | | | | 49,372.633 | | | | | | | 8.64 | | | |
| | BNYM I S TRUST CO CUST IRA FBO GAYLE SWEENEY DENVER CO 80205-3049 | | | | VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASSC | | | | | | 4,054.216 | | | | | | | 6.95 | | | |
| | BNYM I S TRUST CO CUST ROLLOVER IRACOLE M FOX GREELEY CO 80634-1111 | | | | VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-A | | | | | | 2,639.133 | | | | | | | 5.21 | | | |
| | BNYM I S TRUST CO CUST ROLLOVER IRAKISHORE D RAO RIDGEFIELD CT 06877-0000 | | | | VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-R6 | | | | | | 86,198.203 | | | | | | | 19.04 | | | |
| | BNYM I S TRUST CO CUST ROLLOVER IRAMICHELE R FOX GREELEY CO 80634-1111 | | | | VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-A | | | | | | 2,697.547 | | | | | | | 5.33 | | | |
| | BNYM I S TRUST CO CUST SEP IRA FBO GORDON M MARCHAND RIDGEFIELD CT 06877-5812 | | | | VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-R6 | | | | | | 38,788.089 | | | | | | | 19.42 | | | |
| | BNYM I S TRUST CO CUST SEP IRA FBO KISHORE D RAO RIDGEFIELD CT 06877 | | | | VIRTUS SGA NEW LEADERS GROWTH FUND-CLASS-R6 | | | | | | 55,736.346 | | | | | | | 7.17 | | | |
| | BNYM I S TRUST CO CUST SEP IRA FBO MARY MARGARET B HALL JACKSONVILLE FL 32223-1300 | | | | VIRTUS SEIX US MORTGAGE FUND-CLASS-C | | | | | | 2,118.940 | | | | | | | 19.01 | | | |
| | BNYM I S TRUST CO CUST SEP IRA FBO MICHAEL TUCKER BROWN PORT WASHINGTON NY 11050-1237 | | | | VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-R6 | | | | | | 18,129.212 | | | | | | | 9.08 | | | |
| | BNYM I S TRUST CO CUST SIMPLE IRA DANIEL LAKE HEUVELTON NY 13654-3105 | | | | VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-C | | | | | | 7,607.176 | | | | | | | 6.72 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | BNYM I S TRUST CO CUST SIMPLE IRA EDWARD MARCY EVERGREEN CO 80439-5525 | | | | VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASSC | | | | | | 3,310.395 | | | | | | | 5.67 | | | |
| | BON SECOURS MERCY HEALTH INC 1505 MARRIOTTSVILLE RD MARRIOTTSVL MD 21104-1399 | | | | VIRTUS STONE HARBOR EMERGING MARKETS DEBT FUND-CLASS-I | | | | | | 9,312,298.299 | | | | | | | 9.2 | | | |
| | CAPINCO C/O US BANK NA PO BOX 1787 MILWAUKEE WI 53201-1787 | | | | VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-R6 | | | | | | 2,072,468.928 | | | | | | | 5.74 | | | |
| | CHARLES SCHWAB & CO INC EXCLUSIVE BENEFIT OF OUR CUSTOMERS REINVEST ACCOUNT ATTN MUTUAL FUNDS DEPT 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 | | | | VIRTUS KAR MID-CAP GROWTH FUND-CLASS-I | | | | | | 1,472,296.016 | | | | | | | 5.18 | | | |
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-A | | | | | | 485,532.964 | | | | | | | 7.05 | | | | |||||
| | CHARLES SCHWAB & CO INC SPECIAL CUST A/C EXCLUSIVE BENEFIT OF CUSTOMERS ATTN MUTUAL FUNDS 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 | | | | VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 136,907.012 | | | | | | | 18.53 | | | |
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 846,163.949 | | | | | | | 8.15 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 1,353,485.860 | | | | | | | 13.92 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-A | | | | | | 1,230,934.615 | | | | | | | 43.18 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-I | | | | | | 1,444,149.604 | | | | | | | 7.96 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-A | | | | | | 129,780.420 | | | | | | | 7.89 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-A | | | | | | 772,210.055 | | | | | | | 20.53 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-I | | | | | | 5,786,865.052 | | | | | | | 6.08 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-A | | | | | | 18,871.997 | | | | | | | 13.98 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-A | | | | | | 615,125.924 | | | | | | | 8.33 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-A | | | | | | 213,067.211 | | | | | | | 6.66 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-I | | | | | | 1,596,193.329 | | | | | | | 6.15 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-A | | | | | | 1,017,126.054 | | | | | | | 7.15 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-I | | | | | | 4,929,570.009 | | | | | | | 5.57 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-A | | | | | | 266,823.491 | | | | | | | 5.81 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-A | | | | | | 575,671.954 | | | | | | | 21.41 | | | |
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-I | | | | | | 5,104,472.624 | | | | | | | 7.51 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-A | | | | | | 3,672.435 | | | | | | | 7.25 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-I | | | | | | 844,839.350 | | | | | | | 5.45 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-I | | | | | | 223,610.557 | | | | | | | 13.39 | | | | |||||
| VIRTUS STONE HARBOR LOCAL MARKETS FUND-CLASS-I | | | | | | 579,399.257 | | | | | | | 5.68 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-I | | | | | | 2,254,395.961 | | | | | | | 9.67 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-R6 | | | | | | 151,540.063 | | | | | | | 6.36 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-R6 | | | | | | 594,186.986 | | | | | | | 14.33 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-A | | | | | | 68,392.783 | | | | | | | 28.85 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-I | | | | | | 203,603.999 | | | | | | | 43.32 | | | | |||||
| | CHARLES SCHWAB & CO SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1905 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 4,454,904.420 | | | | | | | 11.28 | | | |
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 253,458.415 | | | | | | | 14.79 | | | | |||||
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 51,421.131 | | | | | | | 46.08 | | | | |||||
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 2,753,559.671 | | | | | | | 14.83 | | | | |||||
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 5,073,333.110 | | | | | | | 27.32 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 10,914.300 | | | | | | | 5.73 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-C | | | | | | 11,419.616 | | | | | | | 21.48 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 651,079.501 | | | | | | | 11.95 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-R6 | | | | | | 882,125.993 | | | | | | | 18.29 | | | | |||||
| VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-I | | | | | | 108,120.324 | | | | | | | 5.03 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS FORT TREND FUND-CLASS-C | | | | | | 38,786.247 | | | | | | | 6.68 | | | |
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-C | | | | | | 17,287.600 | | | | | | | 5.65 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-C | | | | | | 65,826.998 | | | | | | | 41.91 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-A | | | | | | 319,497.706 | | | | | | | 5.37 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-A | | | | | | 117,063.793 | | | | | | | 7.12 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-C | | | | | | 9,915.717 | | | | | | | 16.5 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-C | | | | | | 213,749.876 | | | | | | | 12.31 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-I | | | | | | 6,483,734.175 | | | | | | | 6.81 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-A | | | | | | 146,045.926 | | | | | | | 9.2 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-C | | | | | | 175,848.057 | | | | | | | 12.44 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-A | | | | | | 440,487.678 | | | | | | | 5.97 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-C | | | | | | 232,634.229 | | | | | | | 11.95 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-A | | | | | | 224,132.994 | | | | | | | 7.01 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-C | | | | | | 165,005.449 | | | | | | | 7.35 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-A | | | | | | 721,593.801 | | | | | | | 5.07 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-C | | | | | | 811,943.214 | | | | | | | 12.25 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-I | | | | | | 10,952,016.143 | | | | | | | 12.38 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-A | | | | | | 323,950.965 | | | | | | | 7.05 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-C | | | | | | 97,158.727 | | | | | | | 13.23 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-I | | | | | | 2,038,996.325 | | | | | | | 5.08 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-A | | | | | | 161,969.400 | | | | | | | 6.02 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-C | | | | | | 365,081.392 | | | | | | | 18.54 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-C | | | | | | 12,927.901 | | | | | | | 7.67 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-C | | | | | | 26,553.513 | | | | | | | 8.45 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-C | | | | | | 263,025.681 | | | | | | | 17.8 | | | |
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C | | | | | | 4,226,197.070 | | | | | | | 9 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C1 | | | | | | 1,039,707.512 | | | | | | | 8.35 | | | | |||||
| VIRTUS SEIX CORE BOND FUND-CLASS-I | | | | | | 3,103,201.674 | | | | | | | 46.71 | | | | |||||
| VIRTUS SEIX CORE BOND FUND-CLASS-R6 | | | | | | 69,496.346 | | | | | | | 32.91 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-C | | | | | | 4,886.846 | | | | | | | 6.33 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-I | | | | | | 3,266,297.380 | | | | | | | 44.94 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-A | | | | | | 266,660.703 | | | | | | | 5.11 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-C | | | | | | 134,969.115 | | | | | | | 8.37 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-I | | | | | | 81,439,752.066 | | | | | | | 26.3 | | | | |||||
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-I | | | | | | 468,684.118 | | | | | | | 16.49 | | | | |||||
| VIRTUS SEIX HIGH INCOME FUND-CLASS-I | | | | | | 13,160,256.038 | | | | | | | 53.07 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-I | | | | | | 11,898,217.066 | | | | | | | 32.11 | | | | |||||
| VIRTUS SEIX INVESTMENT GRADE TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 3,970,137.044 | | | | | | | 22.39 | | | | |||||
| VIRTUS SEIX SHORT-TERM MUNICIPAL BOND FUND-CLASS-I | | | | | | 245,731.258 | | | | | | | 44.26 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-I | | | | | | 10,997,447.438 | | | | | | | 49.66 | | | | |||||
| VIRTUS SEIX ULTRA-SHORT BOND FUND-CLASS-I | | | | | | 273,329.849 | | | | | | | 6.51 | | | | |||||
| VIRTUS SEIX US US GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND-CLASS-I | | | | | | 30,446,436.059 | | | | | | | 57.98 | | | | |||||
| VIRTUS SEIX US MORTGAGE FUND-CLASS-I | | | | | | 15,151.691 | | | | | | | 5.27 | | | | |||||
| VIRTUS SEIX US MORTGAGE FUND-CLASS-I | | | | | | 15,016.135 | | | | | | | 5.22 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-C | | | | | | 69,155.840 | | | | | | | 29.03 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-I | | | | | | 86,302.601 | | | | | | | 5.17 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-I | | | | | | 348,273.186 | | | | | | | 10.63 | | | |
| VIRTUS SILVANT LARGE-CAP GROWTH STOCK FUND-CLASS-I | | | | | | 290,207.575 | | | | | | | 26.47 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-A | | | | | | 16,391.632 | | | | | | | 6.91 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-I | | | | | | 2,371,285.769 | | | | | | | 23.29 | | | | |||||
| | CHARLES SCHWAB TRUST BANK. TTEE HT HACKNEY CO. PROFIT SHARING RETIREMENT PLAN 10XXXX 2423 E LINCOLN DR PHOENIX AZ 85016-1215 | | | | VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 52,049.982 | | | | | | | 13.34 | | | |
| | CITY OF LOS ANGELES TTEE CITY OF LOS ANGELES CITY HALL EMPLOYEE BENEFITS OFFICE 200 N SPRING ST RM 867 LOS ANGELES CA 90012 | | | | VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 9,718,229.068 | | | | | | | 5.88 | | | |
| | DAVID TORCHIA & CHARLENE TORCHIA JTWROS NEW YORK NY 10001-7305 | | | | VIRTUS STONE HARBOR STRATEGIC INCOME FUND-CLASS-I | | | | | | 226,602.497 | | | | | | | 6.78 | | | |
| | DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK 711 HIGH STREET DES MOINES, IA 50392 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 761,659.187 | | | | | | | 5.17 | | | |
| VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 2,062,539.073 | | | | | | | 5.22 | | | | |||||
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-R6 | | | | | | 3,986,786.625 | | | | | | | 5.62 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-R6 | | | | | | 199,259.112 | | | | | | | 6.73 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-R6 | | | | | | 1,048,286.966 | | | | | | | 7.65 | | | | |||||
| | EDWARD D. JONES AND CO FOR THE BENEFIT OF CUSTOMERS 12555 MANCHESTER ROAD ST LOUIS MO 63131-3710 | | | | VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 8,974.422 | | | | | | | 8.04 | | | |
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-R6 | | | | | | 2,888,890.311 | | | | | | | 28.24 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-A | | | | | | 117,901.815 | | | | | | | 5.73 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-R6 | | | | | | 1,626,689.031 | | | | | | | 33.73 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-R6 | | | | | | 481,662.996 | | | | | | | 7.6 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-A | | | | | | 57,456.379 | | | | | | | 6 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-R6 | | | | | | 1,992,515.401 | | | | | | | 40.87 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-R6 | | | | | | 224,416.282 | | | | | | | 61.51 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | FIIOC FBO ANESTHESIA ASSOCIATES OF MORRISTOWN P.A SAVINGS AND LOAN 100 MAGELLAN WAY (KWIC) COVINGTON KY 41015-1987 | | | | VIRTUS SILVANT SMALL-CAP GROWTH STOCK FUND-CLASS-A | | | | | | 89,175.400 | | | | | | | 5.69 | | | |
| | FIRST REPUBLIC BANK C/O RELIANCE MUTUAL FUND TRADING 111 PINE ST SAN FRANCISCO CA 94111 | | | | VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-I | | | | | | 117,091.616 | | | | | | | 6.84 | | | |
| | GORDON MICHAEL MARCHAND TOD SUBJECT TO VIR TOD RULES RIDGEFIELD CT 06877-5812 | | | | VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-R6 | | | | | | 11,988.021 | | | | | | | 6 | | | |
| | GREAT WEST LIFE & ANNUITY 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 | | | | VIRTUS SILVANT SMALL-CAP GROWTH STOCK FUND-CLASS-I | | | | | | 856,788.451 | | | | | | | 58.65 | | | |
| | GREATER NEW YORK MUTUAL INSURANCE CO 200 MADISON AVE NEW YORK NY 10016-3903 | | | | VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-R6 | | | | | | 2,715,145.915 | | | | | | | 7.52 | | | |
| | GREAT-WEST LIFE & ANNUITY INS CO DEFAULT 2T2-XXXXX 8515 E ORCHARD RD # 2T2 GREENWOOD VILLAGE CO 80111-5002 | | | | VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 1,723,589.164 | | | | | | | 8.46 | | | |
| | GREAT-WEST TRUST COMPANY LLC FBO VARIOUS SUNTRUST OMNIBUS ACCOUNTS 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | | | | VIRTUS SILVANT LARGE-CAP GROWTH STOCK FUND-CLASS-R6 | | | | | | 146,004.129 | | | | | | | 81.29 | | | |
| | GREAT-WEST TRUST COMPANY LLC TTEE FEMPLOYEE BENEFITS CLIENTS 401K 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 4,429,263.501 | | | | | | | 11.22 | | | |
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 362,515.653 | | | | | | | 6.65 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-R6 | | | | | | 298,938.799 | | | | | | | 10.09 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-R6 | | | | | | 18,480.361 | | | | | | | 5.42 | | | | |||||
| VIRTUS SEIX HIGH INCOME FUND-CLASS-A | | | | | | 182,904.742 | | | | | | | 7.18 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-A | | | | | | 49,802.520 | | | | | | | 5.2 | | | | |||||
| | GREAT-WEST TRUST COMPANY LLC TTEE FGLOBAL MEDICAL RESPONSE INC 401K C/O FASCORE LLC 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111 | | | | VIRTUS KAR MID-CAP GROWTH FUND-CLASS-R6 | | | | | | 204,383.704 | | | | | | | 6.9 | | | |
| | HANY M EL SADR NEW YORK NY 10009-2109 | | | | VIRTUS KAR EQUITY INCOME FUND-CLASS-C | | | | | | 13,247.588 | | | | | | | 6.87 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | HARTFORD LIFE INSURANCE CO SEPARATE ACCOUNT PO BOX 2999 HARTFORD CT 06104-2999 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 1,470,405.902 | | | | | | | 9.97 | | | |
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 2,496,151.894 | | | | | | | 12.26 | | | | |||||
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 1,859,374.487 | | | | | | | 37.51 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-A | | | | | | 253,664.069 | | | | | | | 26.5 | | | | |||||
| | HRISHIKESH GUPTA ADITI BANSAL JTWROS TOD SUBJECT TO VIR TOD RULES NEW YORK NY 10016-0000 | | | | VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-R6 | | | | | | 55,187.057 | | | | | | | 12.19 | | | |
| VIRTUS SGA NEW LEADERS GROWTH FUND-CLASS-R6 | | | | | | 50,403.226 | | | | | | | 6.48 | | | | |||||
| | IMF RETIRED STAFF BENEFITS INVESTMENT ACCOUNT 700 19TH ST NW WASHINGTON DC 20431-0001 | | | | VIRTUS STONE HARBOR HIGH YIELD BOND FUND-CLASS-I | | | | | | 2,304,423.524 | | | | | | | 17.19 | | | |
| VIRTUS STONE HARBOR HIGH YIELD BOND FUND-CLASS-I | | | | | | 8,225,527.784 | | | | | | | 61.37 | | | | |||||
| | JOHN HANCOCK TRUST COMPANY LLC 690 CANTON ST SUITE 100 WESTWOOD, MA 02090 | | | | VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-R6 | | | | | | 154,365.231 | | | | | | | 6.48 | | | |
| | JP MORGAN SECURITIES LLC OMNIBUS ACCOUNT FOR THE EXCLUSIVE BENEFIT OF CUSTOMERS 4 CHASE METROTECH CENTER 3RD FLOOR MUTUAL FUND DEPARTMENT BROOKLYN NY 11245 | | | | VIRTUS FORT TREND FUND-CLASS-R6 | | | | | | 5,403.853 | | | | | | | 11.75 | | | |
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-R6 | | | | | | 4,060.306 | | | | | | | 5.69 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-R6 | | | | | | 51,413.503 | | | | | | | 52.59 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-R6 | | | | | | 84,113.014 | | | | | | | 8.52 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-R6 | | | | | | 419,897.800 | | | | | | | 5.22 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-R6 | | | | | | 68,680.588 | | | | | | | 11.67 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-R6 | | | | | | 548,256.800 | | | | | | | 10.34 | | | | |||||
| VIRTUS SEIX SHORT-TERM MUNICIPAL BOND FUND-CLASS-I | | | | | | 38,926.903 | | | | | | | 7.01 | | | | |||||
| | JPMORGAN CHASE BANK NA FBO ERNST & YOUNG DEFINED BENEFIT RETIREMENT PLAN 4 CHASE METROTECH CTR FL 3 BROOKLYN NY 11245-0003 | | | | VIRTUS STONE HARBOR EMERGING MARKETS DEBT FUND-CLASS-I | | | | | | 5,401,732.009 | | | | | | | 5.33 | | | |
| | JPMORGAN CHASE BANK NA FBO ERNST & YOUNG PARTNERSHIP DEFINED BENEFIT PLAN 4 CHASE METROTECH CTR FL 3 BROOKLYN NY 11245-0003 | | | | VIRTUS STONE HARBOR EMERGING MARKETS DEBT FUND-CLASS-I | | | | | | 7,160,769.186 | | | | | | | 7.07 | | | |
| | KENNETH K BAEHL WINONA A BAEHL JTWROS TOD SUBJECT TO VIR TOD RULES CHRISNEY IN 47611-9590 | | | | VIRTUS SEIX US MORTGAGE FUND-CLASS-C | | | | | | 1,369.884 | | | | | | | 12.29 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | KISHORE D RAO ALISON DICKINSON-RAO JTWROS TOD SUBJECT TO VIR TOD RULES RIDGEFIELD CT 06877 | | | | VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-R6 | | | | | | 24,227.118 | | | | | | | 5.35 | | | |
| | LOCAL 295/LOCAL 851 IBT EMPLOYER GROUP PENSION TRUST FUND 655 3RD AVE STE 1200 NEW YORK NY 10017-9118 | | | | VIRTUS SEIX HIGH YIELD FUND-CLASS-R6 | | | | | | 3,241,055.314 | | | | | | | 61.15 | | | |
| | LOCAL 295/LOCAL 851 IBT EMPLOYER GROUP WELFARE FUND 655 3RD AVE STE 1200 NEW YORK NY 10017-9118 | | | | VIRTUS SEIX HIGH YIELD FUND-CLASS-R6 | | | | | | 269,617.989 | | | | | | | 5.09 | | | |
| | LPL FINANCIAL A/C XXXX-XXXX 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121-3091 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 31,717.356 | | | | | | | 10.08 | | | |
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 109,156.780 | | | | | | | 6.37 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 37,889.568 | | | | | | | 5.13 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 37,839.130 | | | | | | | 19.87 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 546,006.973 | | | | | | | 5.26 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-A | | | | | | 124,438.277 | | | | | | | 6.04 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-C | | | | | | 72,729.133 | | | | | | | 24.43 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-I | | | | | | 142,089.190 | | | | | | | 5.65 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 12,328.935 | | | | | | | 39.65 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 218,661.885 | | | | | | | 5.85 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-C | | | | | | 2,689.140 | | | | | | | 5.06 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-I | | | | | | 73,033.884 | | | | | | | 9.15 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-C | | | | | | 62,620.129 | | | | | | | 10.78 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-C | | | | | | 53,258.138 | | | | | | | 17.41 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-I | | | | | | 110,696.754 | | | | | | | 5.76 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-C | | | | | | 24,100.174 | | | | | | | 15.34 | | | |
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-I | | | | | | 1,816,539.016 | | | | | | | 10.01 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-C | | | | | | 26,855.973 | | | | | | | 13.93 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-I | | | | | | 143,002.951 | | | | | | | 21.47 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-A | | | | | | 85,803.028 | | | | | | | 5.22 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-I | | | | | | 75,714.102 | | | | | | | 8.38 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-A | | | | | | 92,879.259 | | | | | | | 5.85 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-C | | | | | | 152,355.198 | | | | | | | 10.78 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-I | | | | | | 1,524,077.267 | | | | | | | 6.41 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-C | | | | | | 136,062.876 | | | | | | | 6.99 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-I | | | | | | 2,340,104.497 | | | | | | | 8.24 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-I | | | | | | 518,148.274 | | | | | | | 6.18 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-C | | | | | | 63,746.746 | | | | | | | 20.29 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-I | | | | | | 242,478.377 | | | | | | | 14.17 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-C | | | | | | 150,019.696 | | | | | | | 10.16 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C | | | | | | 2,434,223.895 | | | | | | | 5.18 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C1 | | | | | | 666,679.316 | | | | | | | 5.35 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-C | | | | | | 14,454.577 | | | | | | | 6.15 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 758,830.879 | | | | | | | 15.81 | | | | |||||
| VIRTUS SEIX CORE BOND FUND-CLASS-I | | | | | | 410,394.059 | | | | | | | 6.18 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-C | | | | | | 8,052.104 | | | | | | | 10.43 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-A | | | | | | 915,090.153 | | | | | | | 17.53 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-C | | | | | | 452,069.861 | | | | | | | 28.04 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-I | | | | | | 35,671,611.931 | | | | | | | 11.52 | | | |
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-I | | | | | | 177,452.151 | | | | | | | 6.24 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-A | | | | | | 87,740.551 | | | | | | | 6.37 | | | | |||||
| VIRTUS SEIX US MORTGAGE FUND-CLASS-C | | | | | | 4,478.602 | | | | | | | 40.18 | | | | |||||
| VIRTUS SEIX US MORTGAGE FUND-CLASS-I | | | | | | 48,854.181 | | | | | | | 16.98 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-C | | | | | | 40,760.524 | | | | | | | 17.11 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-I | | | | | | 266,347.120 | | | | | | | 15.95 | | | | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-I | | | | | | 201,721.782 | | | | | | | 6.16 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-C | | | | | | 433,374.830 | | | | | | | 25.7 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-I | | | | | | 384,750.540 | | | | | | | 11.52 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-C | | | | | | 32,368.340 | | | | | | | 7.44 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-C | | | | | | 78,324.202 | | | | | | | 7.79 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-A | | | | | | 15,482.182 | | | | | | | 6.53 | | | | |||||
| | MAC & CO XXXX09 ATTN:MUTUAL FUND OPERATIONS 500 GRANT ST ROOM 151-1010 PITTSBURGH PA 15219-2502 | | | | VIRTUS STONE HARBOR EMERGING MARKET DEBT ALLOCATION FUND-CLASS-I | | | | | | 297,813.075 | | | | | | | 27.19 | | | |
| | MAC & CO XXXX22 ATTN:MUTUAL FUND OPERATIONS 500 GRANT ST ROOM 151-1010 PITTSBURGH PA 15219-2502 | | | | VIRTUS STONE HARBOR EMERGING MARKET DEBT ALLOCATION FUND-CLASS-I | | | | | | 113,266.116 | | | | | | | 10.34 | | | |
| | MAC & CO A/C XXXX33 ATTN:MUTUAL FUND OPERATIONS 500 GRANT ST ROOM 151-1010 PITTSBURGH PA 15219-2502 | | | | VIRTUS STONE HARBOR EMERGING MARKET DEBT ALLOCATION FUND-CLASS-I | | | | | | 132,723.834 | | | | | | | 12.12 | | | |
| | MAC & CO A/C XXXX64 ATTN: MUTUAL FUND OPS PO BOX 3198 525 WILLIAM PENN PL PITTSBURGH PA 15230-3198 | | | | VIRTUS STONE HARBOR EMERGING MARKET DEBT ALLOCATION FUND-CLASS-I | | | | | | 131,750.041 | | | | | | | 12.03 | | | |
| | MAC & CO A/C XXXX81 ATTN: MUTUAL FUND OPS PO BOX 3198 525 WILLIAM PENN PL PITTSBURGH PA 15230-3198 | | | | VIRTUS STONE HARBOR EMERGING MARKET DEBT ALLOCATION FUND-CLASS-I | | | | | | 67,988.844 | | | | | | | 6.21 | | | |
| | MAC & CO A/C XXXX80 ATTN: MUTUAL FUND OPERATIONS PO BOX 3198 PITTSBURGH PA 15230-3198 | | | | VIRTUS STONE HARBOR EMERGING MARKET DEBT ALLOCATION FUND-CLASS-I | | | | | | 101,355.468 | | | | | | | 9.25 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | MAC & CO A/C XXXX41 ATTN MUTUAL FUND OPS 500 GRANT STREET ROOM 151-1010 PITTSBURGH PA 15258 | | | | VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-R6 | | | | | | 752,794.032 | | | | | | | 9.25 | | | |
| | MAC & CO A/C XXXX73 ATTN: MUTUAL FUND OPERATIONS 500 GRANT STREET ROOM 151-1010 PITTSBURGH PA 15258 | | | | VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-R6 | | | | | | 586,654.609 | | | | | | | 7.21 | | | |
| | MARIL & CO FBO 5A C/O RELIANCE TRUST COMPANY WI MAILCODE: BD1N-ATTN: MF 4900 WEST BROWN DEER RD MILWAUKEE, WI 53223 | | | | VIRTUS SEIX HIGH INCOME FUND-CLASS-R6 | | | | | | 225,542.714 | | | | | | | 12.49 | | | |
| | MARK S HAGENBUCH LOUANN M HAGENBUCH JTWROS SUBJECT TO VIR TOD RULES THREE RIVERS MI 49093-9519 | | | | VIRTUS SEIX US MORTGAGE FUND-CLASS-C | | | | | | 3,176.521 | | | | | | | 28.5 | | | |
| | MARY E MARCHAND REVOCABLE TRUST GORDON M MARCHAND TR MARY E MARCHAND TR JAMESTOWN RI 02835 | | | | VIRTUS SGA GLOBAL GROWTH FUND-CLASS-R6 | | | | | | 223,841.498 | | | | | | | 8.22 | | | |
| | MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY 295 STATE STREET MIP M200-INVST SPRINGFIELD MA 01111-0001 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 993,530.504 | | | | | | | 6.74 | | | |
| | MATRIX TRUST COMPANY AS AGENT FOR NEWPORT TRUST COMPANY HARLAN FOODS, INC. PROFIT SHARING 435 IRON POINT CIRCLE SUITE 300 FOLSOM CA 95630 | | | | VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-A | | | | | | 126,913.744 | | | | | | | 18.79 | | | |
| | MATRIX TRUST COMPANY CUST. FBO HSA BANK-HSG 717 17TH STREET SUITE 1300 DENVER CO 80202 | | | | VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-R6 | | | | | | 730,289.581 | | | | | | | 17.12 | | | |
| | MERRILL LYNCH PIERCE FENNER & SMITH FOR THE SOLE BENEFIT OF ITS CUSTOME 4800 DEER LAKE DRIVE EAST JACKSONVILLE FL 32246-6484 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 978,377.683 | | | | | | | 6.64 | | | |
| VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 84,038.606 | | | | | | | 26.7 | | | | |||||
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 1,791,132.753 | | | | | | | 8.8 | | | | |||||
| VIRTUS SEIX CORE BOND FUND-CLASS-A | | | | | | 151,829.038 | | | | | | | 20.63 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-A | | | ��� | | | 918,237.717 | | | | | | | 17.59 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-A | | | | | | 379,632.144 | | | | | | | 27.57 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-I | | | | | | 4,303,408.342 | | | | | | | 11.61 | | | | |||||
| VIRTUS SEIX SHORT-TERM MUNICIPAL BOND FUND-CLASS-A | | | | | | 7,206.137 | | | | | | | 7.81 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-A | | | | | | 348,247.721 | | | | | | | 8.46 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | MITRA & CO FBO XX C/O RELIANCE TRUST COMPANY WI MAILCODE: BD1N-ATTN: MF 4900 WEST BROWN DEER RD MILWAUKEE, WI 53223 | | | | VIRTUS SEIX SHORT-TERM MUNICIPAL BOND FUND-CLASS-I | | | | | | 78,418.304 | | | | | | | 14.12 | | | |
| | MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMINISTRATION 4800 DEER LAKE DR E 3RD FL JACKSONVILLE FL 32246-6484 | | | | VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 136,115.483 | | | | | | | 18.42 | | | |
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-A | | | | | | 102,074.901 | | | | | | | 10.47 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-A | | | | | | 824,005.883 | | | | | | | 11.37 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-I | | | | | | 97,523.944 | | | | | | | 5.58 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-A | | | | | | 310,431.679 | | | | | | | 5.21 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-I | | | | | | 5,638,184.412 | | | | | | | 5.92 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-A | | | | | | 279,916.365 | | | | | | | 8.75 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-A | | | | | | 1,358,091.156 | | | | | | | 9.55 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-A | | | | | | 1,632,509.121 | | | | | | | 19.38 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-C | | | | | | 89,992.448 | | | | | | | 6.09 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-I | | | | | | 4,400,180.980 | | | | | | | 9.4 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-R6 | | | | | | 566,683.591 | | | | | | | 19.05 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-A | | | | | | 22,218,421.176 | | | | | | | 11.82 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C1 | | | | | | 2,052,928.941 | | | | | | | 16.49 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-I | | | | | | 118,712,240.703 | | | | | | | 11.24 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-R6 | | | | | | 917,722.822 | | | | | | | 14.48 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-A | | | | | | 1,103,025.952 | | | | | | | 15.29 | | | |
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-C | | | | | | 170,654.206 | | | | | | | 10.8 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-I | | | | | | 3,834,456.314 | | | | | | | 20.62 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-R6 | | | | | | 157,691.837 | | | | | | | 26.79 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-A | | | | | | 1,540,584.754 | | | | | | | 20.77 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-I | | | | | | 3,647,484.180 | | | | | | | 23.52 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-A | | | | | | 204,462.061 | | | | | | | 6.53 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-A | | | | | | 3,227,158.547 | | | | | | | 5.13 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-A | | | | | | 4,345,967.589 | | | | | | | 14.43 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-I | | | | | | 13,607,449.382 | | | | | | | 5.21 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-R6 | | | | | | 1,688,624.976 | | | | | | | 12.32 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-A | | | | | | 475,519.883 | | | | | | | 6.9 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-A | | | | | | 445,992.706 | | | | | | | 6.66 | | | | |||||
| | MORGAN STANLEY SMITH BARNEY LLC FOR THE EXCLUSIVE BENEFIT OF ITSL 3 CUSTOMERS 1 NEW YORK PLAZA FL 12 NEW YORK NY 10004-1901 | | | | VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 92,635.217 | | | | | | | 5.41 | | | |
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-A | | | | | | 146,692.283 | | | | | | | 7.13 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 1,685.292 | | | | | | | 5.42 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-A | | | | | | 267,403.861 | | | | | | | 27.42 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-I | | | | | | 151,601.323 | | | | | | | 19 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-I | | | | | | 148,738.567 | | | | | | | 6.92 | | | |
| VIRTUS FORT TREND FUND-CLASS-A | | | | | | 1,413,149.769 | | | | | | | 19.5 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-I | | | | | | 310,256.199 | | | | | | | 17.74 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-C | | | | | | 20,635.117 | | | | | | | 6.75 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-A | | | | | | 417,741.704 | | | | | | | 11.11 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-C | | | | | | 269,060.536 | | | | | | | 15.49 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-I | | | | | | 12,585,284.412 | | | | | | | 13.22 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-C | | | | | | 72,578.574 | | | | | | | 5.14 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-I | | | | | | 4,951,737.982 | | | | | | | 20.81 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-A | | | | | | 232,745.067 | | | | | | | 7.28 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-C | | | | | | 228,473.219 | | | | | | | 10.17 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-I | | | | | | 1,508,722.086 | | | | | | | 5.81 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-C | | | | | | 623,121.038 | | | | | | | 9.4 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-I | | | | | | 10,504,305.163 | | | | | | | 11.87 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-A | | | | | | 1,105,715.910 | | | | | | | 24.06 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-C | | | | | | 225,719.171 | | | | | | | 30.73 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-I | | | | | | 17,766,345.013 | | | | | | | 44.25 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-A | | | | | | 519,518.002 | | | | | | | 19.32 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-C | | | | | | 496,657.453 | | | | | | | 25.23 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-I | | | | | | 13,434,731.557 | | | | | | | 19.76 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-C | | | | | | 10,964.282 | | | | | | | 6.51 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-A | | | | | | 614,006.882 | | | | | | | 7.29 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-C | | | | | | 272,820.842 | | | | | | | 18.47 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-I | | | | | | 10,107,236.575 | | | | | | | 21.6 | | | |
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-A | | | | | | 57,996,568.098 | | | | | | | 30.87 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C | | | | | | 3,107,981.334 | | | | | | | 6.62 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C1 | | | | | | 1,461,932.059 | | | | | | | 11.74 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-I | | | | | | 301,514,501.034 | | | | | | | 28.54 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-A | | | | | | 894,281.648 | | | | | | | 12.4 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-C | | | | | | 450,737.666 | | | | | | | 28.54 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-I | | | | | | 3,019,306.154 | | | | | | | 16.24 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-A | | | | | | 1,597,937.489 | | | | | | | 21.54 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-C | | | | | | 214,675.293 | | | | | | | 22.87 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-I | | | | | | 2,608,299.217 | | | | | | | 16.82 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-A | | | | | | 222,102.607 | | | | | | | 7.09 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 349,348.742 | | | | | | | 7.28 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-A | | | | | | 278,806.003 | | | | | | | 5.34 | | | | |||||
| VIRTUS SEIX SHORT-TERM MUNICIPAL BOND FUND-CLASS-A | | | | | | 16,402.271 | | | | | | | 17.78 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-I | | | | | | 629,839.470 | | | | | | | 18.86 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-A | | | | | | 8,068,145.479 | | | | | | | 26.79 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-C | | | | | | 1,484,212.637 | | | | | | | 25.24 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-I | | | | | | 105,869,803.673 | | | | | | | 40.54 | | | |
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-A | | | | | | 867,483.727 | | | | | | | 12.6 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-C | | | | | | 53,339.684 | | | | | | | 12.26 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-I | | | | | | 9,225,374.636 | | | | | | | 39.57 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-A | | | | | | 647,587.532 | | | | | | | 9.66 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-C | | | | | | 102,690.152 | | | | | | | 10.21 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-I | | | | | | 755,881.018 | | | | | | | 9.8 | | | | |||||
| | NABANK & CO. PO BOX 2180 TULSA OK 74101 | | | | VIRTUS SEIX CORPORATE BOND FUND-CLASS-I | | | | | | 1,245,327.479 | | | | | | | 17.13 | | | |
| VIRTUS SEIX US US GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND-CLASS-R6 | | | | | | 979,819.506 | | | | | | | 8.58 | | | | |||||
| | NATIONAL FINANCIAL SERVICES LLC 499 WASHINGTON BLVD JERSEY CITY, NJ 07310 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 2,327,897.941 | | | | | | | 15.79 | | | |
| VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 34,236.947 | | | | | | | 10.88 | | | | |||||
| VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 6,887,973.159 | | | | | | | 17.45 | | | | |||||
| VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-R6 | | | | | | 13,797,934.447 | | | | | | | 47.39 | | | | |||||
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 1,839,936.956 | | | | | | | 9.04 | | | | |||||
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 93,261.248 | | | | | | | 5.44 | | | | |||||
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 29,966,058.405 | | | | | | | 18.14 | | | | |||||
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-R6 | | | | | | 17,703,003.454 | | | | | | | 24.94 | | | | |||||
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 707,456.563 | | | | | | | 14.27 | | | | |||||
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 19,249.377 | | | | | | | 17.25 | | | | |||||
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-R6 | | | | | | 1,714,684.574 | | | | | | | 16.76 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 110,763.117 | | | | | | | 14.99 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 29,856.294 | | | | | | | 15.68 | | | |
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 5,477,159.597 | | | | | | | 52.77 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-R6 | | | | | | 1,674,509.897 | | | | | | | 63.82 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-A | | | | | | 128,021.066 | | | | | | | 6.22 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-C | | | | | | 32,166.151 | | | | | | | 10.81 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-I | | | | | | 451,777.311 | | | | | | | 17.98 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-R6 | | | | | | 318,763.576 | | | | | | | 46.04 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 28,606.683 | | | | | | | 7.33 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 2,020.870 | | | | | | | 6.5 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 2,553,701.456 | | | | | | | 68.31 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-A | | | | | | 93,276.328 | | | | | | | 9.57 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-I | | | | | | 196,991.805 | | | | | | | 24.68 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 925,421.288 | | | | | | | 16.98 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 2,765,515.693 | | | | | | | 28.44 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-R6 | | | | | | 702,082.668 | | | | | | | 14.56 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-R6 | | | | | | 487,646.771 | | | | | | | 10.11 | | | | |||||
| VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-A | | | | | | 161,487.286 | | | | | | | 18.38 | | | | |||||
| VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-C | | | | | | 9,505.432 | | | | | | | 16.29 | | | | |||||
| VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-I | | | | | | 182,241.446 | | | | | | | 8.48 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS FORT TREND FUND-CLASS-A | | | | | | 439,398.803 | | | | | | | 6.06 | | | |
| VIRTUS FORT TREND FUND-CLASS-C | | | | | | 52,501.383 | | | | | | | 9.04 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-I | | | | | | 223,533.512 | | | | | | | 12.78 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-R6 | | | | | | 24,204.172 | | | | | | | 52.64 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-C | | | | | | 24,978.501 | | | | | | | 8.17 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-I | | | | | | 859,225.053 | | | | | | | 44.68 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-R6 | | | | | | 29,691.503 | | | | | | | 41.58 | | | | |||||
| VIRTUS KAR DEVELOPING MARKETS FUND-CLASS-I | | | | | | 1,574.306 | | | | | | | 13.6 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-A | | | | | | 215,149.480 | | | | | | | 7.55 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-I | | | | | | 6,259,211.576 | | | | | | | 34.5 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-A | | | | | | 407,133.568 | | | | | | | 6.84 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-I | | | | | | 115,156.912 | | | | | | | 17.29 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-R6 | | | | | | 74,295.907 | | | | | | | 87.89 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-A | | | | | | 111,585.142 | | | | | | | 6.78 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-C | | | | | | 4,399.740 | | | | | | | 7.32 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-I | | | | | | 361,018.473 | | | | | | | 39.95 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-R6 | | | | | | 140,196.674 | | | | | | | 90.69 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-A | | | | | | 486,394.529 | | | | | | | 12.93 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-I | | | | | | 13,479,543.145 | | | | | | | 14.16 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-R6 | | | | | | 1,773,204.979 | | | | | | | 21.8 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-R6 | | | | | | 1,078,199.201 | | | | | | | 13.25 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-R6 | | | | | | 620,712.790 | | | | | | | 7.63 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-I | | | | | | 5,373,938.553 | | | | | | | 76.74 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS KAR MID-CAP CORE FUND-CLASS-A | | | | | | 136,424.038 | | | | | | | 8.59 | | | |
| VIRTUS KAR MID-CAP CORE FUND-CLASS-I | | | | | | 2,743,415.344 | | | | | | | 11.53 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-R6 | | | | | | 414,038.846 | | | | | | | 41.93 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-A | | | | | | 1,363,691.829 | | | | | | | 18.48 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-I | | | | | | 6,049,529.405 | | | | | | | 21.3 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-R6 | | | | | | 271,651.254 | | | | | | | 9.17 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-A | | | | | | 230,646.295 | | | | | | | 7.21 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-I | | | | | | 5,622,492.353 | | | | | | | 21.65 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-R6 | | | | | | 1,427,149.876 | | | | | | | 17.75 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-A | | | | | | 2,890,647.316 | | | | | | | 20.32 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-C | | | | | | 449,692.807 | | | | | | | 6.78 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-I | | | | | | 11,122,133.912 | | | | | | | 12.57 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-R6 | | | | | | 1,522,007.207 | | | | | | | 35.67 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-A | | | | | | 291,628.908 | | | | | | | 6.35 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-I | | | | | | 4,397,134.347 | | | | | | | 10.95 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-R6 | | | | | | 899,835.988 | | | | | | | 34.49 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-A | | | | | | 322,507.509 | | | | | | | 11.99 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-I | | | | | | 5,271,941.941 | | | | | | | 7.75 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-R6 | | | | | | 166,916.424 | | | | | | | 14.5 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-I | | | | | | 121,329.316 | | | | | | | 42.58 | | | | |||||
| VIRTUS KAR SMALL-MID CAP VALUE FUND-CLASS-I | | | | | | 29,152.215 | | | | | | | 73.03 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-C | | | | | | 10,843.133 | | | | | | | 6.43 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-I | | | | | | 1,052,993.860 | | | | | | | 12.56 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-R6 | | | | | | 132,859.207 | | | | | | | 93.59 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-C | | | | | | 49,105.309 | | | | | | | 15.63 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-I | | | | | | 563,035.726 | | | | | | | 32.91 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-R6 | | | | | | 460,796.991 | | | | | | | 94.62 | | | |
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-A | | | | | | 707,954.021 | | | | | | | 8.41 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-I | | | | | | 8,092,213.096 | | | | | | | 17.29 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-A | | | | | | 9,922,502.976 | | | | | | | 5.28 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C | | | | | | 2,471,108.962 | | | | | | | 5.26 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C1 | | | | | | 968,376.088 | | | | | | | 7.78 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-I | | | | | | 97,908,452.034 | | | | | | | 9.27 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-R6 | | | | | | 682,241.162 | | | | | | | 10.77 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-A | | | | | | 405,154.135 | | | | | | | 5.62 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-I | | | | | | 2,192,168.808 | | | | | | | 11.79 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-R6 | | | | | | 330,378.759 | | | | | | | 56.13 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-C | | | | | | 66,981.778 | | | | | | | 7.14 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-R6 | | | | | | 14,636.890 | | | | | | | 9.37 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-A | | | | | | 277,759.197 | | | | | | | 8.87 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 505,679.132 | | | | | | | 10.53 | | | | |||||
| VIRTUS SEIX CORE BOND FUND-CLASS-A | | | | | | 187,475.806 | | | | | | | 25.48 | | | | |||||
| VIRTUS SEIX CORE BOND FUND-CLASS-I | | | | | | 736,342.684 | | | | | | | 11.08 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-A | | | | | | 555,144.781 | | | | | | | 75.34 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-C | | | | | | 11,480.776 | | | | | | | 14.88 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS SEIX CORPORATE BOND FUND-CLASS-I | | | | | | 597,733.192 | | | | | | | 8.22 | | | |
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-A | | | | | | 504,320.549 | | | | | | | 9.66 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-C | | | | | | 280,020.610 | | | | | | | 17.37 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-I | | | | | | 45,835,858.675 | | | | | | | 14.8 | | | | |||||
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-A | | | | | | 49,134.503 | | | | | | | 12.04 | | | | |||||
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-I | | | | | | 354,714.466 | | | | | | | 12.48 | | | | |||||
| VIRTUS SEIX HIGH INCOME FUND-CLASS-A | | | | | | 913,442.427 | | | | | | | 35.86 | | | | |||||
| VIRTUS SEIX HIGH INCOME FUND-CLASS-I | | | | | | 2,392,223.267 | | | | | | | 9.65 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-A | | | | | | 561,179.031 | | | | | | | 40.76 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-I | | | | | | 6,770,107.214 | | | | | | | 18.27 | | | | |||||
| VIRTUS SEIX INVESTMENT GRADE TAX-EXEMPT BOND FUND-CLASS-A | | | | | | 238,642.613 | | | | | | | 37.31 | | | | |||||
| VIRTUS SEIX INVESTMENT GRADE TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 3,767,209.753 | | | | | | | 21.24 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-A | | | | | | 81,051.082 | | | | | | | 14.18 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-C | | | | | | 11,788.456 | | | | | | | 10.42 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-I | | | | | | 68,530.710 | | | | | | | 10.38 | | | | |||||
| VIRTUS SEIX SHORT-TERM MUNICIPAL BOND FUND-CLASS-A | | | | | | 54,329.639 | | | | | | | 58.88 | | | | |||||
| VIRTUS SEIX SHORT-TERM MUNICIPAL BOND FUND-CLASS-I | | | | | | 94,469.314 | | | | | | | 17.02 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-A | | | | | | 235,383.740 | | | | | | | 24.59 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-I | | | | | | 3,296,317.789 | | | | | | | 14.89 | | | | |||||
| VIRTUS SEIX ULTRA-SHORT BOND FUND-CLASS-I | | | | | | 1,522,135.298 | | | | | | | 36.27 | | | | |||||
| VIRTUS SEIX US US GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND-CLASS-I | | | | | | 4,507,007.725 | | | | | | | 8.58 | | | | |||||
| VIRTUS SEIX US MORTGAGE FUND-CLASS-A | | | | | | 242,723.457 | | | | | | | 74.77 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS SEIX US MORTGAGE FUND-CLASS-I | | | | | | 77,827.200 | | | | | | | 27.05 | | | |
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-C | | | | | | 15,850.223 | | | | | | | 6.65 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-I | | | | | | 839,439.178 | | | | | | | 50.28 | | | | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-A | | | | | | 246,012.078 | | | | | | | 36.42 | | | | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-I | | | | | | 315,422.202 | | | | | | | 9.63 | | | | |||||
| VIRTUS SILVANT LARGE-CAP GROWTH STOCK FUND-CLASS-A | | | | | | 10,005,637.147 | | | | | | | 59.46 | | | | |||||
| VIRTUS SILVANT LARGE-CAP GROWTH STOCK FUND-CLASS-I | | | | | | 290,819.058 | | | | | | | 26.52 | | | | |||||
| VIRTUS SILVANT SMALL-CAP GROWTH STOCK FUND-CLASS-A | | | | | | 668,774.323 | | | | | | | 42.67 | | | | |||||
| VIRTUS SILVANT SMALL-CAP GROWTH STOCK FUND-CLASS-I | | | | | | 122,806.554 | | | | | | | 8.41 | | | | |||||
| VIRTUS STONE HARBOR EMERGING MARKET DEBT ALLOCATION FUND-CLASS-I | | | | | | 196,249.963 | | | | | | | 17.91 | | | | |||||
| VIRTUS STONE HARBOR EMERGING MARKETS DEBT FUND-CLASS-I | | | | | | 29,757,223.349 | | | | | | | 29.39 | | | | |||||
| VIRTUS STONE HARBOR LOCAL MARKETS FUND-CLASS-I | | | | | | 6,625,043.628 | | | | | | | 64.93 | | | | |||||
| VIRTUS STONE HARBOR STRATEGIC INCOME FUND-CLASS-I | | | | | | 220,808.386 | | | | | | | 6.6 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-A | | | | | | 4,615,879.549 | | | | | | | 7.33 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-C | | | | | | 89,365.237 | | | | | | | 5.3 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-I | | | | | | 362,577.198 | | | | | | | 10.86 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-A | | | | | | 1,574,093.277 | | | | | | | 5.23 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-I | | | | | | 30,715,997.664 | | | | | | | 11.76 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-R6 | | | | | | 2,200,870.575 | | | | | | | 16.06 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-R6 | | | | | | 1,787,413.679 | | | | | | | 13.04 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-A | | | | | | 389,502.559 | | | | | | | 5.66 | | | |
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-I | | | | | | 1,961,347.837 | | | | | | | 8.41 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-R6 | | | | | | 325,007.714 | | | | | | | 13.64 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-R6 | | | | | | 304,524.513 | | | | | | | 12.78 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-A | | | | | | 586,175.708 | | | | | | | 8.75 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-C | | | | | | 54,186.369 | | | | | | | 5.39 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-I | | | | | | 1,698,458.999 | | | | | | | 22.02 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-A | | | | | | 16,101.692 | | | | | | | 6.79 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-C | | | | | | 7,504.646 | | | | | | | 28.15 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-I | | | | | | 38,076.071 | | | | | | | 8.1 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-R6 | | | | | | 78,838.902 | | | | | | | 21.61 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-A | | | | | | 1,675,119.500 | | | | | | | 40.7 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-I | | | | | | 1,396,091.768 | | | | | | | 13.71 | | | | |||||
| | NATIONWIDE TRUST COMPANY FSB C/O IPO PORTFOLIO ACCOUNTING PO BOX 182029 COLUMBUS OH 43218-2029 | | | | VIRTUS SEIX CORE BOND FUND-CLASS-A | | | | | | 66,309.415 | | | | | | | 9.01 | | | |
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-A | | | | | | 38,684.148 | | | | | | | 6.77 | | | | |||||
| | PERSHING LLC 1 PERSHING PLAZA JERSEY CITY NJ 07399-0002 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 19,478.824 | | | | | | | 6.19 | | | |
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 132,673.732 | | | | | | | 7.74 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 52,085.592 | | | | | | | 7.05 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 12,064.341 | | | | | | | 6.34 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-A | | | | | | 241,740.881 | | | | | | | 11.74 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-C | | | | | | 47,498.211 | | | | | | | 15.96 | | | |
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-I | | | | | | 667,477.028 | | | | | | | 26.56 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 3,912.486 | | | | | | | 12.58 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 485,707.066 | | | | | | | 12.99 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-C | | | | | | 7,330.711 | | | | | | | 13.79 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-I | | | | | | 49,792.819 | | | | | | | 6.24 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 411,126.072 | | | | | | | 7.55 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 95,080.826 | | | | | | | 39.6 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 1,756,291.014 | | | | | | | 18.06 | | | | |||||
| VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-A | | | | | | 144,997.661 | | | | | | | 16.5 | | | | |||||
| VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-C | | | | | | 19,332.786 | | | | | | | 33.13 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-A | | | | | | 761,062.832 | | | | | | | 10.5 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-C | | | | | | 74,285.331 | | | | | | | 12.79 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-C | | | | | | 24,132.211 | | | | | | | 7.89 | | | | |||||
| VIRTUS KAR DEVELOPING MARKETS FUND-CLASS-A | | | | | | 2,165.517 | | | | | | | 17.48 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-A | | | | | | 294,435.320 | | | | | | | 10.33 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-C | | | | | | 9,559.611 | | | | | | | 6.09 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-I | | | | | | 1,354,774.124 | | | | | | | 7.47 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-A | | | | | | 365,639.865 | | | | | | | 6.14 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-C | | | | | | 24,201.536 | | | | | | | 12.56 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-C | | | | | | 9,248.556 | | | | | | | 15.39 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-A | | | | | | 236,754.274 | | | | | | | 6.3 | | | |
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-C | | | | | | 105,457.782 | | | | | | | 6.07 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-A | | | | | | 20,935.066 | | | | | | | 15.51 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-C | | | | | | 8,416.487 | | | | | | | 34.74 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-A | | | | | | 162,139.426 | | | | | | | 10.21 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-C | | | | | | 186,237.553 | | | | | | | 13.18 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-I | | | | | | 1,563,807.415 | | | | | | | 6.57 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-C | | | | | | 213,003.988 | | | | | | | 10.94 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-I | | | | | | 1,790,324.534 | | | | | | | 6.3 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-C | | | | | | 127,536.847 | | | | | | | 5.68 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-A | | | | | | 805,748.023 | | | | | | | 5.66 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-C | | | | | | 415,674.377 | | | | | | | 6.27 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-I | | | | | | 5,687,670.092 | | | | | | | 6.43 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-A | | | | | | 180,347.186 | | | | | | | 6.71 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-C | | | | | | 158,539.049 | | | | | | | 8.05 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-A | | | | | | 17,880.495 | | | | | | | 35.32 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-C | | | | | | 2,198.717 | | | | | | | 17.08 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-I | | | | | | 125,891.220 | | | | | | | 44.18 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-A | | | | | | 160,173.890 | | | | | | | 5.8 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-C | | | | | | 18,931.764 | | | | | | | 11.23 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-I | | | | | | 251,405.591 | | | | | | | 14.7 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C | | | | | | 3,721,331.144 | | | | | | | 7.93 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-A | | | | | | 375,213.545 | | | | | | | 5.2 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-C | | | | | | 58,463.288 | | | | | | | 6.23 | | | |
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-C | | | | | | 21,227.624 | | | | | | | 9.03 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-A | | | | | | 44,631.766 | | | | | | | 6.06 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-C | | | | | | 8,348.491 | | | | | | | 10.82 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-I | | | | | | 936,777.054 | | | | | | | 12.89 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-A | | | | | | 265,156.873 | | | | | | | 5.08 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-I | | | | | | 53,188,968.862 | | | | | | | 17.18 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-C | | | | | | 38,414.041 | | | | | | | 33.95 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-I | | | | | | 37,997.305 | | | | | | | 5.75 | | | | |||||
| VIRTUS SEIX ULTRA-SHORT BOND FUND-CLASS-A | | | | | | 251,204.631 | | | | | | | 41.84 | | | | |||||
| VIRTUS SEIX ULTRA-SHORT BOND FUND-CLASS-I | | | | | | 506,233.676 | | | | | | | 12.06 | | | | |||||
| VIRTUS SEIX US US GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND-CLASS-A | | | | | | 146,994.821 | | | | | | | 9.8 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-A | | | | | | 196,472.815 | | | | | | | 16.9 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-C | | | | | | 50,910.946 | | | | | | | 21.37 | | | | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-A | | | | | | 52,576.083 | | | | | | | 7.78 | | | | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-I | | | | | | 164,275.719 | | | | | | | 5.01 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-A | | | | | | 3,269,088.824 | | | | | | | 5.19 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-C | | | | | | 160,115.690 | | | | | | | 9.49 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-I | | | | | | 272,966.021 | | | | | | | 8.17 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-R6 | | | | | | 2,979,397.626 | | | | | | | 71.87 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-A | | | | | | 58,451.859 | | | | | | | 24.65 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-C | | | | | | 1,548.041 | | | | | | | 5.81 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-A | | | | | | 331,883.223 | | | | | | | 8.06 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-I | | | | | | 751,417.792 | | | | | | | 7.38 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | PETER J WILBY PRINCETON JCT NJ 08550-2135 | | | | VIRTUS STONE HARBOR STRATEGIC INCOME FUND-CLASS-I | | | | | | 423,962.256 | | | | | | | 12.68 | | | |
| | PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL XXX THE INFIRMARY 401(K) PLAN 5 MOBILE INFIRMARY CIR MOBILE AL 36607-3513 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 2,921,484.295 | | | | | | | 7.4 | | | |
| | PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL XXX OLL BROTHERS 401(K) 1140 VIRGINIA DRIVE FORT WASHINGTON PA 19034 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 4,402,656.222 | | | | | | | 11.15 | | | |
| | PIMS/PRUDENTIAL RETIREMENT AS NOMINEE FOR THE TTEE/CUST PL XXX KOLEY JESSEN P.C. 401(K) PLAN 1125 S 103RD ST STE 800 OMAHA NE 68124-1079 | | | | VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-R6 | | | | | | 525,335.954 | | | | | | | 10.78 | | | |
| | PTS ASSET MANAGEMENT WILLIAM F WADSWORTH A PARTNERSHIP 565 WASHINGTON AVE STE 7 NORTH HAVEN CT 06473-1120 | | | | VIRTUS KAR EQUITY INCOME FUND-CLASS-I | | | | | | 81,136.130 | | | | | | | 12.18 | | | |
| | RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL 33716 | | | | VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 266,706.121 | | | | | | | 15.56 | | | |
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-A | | | | | | 360,337.891 | | | | | | | 17.5 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-A | | | | | | 56,871.932 | | | | | | | 5.83 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-C | | | | | | 5,651.049 | | | | | | | 10.63 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-I | | | | | | 122,976.539 | | | | | | | 15.41 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 56,437.499 | | | | | | | 23.51 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-C | | | | | | 10,597.928 | | | | | | | 6.75 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-I | | | | | | 3,516,573.945 | | | | | | | 19.38 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-C | | | | | | 3,541.388 | | | | | | | 5.89 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-I | | | | | | 295,415.395 | | | | | | | 32.69 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-C | | | | | | 378,573.770 | | | | | | | 21.8 | | | |
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-I | | | | | | 6,888,037.048 | | | | | | | 7.24 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-A | | | | | | 304,509.526 | | | | | | | 19.18 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-C | | | | | | 160,191.822 | | | | | | | 11.33 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-I | | | | | | 2,233,652.611 | | | | | | | 9.39 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-C | | | | | | 271,534.836 | | | | | | | 13.95 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-I | | | | | | 1,804,113.958 | | | | | | | 6.35 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-A | | | | | | 418,969.574 | | | | | | | 13.1 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-C | | | | | | 318,025.870 | | | | | | | 14.16 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-I | | | | | | 1,958,241.322 | | | | | | | 7.54 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-C | | | | | | 509,691.489 | | | | | | | 7.69 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-I | | | | | | 4,683,620.402 | | | | | | | 5.29 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-C | | | | | | 59,343.052 | | | | | | | 8.08 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-A | | | | | | 194,758.773 | | | | | | | 7.24 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-C | | | | | | 332,968.811 | | | | | | | 16.91 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-I | | | | | | 5,675,403.591 | | | | | | | 8.35 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-C | | | | | | 52,248.781 | | | | | | | 16.63 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C1 | | | | | | 953,922.041 | | | | | | | 7.66 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-C | | | | | | 80,111.114 | | | | | | | 5.07 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-A | | | | | | 646,127.076 | | | | | | | 8.71 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 865,798.858 | | | | | | | 18.04 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-C | | | | | | 5,528.398 | | | | | | | 7.16 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-A | | | | | | 482,154.578 | | | | | | | 9.23 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-C | | | | | | 182,895.241 | | | | | | | 11.35 | | | |
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-I | | | | | | 157,550.128 | | | | | | | 5.54 | | | | |||||
| VIRTUS SEIX INVESTMENT GRADE TAX-EXEMPT BOND FUND-CLASS-A | | | | | | 68,346.963 | | | | | | | 10.69 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-C | | | | | | 12,384.331 | | | | | | | 10.95 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-I | | | | | | 50,333.958 | | | | | | | 7.62 | | | | |||||
| VIRTUS SEIX SHORT-TERM MUNICIPAL BOND FUND-CLASS-I | | | | | | 40,690.422 | | | | | | | 7.33 | | | | |||||
| VIRTUS SEIX ULTRA-SHORT BOND FUND-CLASS-A | | | | | | 60,259.293 | | | | | | | 10.04 | | | | |||||
| VIRTUS SEIX US US GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND-CLASS-A | | | | | | 136,967.035 | | | | | | | 9.13 | | | | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-I | | | | | | 183,663.193 | | | | | | | 5.61 | | | | |||||
| VIRTUS SILVANT LARGE-CAP GROWTH STOCK FUND-CLASS-I | | | | | | 91,455.592 | | | | | | | 8.34 | | | | |||||
| VIRTUS SILVANT SMALL-CAP GROWTH STOCK FUND-CLASS-A | | | | | | 136,454.074 | | | | | | | 8.71 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-C | | | | | | 173,647.965 | | | | | | | 10.3 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-I | | | | | | 259,244.013 | | | | | | | 7.76 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-C | | | | | | 47,527.314 | | | | | | | 10.93 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-I | | | | | | 1,707,762.467 | | | | | | | 7.33 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-C | | | | | | 62,768.055 | | | | | | | 6.24 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-I | | | | | | 820,027.739 | | | | | | | 10.63 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-I | | | | | | 707,940.700 | | | | | | | 6.95 | | | | |||||
| | RBC CAPITAL MARKETS LLC MUTUAL FUND OMNIBUS PROCESSING OMNIBUS ATTN MUTUAL FUND OPS MANAGER 250 NICOLLET MALL SUITE 1400 MINNEAPOLIS MN 55401-1931 | | | | VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 112,515.102 | | | | | | | 6.57 | | | |
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 5,681.987 | | | | | | | 5.09 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-A | | | | | | 294,578.747 | | | | | | | 10.33 | | | |
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-C | | | | | | 11,640.922 | | | | | | | 7.41 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-A | | | | | | 455,621.787 | | | | | | | 6.17 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-A | | | | | | 743,718.665 | | | | | | | 5.23 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-A | | | | | | 3,717.472 | | | | | | | 7.34 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-I | | | | | | 19,792.388 | | | | | | | 6.95 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-I | | | | | | 1,422,643.586 | | | | | | | 7.65 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-I | | | | | | 3,350,639.446 | | | | | | | 21.6 | | | | |||||
| VIRTUS SEIX US US GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND-CLASS-A | | | | | | 515,500.841 | | | | | | | 34.38 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-I | | | | | | 175,930.065 | | | | | | | 5.27 | | | | |||||
| | RELIANCE TRUST CO FBO MASSMUTUAL VARIOUS NON QUALIFIED RPO BOX 78446 ATLANTA GA 30357 | | | | VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-R6 | | | | | | 7,159.839 | | | | | | | 18.7 | | | |
| | RELIANCE TRUST COMPANY FBO AOPA EMPLOYEES’ PO BOX 78446 ATLANTA GA 30357 | | | | VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-R6 | | | | | | 224,481.871 | | | | | | | 19.5 | | | |
| | RELIANCE TRUST FBO PENTEGRA OMNIBUS PO BOX 48529 ATLANTA GA 30362-1529 | | | | VIRTUS SEIX US MORTGAGE FUND-CLASS-I | | | | | | 17,008.164 | | | | | | | 5.91 | | | |
| | ROBERT LAWRENCE ROHN DARIEN CT 06820-0000 | | | | VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-R6 | | | | | | 217,865.703 | | | | | | | 48.12 | | | |
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-R6 | | | | | | 488,104.035 | | | | | | | 17.93 | | | | |||||
| VIRTUS SGA NEW LEADERS GROWTH FUND-CLASS-R6 | | | | | | 384,447.283 | | | | | | | 49.44 | | | | |||||
| | SAN JOAQUIN COUNTY EMPLOYEES’ RETIREMENT ASSOCIATION 6 S EL DORADO ST STE 400 STOCKTON CA 95202-2804 | | | | VIRTUS STONE HARBOR LOCAL MARKETS FUND-CLASS-I | | | | | | 521,980.296 | | | | | | | 5.12 | | | |
| | SAXON & CO. FBO 404XXXXXXXXXXX P O BOX 94597 CLEVELAND OH 44101 | | | | VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-R6 | | | | | | 423,790.989 | | | | | | | 16.24 | | | |
| | | | | | VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-R6 | | | | | | 8,517,200.603 | | | | | | | 23.59 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | SCOTT OHM WON KYUNG PHAK-OHM JTWROS EDGEWATER NJ 07020-1610 | | | | VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-R6 | | | | | | 29,388.502 | | | | | | | 6.49 | | | |
| | SEI PRIVATE TRUST COMPANY C/O ID XXX ATTN: MUTUAL FUNDS ONE FREEDOM VALLEY DRIVE OAKS, PA 19456 | | | | VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-R6 | | | | | | 761,471.656 | | | | | | | 7.44 | | | |
| VIRTUS KAR MID-CAP CORE FUND-CLASS-R6 | | | | | | 322,157.375 | | | | | | | 32.63 | | | | |||||
| | SEI PRIVATE TRUST COMPANY C/O ID XXX ATTN: MUTUAL FUNDS ONE FREEDOM VALLEY DRIVE OAKS, PA 19456 | | | | VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-R6 | | | | | | 337,510.787 | | | | | | | 29.32 | | | |
| | SEI PRIVATE TRUST COMPANY C/O MELLON CAIRNWOOD ID XXX ONE FREEDOM VALLEY DRIVE OAKS PA 19456-9989 | | | | VIRTUS STONE HARBOR EMERGING MARKETS DEBT FUND-CLASS-I | | | | | | 5,208,786.044 | | | | | | | 5.14 | | | |
| | SEI PRIVATE TRUST COMPANY C/O REGIONS 1 FREEDOM VALLEY DRIVE OAKS PA 19456 | | | | VIRTUS KAR SMALL-CAP CORE FUND-CLASS-R6 | | | | | | 498,704.828 | | | | | | | 6.2 | | | |
| | SEI PRIVATE TRUST COMPANY C/O SECURITY NATIONAL ID XXX ATTN: MUTUAL FUND ADMINISTRATOR ONE FREEDOM VALLEY DRIVE OAKS, PA 19456 | | | | VIRTUS SEIX INVESTMENT GRADE TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 1,432,383.391 | | | | | | | 8.08 | | | |
| | SEI PRIVATE TRUST COMPANY C/O TRUIST ID XXX ATTN: MUTUAL FUND ADMINISTRATOR ONE FREEDOM VALLEY DR OAKS, PA 19456 | | | | VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-R6 | | | | | | 365,910.871 | | | | | | | 14.02 | | | |
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-I | | | | | | 434,018.149 | | | | | | | 65.72 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-R6 | | | | | | 677,237.460 | | | | | | | 13.89 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-R6 | | | | | | 689,491.115 | | | | | | | 28.95 | | | | |||||
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-R6 | | | | | | 769,893.410 | | | | | | | 7.53 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-R6 | | | | | | 4,444,649.590 | | | | | | | 12.31 | | | | |||||
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-I | | | | | | 689,124.921 | | | | | | | 24.24 | | | | |||||
| VIRTUS SEIX HIGH INCOME FUND-CLASS-R6 | | | | | | 948,905.994 | | | | | | | 52.55 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-R6 | | | | | | 675,497.900 | | | | | | | 12.74 | | | | |||||
| VIRTUS SEIX INVESTMENT GRADE TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 2,946,936.817 | | | | | | | 16.62 | | | | |||||
| VIRTUS SEIX SHORT-TERM MUNICIPAL BOND FUND-CLASS-I | | | | | | 36,788.968 | | | | | | | 6.63 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-R6 | | | | | | 1,084,626.652 | | | | | | | 22.25 | | | | |||||
| VIRTUS SILVANT LARGE-CAP GROWTH STOCK FUND-CLASS-I | | | | | | 95,299.903 | | | | | | | 8.69 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | SEI PRIVATE TRUST COMPANY C/O UNION BANK ID XXX ATTN: MUTUAL FUND ADMINISTRATOR ONE FREEDOM VALLEY DRIVE OAKS, PA 19456 | | | | VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 325,943.493 | | | | | | | 6.79 | | | |
| | SHEET METAL WORKERS LOCAL 33 CLEVELAND DISTRICT PENSION 12515 CORPORATE DR PARMA OH 44130-9322 | | | | VIRTUS STONE HARBOR EMERGING MARKETS CORPORATE DEBT FUND-CLASS-I | | | | | | 75,927.673 | | | | | | | 9.35 | | | |
| | STATE STREET BANK & TRUST COMPANY TTEE AND OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST BOSTON MA 02111-2901 | | | | VIRTUS SILVANT LARGE-CAP GROWTH STOCK FUND-CLASS-R6 | | | | | | 23,393.059 | | | | | | | 13.02 | | | |
| | STATE STREET BANK 10/01/02 STATE OF MICHIGAN 401K PO BOX 5501 BOSTON MA 02206-5501 | | | | VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 7,450,424.197 | | | | | | | 40.12 | | | |
| | STATE STREET BANK CUSTODIAN (FBO) CUSTODIAN ADP ACCESS LARGE MARKET 401K 1 LINCOLN ST BOSTON MA 02111-2901 | | | | VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-A | | | | | | 3,428,403.860 | | | | | | | 11.38 | | | |
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-A | | | | | | 507,219.963 | | | | | | | 7.36 | | | | |||||
| | STONE HARBOR EMERGING MARKETS DEBT ALLOCATION FUND ATTN: MR ALBERTO GIORDANO 31 W 52ND ST STE 1602 NEW YORK NY 10019-6125 | | | | VIRTUS STONE HARBOR LOCAL MARKETS FUND-CLASS-I | | | | | | 534,873.936 | | | | | | | 5.24 | | | |
| | STONE HARBOR EMERGING MARKETS DEBT FUND 31 W 52ND ST FL 16 NEW YORK NY 10019-7627 | | | | VIRTUS STONE HARBOR EMERGING MARKETS CORPORATE DEBT FUND-CLASS-I | | | | | | 554,494.138 | | | | | | | 68.27 | | | |
| | STONE HARBOR STRATEGIC INCOME FUND ATTN: MR ALBERTO GIORDANO 31 W 52ND ST STE 1602 NEW YORK NY 10019-6125 | | | | VIRTUS STONE HARBOR EMERGING MARKETS CORPORATE DEBT FUND-CLASS-I | | | | | | 179,753.853 | | | | | | | 22.13 | | | |
| VIRTUS STONE HARBOR HIGH YIELD BOND FUND-CLASS-I | | | | | | 1,196,524.911 | | | | | | | 8.93 | | | | |||||
| | SUNTRUST BANK AND VARIOUS BENEFIT PC/O FASCORE RECORDKEEPER 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 | | | | VIRTUS SEIX US MORTGAGE FUND-CLASS-I | | | | | | 74,120.964 | | | | | | | 25.76 | | | |
| | SUNTRUST BANK FBOVARIOUS SUNTRUST OMNIBUS ACCOUNTS 8515 E ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002 | | | | VIRTUS SEIX CORE BOND FUND-CLASS-R6 | | | | | | 118,592.869 | | | | | | | 56.15 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | TD AMERITRADE INC FOR THE EXCLUSIVE BENEFIT OF OUR CLIENTS PO BOX 2226 OMAHA NE 68103-2226 | | | | VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-A | | | | | | 245,375.059 | | | | | | | 27.93 | | | |
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-A | | | | | | 397,936.528 | | | | | | | 13.96 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-A | | | | | | 291,154.745 | | | | | | | 7.74 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-A | | | | | | 70,427.361 | | | | | | | 52.17 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-C | | | | | | 3,756.988 | | | | | | | 15.51 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-A | | | | | | 179,367.701 | | | | | | | 5.73 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-I | | | | | | 440,906.015 | | | | | | | 6.07 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-I | | | | | | 2,633,058.570 | | | | | | | 7.11 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-C | | | | | | 11,807.692 | | | | | | | 10.44 | | | | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-I | | | | | | 522,964.615 | | | | | | | 15.96 | | | | |||||
| VIRTUS SILVANT LARGE-CAP GROWTH STOCK FUND-CLASS-I | | | | | | 61,984.684 | | | | | | | 5.65 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-R6 | | | | | | 2,640,933.313 | | | | | | | 19.27 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-A | | | | | | 13,831.510 | | | | | | | 5.83 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-C | | | | | | 11,012.417 | | | | | | | 41.31 | | | | |||||
| VIRTUS VONTOBEL GREATER EUROPEAN OPPORTUNITIES FUND-CLASS-I | | | | | | 138,002.759 | | | | | | | 29.36 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-A | | | | | | 384,967.779 | | | | | | | 9.35 | | | | |||||
| | THE NORTHERN TRUST COMPANY AS TRUSTEE FBO GENUINE PARTS-DV PO BOX 92994 CHICAGO IL 60675-2994 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-R6 | | | | | | 2,620,248.516 | | | | | | | 9 | | | |
| | THOMAS ALAN ROGERS ELLEN JUNE ROGERS JTWROS SUBJECT TO VIR TOD RULES PITTSFIELD MA 01201-1595 | | | | VIRTUS KAR SMALL-MID CAP VALUE FUND-CLASS-A | | | | | | 11,494.253 | | | | | | | 49.19 | | | |
| | TIAA, FSB CUST/TTEE FBO: RETIREMENT PLANS FOR WHICH TIAA ACTS AS RECORDKEEPER ATTN: TRUST OPERATIONS 211 N BROADWAY STE 1000 SAINT LOUIS MO 63102-2748 | | | | VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-R6 | | | | | | 5,970,603.672 | | | | | | | 8.41 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | UBS WM USA XXX XXXXX XXXX SPEC CDY A/C EXL BEN CUSTOMERS OF UBSFSI 1000 HARBOR BLVD WEEHAWKEN, NJ 07086 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 21,750.355 | | | | | | | 6.91 | | | |
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 5,969.518 | | | | | | | 5.35 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 10,145.407 | | | | | | | 5.33 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 534,345.428 | | | | | | | 5.15 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-A | | | | | | 139,334.611 | | | | | | | 6.77 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-C | | | | | | 30,228.956 | | | | | | | 10.15 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-I | | | | | | 140,347.158 | | | | | | | 5.58 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 50,029.817 | | | | | | | 12.82 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 9,035.420 | | | | | | | 29.06 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-I | | | | | | 116,862.143 | | | | | | | 14.64 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-I | | | | | | 503,377.676 | | | | | | | 5.18 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-A | | | | | | 423,649.603 | | | | | | | 5.85 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-I | | | | | | 259,935.959 | | | | | | | 14.86 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-I | | | | | | 1,449,458.203 | | | | | | | 7.99 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-A | | | | | | 341,410.399 | | | | | | | 5.74 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-C | | | | | | 11,076.244 | | | | | | | 5.75 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-C | | | | | | 4,162.572 | | | | | | | 6.93 | | | | |||||
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-A | | | | | | 507,512.065 | | | | | | | 13.5 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-C | | | | | | 245,701.885 | | | | | | | 14.15 | | | |
| VIRTUS KAR INTERNATIONAL SMALL-MID CAP FUND-CLASS-I | | | | | | 16,053,021.216 | | | | | | | 16.86 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-I | | | | | | 1,811,844.572 | | | | | | | 7.61 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-I | | | | | | 1,906,150.037 | | | | | | | 6.71 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-A | | | | | | 397,615.460 | | | | | | | 12.43 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-C | | | | | | 251,764.552 | | | | | | | 11.21 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-I | | | | | | 4,847,193.802 | | | | | | | 18.66 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-C | | | | | | 413,757.941 | | | | | | | 6.24 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-C | | | | | | 67,408.382 | | | | | | | 9.18 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-I | | | | | | 3,144,908.344 | | | | | | | 7.83 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-I | | | | | | 12,942,448.929 | | | | | | | 19.03 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-I | | | | | | 4,297,520.986 | | | | | | | 51.25 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-C | | | | | | 31,682.591 | | | | | | | 10.09 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-A | | | | | | 468,314.928 | | | | | | | 5.56 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-I | | | | | | 5,133,316.996 | | | | | | | 10.97 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-A | | | | | | 26,310,347.952 | | | | | | | 14 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-I | | | | | | 163,897,578.689 | | | | | | | 15.51 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-A | | | | | | 567,054.134 | | | | | | | 7.86 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-C | | | | | | 243,621.063 | | | | | | | 15.42 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-I | | | | | | 3,522,882.402 | | | | | | | 18.95 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-A | | | | | | 844,015.104 | | | | | | | 11.38 | | | |
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-C | | | | | | 106,468.296 | | | | | | | 11.34 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-I | | | | | | 1,722,656.610 | | | | | | | 11.11 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-A | | | | | | 179,021.633 | | | | | | | 5.72 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-C | | | | | | 28,324.356 | | | | | | | 12.05 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 612,176.969 | | | | | | | 12.75 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-A | | | | | | 366,410.725 | | | | | | | 7.02 | | | | |||||
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-A | | | | | | 160,538.940 | | | | | | | 39.35 | | | | |||||
| VIRTUS SEIX HIGH INCOME FUND-CLASS-I | | | | | | 1,281,610.574 | | | | | | | 5.17 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-A | | | | | | 71,075.560 | | | | | | | 12.44 | | | | |||||
| VIRTUS SEIX ULTRA-SHORT BOND FUND-CLASS-I | | | | | | 266,993.575 | | | | | | | 6.36 | | | | |||||
| VIRTUS SEIX US US GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND-CLASS-A | | | | | | 193,269.869 | | | | | | | 12.89 | | | | |||||
| VIRTUS SEIX US US GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND-CLASS-I | | | | | | 4,435,890.666 | | | | | | | 8.45 | | | | |||||
| VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-I | | | | | | 10,728.972 | | | | | | | 39.43 | | | ��� | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-I | | | | | | 250,417.545 | | | | | | | 7.64 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-I | | | | | | 236,004.690 | | | | | | | 7.07 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-C | | | | | | 884,875.280 | | | | | | | 15.05 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-I | | | | | | 13,441,103.513 | | | | | | | 5.15 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-C | | | | | | 38,461.325 | | | | | | | 8.84 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-C | | | | | | 170,850.976 | | | | | | | 16.99 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-I | | | | | | 1,231,466.968 | | | | | | | 15.96 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | UMB BANK NA FBO FIDUCIARY FOR VARIOUS RETIREMENT PROGRAMS ONE SECURITY BENEFIT PLACE TOPEKA KS 66636-1000 | | | | VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 1,917,262.887 | | | | | | | 9.42 | | | |
| VIRTUS CEREDEX SMALL-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 1,568,254.826 | | | | | | | 31.63 | | | | |||||
| VIRTUS SGA GLOBAL GROWTH FUND-CLASS-A | | | | | | 702,096.263 | | | | | | | 60.39 | | | | |||||
| | US BANK NA FBO AMERICAN HEART ASSOCIATION PO BOX 1787 MILWAUKEE WI 53201-1787 | | | | VIRTUS STONE HARBOR STRATEGIC INCOME FUND-CLASS-I | | | | | | 2,471,616.216 | | | | | | | 73.9 | | | |
| | US BANK NA FBO NBA PLAYERS PO BOX 1787 MILWAUKEE WI 53201-1787 | | | | VIRTUS STONE HARBOR LOCAL MARKETS FUND-CLASS-I | | | | | | 1,479,816.284 | | | | | | | 14.5 | | | |
| | US BANK NA FBO OMAHA PUBLIC POWER DISTRICT RETIREMENT PLAN AND TRUST 1555 N RIVERCENTER DR STE 302 MILWAUKEE WI 53212-3958 | | | | VIRTUS STONE HARBOR EMERGING MARKETS DEBT FUND-CLASS-I | | | | | | 5,866,004.150 | | | | | | | 5.79 | | | |
| | VALLEE & CO FBO XX C/O RELIANCE TRUST COMPANY WI MAILCODE BD1N-ATTN MF 4900 W BROWN DEER ROAD MILWAUKEE WI 53223 | | | | VIRTUS KAR MID-CAP GROWTH FUND-CLASS-R6 | | | | | | 1,156,842.820 | | | | | | | 39.05 | | | |
| | VANGUARD FIDUCIARY TRUST CO FBO PHOENIX FUNDS ATTN OUTSIDE FUNDS K14 100 VANGUARD BLVD MALVERN PA 19355-2331 | | | | VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-R6 | | | | | | 211,877.624 | | | | | | | 18.41 | | | |
| | VANGUARD MARKETING CORPORATION 100 VANGUARD BLVD MALVERN PA 19355-2331 | | | | VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-A | | | | | | 4,320.271 | | | | | | | 26.48 | | | |
| | VIRTUS DUFF & PHELPS REAL ASSET FUND ATTN JAMES SENA C/O VIRTUS INVESTMENT PARTNERS ONE FINANCIAL PLAZA HARTFORD CT 06103 | | | | VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-R6 | | | | | | 145,368.808 | | | | | | | 5.54 | | | |
| | VIRTUS DUFF & PHELPS REAL ASSET FUND ATTN JAMES SENA C/O VIRTUS INVESTMENT PARTNERS ONE FINANCIAL PLAZA HARTFORD CT 06103 | | | | VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-R6 | | | | | | 342,316.251 | | | | | | | 49.44 | | | |
| | VIRTUS DUFF & PHELPS REAL ASSET FUND ATTN JAMES SENA C/O VIRTUS INVESTMENT PARTNERS ONE FINANCIAL PLAZA HARTFORD CT 06103 | | | | VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-I | | | | | | 348,355.113 | | | | | | | 16.21 | | | |
| | VIRTUS DUFF & PHELPS REAL ASSET FUND ATTN JAMES SENA C/O VIRTUS INVESTMENT PARTNERS ONE FINANCIAL PLAZA HARTFORD CT 06103 | | | | VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-R6 | | | | | | 129,710.720 | | | | | | | 83 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | VIRTUS PARTNERS INC (DEFERRED MUTUAL FUND INVESTMENTS) ATTN DAVID HANLEY 1 FINANCIAL PLZ HARTFORD CT 06103-2608 | | | | VIRTUS KAR CAPITAL GROWTH FUND-CLASS-R6 | | | | | | 31,873.714 | | | | | | | 44.64 | | | |
| VIRTUS KAR DEVELOPING MARKETS FUND-CLASS-R6 | | | | | | 53,141.000 | | | | | | | 16.45 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-R6 | | | | | | 35,504.320 | | | | | | | 36.32 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-R6 | | | | | | 5,403.633 | | | | | | | 6.39 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-R6 | | | | | | 21,693.594 | | | | | | | 56.66 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-R6 | | | | | | 43,143.000 | | | | | | | 12.66 | | | | |||||
| VIRTUS KAR SMALL-MID CAP VALUE FUND-CLASS-R6 | | | | | | 79,336.000 | | | | | | | 22.71 | | | | |||||
| | VIRTUS PARTNERS INC ONE FINANCIAL PLAZA 26TH FL HARTFORD CT 06103 | | | | VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-R6 | | | | | | 7,564.297 | | | | | | | 100 | | | |
| VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-C | | | | | | 10,430.877 | | | | | | | 17.87 | | | | |||||
| VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-I | | | | | | 512,772.816 | | | | | | | 23.85 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-R6 | | | | | | 14,720.415 | | | | | | | 32.01 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-R6 | | | | | | 5,417.118 | | | | | | | 7.59 | | | | |||||
| VIRTUS KAR DEVELOPING MARKETS FUND-CLASS-A | | | | | | 10,000.000 | | | | | | | 80.73 | | | | |||||
| VIRTUS KAR DEVELOPING MARKETS FUND-CLASS-C | | | | | | 10,000.000 | | | | | | | 100 | | | | |||||
| VIRTUS KAR DEVELOPING MARKETS FUND-CLASS-I | | | | | | 10,000.000 | | | | | | | 86.4 | | | | |||||
| VIRTUS KAR DEVELOPING MARKETS FUND-CLASS-R6 | | | | | | 270,000.000 | | | | | | | 83.55 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-R6 | | | | | | 8,090.615 | | | | | | | 8.28 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-R6 | | | | | | 4,830.918 | | | | | | | 5.72 | | | | |||||
| VIRTUS KAR LONG SHORT EQUITY FUND-CLASS-R6 | | | | | | 6,600.000 | | | | | | | 17.24 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-A | | | | | | 10,000.000 | | | | | | | 19.75 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-C | | | | | | 10,000.000 | | | | | | | 77.7 | | | | |||||
| VIRTUS KAR SMALL-MID CAP GROWTH FUND-CLASS-R6 | | | | | | 270,000.000 | | | | | | | 79.22 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS KAR SMALL-MID CAP VALUE FUND-CLASS-A | | | | | | 10,000.000 | | | | | | | 42.79 | | | |
| VIRTUS KAR SMALL-MID CAP VALUE FUND-CLASS-C | | | | | | 10,000.000 | | | | | | | 97.09 | | | | |||||
| VIRTUS KAR SMALL-MID CAP VALUE FUND-CLASS-I | | | | | | 10,000.000 | | | | | | | 25.05 | | | | |||||
| VIRTUS KAR SMALL-MID CAP VALUE FUND-CLASS-R6 | | | | | | 270,000.000 | | | | | | | 77.29 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-R6 | | | | | | 9,097.998 | | | | | | | 6.41 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-R6 | | | | | | 25,811.752 | | | | | | | 5.3 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-R6 | | | | | | 11,177.985 | | | | | | | 7.15 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-R6 | | | | | | 10,256.410 | | | | | | | 100 | | | | |||||
| VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-A | | | | | | 10,000.000 | | | | | | | 61.29 | | | | |||||
| VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-C | | | | | | 10,000.000 | | | | | | | 94.92 | | | | |||||
| VIRTUS SGA EMERGING MARKETS GROWTH FUND-CLASS-I | | | | | | 10,000.000 | | | | | | | 36.75 | | | | |||||
| VIRTUS SGA NEW LEADERS GROWTH FUND-CLASS-A | | | | | | 10,000.000 | | | | | | | 89.81 | | | | |||||
| VIRTUS SGA NEW LEADERS GROWTH FUND-CLASS-C | | | | | | 10,000.000 | | | | | | | 100 | | | | |||||
| VIRTUS SGA NEW LEADERS GROWTH FUND-CLASS-I | | | | | | 10,000.000 | | | | | | | 65.42 | | | | |||||
| VIRTUS SGA NEW LEADERS GROWTH FUND-CLASS-R6 | | | | | | 270,000.000 | | | | | | | 34.72 | | | | |||||
| VIRTUS STONE HARBOR EMERGING MARKETS CORPORATE DEBT FUND-CLASS-A | | | | | | 12,254.902 | | | | | | | 100 | | | | |||||
| VIRTUS STONE HARBOR EMERGING MARKET DEBT ALLOCATION FUND-CLASS-A | | | | | | 12,886.598 | | | | | | | 100 | | | | |||||
| VIRTUS STONE HARBOR EMERGING MARKETS DEBT FUND-CLASS-A | | | | | | 12,406.948 | | | | | | | 100 | | | | |||||
| VIRTUS STONE HARBOR HIGH YIELD BOND FUND-CLASS-A | | | | | | 13,368.984 | | | | | | | 100 | | | | |||||
| VIRTUS STONE HARBOR LOCAL MARKETS FUND-CLASS-A | | | | | | 12,970.169 | | | | | | | 100 | | | | |||||
| VIRTUS STONE HARBOR STRATEGIC INCOME FUND-CLASS-A | | | | | | 11,248.594 | | | | | | | 100 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-R6 | | | | | | 8,012.821 | | | | | | | 95 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | VONTOBEL ASSET MANAGEMENT INC 1540 BROADWAY 38TH FL NEW YORK NY 10036 | | | | VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-R6 | | | | | | 421,547.135 | | | | | | | 10.17 | | | |
| | VOYA INSTITUTIONAL TRUST COMPANY ONE ORANGE WAY WINDSOR CT 06095-4773 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 2,410,847.524 | | | | | | | 6.11 | | | |
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-R6 | | | | | | 309,006.556 | | | | | | | 6.34 | | | | |||||
| VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 2,862,901.672 | | | | | | | 19.42 | | | | |||||
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-A | | | | | | 1,482,126.378 | | | | | | | 7.28 | | | | |||||
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-R6 | | | | | | 4,452,913.435 | | | | | | | 6.27 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-A | | | | | | 143,350.968 | | ��� | | | | | 14.98 | | | | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-R6 | | | | | | 23,004.926 | | | | | | | 11.52 | | | | |||||
| | WELLS FARGO BANK NA FBO OMNIBUS CASH CASH XXXX0 PO BOX 1533 MINNEAPOLIS, MN 55480 | | | | VIRTUS KAR SMALL-CAP CORE FUND-CLASS-R6 | | | | | | 4,582,861.125 | | | | | | | 56.99 | | | |
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-R6 | | | | | | 79,167.779 | | | | | | | 6.88 | | | | |||||
| VIRTUS SEIX US US GOVERNMENT SECURITIES ULTRA-SHORT BOND FUND-CLASS-R6 | | | | | | 7,081,828.600 | | | | | | | 62.03 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-R6 | | | | | | 46,972.255 | | | | | | | 12.88 | | | | |||||
| | WELLS FARGO CLEARING SVCS LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET STREET ST LOUIS MO 63103 | | | | VIRTUS CEREDEX LARGE-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 18,992.007 | | | | | | | 6.03 | | | |
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-C | | | | | | 381,866.801 | | | | | | | 22.28 | | | | |||||
| VIRTUS CEREDEX MID-CAP VALUE EQUITY FUND-CLASS-I | | | | | | 70,438,964.907 | | | | | | | 42.64 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 16,871.574 | | | | | | | 8.86 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-A | | | | | | 114,744.300 | | | | | | | 5.57 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-C | | | | | | 35,740.442 | | | | | | | 12.01 | | | | |||||
| VIRTUS DUFF & PHELPS GLOBAL INFRASTRUCTURE FUND-CLASS-I | | | | | | 245,735.025 | | | | | | | 9.78 | | | | |||||
| VIRTUS DUFF & PHELPS INTERNATIONAL REAL ESTATE SECURITIES FUND-CLASS-A | | | | | | 130,813.768 | | | | | | | 33.53 | | | | |||||
| VIRTUS DUFF & PHELPS REAL ASSET FUND-CLASS-A | | | | | | 66,907.829 | | | | | | | 6.86 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS DUFF & PHELPS REAL ESTATE SECURITIES FUND-CLASS-C | | | | | | 12,106.423 | | | | | | | 5.04 | | | |
| VIRTUS DUFF & PHELPS SELECT MLP AND ENERGY FUND-CLASS-I | | | | | | 127,426.800 | | | | | | | 5.93 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-A | | | | | | 1,160,484.012 | | | | | | | 16.01 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-C | | | | | | 186,930.566 | | | | | | | 32.18 | | | | |||||
| VIRTUS FORT TREND FUND-CLASS-I | | | | | | 378,283.884 | | | | | | | 21.63 | | | | |||||
| VIRTUS KAR CAPITAL GROWTH FUND-CLASS-C | | | | | | 21,370.418 | | | | | | | 6.99 | | | | |||||
| VIRTUS KAR EMERGING MARKETS SMALL-CAP FUND-CLASS-C | | | | | | 19,178.201 | | | | | | | 12.21 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-A | | | | | | 464,678.192 | | | | | | | 7.81 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-C | | | | | | 15,331.212 | | | | | | | 7.95 | | | | |||||
| VIRTUS KAR EQUITY INCOME FUND-CLASS-I | | | | | | 62,413.823 | | | | | | | 9.37 | | | | |||||
| VIRTUS KAR GLOBAL QUALITY DIVIDEND FUND-CLASS-C | | | | | | 11,291.392 | | | | | | | 18.79 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-A | | | | | | 167,561.496 | | | | | | | 10.55 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-C | | | | | | 326,550.606 | | | | | | | 23.1 | | | | |||||
| VIRTUS KAR MID-CAP CORE FUND-CLASS-I | | | | | | 2,773,472.658 | | | | | | | 11.66 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-A | | | | | | 450,544.584 | | | | | | | 6.1 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-C | | | | | | 680,167.879 | | | | | | | 34.94 | | | | |||||
| VIRTUS KAR MID-CAP GROWTH FUND-CLASS-I | | | | | | 3,754,575.217 | | | | | | | 13.22 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-A | | | | | | 387,480.556 | | | | | | | 12.12 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-C | | | | | | 418,143.498 | | | | | | | 18.62 | | | | |||||
| VIRTUS KAR SMALL-CAP CORE FUND-CLASS-I | | | | | | 2,496,002.224 | | | | | | | 9.61 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-A | | | | | | 877,561.774 | | | | | | | 6.17 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-C | | | | | | 1,362,465.844 | | | | | | | 20.55 | | | | |||||
| VIRTUS KAR SMALL-CAP GROWTH FUND-CLASS-I | | | | | | 6,887,716.791 | | | | | | | 7.79 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-A | | | | | | 522,075.493 | | | | | | | 11.36 | | | | |||||
| VIRTUS KAR SMALL-CAP VALUE FUND-CLASS-C | | | | | | 133,175.183 | | | | | | | 18.13 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-A | | | | | | 268,931.418 | | | | | | | 10 | | | |
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-C | | | | | | 178,827.830 | | | | | | | 9.08 | | | | |||||
| VIRTUS KAR SMALL-MID CAP CORE FUND-CLASS-I | | | | | | 3,866,637.370 | | | | | | | 5.69 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-A | | | | | | 187,790.101 | | | | | | | 6.81 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-C | | | | | | 33,619.190 | | | | | | | 19.95 | | | | |||||
| VIRTUS NEWFLEET CORE PLUS BOND FUND-CLASS-I | | | | | | 814,682.047 | | | | | | | 9.72 | | | | |||||
| VIRTUS NEWFLEET HIGH YIELD FUND-CLASS-I | | | | | | 119,610.771 | | | | | | | 6.99 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-A | | | | | | 1,066,036.410 | | | | | | | 12.66 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-C | | | | | | 216,666.143 | | | | | | | 14.67 | | | | |||||
| VIRTUS NEWFLEET LOW DURATION CORE PLUS BOND FUND-CLASS-I | | | | | | 4,120,663.496 | | | | | | | 8.81 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-A | | | | | | 15,513,117.352 | | | | | | | 8.26 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C | | | | | | 18,307,572.960 | | | | | | | 38.99 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-C1 | | | | | | 2,602,033.614 | | | | | | | 20.9 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR SHORT TERM BOND FUND-CLASS-I | | | | | | 80,442,408.261 | | | | | | | 7.61 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-A | | | | | | 592,841.947 | | | | | | | 8.22 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-C | | | | | | 231,671.893 | | | | | | | 14.67 | | | | |||||
| VIRTUS NEWFLEET MULTI-SECTOR INTERMEDIATE BOND FUND-CLASS-I | | | | | | 1,409,293.131 | | | | | | | 7.58 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-A | | | | | | 782,624.904 | | | | | | | 10.55 | | | | |||||
| VIRTUS NEWFLEET SENIOR FLOATING RATE FUND-CLASS-C | | | | | | 101,834.654 | | | | | | | 10.85 | | | | |||||
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-A | | | | | | 319,212.014 | | | | | | | 10.2 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-C | | | | | | 48,771.181 | | | | | | | 20.75 | | | |
| VIRTUS NEWFLEET TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 326,053.501 | | | | | | | 6.79 | | | | |||||
| VIRTUS SEIX CORPORATE BOND FUND-CLASS-C | | | | | | 26,684.923 | | | | | | | 34.58 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-A | | | | | | 572,490.830 | | | | | | | 10.96 | | | | |||||
| VIRTUS SEIX FLOATING RATE HIGH INCOME FUND-CLASS-C | | | | | | 204,758.496 | | | | | | | 12.7 | | | | |||||
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-A | | | | | | 49,123.945 | | | | | | | 12.04 | | | | |||||
| VIRTUS SEIX HIGH GRADE MUNICIPAL BOND FUND-CLASS-I | | | | | | 246,303.536 | | | | | | | 8.67 | | | | |||||
| VIRTUS SEIX HIGH INCOME FUND-CLASS-A | | | | | | 173,357.216 | | | | | | | 6.81 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-A | | | | | | 97,513.008 | | | | | | | 7.08 | | | | |||||
| VIRTUS SEIX HIGH YIELD FUND-CLASS-I | | | | | | 5,437,637.409 | | | | | | | 14.68 | | | | |||||
| VIRTUS SEIX INVESTMENT GRADE TAX-EXEMPT BOND FUND-CLASS-A | | | | | | 109,786.519 | | | | | | | 17.16 | | | | |||||
| VIRTUS SEIX INVESTMENT GRADE TAX-EXEMPT BOND FUND-CLASS-I | | | | | | 1,019,304.755 | | | | | | | 5.75 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-A | | | | | | 58,086.461 | | | | | | | 10.16 | | | | |||||
| VIRTUS SEIX SHORT-TERM BOND FUND-CLASS-C | | | | | | 23,450.847 | | | | | | | 20.73 | | | | |||||
| VIRTUS SEIX TOTAL RETURN BOND FUND-CLASS-I | | | | | | 1,713,136.583 | | | | | | | 7.74 | | | | |||||
| VIRTUS SEIX ULTRA-SHORT BOND FUND-CLASS-I | | | | | | 929,831.200 | | | | | | | 22.16 | | | | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-A | | | | | | 98,082.529 | | | | | | | 14.52 | | | | |||||
| VIRTUS SGA INTERNATIONAL GROWTH FUND-CLASS-I | | | | | | 547,834.602 | | | | | | | 16.72 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-A | | | | | | 3,707,938.376 | | | | | | | 5.89 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-C | | | | | | 334,226.594 | | | | | | | 19.82 | | | | |||||
| VIRTUS TACTICAL ALLOCATION FUND-CLASS-I | | | | | | 354,684.984 | | | | | | | 10.62 | | | | |||||
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-A | | | | | | 2,622,839.277 | | | | | | | 8.71 | | | |
| | Shareholder | | | | Fund/Class | | | | Shares | | | | Percent of Class | | | ||||||
| | | | | | VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-C | | | | | | 1,596,196.127 | | | | | | | 27.15 | | | |
| VIRTUS VONTOBEL EMERGING MARKETS OPPORTUNITIES FUND-CLASS-I | | | | | | 24,698,006.347 | | | | | | | 9.46 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-C | | | | | | 79,871.981 | | | | | | | 18.36 | | | | |||||
| VIRTUS VONTOBEL FOREIGN OPPORTUNITIES FUND-CLASS-I | | | | | | 1,239,125.056 | | | | | | | 5.32 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-A | | | | | | 384,171.729 | | | | | | | 5.73 | | | | |||||
| VIRTUS VONTOBEL GLOBAL OPPORTUNITIES FUND-CLASS-C | | | | | | 123,287.622 | | | | | | | 12.26 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-A | | | | | | 334,598.241 | | | | | | | 8.13 | | | | |||||
| VIRTUS ZEVENBERGEN INNOVATIVE GROWTH STOCK FUND-CLASS-I | | | | | | 1,111,956.705 | | | | | | | 10.92 | | | |
VIRTUS MUTUAL FUNDS P.O. BOX 9874 PROVIDENCE, RI 02940-8074 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate boxes on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY D87041-S47212 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Trustees recommends a vote FOR the following: For All Withhold All For All Except 1. Election of Trustees Nominees: For Against Abstain To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. The Board of Trustees recommends a vote FOR the following proposal: NOTE: Please sign exactly as your name(s) appear(s) on this card. When signing as attorney, executor, administrator, trustee, guardian or as custodian for a minor, please sign your name and give your full title as such. If signing on behalf of a corporation, please sign the full corporate name and your name and indicate your title. If you are a partner signing for a partnership, please sign the partnership name, your name and indicate your title. Joint owners should each sign these instructions. Please sign, date and return. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date 01) Sarah E. Cogan 02) Deborah A. DeCotis 03) F. Ford Drummond 04) Sidney E. Harris 05) Connie D. McDaniel 06) Keith R. Walton 07) Brian T. Zino 6. If necessary, to adjourn or postpone the Meeting to permit further solicitation of proxies in the event that a quorum exists but there are not sufficient votes at the time of the Meeting to approve a Proposal.
Important Notice Regarding the Availability of Proxy Materials for the Special Meeting:The Notice and Proxy Statement is available at www.proxyvote.com. D87042-S47212 PROXY Virtus Alternative Solutions Trust Virtus Asset Trust Virtus Equity Trust Virtus Opportunities Trust (each a "Trust", and each series thereof, a "Fund") SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JUNE 28, 2022 THIS PROXY IS BEING SOLICITED BY THE BOARD OF TRUSTEES. The undersigned shareholder(s) of a Fund, a series of a Trust, revoking previous proxies, hereby appoint(s) George R. Aylward, Kevin J. Carr and Jennifer S. Fromm, or any one of them true and lawful attorneys with power of substitution of each, to vote all shares which the undersigned is entitled to vote, at the Special Meeting of Shareholders of the Funds to be held virtually on June 28, 2022 at 3:00 PM Eastern Time, and at any adjournment thereof as indicated on the reverse side. In their discretion, the proxy holders named above are authorized to vote upon such other matters as may properly come before the meeting. Any shareholders wishing to participate in the Special Meeting by means of remote communication can do so at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ Receipt of the Notice of the Special Meeting and the accompanying Proxy Statement is hereby acknowledged. The shares represented hereby will be voted as indicated or FOR the proposals Continued and to be signed on reverse side
VIRTUS MUTUAL FUNDS P.O. BOX 9874 PROVIDENCE, RI 02940-8074 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate boxes on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY D87043-S47212 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Trustees recommends a vote FOR the following: For All Withhold All For All Except 1. Election of Trustees Nominees: For Against Abstain To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. The Board of Trustees recommends a vote FOR the following proposal: NOTE: Please sign exactly as your name(s) appear(s) on this card. When signing as attorney, executor, administrator, trustee, guardian or as custodian for a minor, please sign your name and give your full title as such. If signing on behalf of a corporation, please sign the full corporate name and your name and indicate your title. If you are a partner signing for a partnership, please sign the partnership name, your name and indicate your title. Joint owners should each sign these instructions. Please sign, date and return. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date 01) Sarah E. Cogan 02) Deborah A. DeCotis 03) F. Ford Drummond 04) Sidney E. Harris 05) Connie D. McDaniel 06) Keith R. Walton 07) Brian T. Zino 2. To approve a proposal to permit the investment adviser to the Fund, to hire, terminate and replace affiliated (both wholly-owned and partially-owned) and unaffiliated subadvisers for the Fund or to modify subadvisory agreements for the Fund without shareholder approval, and to permit the Fund to disclose advisory and subadvisory fee information in an aggregated manner. 6. If necessary, to adjourn or postpone the Meeting to permit further solicitation of proxies in the event that a quorum exists but there are not sufficient votes at the time of the Meeting to approve a Proposal.
Important Notice Regarding the Availability of Proxy Materials for the Special Meeting:The Notice and Proxy Statement is available at www.proxyvote.com. D87044-S47212 PROXY Virtus Alternative Solutions Trust Virtus Asset Trust Virtus Equity Trust Virtus Opportunities Trust (each a "Trust", and each series thereof, a "Fund") SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JUNE 28, 2022 THIS PROXY IS BEING SOLICITED BY THE BOARD OF TRUSTEES. The undersigned shareholder(s) of a Fund, a series of a Trust, revoking previous proxies, hereby appoint(s) George R. Aylward, Kevin J. Carr and Jennifer S. Fromm, or any one of them true and lawful attorneys with power of substitution of each, to vote all shares which the undersigned is entitled to vote, at the Special Meeting of Shareholders of the Funds to be held virtually on June 28, 2022 at 3:00 PM Eastern Time, and at any adjournment thereof as indicated on the reverse side. In their discretion, the proxy holders named above are authorized to vote upon such other matters as may properly come before the meeting. Any shareholders wishing to participate in the Special Meeting by means of remote communication can do so at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ Receipt of the Notice of the Special Meeting and the accompanying Proxy Statement is hereby acknowledged. The shares represented hereby will be voted as indicated or FOR the proposals Continued and to be signed on reverse side
VIRTUS MUTUAL FUNDS P.O. BOX 9874 PROVIDENCE, RI 02940-8074 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate boxes on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY D87045-S47212 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Trustees recommends a vote FOR the following: For All Withhold All For All Except 1. Election of Trustees Nominees: For Against Abstain To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. The Board of Trustees recommends a vote FOR the following proposal: NOTE: Please sign exactly as your name(s) appear(s) on this card. When signing as attorney, executor, administrator, trustee, guardian or as custodian for a minor, please sign your name and give your full title as such. If signing on behalf of a corporation, please sign the full corporate name and your name and indicate your title. If you are a partner signing for a partnership, please sign the partnership name, your name and indicate your title. Joint owners should each sign these instructions. Please sign, date and return. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date 01) Sarah E. Cogan 02) Deborah A. DeCotis 03) F. Ford Drummond 04) Sidney E. Harris 05) Connie D. McDaniel 06) Keith R. Walton 07) Brian T. Zino 2. To approve a proposal to permit the investment adviser to the Fund, to hire, terminate and replace affiliated (both wholly-owned and partially-owned) and unaffiliated subadvisers for the Fund or to modify subadvisory agreements for the Fund without shareholder approval, and to permit the Fund to disclose advisory and subadvisory fee information in an aggregated manner. 3. To approve a proposal to amend the fundamental restrictions of the Fund with respect to loans. 6. If necessary, to adjourn or postpone the Meeting to permit further solicitation of proxies in the event that a quorum exists but there are not sufficient votes at the time of the Meeting to approve a Proposal.
Important Notice Regarding the Availability of Proxy Materials for the Special Meeting:The Notice and Proxy Statement is available at www.proxyvote.com. D87046-S47212 PROXY Virtus Alternative Solutions Trust Virtus Asset Trust Virtus Equity Trust Virtus Opportunities Trust (each a "Trust", and each series thereof, a "Fund") SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JUNE 28, 2022 THIS PROXY IS BEING SOLICITED BY THE BOARD OF TRUSTEES. The undersigned shareholder(s) of a Fund, a series of a Trust, revoking previous proxies, hereby appoint(s) George R. Aylward, Kevin J. Carr and Jennifer S. Fromm, or any one of them true and lawful attorneys with power of substitution of each, to vote all shares which the undersigned is entitled to vote, at the Special Meeting of Shareholders of the Funds to be held virtually on June 28, 2022 at 3:00 PM Eastern Time, and at any adjournment thereof as indicated on the reverse side. In their discretion, the proxy holders named above are authorized to vote upon such other matters as may properly come before the meeting. Any shareholders wishing to participate in the Special Meeting by means of remote communication can do so at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ Receipt of the Notice of the Special Meeting and the accompanying Proxy Statement is hereby acknowledged. The shares represented hereby will be voted as indicated or FOR the proposals Continued and to be signed on reverse side
VIRTUS MUTUAL FUNDS P.O. BOX 9874 PROVIDENCE, RI 02940-8074 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate boxes on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY D87047-S47212 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Trustees recommends a vote FOR the following: For All Withhold All For All Except 1. Election of Trustees Nominees: For Against Abstain To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. The Board of Trustees recommends a vote FOR the following proposal: NOTE: Please sign exactly as your name(s) appear(s) on this card. When signing as attorney, executor, administrator, trustee, guardian or as custodian for a minor, please sign your name and give your full title as such. If signing on behalf of a corporation, please sign the full corporate name and your name and indicate your title. If you are a partner signing for a partnership, please sign the partnership name, your name and indicate your title. Joint owners should each sign these instructions. Please sign, date and return. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date 01) Sarah E. Cogan 02) Deborah A. DeCotis 03) F. Ford Drummond 04) Sidney E. Harris 05) Connie D. McDaniel 06) Keith R. Walton 07) Brian T. Zino 2. To approve a proposal to permit the investment adviser to the Fund, to hire, terminate and replace affiliated (both wholly-owned and partially-owned) and unaffiliated subadvisers for the Fund or to modify subadvisory agreements for the Fund without shareholder approval, and to permit the Fund to disclose advisory and subadvisory fee information in an aggregated manner. 3. To approve a proposal to amend the fundamental restrictions of the Fund with respect to loans. 4. To approve a proposal to reclassify the investment objective of the Fund from fundamental to non-fundamental. 6. If necessary, to adjourn or postpone the Meeting to permit further solicitation of proxies in the event that a quorum exists but there are not sufficient votes at the time of the Meeting to approve a Proposal.
Important Notice Regarding the Availability of Proxy Materials for the Special Meeting:The Notice and Proxy Statement is available at www.proxyvote.com. D87048-S47212 PROXY Virtus Alternative Solutions Trust Virtus Asset Trust Virtus Equity Trust Virtus Opportunities Trust (each a "Trust", and each series thereof, a "Fund") SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JUNE 28, 2022 THIS PROXY IS BEING SOLICITED BY THE BOARD OF TRUSTEES. The undersigned shareholder(s) of a Fund, a series of a Trust, revoking previous proxies, hereby appoint(s) George R. Aylward, Kevin J. Carr and Jennifer S. Fromm, or any one of them true and lawful attorneys with power of substitution of each, to vote all shares which the undersigned is entitled to vote, at the Special Meeting of Shareholders of the Funds to be held virtually on June 28, 2022 at 3:00 PM Eastern Time, and at any adjournment thereof as indicated on the reverse side. In their discretion, the proxy holders named above are authorized to vote upon such other matters as may properly come before the meeting. Any shareholders wishing to participate in theSpecial Meeting by means of remote communication can do so at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ Receipt of the Notice of the Special Meeting and the accompanying Proxy Statement is hereby acknowledged. The shares represented hereby will be voted as indicated or FOR the proposals Continued and to be signed on reverse side
VIRTUS MUTUAL FUNDS P.O. BOX 9874 PROVIDENCE, RI 02940-8074 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate boxes on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY D87049-S47212 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Trustees recommends a vote FOR the following: For All Withhold All For All Except 1. Election of Trustees Nominees: For Against Abstain To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. The Board of Trustees recommends a vote FOR the following proposal: NOTE: Please sign exactly as your name(s) appear(s) on this card. When signing as attorney, executor, administrator, trustee, guardian or as custodian for a minor, please sign your name and give your full title as such. If signing on behalf of a corporation, please sign the full corporate name and your name and indicate your title. If you are a partner signing for a partnership, please sign the partnership name, your name and indicate your title. Joint owners should each sign these instructions. Please sign, date and return. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date 01) Sarah E. Cogan 02) Deborah A. DeCotis 03) F. Ford Drummond 04) Sidney E. Harris 05) Connie D. McDaniel 06) Keith R. Walton 07) Brian T. Zino 2. To approve a proposal to permit the investment adviser to the Fund, to hire, terminate and replace affiliated (both wholly-owned and partially-owned) and unaffiliated subadvisers for the Fund or to modify subadvisory agreements for the Fund without shareholder approval, and to permit the Fund to disclose advisory and subadvisory fee information in an aggregated manner. 4. To approve a proposal to reclassify the investment objective of the Fund from fundamental to non-fundamental. 6. If necessary, to adjourn or postpone the Meeting to permit further solicitation of proxies in the event that a quorum exists but there are not sufficient votes at the time of the Meeting to approve a Proposal.
Important Notice Regarding the Availability of Proxy Materials for the Special Meeting:The Notice and Proxy Statement is available at www.proxyvote.com. D87050-S47212 PROXY Virtus Alternative Solutions Trust Virtus Asset Trust Virtus Equity Trust Virtus Opportunities Trust (each a "Trust", and each series thereof, a "Fund") SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JUNE 28, 2022 THIS PROXY IS BEING SOLICITED BY THE BOARD OF TRUSTEES. The undersigned shareholder(s) of a Fund, a series of a Trust, revoking previous proxies, hereby appoint(s) George R. Aylward, Kevin J. Carr and Jennifer S. Fromm, or any one of them true and lawful attorneys with power of substitution of each, to vote all shares which the undersigned is entitled to vote, at the Special Meeting of Shareholders of the Funds to be held virtually on June 28, 2022 at 3:00 PM Eastern Time, and at any adjournment thereof as indicated on the reverse side. In their discretion, the proxy holders named above are authorized to vote upon such other matters as may properly come before the meeting. Any shareholders wishing to participate in theSpecial Meeting by means of remote communication can do so at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ Receipt of the Notice of the Special Meeting and the accompanying Proxy Statement is hereby acknowledged. The shares represented hereby will be voted as indicated or FOR the proposals Continued and to be signed on reverse side
VIRTUS MUTUAL FUNDS P.O. BOX 9874 PROVIDENCE, RI 02940-8074 SCAN TO VIEW MATERIALS & VOTE To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate boxes on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY D87051-S47212 KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY The Board of Trustees recommends a vote FOR the following: For All Withhold All For All Except 1. Election of Trustees Nominees: For Against Abstain To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. The Board of Trustees recommends a vote FOR the following proposal: NOTE: Please sign exactly as your name(s) appear(s) on this card. When signing as attorney, executor, administrator, trustee, guardian or as custodian for a minor, please sign your name and give your full title as such. If signing on behalf of a corporation, please sign the full corporate name and your name and indicate your title. If you are a partner signing for a partnership, please sign the partnership name, your name and indicate your title. Joint owners should each sign these instructions. Please sign, date and return. Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date 01) Sarah E. Cogan 02) Deborah A. DeCotis 03) F. Ford Drummond 04) Sidney E. Harris 05) Connie D. McDaniel 06) Keith R. Walton 07) Brian T. Zino 2. To approve a proposal to permit the investment adviser to the Fund, to hire, terminate and replace affiliated (both wholly-owned and partially-owned) and unaffiliated subadvisers for the Fund or to modify subadvisory agreements for the Fund without shareholder approval, and to permit the Fund to disclose advisory and subadvisory fee information in an aggregated manner. 5. To approve a proposal to change the Fund’s status from diversified to non-diversified. 6. If necessary, to adjourn or postpone the Meeting to permit further solicitation of proxies in the event that a quorum exists but there are not sufficient votes at the time of the Meeting to approve a Proposal.
Important Notice Regarding the Availability of Proxy Materials for the Special Meeting:The Notice and Proxy Statement is available at www.proxyvote.com. D87052-S47212 PROXY Virtus Alternative Solutions Trust Virtus Asset Trust Virtus Equity Trust Virtus Opportunities Trust (each a "Trust", and each series thereof, a "Fund") SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON JUNE 28, 2022 THIS PROXY IS BEING SOLICITED BY THE BOARD OF TRUSTEES. The undersigned shareholder(s) of a Fund, a series of a Trust, revoking previous proxies, hereby appoint(s) George R. Aylward, Kevin J. Carr and Jennifer S. Fromm, or any one of them true and lawful attorneys with power of substitution of each, to vote all shares which the undersigned is entitled to vote, at the Special Meeting of Shareholders of the Funds to be held virtually on June 28, 2022 at 3:00 PM Eastern Time, and at any adjournment thereof as indicated on the reverse side. In their discretion, the proxy holders named above are authorized to vote upon such other matters as may properly come before the meeting. Any shareholders wishing to participate in the Special Meeting by means of remote communication can do so at https://www.viewproxy.com/VirtusFunds/broadridgevsm/ Receipt of the Notice of the Special Meeting and the accompanying Proxy Statement is hereby acknowledged. The shares represented hereby will be voted as indicated or FOR the proposals Continued and to be signed on reverse side