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TMP Tompkins Financial

Filed: 23 Jul 21, 10:00am

 

 

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) July 23, 2021

  
Tompkins Financial Corporation
(Exact name of registrant as specified in its charter)
 
New York1-1270916-1482357
(State or other jurisdiction(Commission(IRS Employer
of incorporation)File Number)Identification No.)
   
P.O. Box 460, Ithaca New York 14851
(Address of Principal executive offices) (Zip Code)

 

Registrant’s telephone number, including area code (607) 273-3210

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each classTrading Symbol(s)Name of each exchange on which
registered
Common Stock, $0.10 par valueTMPNYSE American, LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

 Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐

 

 

 

 

 

Item 2.02 Results of Operations and Financial Condition

 

On July 23, 2021, Tompkins Financial Corporation, (the “Company”) issued a press release announcing its earnings for the calendar quarter ended June 30, 2021. A copy of the press release is attached to this Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.

 

Item 8.01 Other Events

 

On July 23, 2021, the Company issued a press release announcing that its Board of Directors approved payment of a regular quarterly cash dividend of $0.54 per share, payable on August 13, 2021, to common shareholders of record on August 3, 2021. A copy of the press release is attached to this Report on Form 8-K as Exhibit 99.2 and is incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits

 

(a)Not applicable.
   

(b)Not applicable.
   

(c)Not applicable.
   

(d)Exhibits.

 

EXHIBIT INDEX

 

Exhibit No.Description
99.1Press Release of Tompkins Financial Corporation Dated July 23, 2021
99.2Press Release of Tompkins Financial Corporation Dated July 23, 2021
 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  

TOMPKINS FINANCIAL CORPORATION
  
Date: July 23, 2021/S/ Stephen S. Romaine
Stephen S. Romaine
President and CEO