UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-07513 | ||||||||
Name of Registrant: | Putnam Funds Trust | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | Robert T. Burns | ||||||||
Putnam Funds Trust | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | Bryan Chegwidden, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
1211 Avenue of the Americas | |||||||||
New York, New York 10036 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | Varies | ||||||||
Date of reporting period: | 07/01/2017 - 06/30/2018 |
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Absolute Return 500 Fund | ||||||||
Date of Fiscal Year End: | 10/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Asia Pacific Equity Fund | ||||||||
Date of Fiscal Year End: | 10/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Capital Spectrum Fund | |||||||
Date of Fiscal Year End: | 04/30 | |||||||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect Joseph H. Boccuzi | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
8 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
9 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
10 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
11 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Altisource Portfolio Solutions S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASPS | CUSIP L0175J104 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timo Vatto | Mgmt | For | For | For | |||
2 | Elect Orin S. Kramer | Mgmt | For | For | For | |||
3 | Elect W. Michael Linn | Mgmt | For | For | For | |||
4 | Elect Joseph L Morettini | Mgmt | For | For | For | |||
5 | Elect Roland Mueller-Ineichen | Mgmt | For | For | For | |||
6 | Elect William B. Shepro | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Approval of Annual Report | Mgmt | For | For | For | |||
9 | Approval of Directors Report | Mgmt | For | For | For | |||
10 | Allocation of Results for Fiscal Year 2017 | Mgmt | For | For | For | |||
11 | Discharge of Current and Past Directors | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Amendment to Compensation of Non-Management Directors | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.4 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Caesars Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZR | CUSIP 127686103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.2 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.3 | Elect John Dionne | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
6 | Elect John D. Johnson | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Michael J. Toelle | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.6 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
EchoStar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SATS | CUSIP 278768106 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Stanton Dodge | Mgmt | For | For | For | |||
1.2 | Elect Michael T. Dugan | Mgmt | For | For | For | |||
1.3 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Anthony M. Federico | Mgmt | For | For | For | |||
1.5 | Elect Pradman P. Kaul | Mgmt | For | For | For | |||
1.6 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.7 | Elect C. Michael Schroeder | Mgmt | For | For | For | |||
1.8 | Elect William David Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | N/A | TNA | N/A | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | N/A | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Front Yard Residential Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RESI | CUSIP 35904G107 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David B. Reiner | Mgmt | For | For | For | |||
1.2 | Elect Rochelle R. Dobbs | Mgmt | For | For | For | |||
1.3 | Elect George G. Ellison | Mgmt | For | For | For | |||
1.4 | Elect Michael A. Eruzione | Mgmt | For | For | For | |||
1.5 | Elect Wade J. Henderson | Mgmt | For | For | For | |||
1.6 | Elect George W. McDowell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James S. Crown | Mgmt | For | For | For | |||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
5 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
6 | Elect C. Howard Nye | Mgmt | For | Against | Against | |||
7 | Elect William A. Osborn | Mgmt | For | For | For | |||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | For | |||
9 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
10 | Elect Peter A. Wall | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
5 | Elect Simone Menne | Mgmt | For | For | For | |||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
10 | Elect R. David Yost | Mgmt | For | For | For | |||
11 | Elect John D. Young | Mgmt | For | For | For | |||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
STAAR Surgical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAA | CUSIP 852312305 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen C. Farrell | Mgmt | For | For | For | |||
1.2 | Elect Caren Mason | Mgmt | For | For | For | |||
1.3 | Elect John C. Moore | Mgmt | For | For | For | |||
1.4 | Elect Louis E. Silverman | Mgmt | For | For | For | |||
1.5 | Elect William P. Wall | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
4 | Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Amend Certificate of Incorporation to Increase Minimum Directors from Three to Five | Mgmt | For | For | For | |||
6 | Amend Bylaws to Increase the Minimum Number of Directors from Three to Five | Mgmt | For | For | For | |||
7 | Amendment to Certificate of Incorporation to Allow Removal of Directors Without Cause | Mgmt | For | For | For | |||
8 | Amendment to Bylaws to Allow Removal of Directors Without Cause | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote to Approve Annual Compensation Program for Non-Employee Directors as Revised | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stone Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGY | CUSIP 861642304 | 05/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Approve New Talos Long Term Incentive Plan | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 07/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sol J. Barer | Mgmt | For | TNA | N/A | |||
2 | Elect Jean-Michel Halfon | Mgmt | For | TNA | N/A | |||
3 | Elect Murray A. Goldberg | Mgmt | For | TNA | N/A | |||
4 | Elect Nechemia Peres | Mgmt | For | TNA | N/A | |||
5 | Elect Roberto A. Mignone | Mgmt | For | TNA | N/A | |||
6 | Elect Perry Nisen | Mgmt | For | TNA | N/A | |||
7 | Compensation Terms of Chair | Mgmt | For | TNA | N/A | |||
8 | Employment Terms of Interim President and CEO | Mgmt | For | TNA | N/A | |||
9 | Directors' Fees | Mgmt | For | TNA | N/A | |||
10 | Amendment to the 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | TNA | N/A | |||
11 | 2017 Executive Incentive Compensation Plan | Mgmt | For | TNA | N/A | |||
12 | Reduction of Authorized Shares | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
The Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Frederic N. Eshelman | Mgmt | For | Against | Against | |||
3 | Elect Geno Germano | Mgmt | For | For | For | |||
4 | Elect John C. Kelly | Mgmt | For | For | For | |||
5 | Elect Clive A. Meanwell | Mgmt | For | For | For | |||
6 | Elect Paris Panayiotopoulos | Mgmt | For | For | For | |||
7 | Elect Sarah J. Schlesinger | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Hudson La Force | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For |
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Dynamic Asset Allocation Equity Fund | |||||||
Date of Fiscal Year End: | 05/31 | |||||||
3i Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
III | CINS G88473148 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jonathan Asquith | Mgmt | For | For | For | |||
5 | Elect Caroline J. Banszky | Mgmt | For | For | For | |||
6 | Elect Simon A. Borrows | Mgmt | For | For | For | |||
7 | Elect Stephen Daintith | Mgmt | For | For | For | |||
8 | Elect Peter Grosch | Mgmt | For | For | For | |||
9 | Elect David Hutchinson | Mgmt | For | For | For | |||
10 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
11 | Elect Julia Wilson | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
ABN AMRO Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABN | CINS N0162C102 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
12 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Elect Steven ten Have to the Supervisory Board | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Cancellation of Shares | Mgmt | For | For | For | |||
23 | Reduction in Authorised Share Capital | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ACS Actividades de Construcci—n y Servicios, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACS | CINS E7813W163 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
5 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Capitalisation of Reserves Bonus Share Issuance; Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Issue or Cancel Treasury Shares | Mgmt | For | For | For | |||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Adecco Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADEN | CINS H00392318 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Elect Rolf Dorig as Board Chair | Mgmt | For | TNA | N/A | |||
9 | Elect Jean-Christophe Deslarzes | Mgmt | For | TNA | N/A | |||
10 | Elect Ariane Gorin | Mgmt | For | TNA | N/A | |||
11 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
12 | Elect Didier Lamouche | Mgmt | For | TNA | N/A | |||
13 | Elect David N. Prince | Mgmt | For | TNA | N/A | |||
14 | Elect Kathleen P. Taylor | Mgmt | For | TNA | N/A | |||
15 | Elect Regula Wallimann | Mgmt | For | TNA | N/A | |||
16 | Elect Jean-Christophe Deslarzes as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Alexander Gut as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Kathleen P. Taylor as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Aegon N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CINS N00927298 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Elect Corien Wortmann-Kool to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Robert Dineen to the Supervisory Board | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights (Solvency II Securities) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares for Equity Awards | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Ageas NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Authority to Reduce Capital Through the Cancellation of Shares | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Ageas NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 05/16/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Allocation of Dividends | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
11 | Remuneration Report | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees (Chair) | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees (Non-Executive Board Members) | Mgmt | For | TNA | N/A | |||
14 | Elect Sonali Chandmal to the Board of Directors | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
21 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Agilent Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
A | CUSIP 00846U101 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KOH Boon Hwee | Mgmt | For | For | For | |||
2 | Elect Michael R. McMullen | Mgmt | For | For | For | |||
3 | Elect Daniel K. Podolsky | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Stock Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
AGNC Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 00123Q104 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary D. Kain | Mgmt | For | For | For | |||
2 | Elect Morris A. Davis | Mgmt | For | For | For | |||
3 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
4 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
5 | Elect Paul E. Mullings | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Alfresa Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2784 | CINS J0109X107 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Kanome | Mgmt | For | For | For | |||
4 | Elect Taizoh Kubo | Mgmt | For | For | For | |||
5 | Elect Shunichi Miyake | Mgmt | For | For | For | |||
6 | Elect Kohichi Masunaga | Mgmt | For | For | For | |||
7 | Elect Yasuki Izumi | Mgmt | For | For | For | |||
8 | Elect Ryuji Arakawa | Mgmt | For | For | For | |||
9 | Elect Hisashi Katsuki | Mgmt | For | For | For | |||
10 | Elect Kohichi Shimada | Mgmt | For | For | For | |||
11 | Elect Kimiko Terai | Mgmt | For | For | For | |||
12 | Elect Yohichiroh Yatsurugi | Mgmt | For | For | For | |||
13 | Elect Shiho Konno | Mgmt | For | For | For | |||
14 | Elect Kenji Kuwayama | Mgmt | For | For | For | |||
15 | Elect Takashi Itoh | Mgmt | For | For | For | |||
16 | Elect Yuji Ueda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect Joseph H. Boccuzi | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
8 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
9 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
10 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
11 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Increase in Authorised Capital 2018/I | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital for Employee Share Issuances | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares for Trading Purposes | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
15 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
16 | Approval of Intra-Company Control Agreement with Allianz Asset Management GmbH | Mgmt | For | For | For | |||
17 | Approval of Intra-Company Control Agreement with Allianz Climate Solutions GmbH | Mgmt | For | For | For | |||
Allison Transmission Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALSN | CUSIP 01973R101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stan A. Askren | Mgmt | For | For | For | |||
2 | Elect Lawrence E. Dewey | Mgmt | For | For | For | |||
3 | Elect David C. Everitt | Mgmt | For | For | For | |||
4 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | |||
5 | Elect David S. Graziosi | Mgmt | For | For | For | |||
6 | Elect William R. Harker | Mgmt | For | For | For | |||
7 | Elect Richard P. Lavin | Mgmt | For | For | For | |||
8 | Elect Thomas W. Rabaut | Mgmt | For | For | For | |||
9 | Elect Richard V. Reynolds | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Ally Financial Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLY | CUSIP 02005N100 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Franklin W. Hobbs | Mgmt | For | Against | Against | |||
2 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect William H. Cary | Mgmt | For | For | For | |||
5 | Elect Mayree C. Clark | Mgmt | For | For | For | |||
6 | Elect Kim S. Fennebresque | Mgmt | For | For | For | |||
7 | Elect Marjorie Magner | Mgmt | For | For | For | |||
8 | Elect John J. Stack | Mgmt | For | For | For | |||
9 | Elect Michael F. Steib | Mgmt | For | For | For | |||
10 | Elect Jeffrey J. Brown | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | Against | For | |||
Amadeus IT Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMS | CINS E04648114 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor (FY2018) | Mgmt | For | For | For | |||
5 | Appointment of Auditor (FY2019-2021) | Mgmt | For | For | For | |||
6 | Amendments to Articles (Audit Committee) | Mgmt | For | For | For | |||
7 | Elect Pilar Garcia Ceballos-Zuniga | Mgmt | For | For | For | |||
8 | Elect Stephan Gemkov | Mgmt | For | For | For | |||
9 | Elect Peter Kurpick | Mgmt | For | For | For | |||
10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | |||
11 | Elect Luis Maroto Camino | Mgmt | For | For | For | |||
12 | Elect David Gordon Comyn Webster | Mgmt | For | For | For | |||
13 | Elect Guillermo de la Dehesa Romero | Mgmt | For | For | For | |||
14 | Elect Clara Furse | Mgmt | For | For | For | |||
15 | Elect Pierre-Henri Gourgeon | Mgmt | For | For | For | |||
16 | Elect Francesco Loredan | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Performance Share Plan | Mgmt | For | For | For | |||
21 | Restricted Share Plan | Mgmt | For | For | For | |||
22 | Share Match Plan | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities Regarding Incentive Plans | Mgmt | For | For | For | |||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
AMC Networks Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMCX | CUSIP 00164V103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan F. Miller | Mgmt | For | Withhold | Against | |||
1.2 | Elect Leonard Tow | Mgmt | For | Withhold | Against | |||
1.3 | Elect David E. Van Zandt | Mgmt | For | Withhold | Against | |||
1.4 | Elect Carl E. Vogel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert C. Wright | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 01/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
5 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
6 | Elect Eli Gelman | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
9 | Elect Giora Yaron | Mgmt | For | For | For | |||
10 | Elect Baroness Ariane de Rothschild | Mgmt | For | For | For | |||
11 | Elect Rafael de la Vega | Mgmt | For | For | For | |||
12 | Increase Quarterly Dividend | Mgmt | For | For | For | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl H. Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth C. Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John B. Berding | Mgmt | For | For | For | |||
1.5 | Elect Joseph E. (Jeff) Consolino | Mgmt | For | For | For | |||
1.6 | Elect Virginia C. Drosos | Mgmt | For | For | For | |||
1.7 | Elect James E. Evans | Mgmt | For | For | For | |||
1.8 | Elect Terry S. Jacobs | Mgmt | For | For | For | |||
1.9 | Elect Gregory G. Joseph | Mgmt | For | For | For | |||
1.10 | Elect William W. Verity | Mgmt | For | For | For | |||
1.11 | Elect John I. Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
6 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
7 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
8 | Elect W. Edward Walter | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth R. Varet | Mgmt | For | For | For | |||
2 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Ana Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9202 | CINS J0156Q112 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shinichiroh Itoh | Mgmt | For | For | For | |||
4 | Elect Osamu Shinobe | Mgmt | For | For | For | |||
5 | Elect Shinya Katanozaka | Mgmt | For | For | For | |||
6 | Elect Toyoyuki Nagamine | Mgmt | For | For | For | |||
7 | Elect Naoto Ishizaka | Mgmt | For | For | For | |||
8 | Elect Naoto Takada | Mgmt | For | For | For | |||
9 | Elect Yuji Hirako | Mgmt | For | For | For | |||
10 | Elect Shohsuke Mori | Mgmt | For | For | For | |||
11 | Elect Ado Yamamoto | Mgmt | For | For | For | |||
12 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
13 | Election of Eiji Ogawa as a Statutory Auditor | Mgmt | For | For | For | |||
Anglo American plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CINS G03764134 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Stuart Chambers | Mgmt | For | For | For | |||
4 | Elect Ian R. Ashby | Mgmt | For | For | For | |||
5 | Elect Mark Cutifani | Mgmt | For | Against | Against | |||
6 | Elect Nolitha Fakude | Mgmt | For | For | For | |||
7 | Elect Byron Grote | Mgmt | For | For | For | |||
8 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
9 | Elect Tony O'Neill | Mgmt | For | For | For | |||
10 | Elect Stephen T. Pearce | Mgmt | For | Against | Against | |||
11 | Elect Mphu Ramatlapeng | Mgmt | For | For | For | |||
12 | Elect Jim Rutherford | Mgmt | For | For | For | |||
13 | Elect Anne Stevens | Mgmt | For | Against | Against | |||
14 | Elect Jack R. Thompson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Approve Sharesave Plan | Mgmt | For | For | For | |||
19 | Approve Share Incentive Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
23 | Authority to Repurchase Unlisted Preference Shares | Mgmt | For | For | For | |||
24 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect Julie A. Hill | Mgmt | For | For | For | |||
3 | Elect Antonio F. Neri | Mgmt | For | For | For | |||
4 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Right to Call Special Meetings (20% Threshold) | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Apartment Investment and Management Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIV | CUSIP 03748R101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terry Considine | Mgmt | For | For | For | |||
2 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||
3 | Elect J. Landis Martin | Mgmt | For | For | For | |||
4 | Elect Robert A. Miller | Mgmt | For | For | For | |||
5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||
6 | Elect Ann Sperling | Mgmt | For | For | For | |||
7 | Elect Michael A. Stein | Mgmt | For | For | For | |||
8 | Elect Nina A. Tran | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Amendment to the 2015 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
12 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | |||
Apple Hospitality REIT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APLE | CUSIP 03784Y200 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce H. Matson | Mgmt | For | For | For | |||
1.2 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
1.3 | Elect L. Hugh Redd | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Board Declassification Article Amendment | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Arcos Dorados Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCO | CUSIP G0457F107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3.1 | Elect Woods Staton | Mgmt | For | Withhold | Against | |||
3.2 | Elect Ricardo Gutierrez Munoz | Mgmt | For | Withhold | Against | |||
3.3 | Elect Sergio Alonso | Mgmt | For | Withhold | Against | |||
3.4 | Elect Francisco Station | Mgmt | For | Withhold | Against | |||
Arkema S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKE | CINS F0392W125 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Isabelle Boccon-Gibod | Mgmt | For | For | For | |||
11 | Elect Marie-Ange Debon | Mgmt | For | For | For | |||
12 | Elect Alexandre De Juniac | Mgmt | For | For | For | |||
13 | Elect Jean-Marc Bertrand | Mgmt | For | For | For | |||
14 | Elect Uwe Michael Jakobs | Mgmt | Against | For | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
17 | Remuneration of Thierry Le Henaff, Chair and CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Greenshoe | Mgmt | For | For | For | |||
26 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Ashland Global Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASH | CUSIP 044186104 | 01/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brendan M. Cummins | Mgmt | For | For | For | |||
2 | Elect William G. Dempsey | Mgmt | For | For | For | |||
3 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | |||
4 | Elect Susan L. Main | Mgmt | For | For | For | |||
5 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
6 | Elect Barry W. Perry | Mgmt | For | For | For | |||
7 | Elect Mark C. Rohr | Mgmt | For | For | For | |||
8 | Elect Janice J. Teal | Mgmt | For | For | For | |||
9 | Elect Michael J. Ward | Mgmt | For | For | For | |||
10 | Elect Kathleen Wilson-Thompson | Mgmt | For | For | For | |||
11 | Elect William A. Wulfsohn | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
Asian Paints Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APNT | CINS Y03638114 | 09/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Amalgamation | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect Charles Sinclair | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Assurant, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIZ | CUSIP 04621X108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elaine D. Rosen | Mgmt | For | For | For | |||
2 | Elect Howard L. Carver | Mgmt | For | For | For | |||
3 | Elect Juan N. Cento | Mgmt | For | For | For | |||
4 | Elect Alan B. Colberg | Mgmt | For | For | For | |||
5 | Elect Elyse Douglas | Mgmt | For | For | For | |||
6 | Elect Harriet Edelman | Mgmt | For | For | For | |||
7 | Elect Lawrence V. Jackson | Mgmt | For | For | For | |||
8 | Elect Charles J. Koch | Mgmt | For | For | For | |||
9 | Elect Jean-Paul L. Montupet | Mgmt | For | For | For | |||
10 | Elect Debra J. Perry | Mgmt | For | For | For | |||
11 | Elect Paul J. Reilly | Mgmt | For | For | For | |||
12 | Elect Robert W. Stein | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Kenji Yasukawa | Mgmt | For | For | For | |||
6 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
7 | Elect Mamoru Sekiyama | Mgmt | For | For | For | |||
8 | Elect Keiko Yamagami | Mgmt | For | For | For | |||
9 | Elect Tomokazu Fujisawa | Mgmt | For | For | For | |||
10 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
11 | Elect Hitoshi Kanamori | Mgmt | For | For | For | |||
12 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
13 | Elect Hiroh Sasaki | Mgmt | For | For | For | |||
14 | Elect Haruko Shibumura as Alternate Audit Committee Director | Mgmt | For | For | For | |||
15 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
16 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
Atos SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATO | CINS F06116101 | 07/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
3 | Elect Peter K. Barker | Mgmt | For | For | For | |||
4 | Elect Mitchell R. Butier | Mgmt | For | For | For | |||
5 | Elect Ken Hicks | Mgmt | For | For | For | |||
6 | Elect Andres A. Lopez | Mgmt | For | For | For | |||
7 | Elect David Pyott | Mgmt | For | For | For | |||
8 | Elect Dean A. Scarborough | Mgmt | For | For | For | |||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
10 | Elect Julia Stewart | Mgmt | For | For | For | |||
11 | Elect Martha Sullivan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, Chair | Mgmt | For | For | For | |||
9 | Remuneration of Thomas Buberl, CEO | Mgmt | For | For | For | |||
10 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
13 | Severance Agreement (Thomas Buberl, CEO) | Mgmt | For | For | For | |||
14 | Elect Denis Duverne | Mgmt | For | For | For | |||
15 | Elect Thomas Buberl | Mgmt | For | For | For | |||
16 | Elect Andre Francois-Poncet | Mgmt | For | For | For | |||
17 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
18 | Elect Rachel Duan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Barratt Developments plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDEV | CINS G08288105 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Special Dividend | Mgmt | For | For | For | |||
6 | Elect Jessica White | Mgmt | For | For | For | |||
7 | Elect John M. Allan | Mgmt | For | For | For | |||
8 | Elect David F. Thomas | Mgmt | For | For | For | |||
9 | Elect Steven J. Boyes | Mgmt | For | For | For | |||
10 | Elect Richard Akers | Mgmt | For | For | For | |||
11 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
12 | Elect Nina Bibby | Mgmt | For | For | For | |||
13 | Elect Jock F. Lennox | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Amendment to Long Term Performance Plan | Mgmt | For | For | For | |||
18 | Amendment to Deferred Bonus Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
Beijing Capital International Airport | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0694 | CINS Y07717104 | 12/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Supply of Aviation Safety and Security Guard Services Agreement | Mgmt | For | For | For | |||
4 | Supply of Power and Energy Agreement | Mgmt | For | For | For | |||
5 | Financial Services Agreement | Mgmt | For | For | For | |||
6 | International Retail Management Agreement | Mgmt | For | For | For | |||
Berry Global Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas E. Salmon | Mgmt | For | For | For | |||
2 | Elect Robert V. Seminara | Mgmt | For | For | For | |||
3 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
4 | Elect Robert A. Steele | Mgmt | For | For | For | |||
5 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
BGC Partners, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGCP | CUSIP 05541T101 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard W. Lutnick | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen T. Curwood | Mgmt | For | Withhold | Against | |||
1.3 | Elect William J. Moran | Mgmt | For | Withhold | Against | |||
1.4 | Elect Linda A. Bell | Mgmt | For | Withhold | Against | |||
1.5 | Elect David Richards | Mgmt | For | Withhold | Against | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory-- UK) | Mgmt | For | For | For | |||
10 | Remuneration Report (Advisory-- AUS) | Mgmt | For | For | For | |||
11 | Approve Termination Benefits | Mgmt | For | For | For | |||
12 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
13 | Elect Terry Bowen | Mgmt | For | For | For | |||
14 | Elect John Mogford | Mgmt | For | For | For | |||
15 | Re-elect Malcolm W. Broomhead | Mgmt | For | For | For | |||
16 | Re-elect Anita Frew | Mgmt | For | For | For | |||
17 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
18 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
19 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
20 | Re-elect Wayne M. Murdy | Mgmt | For | For | For | |||
21 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
22 | Re-elect Ken N. MacKenzie | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Shareholder Proposal Regarding Climate Change and Energy Advocacy Report | ShrHoldr | Against | Against | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Alternate Auditor (Deloitte & Associes and Societe BEAS) | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Alternate Auditor (Mazars and Charles de Boisriou) | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Alternate Auditor (PricewaterhouseCoopers and Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
12 | Elect Pierre-Andre de Chalendar | Mgmt | For | For | For | |||
13 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
14 | Elect Laurence Parisot | Mgmt | For | For | For | |||
15 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
16 | Remuneration Policy (CEO and COO) | Mgmt | For | For | For | |||
17 | Remuneration of Jean Lemierre, Chair | Mgmt | For | For | For | |||
18 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | |||
19 | Remuneration of Philippe Bordenave, COO | Mgmt | For | For | For | |||
20 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
21 | Authority to Set the Maximum Variable Compensation Ratio for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital Increases W/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
30 | Amendment Regarding the Age Limit of the Chair, CEO and COO | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Boliden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOL | CINS W17218103 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Marie Berglund | Mgmt | For | TNA | N/A | |||
20 | Elect Tom Erixon | Mgmt | For | TNA | N/A | |||
21 | Elect Michael G:son Low | Mgmt | For | TNA | N/A | |||
22 | Elect Elisabeth Nilsson | Mgmt | For | TNA | N/A | |||
23 | Elect Pia Rudengren | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Ullberg | Mgmt | For | TNA | N/A | |||
25 | Elect Pekka Vauramo | Mgmt | For | TNA | N/A | |||
26 | Elect Anders Ullberg as Chair | Mgmt | For | TNA | N/A | |||
27 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Nomination Committee | Mgmt | For | TNA | N/A | |||
31 | Approve Share Redemption Plan | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Booz Allen Hamilton Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAH | CUSIP 099502106 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph W. Shrader | Mgmt | For | For | For | |||
1.2 | Elect Joan L. Amble | Mgmt | For | For | For | |||
1.3 | Elect Peter J. Clare | Mgmt | For | For | For | |||
1.4 | Elect Philip A. Odeen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Bouygues S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EN | CINS F11487125 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Supplementary Retirement Benefits (Martin Bouygues, Chair and CEO) | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Olivier Bouygues, Deputy CEO) | Mgmt | For | For | For | |||
11 | Remuneration of Martin Bouygues, Chair and CEO | Mgmt | For | For | For | |||
12 | Remuneration of Olivier Bouygues, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration of Philippe Marien, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration of Olivier Roussat, Deputy CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy (Executives) | Mgmt | For | For | For | |||
16 | Elect Martin Bouygues | Mgmt | For | For | For | |||
17 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
21 | Amendments to Articles Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Diggs | Mgmt | For | For | For | |||
2 | Elect Wyche Fowler | Mgmt | For | For | For | |||
3 | Elect H. Richard Haverstick, Jr. | Mgmt | For | For | For | |||
4 | Elect Terri A. Herubin | Mgmt | For | For | For | |||
5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
6 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
7 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
8 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements for Certain Mergers | Mgmt | For | For | For | |||
12 | Opt Out of Maryland Business Combination Act | Mgmt | For | For | For | |||
13 | Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
Brilliance China Automotive Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1114 | CINS G1368B102 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WU Xiao An | Mgmt | For | For | For | |||
5 | Elect QI Yumin | Mgmt | For | For | For | |||
6 | Elect XU Bingjin | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Jose Baselga | Mgmt | For | For | For | |||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Richard Burrows | Mgmt | For | For | For | |||
6 | Elect Nicandro Durante | Mgmt | For | For | For | |||
7 | Elect Susan J. Farr | Mgmt | For | For | For | |||
8 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
9 | Elect Savio Kwan | Mgmt | For | Against | Against | |||
10 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
11 | Elect Kieran Poynter | Mgmt | For | For | For | |||
12 | Elect Ben Stevens | Mgmt | For | For | For | |||
13 | Elect Luc Jobin | Mgmt | For | For | For | |||
14 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||
15 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
Brixmor Property Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRX | CUSIP 11120U105 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Taylor | Mgmt | For | For | For | |||
2 | Elect John G. Schreiber | Mgmt | For | For | For | |||
3 | Elect Michael Berman | Mgmt | For | For | For | |||
4 | Elect Sheryl M Crosland | Mgmt | For | For | For | |||
5 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||
6 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
7 | Elect William D. Rahm | Mgmt | For | For | For | |||
8 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Bruker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKR | CUSIP 116794108 | 05/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joerg C. Laukien | Mgmt | For | For | For | |||
1.2 | Elect William A. Linton | Mgmt | For | For | For | |||
1.3 | Elect Adelene Q. Perkins | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
6 | Elect Gavin Patterson | Mgmt | For | For | For | |||
7 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Iain C. Conn | Mgmt | For | For | For | |||
10 | Elect Timotheus Hottges | Mgmt | For | Against | Against | |||
11 | Elect Isabel Hudson | Mgmt | For | For | For | |||
12 | Elect Mike Inglis | Mgmt | For | For | For | |||
13 | Elect Karen Richardson | Mgmt | For | For | For | |||
14 | Elect Nicholas Rose | Mgmt | For | For | For | |||
15 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
16 | Elect Jan P. du Plessis | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BWX Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan A. Bertsch | Mgmt | For | For | For | |||
1.2 | Elect James M. Jaska | Mgmt | For | For | For | |||
1.3 | Elect Kenneth J. Krieg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Cadence Design Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDNS | CUSIP 127387108 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark W. Adams | Mgmt | For | For | For | |||
2 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
3 | Elect James D. Plummer | Mgmt | For | For | For | |||
4 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | For | |||
5 | Elect John B. Shoven | Mgmt | For | For | For | |||
6 | Elect Roger S. Siboni | Mgmt | For | For | For | |||
7 | Elect Young K. Sohn | Mgmt | For | For | For | |||
8 | Elect Lip-Bu Tan | Mgmt | For | Against | Against | |||
9 | Elect Mary Anges Wilderotter | Mgmt | For | For | For | |||
10 | Amendment to the Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Camden Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPT | CUSIP 133131102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||
1.3 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.4 | Elect Renu Khator | Mgmt | For | For | For | |||
1.5 | Elect William B. McGuire, Jr. | Mgmt | For | For | For | |||
1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||
1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||
1.9 | Elect Steven Webster | Mgmt | For | For | For | |||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of 2018 Share Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of 2018 Employee Share Purchase Plan | Mgmt | For | For | For | |||
Campbell Soup Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPB | CUSIP 134429109 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fabiola R. Arredondo | Mgmt | For | For | For | |||
2 | Elect Howard M. Averill | Mgmt | For | For | For | |||
3 | Elect Bennett Dorrance | Mgmt | For | For | For | |||
4 | Elect Randall W. Larrimore | Mgmt | For | For | For | |||
5 | Elect Marc B. Lautenbach | Mgmt | For | For | For | |||
6 | Elect Mary Alice D. Malone | Mgmt | For | For | For | |||
7 | Elect Sara Mathew | Mgmt | For | For | For | |||
8 | Elect Keith R. McLoughlin | Mgmt | For | For | For | |||
9 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
10 | Elect Nick Shreiber | Mgmt | For | For | For | |||
11 | Elect Archbold D. van Beuren | Mgmt | For | For | For | |||
12 | Elect Les C. Vinney | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Canvest Environmental Protection Group Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1381 | CINS G18322100 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LAI Chun Tung | Mgmt | For | For | For | |||
6 | Elect Alexander LUI Ting Cheong | Mgmt | For | For | For | |||
7 | Elect LAI Yui | Mgmt | For | For | For | |||
8 | Elect CHUNG Wing Yin | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Carter's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRI | CUSIP 146229109 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
2 | Elect Giuseppina Buonfantino | Mgmt | For | For | For | |||
3 | Elect Michael D. Casey | Mgmt | For | For | For | |||
4 | Elect Vanessa J. Castagna | Mgmt | For | For | For | |||
5 | Elect A. Bruce Cleverly | Mgmt | For | For | For | |||
6 | Elect Jevin S. Eagle | Mgmt | For | For | For | |||
7 | Elect Mark P. Hipp | Mgmt | For | For | For | |||
8 | Elect William J. Montgoris | Mgmt | For | For | For | |||
9 | Elect David Pulver | Mgmt | For | For | For | |||
10 | Elect Thomas E. Whiddon | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Cathay Financial Holding Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2882 | CINS Y11654103 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBRE | CUSIP 12504L109 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
5 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||
6 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
7 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
8 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
9 | Elect Ray Wirta | Mgmt | For | For | For | |||
10 | Elect Sanjiv Yajnik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | |||
2 | Elect William M. Brown | Mgmt | For | For | For | |||
3 | Elect Bennie W. Fowler | Mgmt | For | For | For | |||
4 | Elect Edward G. Galante | Mgmt | For | For | For | |||
5 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
6 | Elect David F. Hoffmeister | Mgmt | For | For | For | |||
7 | Elect John K. Wulff | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2018 Global Incentive Plan | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Hans E. Bishop | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
1.12 | Elect John H. Weiland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
CenterPoint Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CNP | CUSIP 15189T107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie D. Biddle | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | Against | Against | |||
3 | Elect Scott J. McLean | Mgmt | For | For | For | |||
4 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
5 | Elect Theodore F. Pound | Mgmt | For | For | For | |||
6 | Elect Scott M. Prochazka | Mgmt | For | For | For | |||
7 | Elect Susan O. Rheney | Mgmt | For | For | For | |||
8 | Elect Phillip R. Smith | Mgmt | For | For | For | |||
9 | Elect John W. Somerhalder II | Mgmt | For | For | For | |||
10 | Elect Peter S. Wareing | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Central Japan Railway Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9022 | CINS J05523105 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohei Tsuge | Mgmt | For | For | For | |||
4 | Elect Shin Kaneko | Mgmt | For | For | For | |||
5 | Elect Yoshiki Suyama | Mgmt | For | For | For | |||
6 | Elect Shunichi Kosuge | Mgmt | For | For | For | |||
7 | Elect Mamoru Uno | Mgmt | For | For | For | |||
8 | Elect Hideyuki Shohji | Mgmt | For | For | For | |||
9 | Elect Yoshiyuki Kasai | Mgmt | For | For | For | |||
10 | Elect Yoshiomi Yamada | Mgmt | For | For | For | |||
11 | Elect Takanori Mizuno | Mgmt | For | For | For | |||
12 | Elect Toshio Ohtake | Mgmt | For | For | For | |||
13 | Elect Akihiko Itoh | Mgmt | For | For | For | |||
14 | Elect Mamoru Tanaka | Mgmt | For | For | For | |||
15 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
16 | Elect Torkel Patterson | Mgmt | For | For | For | |||
17 | Elect Fujio Choh | Mgmt | For | For | For | |||
18 | Elect Kenji Koroyasu | Mgmt | For | For | For | |||
19 | Elect Takashi Saeki | Mgmt | For | Against | Against | |||
20 | Elect Kunihiko Nasu as Statutory Auditors | Mgmt | For | For | For | |||
Chailease Holding Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5871 | CINS G20288109 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits as Dividends | Mgmt | For | For | For | |||
3 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Release KOO John-Lee | Mgmt | For | For | For | |||
6 | Release WONG Alfred King Wai | Mgmt | For | For | For | |||
7 | Release HWANG Dar-Yeh | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Charles River Laboratories International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRL | CUSIP 159864107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Foster | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||
5 | Elect Martin Mackay | Mgmt | For | For | For | |||
6 | Elect Jean-Paul Mangeolle | Mgmt | For | For | For | |||
7 | Elect George E. Massaro | Mgmt | For | For | For | |||
8 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
9 | Elect C. Richard Reese | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2018 Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheung Kong Property Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS G2103F101 | 08/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Sale and Purchase Agreement | Mgmt | For | For | For | |||
5 | Change in Company Name | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect John B. Frank | Mgmt | For | Against | Against | |||
3 | Elect Alice P. Gast | Mgmt | For | For | For | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
5 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
6 | Elect Dambisa F. Moyo | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
9 | Elect D. James Umpleby | Mgmt | For | For | For | |||
10 | Elect Michael K. Wirth | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report On Doing Business With Governments Complicit in Genocide | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Transition to Low Carbon Economy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Chimera Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Bryce Bazemore | Mgmt | For | For | For | |||
2 | Elect Dennis M. Mahoney | Mgmt | For | For | For | |||
3 | Elect Debra W. Still | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
China Communications Construction Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1800 | CINS Y1R36J108 | 09/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Disposal | Mgmt | For | For | For | |||
China Communications Construction Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1800 | CINS Y1R36J108 | 11/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Eligibility for Convertible Bonds Issuance | Mgmt | For | For | For | |||
4 | Type of securities to be issued | Mgmt | For | For | For | |||
5 | Size of issuance | Mgmt | For | For | For | |||
6 | Par value and issue price | Mgmt | For | For | For | |||
7 | Term | Mgmt | For | For | For | |||
8 | Interest rate | Mgmt | For | For | For | |||
9 | Method and timing of interest payment | Mgmt | For | For | For | |||
10 | Conversion period | Mgmt | For | For | For | |||
11 | Determination and adjustment of the conversion price | Mgmt | For | For | For | |||
12 | Terms of downward adjustment to conversion price | Mgmt | For | For | For | |||
13 | Method for determining the number of shares for conversion | Mgmt | For | For | For | |||
14 | Entitlement to dividend in the year of conversion | Mgmt | For | For | For | |||
15 | Terms of redemption | Mgmt | For | For | For | |||
16 | Terms of sale back | Mgmt | For | For | For | |||
17 | Method of issuance and target investors | Mgmt | For | For | For | |||
18 | Subscription arrangement for the existing shareholders | Mgmt | For | For | For | |||
19 | A share convertible bond holders and A share convertible bond holders' meetings | Mgmt | For | For | For | |||
20 | Use of proceeds | Mgmt | For | For | For | |||
21 | Rating | Mgmt | For | For | For | |||
22 | Guarantee and security | Mgmt | For | For | For | |||
23 | Deposit account for proceeds raised | Mgmt | For | For | For | |||
24 | Validity period of the resolution | Mgmt | For | For | For | |||
25 | Authorizations | Mgmt | For | For | For | |||
26 | Preliminary Plan to Issue Corporate Bonds | Mgmt | For | For | For | |||
27 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | |||
28 | Approval of Dilution Measures for Bond Issuance | Mgmt | For | For | For | |||
29 | Adoption of Rules of Procedures for Bondholders' General Meeting | Mgmt | For | For | For | |||
30 | Board Authorization to Implement Bond Issuance | Mgmt | For | For | For | |||
31 | Shareholder Returns Plan | Mgmt | For | For | For | |||
32 | Report on Use of Previously Raised Proceeds | Mgmt | For | For | For | |||
33 | Amendments to Articles | Mgmt | For | For | For | |||
34 | Related Party Transactions: Subscription for Bonds | Mgmt | For | For | For | |||
35 | Elect LIU Qitao | Mgmt | For | Against | Against | |||
36 | Elect CHEN Fenjian | Mgmt | For | Against | Against | |||
37 | Elect FU Junyuan | Mgmt | For | Against | Against | |||
38 | Elect CHEN Yun | Mgmt | For | For | For | |||
39 | Elect LIU Maoxun | Mgmt | For | Against | Against | |||
40 | Elect QI Xiaofei | Mgmt | For | For | For | |||
41 | Elect HUANG Long | Mgmt | For | Against | Against | |||
42 | Elect ZHENG Changhong | Mgmt | For | For | For | |||
43 | Elect NGAI Wai Fung | Mgmt | For | Against | Against | |||
44 | Elect LI Sen | Mgmt | For | For | For | |||
45 | Elect WANG Yongbin | Mgmt | For | For | For | |||
46 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
47 | Self-inspection Report on Real Estate Business | Mgmt | For | For | For | |||
48 | Undertaking on Matters relating to Self-inspection Report on Real Estate Business | Mgmt | For | For | For | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Supervisors' Fees | Mgmt | For | For | For | |||
10 | Elect WANG Zuji | Mgmt | For | For | For | |||
11 | Elect PANG Xiusheng | Mgmt | For | For | For | |||
12 | Elect ZHANG Gengsheng | Mgmt | For | For | For | |||
13 | Elect LI Jun | Mgmt | For | For | For | |||
14 | Elect Anita FUNG Yuen Mei | Mgmt | For | For | For | |||
15 | Elect Carl Walter | Mgmt | For | For | For | |||
16 | Elect Kenneth Patrick CHUNG | Mgmt | For | For | For | |||
17 | Elect WU Jianhang as Supervisor | Mgmt | For | Against | Against | |||
18 | Elect FANG Qiuyue as Supervisor | Mgmt | For | Against | Against | |||
19 | Capital Plan 2018-2020 | Mgmt | For | For | For | |||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
21 | Amendments to Board Authority on External Donations | Mgmt | For | For | For | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 10/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect TIAN Guoli as Director | Mgmt | For | Against | Against | |||
China Everbright Greentech Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
01257 | CINS G2R55E103 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Elect WANG Tianyi | Mgmt | For | Against | Against | |||
6 | Elect QIAN Xiaodong | Mgmt | For | For | For | |||
7 | Elect YANG Zhiqiang | Mgmt | For | For | For | |||
8 | Elect WANG Yungang | Mgmt | For | For | For | |||
9 | Elect GUO Ying | Mgmt | For | For | For | |||
10 | Elect TANG Xianqing | Mgmt | For | For | For | |||
11 | Elect CHOW Siu Lui | Mgmt | For | Against | Against | |||
12 | Elect Philip Tsao | Mgmt | For | For | For | |||
13 | Elect YAN Houmin | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
19 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
China Overseas Land & Investment Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0688 | CINS Y15004107 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LUO Liang | Mgmt | For | For | For | |||
6 | Elect Rita FAN HSU Lai Tai | Mgmt | For | For | For | |||
7 | Elect Brian David LI Man Bun | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Adoption of Share Option Scheme | Mgmt | For | For | For | |||
China State Construction International Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3311 | CINS G21677136 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect HUNG Cheung Shew | Mgmt | For | For | For | |||
5 | Elect WU Mingqing | Mgmt | For | For | For | |||
6 | Elect ZHANG Haipeng | Mgmt | For | For | For | |||
7 | Elect Raymond LEUNG Hai Ming | Mgmt | For | For | For | |||
8 | Elect LEE Shing See | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China State Construction International Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3311 | CINS G21677136 | 11/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Supplemental Agreement | Mgmt | For | For | For | |||
4 | New CSCECL Sub-construction Engagement Agreement | Mgmt | For | For | For | |||
5 | New Master CSC Group Engagement Agreement | Mgmt | For | For | For | |||
China Traditional Chinese Medicine Co. Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
570 | CINS Y1507S107 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHAO Dongji | Mgmt | For | For | For | |||
6 | Elect LIU Cunzhou | Mgmt | For | For | For | |||
7 | Elect XIE Rong | Mgmt | For | For | For | |||
8 | Elect Hailson YU Tze Shan | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
China Traditional Chinese Medicine Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
570 | CINS Y1507S107 | 12/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Huamiao Agreement and Related Transactions | Mgmt | For | For | For | |||
4 | Huatai Agreement and Related Transactions | Mgmt | For | For | For | |||
5 | HLJ Sinopharm Agreement and Related Transactions | Mgmt | For | For | For | |||
6 | Jiangyou Agreement and Related Transactions | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 09/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Final Dividend | Mgmt | For | For | For | |||
5 | Allocation of Special Dividend | Mgmt | For | For | For | |||
6 | Elect ZHAO Hai Hu | Mgmt | For | For | For | |||
7 | Elect Makoto Inoue | Mgmt | For | Against | Against | |||
8 | Elect CHAU Kam Wing | Mgmt | For | Against | Against | |||
9 | Elect HO Ping | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Chinasoft International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0354 | CINS G2110A111 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Gao Liangyu | Mgmt | For | For | For | |||
5 | Elect Patrick LEUNG Wing Yin | Mgmt | For | For | For | |||
6 | Elect LAI Guanrong | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
5 | Elect John M. Partridge | Mgmt | For | For | For | |||
6 | Elect James E. Rogers | Mgmt | For | For | For | |||
7 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
8 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
9 | Elect William D. Zollars | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
CIMIC Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CINS Q2424E105 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | REMUNERATION REPORT | Mgmt | For | For | For | |||
2 | Elect Kathryn D. Spargo | Mgmt | For | Against | Against | |||
3 | Re-elect Russell L. Chenu | Mgmt | For | Against | Against | |||
4 | Re-elect Trevor Gerber | Mgmt | For | Against | Against | |||
5 | Re-elect Peter-Wilhelm Sassenfeld | Mgmt | For | Against | Against | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect John C. Dugan | Mgmt | For | For | For | |||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Franz B. Humer | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Renee J. James | Mgmt | For | For | For | |||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect James S. Turley | Mgmt | For | For | For | |||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Citrix Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTXS | CUSIP 177376100 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||
2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
3 | Elect Jesse A. Cohn | Mgmt | For | For | For | |||
4 | Elect Robert D. Daleo | Mgmt | For | For | For | |||
5 | Elect Murray J. Demo | Mgmt | For | For | For | |||
6 | Elect Ajei S. Gopal | Mgmt | For | For | For | |||
7 | Elect David Henshall | Mgmt | For | Against | Against | |||
8 | Elect Peter J. Sacripanti | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CK Asset Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS G2177B101 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Edmond IP Tak Chuen | Mgmt | For | Against | Against | |||
6 | Elect Justin CHIU Kwok Hung | Mgmt | For | Against | Against | |||
7 | Elect JP CHOW Wai Kam | Mgmt | For | Against | Against | |||
8 | Elect Albert CHOW Nin Mow | Mgmt | For | Against | Against | |||
9 | Elect Katherine HUNG Siu Lin | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CK Asset Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS ADPV39812 | 10/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Joint Venture | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cnooc Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0883 | CINS Y1662W117 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect YUAN Guangyu | Mgmt | For | For | For | |||
7 | Elect YANG Hua | Mgmt | For | For | For | |||
8 | Elect Wang Dongjin | Mgmt | For | For | For | |||
9 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Coca-Cola Amatil Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CINS Q2594P146 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Ilana R. Atlas | Mgmt | For | Against | Against | |||
4 | Elect Julie Coates | Mgmt | For | Against | Against | |||
5 | Elect Jorge Garduno | Mgmt | For | Against | Against | |||
6 | Equity Grant (MD Alison Watkins) | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect John M. Dineen | Mgmt | For | For | For | |||
6 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||
8 | Elect John E. Klein | Mgmt | For | For | For | |||
9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
11 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for Amendments to Bylaws | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement to Amend Certain Provisions of Certificate of Incorporation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Colony NorthStar Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNS | CUSIP 19625W104 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard B. Saltzman | Mgmt | For | Against | Against | |||
3 | Elect Douglas Crocker II | Mgmt | For | For | For | |||
4 | Elect Nancy A. Curtin | Mgmt | For | For | For | |||
5 | Elect Jon A. Fosheim | Mgmt | For | For | For | |||
6 | Elect Justin Metz | Mgmt | For | For | For | |||
7 | Elect George G. C. Parker | Mgmt | For | For | For | |||
8 | Elect Charles W. Schoenherr | Mgmt | For | For | For | |||
9 | Elect John A. Somers | Mgmt | For | For | For | |||
10 | Elect John L. Steffens | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
ConAgra Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
1.2 | Elect Thomas K. Brown | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||
1.6 | Elect Steven F. Goldstone | Mgmt | For | For | For | |||
1.7 | Elect Joie Gregor | Mgmt | For | For | For | |||
1.8 | Elect Rajive Johri | Mgmt | For | For | For | |||
1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.11 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CoreLogic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLGX | CUSIP 21871D103 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||
5 | Elect Frank D. Martell | Mgmt | For | For | For | |||
6 | Elect Claudia F. Munce | Mgmt | For | For | For | |||
7 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||
8 | Elect Vikrant Raina | Mgmt | For | For | For | |||
9 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||
10 | Elect David F. Walker | Mgmt | For | For | For | |||
11 | Elect Mary Lee Widener | Mgmt | For | For | For | |||
12 | Approval of the 2018 Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Covestro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1COV | CINS D0R41Z100 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Crane Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CR | CUSIP 224399105 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin R. Benante | Mgmt | For | For | For | |||
2 | Elect Donald G. Cook | Mgmt | For | For | For | |||
3 | Elect R. S. Evans | Mgmt | For | For | For | |||
4 | Elect Ronald C. Lindsay | Mgmt | For | For | For | |||
5 | Elect Philip R. Lochner, Jr. | Mgmt | For | For | For | |||
6 | Elect Charles G. McClure, Jr. | Mgmt | For | For | For | |||
7 | Elect Max H. Mitchell | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Crown Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCK | CUSIP 228368106 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Conway | Mgmt | For | For | For | |||
1.2 | Elect Timothy J. Donahue | Mgmt | For | For | For | |||
1.3 | Elect Arnold W. Donald | Mgmt | For | Withhold | Against | |||
1.4 | Elect Andrea Funk | Mgmt | For | For | For | |||
1.5 | Elect Rose Lee | Mgmt | For | For | For | |||
1.6 | Elect William G. Little | Mgmt | For | For | For | |||
1.7 | Elect Hans J. Loliger | Mgmt | For | For | For | |||
1.8 | Elect James H. Miller | Mgmt | For | For | For | |||
1.9 | Elect Josef M. Muller | Mgmt | For | For | For | |||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | |||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
CTBC Financial Holding Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2891 | CINS Y15093100 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
4 | Amendment to Articles | Mgmt | For | For | For | |||
CTCI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9933 | CINS Y18229107 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Cummins Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMI | CUSIP 231021106 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Elect Richard J. Freeland | Mgmt | For | For | For | |||
3 | Elect Robert J. Bernhard | Mgmt | For | For | For | |||
4 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | |||
5 | Elect Bruno V. Di Leo Allen | Mgmt | For | For | For | |||
6 | Elect Stephen B. Dobbs | Mgmt | For | For | For | |||
7 | Elect Robert K. Herdman | Mgmt | For | For | For | |||
8 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
9 | Elect Thomas J. Lynch | Mgmt | For | Against | Against | |||
10 | Elect William I. Miller | Mgmt | For | For | For | |||
11 | Elect Georgia R. Nelson | Mgmt | For | For | For | |||
12 | Elect Karen H. Quintos | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment Regarding Shareholders Ability to Amend Bylaws | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Dai Nippon Printing Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7912 | CINS J10584100 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshitoshi Kitajima | Mgmt | For | For | For | |||
4 | Elect Kohichi Takanami | Mgmt | For | For | For | |||
5 | Elect Masayoshi Yamada | Mgmt | For | For | For | |||
6 | Elect Yoshinari Kitajima | Mgmt | For | For | For | |||
7 | Elect Masahiko Wada | Mgmt | For | For | For | |||
8 | Elect Tetsuji Morino | Mgmt | For | For | For | |||
9 | Elect Tokuji Kanda | Mgmt | For | For | For | |||
10 | Elect Satoru Inoue | Mgmt | For | For | For | |||
11 | Elect Kenji Miya | Mgmt | For | For | For | |||
12 | Elect Tadao Tsukada | Mgmt | For | For | For | |||
13 | Elect Tsukasa Miyajima | Mgmt | For | For | For | |||
Daiwa Securities Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8601 | CINS J11718111 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takashi Hibino | Mgmt | For | Against | Against | |||
3 | Elect Seiji Nakata | Mgmt | For | Against | Against | |||
4 | Elect Toshihiro Matsui | Mgmt | For | Against | Against | |||
5 | Elect Kazuo Takahashi | Mgmt | For | Against | Against | |||
6 | Elect Kohichi Matsushita | Mgmt | For | Against | Against | |||
7 | Elect Keiko Tashiro | Mgmt | For | Against | Against | |||
8 | Elect Mikita Komatsu | Mgmt | For | Against | Against | |||
9 | Elect Morimasa Matsuda | Mgmt | For | Against | Against | |||
10 | Elect Keiichi Tadaki | Mgmt | For | Against | Against | |||
11 | Elect Tadashi Onodera | Mgmt | For | Against | Against | |||
12 | Elect Michiaki Ogasawara | Mgmt | For | Against | Against | |||
13 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||
14 | Elect Ikuo Nishikawa | Mgmt | For | Against | Against | |||
15 | Elect Eriko Kawai | Mgmt | For | Against | Against | |||
16 | Equity Compensation Plan | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Darden Restaurants, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRI | CUSIP 237194105 | 09/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Margaret Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect Bradley D. Blum | Mgmt | For | For | For | |||
1.3 | Elect James P. Fogarty | Mgmt | For | For | For | |||
1.4 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||
1.5 | Elect Eugene I. Lee, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Nana Mensah | Mgmt | For | For | For | |||
1.7 | Elect William S. Simon | Mgmt | For | For | For | |||
1.8 | Elect Charles M. Sonsteby | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Use of Antibiotics | ShrHoldr | Against | Against | For | |||
DB Insurance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005830 | CINS Y2096K109 | 03/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Independent Director to Become Audit Committee Member: PARK Sang Yong | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | Against | Against | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Deutsche Lufthansa AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHA | CINS D1908N106 | 05/08/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Herbert Hainer | Mgmt | For | TNA | N/A | |||
10 | Elect Karl-Ludwig Kley as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Carsten Knobel | Mgmt | For | TNA | N/A | |||
12 | Elect Martin Koehler | Mgmt | For | TNA | N/A | |||
13 | Elect Michael Nilles | Mgmt | For | TNA | N/A | |||
14 | Elect Miriam E. Sapiro | Mgmt | For | TNA | N/A | |||
15 | Elect Matthias Wissmann | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Equity Incentive Plan; Increase in Conditional Capital | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
13 | Elect Gunther Braunig | Mgmt | For | For | For | |||
14 | Elect Mario Daberkow | Mgmt | For | Against | Against | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHFL | CINS Y2055V112 | 03/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendment to the Employee Stock Appreciation Rights Plan 2015 | Mgmt | For | For | For | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHFL | CINS Y2055V112 | 11/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Harshil Mehta | Mgmt | For | For | For | |||
3 | Appointment of Harshil Mehta as Joint Managing Director and CEO; Approval of Remuneration | Mgmt | For | For | For | |||
4 | Revision of Remuneration and Terms of Appointment of Kapil Wadhawan (Chairman and Managing Director) | Mgmt | For | Against | Against | |||
5 | Amendments to Articles | Mgmt | For | For | For | |||
6 | Maintenance of Company's Registers | Mgmt | For | For | For | |||
DGB Financial Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
139130 | CINS Y2058E109 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Kyung Ryong | Mgmt | For | For | For | |||
3 | Elect JO Hae Nyung | Mgmt | For | For | For | |||
4 | Elect SEO In Deok | Mgmt | For | For | For | |||
5 | Elect HA Jong Hwa | Mgmt | For | For | For | |||
6 | Elect LEE Dahm | Mgmt | For | For | For | |||
7 | Election of Audit Committee Member: HA Jong Hwa | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: LEE Dahm | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
DGB Financial Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
139130 | CINS Y2058E109 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KIM Tae Oh | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dilip Buildcon Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBL | CINS Y2073Z103 | 09/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
3 | Change in Use of Proceeds from IPO | Mgmt | For | For | For | |||
4 | Divestitures | Mgmt | For | Against | Against | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dilip Buildcon Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBL | CINS Y2073Z103 | 09/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Seema Suryavanshi | Mgmt | For | For | For | |||
4 | Appointment of Joint Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Appointment of Joint Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Vijay Chhibber | Mgmt | For | For | For | |||
7 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
8 | Approve Revised Remuneration of Dilip Suryavanshi (Chair & Managing Director) | Mgmt | For | Against | Against | |||
9 | Approve Revised Remuneration of Seema Suryavanshi (Whole-Time Director) | Mgmt | For | Against | Against | |||
10 | Approve Revised Remuneration of Devendra Jain (Whole-Time Director and CEO) | Mgmt | For | Against | Against | |||
11 | Approve Revised Remuneration of Rohan Suryavanshi (Head of Strategy and Planning) | Mgmt | For | For | For | |||
12 | Approve Revised Remuneration of Karan Suryavanshi (Head of Business Development) | Mgmt | For | For | For | |||
13 | Amendments to Borrowing Powers | Mgmt | For | For | For | |||
14 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
15 | Authority to Issue Commercial Papers on a Private Placement Basis | Mgmt | For | For | For | |||
16 | Determination of Fees for Servicing of Documents | Mgmt | For | For | For | |||
17 | Maintenance of Location of Register of Members | Mgmt | For | For | For | |||
18 | Maintenance of Location of Debenture Holders | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | CUSIP 254709108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey S. Aronin | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Gregory C. Case | Mgmt | For | For | For | |||
4 | Elect Candace H. Duncan | Mgmt | For | For | For | |||
5 | Elect Joseph F. Eazor | Mgmt | For | For | For | |||
6 | Elect Cynthia A. Glassman | Mgmt | For | For | For | |||
7 | Elect Thomas G. Maheras | Mgmt | For | For | For | |||
8 | Elect Michael H. Moskow | Mgmt | For | For | For | |||
9 | Elect David W. Nelms | Mgmt | For | For | For | |||
10 | Elect Mark A. Thierer | Mgmt | For | For | For | |||
11 | Elect Lawrence A. Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Discovery Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 11/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
Discovery, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Beck | Mgmt | For | For | For | |||
1.2 | Elect Susan M. Swain | Mgmt | For | For | For | |||
1.3 | Elect J. David Wargo | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1640U124 | 04/24/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
12 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Directors | Mgmt | For | TNA | N/A | |||
15 | Election Committee | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
Dolby Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLB | CUSIP 25659T107 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | |||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||
1.3 | Elect Micheline Chau | Mgmt | For | For | For | |||
1.4 | Elect David Dolby | Mgmt | For | For | For | |||
1.5 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | |||
1.7 | Elect Simon Segars | Mgmt | For | For | For | |||
1.8 | Elect Roger Siboni | Mgmt | For | For | For | |||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Domtar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UFS | CUSIP 257559203 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | |||
2 | Elect Robert E. Apple | Mgmt | For | For | For | |||
3 | Elect David J. Illingworth | Mgmt | For | For | For | |||
4 | Elect Brian M. Levitt | Mgmt | For | For | For | |||
5 | Elect David G. Maffucci | Mgmt | For | For | For | |||
6 | Elect Pamela B. Strobel | Mgmt | For | For | For | |||
7 | Elect Denis A. Turcotte | Mgmt | For | For | For | |||
8 | Elect John D. Williams | Mgmt | For | For | For | |||
9 | Elect Mary A. Winston | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Dongbu Insurance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005830 | CINS Y2096K109 | 10/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | Against | Against | |||
Dr Pepper Snapple Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPS | CUSIP 26138E109 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Charter Amendments Regarding Company Name Change and Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
5 | Elect David E. Alexander | Mgmt | For | For | For | |||
6 | Elect Antonio Carrillo | Mgmt | For | For | For | |||
7 | Elect Jose M. Gutierrez | Mgmt | For | For | For | |||
8 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
9 | Elect Ronald G. Rogers | Mgmt | For | For | For | |||
10 | Elect Wayne R. Sanders | Mgmt | For | For | For | |||
11 | Elect Dunia A. Shive | Mgmt | For | For | For | |||
12 | Elect M. Anne Szostak | Mgmt | For | For | For | |||
13 | Elect Larry D. Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Obesity Risks | ShrHoldr | Against | Against | For | |||
Dubai Islamic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2888J107 | 02/21/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Directors' Report | Mgmt | For | TNA | N/A | |||
3 | Auditor's Report | Mgmt | For | TNA | N/A | |||
4 | Fatwa and Sharia Supervisory Board Report | Mgmt | For | TNA | N/A | |||
5 | Financial Statements | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Election of Sharia Supervisory Board | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
13 | Preemptive Rights | Mgmt | For | TNA | N/A | |||
14 | Terms of Issuance | Mgmt | For | TNA | N/A | |||
15 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Sukuk and/or Other Instruments | Mgmt | For | TNA | N/A | |||
17 | Issuance of Tier 1 Capital Instruments | Mgmt | For | TNA | N/A | |||
18 | Terms of Issuance | Mgmt | For | TNA | N/A | |||
Duke Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRE | CUSIP 264411505 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Case | Mgmt | For | For | For | |||
2 | Elect William Cavanaugh III | Mgmt | For | For | For | |||
3 | Elect Alan H. Cohen | Mgmt | For | For | For | |||
4 | Elect James B. Connor | Mgmt | For | For | For | |||
5 | Elect Ngaire E. Cuneo | Mgmt | For | For | For | |||
6 | Elect Charles R. Eitel | Mgmt | For | For | For | |||
7 | Elect Norman K. Jenkins | Mgmt | For | For | For | |||
8 | Elect Melanie R. Sabelhaus | Mgmt | For | For | For | |||
9 | Elect Peter M. Scott III | Mgmt | For | For | For | |||
10 | Elect David P. Stockert | Mgmt | For | For | For | |||
11 | Elect Chris Sultemeier | Mgmt | For | For | For | |||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
13 | Elect Lynn C. Thurber | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Edelweiss Financial Services Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDELWEISS | CINS Y22490208 | 08/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rujan Panjwani | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Rashesh Shah (Managing Director & CEO); Approval of Remuneration | Mgmt | For | For | For | |||
7 | Appointment of Venkatchalam Ramaswamy (Executive Director); Approval of Remuneration | Mgmt | For | For | For | |||
8 | Elect Pudugramam N. Venkatachalam | Mgmt | For | For | For | |||
9 | Elect Berjis Minoo Desai | Mgmt | For | Against | Against | |||
10 | Elect Sanjiv Misra | Mgmt | For | Against | Against | |||
11 | Elect Navtej S. Nandra | Mgmt | For | For | For | |||
12 | Elect Kunnasagaran Chinniah | Mgmt | For | For | For | |||
Edelweiss Financial Services Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDELWEISS | CINS Y22490208 | 11/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
2 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Edison International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIX | CUSIP 281020107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael C. Camunez | Mgmt | For | For | For | |||
2 | Elect Vanessa C.L. Chang | Mgmt | For | For | For | |||
3 | Elect James T. Morris | Mgmt | For | For | For | |||
4 | Elect Timothy T. O'Toole | Mgmt | For | Against | Against | |||
5 | Elect Pedro J. Pizarro | Mgmt | For | For | For | |||
6 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
7 | Elect William P. Sullivan | Mgmt | For | For | For | |||
8 | Elect Ellen O. Tauscher | Mgmt | For | For | For | |||
9 | Elect Peter J. Taylor | Mgmt | For | For | For | |||
10 | Elect Brett White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Electrolux AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELUXB | CINS W24713120 | 04/05/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles Regarding Tenure of Auditor | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Director and Auditor Fees | Mgmt | For | TNA | N/A | |||
17 | Elect Staffan Bohman | Mgmt | For | TNA | N/A | |||
18 | Elect Petra Hedengran | Mgmt | For | TNA | N/A | |||
19 | Elect Hasse Johansson | Mgmt | For | TNA | N/A | |||
20 | Elect Ulla Litzen | Mgmt | For | TNA | N/A | |||
21 | Elect Bert Nordberg | Mgmt | For | TNA | N/A | |||
22 | Elect Fredrik Persson | Mgmt | For | TNA | N/A | |||
23 | Elect David Porter | Mgmt | For | TNA | N/A | |||
24 | Elect Jonas Samuelson | Mgmt | For | TNA | N/A | |||
25 | Elect Ulrika Saxon | Mgmt | For | TNA | N/A | |||
26 | Elect Kai Warn | Mgmt | For | TNA | N/A | |||
27 | Elect Staffan Bohman as Board Chair | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Long Term Incentive Plan | Mgmt | For | TNA | N/A | |||
31 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
32 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
33 | Authority to Issue Treasury Shares for Incentive Program | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | For | N/A | N/A | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Jamere Jackson | Mgmt | For | For | For | |||
4 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
5 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amendment to the 2002 Stock Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Increase in Auditor's Fees | Mgmt | For | For | For | |||
6 | Long-Term Incentive Plan 2018 | Mgmt | For | For | For | |||
7 | Remuneration Policy | Mgmt | For | For | For | |||
8 | Amendments to Article 31 | Mgmt | For | For | For | |||
9 | Amendments to Article 21 | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Engie | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENGI | CINS F7629A107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Regulated Agreement Related to Natural Gas Activities | Mgmt | For | For | For | |||
9 | Regulated Agreement Related to Share Buyback | Mgmt | For | For | For | |||
10 | Regulated Agreement Related to Forward Buyback | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Elect Jean-Pierre Clamadieu | Mgmt | For | Against | Against | |||
13 | Elect Ross McInnes | Mgmt | For | For | For | |||
14 | Remuneration of Isabelle Kocher, CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy for Non-Executive Chair | Mgmt | For | For | For | |||
16 | Remuneration Policy for CEO | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
20 | Greenshoe Outside Takeover Periods | Mgmt | For | For | For | |||
21 | Authority to Increase Capital In Consideration for Contributions in Kind Outside Takeover Periods | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
24 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
25 | Greenshoe During Takeover Periods | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital In Consideration for Contributions in Kind During Takeover Periods | Mgmt | For | Against | Against | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Authority to Increase Capital Through Capitalisations During Takeover Periods | Mgmt | For | Against | Against | |||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
31 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
32 | Authority to Issue Restricted Shares for Employee Savings Plan | Mgmt | For | For | For | |||
33 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
34 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Appointment of PricewaterhouseCoopers as Auditor | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Burbank | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
8 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
9 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Constance Freedman | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Tao Huang | Mgmt | For | For | For | |||
1.6 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.8 | Elect Howard Walker | Mgmt | For | For | For | |||
1.9 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Equity Residential Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQR | CUSIP 29476L107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles L. Atwood | Mgmt | For | For | For | |||
1.2 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.6 | Elect John E. Neal | Mgmt | For | For | For | |||
1.7 | Elect David J. Neithercut | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eutelsat Communications SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETL | CINS F3692M128 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Elect Paul-Francois Fournier | Mgmt | For | For | For | |||
10 | Re-elect Dominique D'Hinnin | Mgmt | For | For | For | |||
11 | Elect Esther Gaide | Mgmt | For | For | For | |||
12 | Elect Didier Leroy | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
15 | Remuneration of Michel de Rosen, Non-Executive Chair | Mgmt | For | For | For | |||
16 | Remuneration of Rodolphe Belmer, CEO | Mgmt | For | For | For | |||
17 | Remuneration of Michel Azibert, Deputy CEO | Mgmt | For | For | For | |||
18 | Remuneration of Yohann Leroy, Deputy CEO | Mgmt | For | For | For | |||
19 | Remuneration Policy (Non-Executive Chair) | Mgmt | For | For | For | |||
20 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
21 | Remuneration Policy (Deputy CEOs) | Mgmt | For | For | For | |||
22 | Directors' Fees | Mgmt | For | For | For | |||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
24 | Authority to Reduce Authorised Share Capital | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
29 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
30 | Authorize Overallotment/Greenshoe | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
32 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
33 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
34 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
35 | Amendments to Articles Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
36 | Amendments to Articles Regarding Company Headquarters | Mgmt | For | For | For | |||
37 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Evonik Industries AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVK | CINS D2R90Y117 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Bernd Tonjes | Mgmt | For | For | For | |||
11 | Elect Barbara Ruth Albert | Mgmt | For | Against | Against | |||
12 | Elect Aldo Belloni | Mgmt | For | Against | Against | |||
13 | Elect Barbara Grunewald | Mgmt | For | Against | Against | |||
14 | Elect Siegfried Luther | Mgmt | For | Against | Against | |||
15 | Elect Michael Rudiger | Mgmt | For | Against | Against | |||
16 | Elect Peter Spuhler | Mgmt | For | Against | Against | |||
17 | Elect Angela Titzrath | Mgmt | For | Against | Against | |||
18 | Elect Volker Trautz | Mgmt | For | Against | Against | |||
19 | Elect Ulrich Weber | Mgmt | For | Against | Against | |||
20 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
21 | Increase in Authorised Capital | Mgmt | For | For | For | |||
22 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Extended Stay America, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAY | CUSIP 30224P200 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.2 | Elect Douglas G. Geoga | Mgmt | For | For | For | |||
1.3 | Elect Kapila K. Anand | Mgmt | For | For | For | |||
1.4 | Elect Thomas F. O'Toole | Mgmt | For | For | For | |||
1.5 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.6 | Elect Jodie W. McLean | Mgmt | For | For | For | |||
1.7 | Elect Ellen Keszler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Extended Stay America, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAY | CUSIP 30224P210 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan S. Halkyard | Mgmt | For | For | For | |||
1.2 | Elect Douglas G. Geoga | Mgmt | For | For | For | |||
1.3 | Elect Kapila K. Anand | Mgmt | For | For | For | |||
1.4 | Elect Neil Brown | Mgmt | For | For | For | |||
1.5 | Elect Steven Kent | Mgmt | For | For | For | |||
1.6 | Elect Lisa Palmer | Mgmt | For | For | For | |||
1.7 | Elect Bruce N. Haase | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | Against | Against | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Gary Ames | Mgmt | For | For | For | |||
2 | Elect Sandra E. Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect Michael Dreyer | Mgmt | For | For | For | |||
6 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
7 | Elect Peter Klein | Mgmt | For | For | For | |||
8 | Elect Francois Lochoh-Donou | Mgmt | For | For | For | |||
9 | Elect John McAdam | Mgmt | For | For | For | |||
10 | Elect Stephen Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
Faurecia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Valerie Landon | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Yann Delabriere, Former Chair | Mgmt | For | For | For | |||
14 | Remuneration of Michel de Rosen, Chair | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Koller, CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
19 | Amendments to Articles Regarding Company Duration | Mgmt | For | For | For | |||
20 | Conversion of Legal Form into European Company | Mgmt | For | For | For | |||
21 | Adoption of New Articles Regarding the Conversion of Legal Form | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCAU | CINS N31738102 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect John Elkann as Executive Director | Mgmt | For | Against | Against | |||
9 | Elect Sergio Marchionne as Executive Director | Mgmt | For | Against | Against | |||
10 | Elect Ronald L. Thompson as Non-Executive Director | Mgmt | For | For | For | |||
11 | Elect John Abbott as Non-Executive Director | Mgmt | For | For | For | |||
12 | Elect Andrea Agnelli as Non-Executive Director | Mgmt | For | For | For | |||
13 | Elect Tiberto Brandolini d'Adda as Non-Executive Director | Mgmt | For | For | For | |||
14 | Elect Glenn Earle as Non-Executive Director | Mgmt | For | For | For | |||
15 | Elect Valerie A. Mars as Non-Executive Director | Mgmt | For | For | For | |||
16 | Elect Ruth J. Simmons as Non-Executive Director | Mgmt | For | For | For | |||
17 | Elect Michelangelo A. Volpi as Non-Executive Director | Mgmt | For | For | For | |||
18 | Elect Patience Wheatcroft as Non-Executive Director | Mgmt | For | For | For | |||
19 | Elect Ermenegildo Zegna as Non-Executive Director | Mgmt | For | Against | Against | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fibria Celulose SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIBR3 | CINS P3997N101 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
7 | Supervisory Council Size | Mgmt | For | TNA | N/A | |||
8 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
9 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Elect Domenica Eisenstein Noronha as Supervisory Council Member Presented by Minority Shareholders | Mgmt | N/A | TNA | N/A | |||
12 | Elect Marcos Tadeu De Siqueira as Supervisory Council Member Presented by Minority Shareholders | Mgmt | N/A | TNA | N/A | |||
13 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
14 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.4 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.6 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.7 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.9 | Elect Christopher D. Pappas | Mgmt | For | Withhold | Against | |||
1.10 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.12 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Fleury SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLRY3 | CINS P418BW104 | 04/23/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratify Interim Dividends | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Co-Option of Ivan Luiz Gontijo Junior | Mgmt | For | TNA | N/A | |||
7 | Ratify Co-Option of Andrea da Motta Chamma | Mgmt | For | TNA | N/A | |||
8 | Ratify Co-Option of Octavio de Lazari Junior (Alternate) | Mgmt | For | TNA | N/A | |||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
10 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
11 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
Fonciere Des Regions | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDR | CINS F3832Y172 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Approve Special Auditors Report | Mgmt | For | For | For | |||
8 | Severance Agreements Ozanne Deputy CEO | Mgmt | For | Against | Against | |||
9 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
10 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Deputy CEOs) | Mgmt | For | For | For | |||
12 | Remuneration of Jean Laurent, Chair | Mgmt | For | For | For | |||
13 | Remuneration of Christophe Kullmann, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Olivier Esteve, Deputy CEO | Mgmt | For | For | For | |||
15 | Elect Catherine Barthe | Mgmt | For | Against | Against | |||
16 | Elect Romolo Bardin | Mgmt | For | Against | Against | |||
17 | Elect Delphine Benchetrit | Mgmt | For | Against | Against | |||
18 | Elect Sigrid Duhamel | Mgmt | For | Against | Against | |||
19 | Appointment of Auditor Mazars | Mgmt | For | For | For | |||
20 | Directors' Fees | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
22 | Increase in Authorised Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Cancellation of Shares/Authority to Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Authorised Capital in case of Exchange Offer | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William Clay Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect James P. Hackett | Mgmt | For | For | For | |||
7 | Elect William W. Helman IV | Mgmt | For | For | For | |||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||
9 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
10 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
11 | Elect John L. Thornton | Mgmt | For | For | For | |||
12 | Elect John B. Veihmeyer | Mgmt | For | For | For | |||
13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
14 | Elect John S. Weinberg | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Forest City Realty Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCE.A | CUSIP 345605109 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Z. Jamie Behar | Mgmt | For | For | For | |||
1.3 | Elect Michelle Felman | Mgmt | For | For | For | |||
1.4 | Elect Jerome J. Lande | Mgmt | For | For | For | |||
1.5 | Elect David J. LaRue | Mgmt | For | For | For | |||
1.6 | Elect Adam S. Metz | Mgmt | For | For | For | |||
1.7 | Elect Gavin T. Molinelli | Mgmt | For | For | For | |||
1.8 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Ordan | Mgmt | For | Withhold | Against | |||
1.10 | Elect James A. Ratner | Mgmt | For | For | For | |||
1.11 | Elect William R. Roberts | Mgmt | For | For | For | |||
1.12 | Elect Robert A. Schriesheim | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Formosa Plastics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1301 | CINS Y26095102 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
5 | Elect Jason LIN Chien-Nan | Mgmt | For | For | For | |||
6 | Elect William WONG Wen-Yuan | Mgmt | For | For | For | |||
7 | Elect Susan WANG Ruey-Hwa | Mgmt | For | For | For | |||
8 | Elect Wilfred WANG Wen-Chao | Mgmt | For | For | For | |||
9 | Elect LI Chih-Tsun | Mgmt | For | For | For | |||
10 | Elect Cher WANG Xue-Hong | Mgmt | For | Against | Against | |||
11 | Elect Ralph HO Min-Ting | Mgmt | For | Against | Against | |||
12 | Elect WU Kuo-Hsiung | Mgmt | For | Against | Against | |||
13 | Elect K.L. HUANG | Mgmt | For | For | For | |||
14 | Elect CHENG Cheng-Chung | Mgmt | For | For | For | |||
15 | Elect Jerry LIN Sheng-Kuan | Mgmt | For | For | For | |||
16 | Elect HUANG Ching-Lian | Mgmt | For | For | For | |||
17 | Elect C.L. WEI as Independent Director | Mgmt | For | Against | Against | |||
18 | Elect WU Ching-Ji as Independent Director | Mgmt | For | For | For | |||
19 | Elect SHIH Yen-Shiang as Independent Director | Mgmt | For | For | For | |||
20 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fortescue Metals Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMG | CINS Q39360104 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | |||
4 | Re-elect Mark Barnaba | Mgmt | For | Against | Against | |||
5 | Elect Penelope (Penny) Bingham-Hall | Mgmt | For | Against | Against | |||
6 | Elect Jennifer Morris | Mgmt | For | Against | Against | |||
7 | Equity Grant (Executive director and CFO Elizabeth Gaines) | Mgmt | For | For | For | |||
8 | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | Against | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fortinet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTNT | CUSIP 34959E109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Ken Xie | Mgmt | For | For | For | |||
3 | Elect Gary F. Locke | Mgmt | For | For | For | |||
4 | Elect Judith Sim | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fresenius Medical Care AG & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FME | CINS D2734Z107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
Fujitsu Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6702 | CINS J15708159 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsuya Tanaka | Mgmt | For | For | For | |||
3 | Elect Norihiko Taniguchi | Mgmt | For | For | For | |||
4 | Elect Hidehiro Tsukano | Mgmt | For | For | For | |||
5 | Elect Duncan Tait | Mgmt | For | For | For | |||
6 | Elect Masami Yamamoto | Mgmt | For | For | For | |||
7 | Elect Jun Yokota | Mgmt | For | For | For | |||
8 | Elect Chiaki Mukai | Mgmt | For | For | For | |||
9 | Elect Atsushi Abe | Mgmt | For | For | For | |||
10 | Elect Kazuto Kojima | Mgmt | For | For | For | |||
11 | Elect Yoshiko Kugu | Mgmt | For | For | For | |||
12 | Share Consolidation | Mgmt | For | For | For | |||
Galaxy Entertainment Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0027 | CINS Y2679D118 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Francis LUI Yiu Tung | Mgmt | For | For | For | |||
5 | Elect Patrick WONG Lung Tak | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John C. Martin | Mgmt | For | For | For | |||
6 | Elect John F. Milligan | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Hal V. Barron | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
6 | Elect Emma Walmsley | Mgmt | For | For | For | |||
7 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Jesse Goodman | Mgmt | For | For | For | |||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
13 | Elect Urs Rohner | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Approve exemption from statement of the senior statutory auditor's name in published auditors' reports | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Novartis Stake in Joint Venture | Mgmt | For | For | For | |||
Globalwafers Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6488 | CINS Y2722U109 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Elect ZHENG Jixiong | Mgmt | For | For | For | |||
6 | Elect ZHANG Junyan | Mgmt | For | For | For | |||
7 | Elect ZHENG Zheng-Yuan | Mgmt | For | For | For | |||
8 | Elect Director 4 | Mgmt | For | Abstain | Against | |||
9 | Elect Director 5 | Mgmt | For | Abstain | Against | |||
10 | Elect Director 6 | Mgmt | For | Abstain | Against | |||
11 | Elect Director 7 | Mgmt | For | Abstain | Against | |||
12 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Gruma S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUMA | CINS P4948K121 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
6 | Election of Audit and Corporate Governance Committees' Chairs | Mgmt | For | Against | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
8 | Minutes | Mgmt | For | For | For | |||
Grupo Financiero Galicia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGAL | CUSIP 399909100 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Cast Votes and Attend General Meeting of Subsidiary | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Fees | Mgmt | For | For | For | |||
7 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
8 | Authority to Advance Directors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Supervisory Council | Mgmt | For | For | For | |||
10 | Board Size | Mgmt | For | For | For | |||
11 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Terms of Debt Issuance | Mgmt | For | Against | Against | |||
Grupo Supervielle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUPV | CUSIP 40054A108 | 07/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Issuance of Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Reduce Term to Exercise Preemptive Rights and Accretion Rights | Mgmt | For | For | For | |||
4 | Authorise Board to Request the Listing/Trading Before Any Authorised Stock Exchange | Mgmt | For | For | For | |||
5 | Authorise the Board to Set Terms Related to Capital Increase | Mgmt | For | For | For | |||
6 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Hana Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
086790 | CINS Y29975102 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect YOON Seong Bok | Mgmt | For | For | For | |||
4 | Elect KIM Hong Jin | Mgmt | For | For | For | |||
5 | Elect PARK Si Hwan | Mgmt | For | For | For | |||
6 | Elect Baek Tae Seung | Mgmt | For | For | For | |||
7 | Elect YANG Dong Hoon | Mgmt | For | For | For | |||
8 | Elect HEO Yoon | Mgmt | For | For | For | |||
9 | Elect KIM Jung Tae | Mgmt | For | For | For | |||
10 | Election of Independent Director to Become Audit Committee Member: PARK Won Gu | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member: KIM Hong Jin | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member: Baek Tae Seung | Mgmt | For | For | For | |||
13 | Election of Audit Committee Member: HEO Yoon | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Harvey Norman Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HVN | CINS Q4525E117 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Gerry Harvey | Mgmt | For | Against | Against | |||
4 | Re-elect Chris Mentis | Mgmt | For | Against | Against | |||
5 | Re-elect Graham Paton | Mgmt | For | Against | Against | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
2 | Elect Michael R. Burns | Mgmt | For | For | For | |||
3 | Elect Hope Cochran | Mgmt | For | For | For | |||
4 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
5 | Elect Lisa Gersh | Mgmt | For | For | For | |||
6 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
7 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
8 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
9 | Elect Edward M. Philip | Mgmt | For | For | For | |||
10 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
11 | Elect Mary Beth West | Mgmt | For | For | For | |||
12 | Elect Linda K. Zecher | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | For | Against | |||
HCP, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCP | CUSIP 40414L109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||
5 | Elect Peter L. Rhein | Mgmt | For | For | For | |||
6 | Elect Joseph P. Sullivan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P174 | 01/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
2 | Related Party Transactions | Mgmt | For | For | For | |||
3 | Preferential Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P174 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keki M. Mistry | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For | For | |||
6 | Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For | For | |||
7 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P174 | 07/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Paresh D. Sukthankar | Mgmt | For | For | For | |||
4 | Elect Kaizad Bharucha | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Srikanth Nadhamuni | Mgmt | For | For | For | |||
7 | Appointment of Paresh Sukthanka (Deputy Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
8 | Appointment of Kaizad Bharucha (Executive Director); Approval of Remuneration | Mgmt | For | For | For | |||
9 | Elect Shyamala Gopinath | Mgmt | For | For | For | |||
10 | Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For | For | |||
11 | Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For | For | |||
12 | Authority to Issue Debt Instruments and Bonds on Private Placement | Mgmt | For | For | For | |||
Hermes International SCA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMS | CINS F48051100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Management Acts | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
11 | Remuneration of Axel Dumas, Manager | Mgmt | For | For | For | |||
12 | Remuneration of Emile Hermes SARL, Managing General Partner | Mgmt | For | For | For | |||
13 | Elect Matthieu Dumas | Mgmt | For | Against | Against | |||
14 | Elect Blaise Guerrand | Mgmt | For | Against | Against | |||
15 | Elect Olympia Guerrand | Mgmt | For | Against | Against | |||
16 | Elect Robert Peugeot | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Highwoods Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIW | CUSIP 431284108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Evans | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||
1.5 | Elect David J. Hartzell | Mgmt | For | For | For | |||
1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | |||
1.7 | Elect Anne H. Lloyd | Mgmt | For | For | For | |||
1.8 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
Hilong Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1623 | CINS G4509G105 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHANG Jun | Mgmt | For | For | For | |||
6 | Elect WANG Tao | Mgmt | For | For | For | |||
7 | Elect WANG Tao | Mgmt | For | For | For | |||
8 | Elect SHI Zheyan | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
Hilton Grand Vacations Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HGV | CUSIP 43283X105 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark D. Wang | Mgmt | For | For | For | |||
1.2 | Elect Leonard A. Potter | Mgmt | For | For | For | |||
1.3 | Elect Brenda J. Bacon | Mgmt | For | For | For | |||
1.4 | Elect David W. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Mark H. Lazarus | Mgmt | For | For | For | |||
1.6 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
1.7 | Elect Paul W. Whetsell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hindalco Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HINDALCO | CINS Y3196V185 | 09/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect A. K. Agarwala | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | Abstain | Against | |||
Hitachi Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Share Consolidation | Mgmt | For | For | For | |||
3 | Elect Katsumi Ihara | Mgmt | For | For | For | |||
4 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
5 | Elect Joe Harlan | Mgmt | For | For | For | |||
6 | Elect George W. Buckley | Mgmt | For | For | For | |||
7 | Elect Louise Pentland | Mgmt | For | For | For | |||
8 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
9 | Elect Takatoshi Yamamoto | Mgmt | For | For | For | |||
10 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Tanaka | Mgmt | For | For | For | |||
12 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
13 | Elect Toyoaki Nakamura | Mgmt | For | For | For | |||
14 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
Hong Kong Exchanges And Clearing Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0388 | CINS Y3506N139 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tze Ching I. CHAN | Mgmt | For | For | For | |||
6 | Elect Fred HU Zuliu | Mgmt | For | For | For | |||
7 | Elect John M.M. Williamson | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
Honghua Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
196 | CINS G4584R109 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHANG Mi | Mgmt | For | Against | Against | |||
5 | Elect REN Jie | Mgmt | For | Against | Against | |||
6 | Elect LIU Xiaofeng | Mgmt | For | Against | Against | |||
7 | Elect CHEN Guoming | Mgmt | For | Against | Against | |||
8 | Elect POON Chiu Kwok | Mgmt | For | Against | Against | |||
9 | Elect CHANG Qing | Mgmt | For | Against | Against | |||
10 | Elect WU Yuwu | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
16 | Lease Framework Agreement - Sales and Finance Lease | Mgmt | For | For | For | |||
17 | Lease Framework Agreement - Sales and Operating Lease | Mgmt | For | For | For | |||
18 | Financial Cooperation Agreement | Mgmt | For | Against | Against | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
5 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
6 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
7 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
8 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
9 | Elect Subra Suresh | Mgmt | For | For | For | |||
10 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
4 | Elect John Flint | Mgmt | For | For | For | |||
5 | Elect Kathleen L. Casey | Mgmt | For | For | For | |||
6 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||
7 | Elect Henri de Castries | Mgmt | For | For | For | |||
8 | Elect Jonathan Douglas Evans | Mgmt | For | For | For | |||
9 | Elect Irene LEE Yun Lien | Mgmt | For | Against | Against | |||
10 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
11 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
12 | Elect Marc Moses | Mgmt | For | For | For | |||
13 | Elect David T. Nish | Mgmt | For | For | For | |||
14 | Elect Jonathan R. Symonds | Mgmt | For | For | For | |||
15 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
16 | Elect Pauline F.M. van der Meer Mohr | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Scrip Dividend | Mgmt | For | For | For | |||
28 | Amendments to Articles | Mgmt | For | For | For | |||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Hudson Pacific Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPP | CUSIP 444097109 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor J. Coleman | Mgmt | For | For | For | |||
2 | Elect Theodore R. Antenucci | Mgmt | For | For | For | |||
3 | Elect Andrea L. Wong | Mgmt | For | For | For | |||
4 | Elect Richard B. Fried | Mgmt | For | For | For | |||
5 | Elect Jonathan M. Glaser | Mgmt | For | For | For | |||
6 | Elect Robert L. Harris II | Mgmt | For | For | For | |||
7 | Elect Mark D. Linehan | Mgmt | For | For | For | |||
8 | Elect Robert M. Moran, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael Nash | Mgmt | For | Against | Against | |||
10 | Elect Barry A. Porter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
8 | Elect William J. McDonald | Mgmt | For | For | For | |||
9 | Elect William E. Mitchell | Mgmt | For | For | For | |||
10 | Elect David B. Nash | Mgmt | For | For | For | |||
11 | Elect James J. O'Brien | Mgmt | For | For | For | |||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip M. Bilden | Mgmt | For | For | For | |||
1.2 | Elect Augustus L. Collins | Mgmt | For | For | For | |||
1.3 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
1.4 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.5 | Elect Victoria D. Harker | Mgmt | For | For | For | |||
1.6 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.7 | Elect C. Michael Petters | Mgmt | For | For | For | |||
1.8 | Elect Thomas C. Schievelbein | Mgmt | For | For | For | |||
1.9 | Elect John K. Welch | Mgmt | For | For | For | |||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Huntsman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUN | CUSIP 447011107 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter R. Huntsman | Mgmt | For | For | For | |||
1.2 | Elect Nolan D. Archibald | Mgmt | For | For | For | |||
1.3 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
1.4 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
1.5 | Elect Daniele Ferrari | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Margetts | Mgmt | For | For | For | |||
1.7 | Elect Wayne A. Reaud | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Hyatt Hotels Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H | CUSIP 448579102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
1.2 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
1.3 | Elect Jason Pritzker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hyundai Marine & Fire Insurance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001450 | CINS Y3842K104 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Independent Director to Become Audit Committee Member: YOO Jae Kwon | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
Indian Oil Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IOC | CINS Y3925Y112 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Increase in Authorized Capital; Amendment to Memorandum and Articles | Mgmt | For | For | For | |||
3 | Bonus Share Issuance | Mgmt | For | For | For | |||
Indorama Ventures Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVL | CINS ADPV12922 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Minutes | Mgmt | For | For | For | |||
2 | Results of Operations | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Kanit Si | Mgmt | For | For | For | |||
6 | Elect Dilip Kumar Agarwal | Mgmt | For | For | For | |||
7 | Elect Udey P.S. Gill | Mgmt | For | For | For | |||
8 | Elect Russell Leighton Kekuewa | Mgmt | For | For | For | |||
9 | Elect Chakramon Phasukavanich | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | 2016 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | |||
3 | Elect Anthony Francis Neoh | Mgmt | For | For | For | |||
4 | Amendments to Articles and Rules of Procedure for Shareholders' General Meetings | Mgmt | For | For | For | |||
5 | Amendments to Articles and Rules of Procedure for Board of Directors | Mgmt | For | For | For | |||
6 | Amendments to Articles and Rules of Procedure for Board Supervisors | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Profit Distribution Plan 2017 | Mgmt | For | For | For | |||
6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
7 | 2018-2020 Capital Planning of ICBC | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect CHENG Fengchao | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial Bank of Korea | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
024110 | CINS Y3994L108 | 03/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Industrivarden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDUA | CINS W45430100 | 04/17/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Elect Par Boman | Mgmt | For | TNA | N/A | |||
19 | Elect Christian Caspar | Mgmt | For | TNA | N/A | |||
20 | Elect Bengt Kjell | Mgmt | For | TNA | N/A | |||
21 | Elect Nina Linander | Mgmt | For | TNA | N/A | |||
22 | Elect Fredrik Lundberg | Mgmt | For | TNA | N/A | |||
23 | Elect Annika Lundius | Mgmt | For | TNA | N/A | |||
24 | Elect Lars Pettersson | Mgmt | For | TNA | N/A | |||
25 | Elect Helena Stjernholm | Mgmt | For | TNA | N/A | |||
26 | Elect Fredrik Lundberg as Chair | Mgmt | For | TNA | N/A | |||
27 | Number of Auditors | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
31 | Long-term Share Savings Program | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Infosys Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFY | CINS Y4082C133 | 06/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect U. B. Pravin Rao | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
ING Life Insurance Korea Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
079440 | CINS Y4R80Y104 | 03/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Byeong Joo | Mgmt | For | For | For | |||
3 | Elect YOON Jong Ha | Mgmt | For | For | For | |||
4 | Elect YOON Suk Heon | Mgmt | For | For | For | |||
5 | Elect SONG Woong Soon | Mgmt | For | For | For | |||
6 | Elect AHN Jae Beom | Mgmt | For | For | For | |||
7 | Election of Independent Director to Become Audit Committee Member: KWON Hyeok Sang | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: SONG Woong Soon | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: AHN Jae Beom | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
Ingersoll-Rand Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IR | CUSIP G47791101 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kirk E. Arnold | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect John Bruton | Mgmt | For | For | For | |||
4 | Elect Jared L. Cohon | Mgmt | For | For | For | |||
5 | Elect Gary D. Forsee | Mgmt | For | For | For | |||
6 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
7 | Elect Michael W. Lamach | Mgmt | For | For | For | |||
8 | Elect Myles P. Lee | Mgmt | For | For | For | |||
9 | Elect Karen B. Peetz | Mgmt | For | For | For | |||
10 | Elect John P. Surma | Mgmt | For | For | For | |||
11 | Elect Richard J. Swift | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Approval of the 2018 Incentive Stock Plan | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set Price Range for Reissue of Treasury Shares | Mgmt | For | For | For | |||
Ingredion Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGR | CUSIP 457187102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luis Aranguren-Trellez | Mgmt | For | For | For | |||
2 | Elect David B. Fischer | Mgmt | For | For | For | |||
3 | Elect Ilene S. Gordon | Mgmt | For | Against | Against | |||
4 | Elect Paul Hanrahan | Mgmt | For | For | For | |||
5 | Elect Rhonda L. Jordan | Mgmt | For | For | For | |||
6 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
7 | Elect Barbara A. Klein | Mgmt | For | For | For | |||
8 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
9 | Elect Jorge A. Uribe | Mgmt | For | For | For | |||
10 | Elect Dwayne A. Wilson | Mgmt | For | For | For | |||
11 | Elect James Zallie | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect David N. Farr | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
10 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Peter R. Voser | Mgmt | For | For | For | |||
13 | Elect Frederick H. Waddell | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Final Dividend | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Antonio Vazquez Romero | Mgmt | For | For | For | |||
10 | Elect Willie Walsh | Mgmt | For | For | For | |||
11 | Elect Marc Bolland | Mgmt | For | For | For | |||
12 | Elect Patrick Cescau | Mgmt | For | For | For | |||
13 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | |||
14 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | For | For | |||
15 | Elect Kieran Poynter | Mgmt | For | For | For | |||
16 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | For | For | |||
17 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
18 | Elect Nicola Shaw | Mgmt | For | For | For | |||
19 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | |||
20 | Elect Deborah Kerr | Mgmt | For | For | For | |||
21 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
22 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
23 | Approval of the allotment of a maximum number of shares under the PSP and the IADP | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Reduction in Authorized Capital | Mgmt | For | For | For | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eve Burton | Mgmt | For | For | For | |||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Deborah Liu | Mgmt | For | For | For | |||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
7 | Elect Brad D. Smith | Mgmt | For | For | For | |||
8 | Elect Thomas J. Szkutak | Mgmt | For | For | For | |||
9 | Elect Raul Vazquez | Mgmt | For | For | For | |||
10 | Elect Jeff Weiner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of Material Terms of Performance Goals Under Senior Executive Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Iochpe-Maxion SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYPK3 | CINS P58749105 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
5 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Iochpe-Maxion SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYPK3 | CINS P58749105 | 12/07/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Merger Agreement | Mgmt | For | TNA | N/A | |||
4 | Ratification of Appointment of the Appraiser | Mgmt | For | TNA | N/A | |||
5 | Valuation Report | Mgmt | For | TNA | N/A | |||
6 | Merger by Absorption (Maxion Componentes Estruturais Ltda.) | Mgmt | For | TNA | N/A | |||
7 | Authorisation of Legal Formalities | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Allocate Proportional Votes for Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
9 | Allocate Votes to Otavio Ladeira de Medeiros | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Votes to Alexsandro Broedel Lopes | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Votes to Flavio Eduardo Arakaki | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Votes to Raimundo Lourenco Maria Christians | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Votes to Ney Ferraz Dias | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Votes to Helio Lima Magalhaes | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Votes to Edson Soares Ferreira | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Votes to Jose Mauricio Pereira Coelho | Mgmt | N/A | TNA | N/A | |||
17 | Approve Supervisory Council | Mgmt | For | TNA | N/A | |||
18 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
19 | Request Cumulative Voting for Election of Directors | Mgmt | N/A | TNA | N/A | |||
20 | Appointment of Shareholder Nominee to Board of Directors | Mgmt | N/A | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Elect Nara de Deus Vieira as Supervisory Council Member | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 09/22/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Article 59 (Arbitration) | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 11/06/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Yoshihisa Suzuki | Mgmt | For | For | For | |||
6 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
7 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
9 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
10 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
11 | Elect Masatoshi Kawana | Mgmt | For | For | For | |||
12 | Elect Shuzaburo Tsuchihashi as Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | Against | For | |||
J Sainsbury plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBRY | CINS G77732173 | 07/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Kevin O'Byrne | Mgmt | For | Against | Against | |||
6 | Elect Matt Brittin | Mgmt | For | Against | Against | |||
7 | Elect Brian Cassin | Mgmt | For | Against | Against | |||
8 | Elect Mike Coupe | Mgmt | For | Against | Against | |||
9 | Elect David Keens | Mgmt | For | Against | Against | |||
10 | Elect Lady Susan Rice | Mgmt | For | Against | Against | |||
11 | Elect John Rogers | Mgmt | For | Against | Against | |||
12 | Elect Jean Tomlin | Mgmt | For | Against | Against | |||
13 | Elect David Tyler | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Jacobs Engineering Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEC | CUSIP 469814107 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
2 | Elect Juan Jose Suarez Coppel | Mgmt | For | For | For | |||
3 | Elect Robert C. Davidson, Jr. | Mgmt | For | For | For | |||
4 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
5 | Elect Ralph E. Eberhart | Mgmt | For | For | For | |||
6 | Elect Dawne S. Hickton | Mgmt | For | For | For | |||
7 | Elect Linda Fayne Levinson | Mgmt | For | For | For | |||
8 | Elect Robert A. McNamara | Mgmt | For | For | For | |||
9 | Elect Peter J. Robertson | Mgmt | For | For | For | |||
10 | Elect Chris M.T. Thompson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Jain Irrigation Systems Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JISLJALEQS | CINS Y42531148 | 09/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
Jain Irrigation Systems Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JISLJALEQS | CINS Y42531148 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ajit B. Jain | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
5 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
6 | Independent Non-Executive Directors' Commission | Mgmt | For | For | For | |||
Japan Airlines Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
4 | Elect Yuji Akasaka | Mgmt | For | For | For | |||
5 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
6 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
7 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
8 | Elect Toshinori Shin | Mgmt | For | For | For | |||
9 | Elect Shinichiroh Shimizu | Mgmt | For | For | For | |||
10 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
11 | Elect Masatoshi Itoh | Mgmt | For | Against | Against | |||
12 | Elect Sonoko Hacchoji | Mgmt | For | For | For | |||
13 | Elect Shinsuke Kubo as Statutory Auditor | Mgmt | For | For | For | |||
Japan Post Bank Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7182 | CINS J2800C101 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Use/Transfer of Reserves | Mgmt | For | For | For | |||
3 | Elect Norito Ikeda | Mgmt | For | Against | Against | |||
4 | Elect Susumu Tanaka | Mgmt | For | For | For | |||
5 | Elect Masatsugu Nagato | Mgmt | For | For | For | |||
6 | Elect Ryohichi Nakazato | Mgmt | For | For | For | |||
7 | Elect Tomoyoshi Arita | Mgmt | For | For | For | |||
8 | Elect Sawako Nohara | Mgmt | For | For | For | |||
9 | Elect Tetsu Machida | Mgmt | For | For | For | |||
10 | Elect Nobuko Akashi | Mgmt | For | For | For | |||
11 | Elect Katsuaki Ikeda | Mgmt | For | For | For | |||
12 | Elect Hirofumi Nomoto | Mgmt | For | Against | Against | |||
13 | Elect Ryohji Chubachi | Mgmt | For | For | For | |||
John Wiley & Sons, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWA | CUSIP 968223206 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Bell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Laurie A. Leshin | Mgmt | For | Withhold | Against | |||
1.3 | Elect William Pence | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kalpana Raina | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
JTEKT Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6473 | CINS J2946V104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
4 | Elect Tetsuo Agata | Mgmt | For | For | For | |||
5 | Elect Hiroyuki Miyazaki | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Kaijima | Mgmt | For | For | For | |||
7 | Elect Tomokazu Takahashi | Mgmt | For | For | For | |||
8 | Elect Takumi Matsumoto | Mgmt | For | For | For | |||
9 | Elect Takao Miyatani | Mgmt | For | For | For | |||
10 | Elect Iwao Okamoto | Mgmt | For | For | For | |||
11 | Elect Makoto Sano | Mgmt | For | For | For | |||
12 | Elect Shinji Katoh | Mgmt | For | For | For | |||
13 | Elect Hirofumi Matsuoka | Mgmt | For | For | For | |||
14 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
15 | Elect Hiroshi Takenaka | Mgmt | For | Against | Against | |||
16 | Elect Atsushi Kume | Mgmt | For | Against | Against | |||
17 | Elect Takashi Yoshida | Mgmt | For | For | For | |||
18 | Elect Hiroyuki Wakabayashi | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Jubilant FoodWorks Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JUBLFOOD | CINS Y4493W108 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Increase in Authorized Capital; Amendments to Memorandum | Mgmt | For | For | For | |||
3 | Bonus Share Issuance | Mgmt | For | For | For | |||
Jumbo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BELA | CINS X4114P111 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Ratification of Management Board and Auditors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | Against | Against | |||
7 | Election of Audit Committee Members | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Bond Loan | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||
2 | Elect Gary J. Daichendt | Mgmt | For | For | For | |||
3 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||
4 | Elect James Dolce | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Scott Kriens | Mgmt | For | For | For | |||
7 | Elect Rahul Merchant | Mgmt | For | For | For | |||
8 | Elect Rami Rahim | Mgmt | For | For | For | |||
9 | Elect William Stensrud | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Kajima Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1812 | CINS J29223120 | 06/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Share Consolidation | Mgmt | For | TNA | N/A | |||
4 | Elect Mitsuyoshi Nakamura | Mgmt | For | TNA | N/A | |||
5 | Elect Takashi Hinago | Mgmt | For | TNA | N/A | |||
6 | Elect Masayasu Kayano | Mgmt | For | TNA | N/A | |||
7 | Elect Hiroshi Ishikawa | Mgmt | For | TNA | N/A | |||
8 | Elect Nobuyuki Hiraizumi | Mgmt | For | TNA | N/A | |||
9 | Elect Shohichi Kajima | Mgmt | For | TNA | N/A | |||
10 | Elect Masahiro Nakagawa as Statutory Auditor | Mgmt | For | TNA | N/A | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michitaka Sawada | Mgmt | For | For | For | |||
4 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | |||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | |||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | |||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Osamu Shinobe | Mgmt | For | For | For | |||
10 | Elect Nobuhiro Oka as Statutory Auditor | Mgmt | For | For | For | |||
KAR Auction Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KAR | CUSIP 48238T109 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Todd F. Bourell | Mgmt | For | For | For | |||
2 | Elect Donna R. Ecton | Mgmt | For | For | For | |||
3 | Elect James P. Hallett | Mgmt | For | For | For | |||
4 | Elect Mark E. Hill | Mgmt | For | For | For | |||
5 | Elect J. Mark Howell | Mgmt | For | For | For | |||
6 | Elect Lynn Jolliffe | Mgmt | For | For | For | |||
7 | Elect Michael T. Kestner | Mgmt | For | For | For | |||
8 | Elect John P. Larson | Mgmt | For | For | For | |||
9 | Elect Stephen E. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Kei Morita | Mgmt | For | For | For | |||
13 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
14 | Elect Tatsuro Ueda | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
17 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
18 | Elect Yasuhide Yamamoto as Statutory Auditor | Mgmt | For | For | For | |||
19 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
KEC International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEC | CINS Y4605M113 | 07/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Harsh Vardhan Goenka | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Appointment of Branch Auditors | Mgmt | For | For | For | |||
6 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
7 | Adoption of New Articles | Mgmt | For | Against | Against | |||
Kerry Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0683 | CINS G52440107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Special Dividend | Mgmt | For | For | For | |||
6 | Elect WONG Siu Kong | Mgmt | For | For | For | |||
7 | Elect KUOK Khoon Hua | Mgmt | For | Against | Against | |||
8 | Elect Marina WONG Yu Pok | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Keyence Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6861 | CINS J32491102 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Takemitsu Takizaki | Mgmt | For | For | For | |||
3 | Elect Akinori Yamamoto | Mgmt | For | For | For | |||
4 | Elect Keiichi Kimura | Mgmt | For | For | For | |||
5 | Elect Tomohide Ideno | Mgmt | For | For | For | |||
6 | Elect Akiji Yamaguchi | Mgmt | For | For | For | |||
7 | Elect Masayuki Miki | Mgmt | For | For | For | |||
8 | Elect Akira Kanzawa | Mgmt | For | For | For | |||
9 | Elect Masato Fujimoto | Mgmt | For | For | For | |||
10 | Elect Yohichi Tanabe | Mgmt | For | For | For | |||
11 | Elect Masaharu Yamamoto as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect Jim Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jeff Carr | Mgmt | For | For | For | |||
5 | Elect Andrew Cosslett | Mgmt | For | For | For | |||
6 | Elect Pascal Cagni | Mgmt | For | For | For | |||
7 | Elect Clare M. Chapman | Mgmt | For | For | For | |||
8 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
9 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | |||
10 | Elect Veronique Laury | Mgmt | For | For | For | |||
11 | Elect Mark Seligman | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect W.A. Kolk to the Management Board | Mgmt | For | For | For | |||
11 | Elect D.R. Hooft Graafland to the Supervisory Board | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | CANCELLATION OF SHARES | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Korea Zinc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
010130 | CINS Y4960Y108 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
Kuraray Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3405 | CINS J37006137 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masaaki Itoh | Mgmt | For | For | For | |||
4 | Elect Sadaaki Matsuyama | Mgmt | For | For | For | |||
5 | Elect Kazuhiko Kugawa | Mgmt | For | For | For | |||
6 | Elect Hiroaya Hayase | Mgmt | For | For | For | |||
7 | Elect Kazuhiro Nakayama | Mgmt | For | For | For | |||
8 | Elect Kenichi Abe | Mgmt | For | For | For | |||
9 | Elect Yoshimasa Sano | Mgmt | For | For | For | |||
10 | Elect Tomokazu Hamaguchi | Mgmt | For | For | For | |||
11 | Elect Jun Hamano | Mgmt | For | For | For | |||
12 | Elect Yukinori Yamane | Mgmt | For | For | For | |||
13 | Elect Mitsuhiro Nagahama | Mgmt | For | For | For | |||
KWG Property Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1813 | CINS G53224104 | 02/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme | Mgmt | For | Against | Against | |||
KWG Property Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1813 | CINS G53224104 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities (Final Dividends) | Mgmt | For | For | For | |||
6 | Elect KONG Jian Nan | Mgmt | For | For | For | |||
7 | Elect TAM Chun Fai | Mgmt | For | Against | Against | |||
8 | Elect LI Bin Hai | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
6 | Elect Robert B. Millard | Mgmt | For | For | For | |||
7 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
8 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
9 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | For | For | For | |||
13 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Lagardere SCA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMB | CINS F5485U100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Remuneration of Arnaud Lagardere, Managing Partner | Mgmt | For | For | For | |||
10 | Remuneration of Pierre Leroy and Thierry Funck-Brentano, Co-Managing Partners | Mgmt | For | For | For | |||
11 | Remuneration of Xavier de Sarrau, Supervisory Board Chair | Mgmt | For | For | For | |||
12 | Elect Xavier de Sarrau | Mgmt | For | For | For | |||
13 | Elect Yves Guillemot | Mgmt | For | For | For | |||
14 | Elect Patrick Valroff | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Board Size | Mgmt | For | For | For | |||
17 | Amendments to Articles Regarding Board Size | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Shareholder Proposal (A) Regarding Election of Helen Lee Bouygues (Amber Capital) | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal (B) Regarding Election of Arnaud Marion (Amber Capital) | ShrHoldr | Against | Against | For | |||
Lamb Weston Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LW | CUSIP 513272104 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles A. Blixt | Mgmt | For | For | For | |||
2 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
3 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
4 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
5 | Elect Hala G. Moddelmog | Mgmt | For | For | For | |||
6 | Elect Andrew J. Schindler | Mgmt | For | For | For | |||
7 | Elect Maria Renna Sharpe | Mgmt | For | For | For | |||
8 | Elect Thomas P. Werner | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Approval of the 2016 Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Mary Lou Jepsen | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
6 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
7 | Elect Raymond E. Scott | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Liberty Expedia Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEXEA | CUSIP 53046P109 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2.1 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
2.2 | Elect Stephen M. Brett | Mgmt | For | For | For | |||
2.3 | Elect Gregg L. Engles | Mgmt | For | For | For | |||
2.4 | Elect Scott W Schoelzel | Mgmt | For | For | For | |||
2.5 | Elect Christopher W. Shean | Mgmt | For | Withhold | Against | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FWONA | CUSIP 531229870 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian M. Deevy | Mgmt | For | For | For | |||
1.2 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.3 | Elect Andrea L. Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Liberty Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPT | CUSIP 531172104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Katherine E. Dietze | Mgmt | For | For | For | |||
1.3 | Elect Antonio F. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Daniel P. Garton | Mgmt | For | For | For | |||
1.5 | Elect Robert G Gifford | Mgmt | For | For | For | |||
1.6 | Elect William P. Hankowsky | Mgmt | For | Withhold | Against | |||
1.7 | Elect David L. Lingerfelt | Mgmt | For | For | For | |||
1.8 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.9 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amend the Trust's Bylaws | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||
3 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
4 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
5 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
8 | Elect Michael F. Mee | Mgmt | For | For | For | |||
9 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
10 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
11 | Elect Lynn M. Utter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect James R.C. Lupton | Mgmt | For | For | For | |||
3 | Elect Norman Roy Blackwell | Mgmt | For | For | For | |||
4 | Elect Juan Colombas | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Alan Dickinson | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Simon P. Henry | Mgmt | For | For | For | |||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
10 | Elect Deborah D. McWhinney | Mgmt | For | For | For | |||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
13 | Elect Sara Weller | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Amendments to Articles | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | CINS P6330Z111 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | CINS P6330Z111 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | CINS P6330Z111 | 07/12/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Adoption of Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
3 | Amendments to Article 2 (Registered Address) | Mgmt | For | TNA | N/A | |||
4 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Loews Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
L | CUSIP 540424108 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Berman | Mgmt | For | For | For | |||
2 | Elect Joseph L. Bower | Mgmt | For | For | For | |||
3 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
4 | Elect Charles M. Diker | Mgmt | For | For | For | |||
5 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
6 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
7 | Elect Walter L. Harris | Mgmt | For | For | For | |||
8 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
9 | Elect Susan Peters | Mgmt | For | For | For | |||
10 | Elect Andrew H. Tisch | Mgmt | For | Against | Against | |||
11 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
12 | Elect Jonathan M. Tisch | Mgmt | For | For | For | |||
13 | Elect Anthony Welters | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Loma Negra Cia Industrial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOMA | CUSIP 54150E104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Transfer of reserves | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Acts | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Council Fees | Mgmt | For | Against | Against | |||
9 | Election of Directors; Board Size | Mgmt | For | Against | Against | |||
10 | Election of Supervisory Council | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
14 | Audit Committee Budget | Mgmt | For | Against | Against | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
ManpowerGroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gina R. Boswell | Mgmt | For | For | For | |||
2 | Elect Cari M. Dominguez | Mgmt | For | For | For | |||
3 | Elect William A. Downe | Mgmt | For | For | For | |||
4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
5 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
6 | Elect Julie M. Howard | Mgmt | For | Against | Against | |||
7 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
8 | Elect Jonas Prising | Mgmt | For | For | For | |||
9 | Elect Paul Read | Mgmt | For | For | For | |||
10 | Elect Elizabeth P. Sartain | Mgmt | For | For | For | |||
11 | Elect Michael J. Van Handel | Mgmt | For | For | For | |||
12 | Elect John R. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect Donna A. James | Mgmt | For | For | For | |||
3 | Elect James E. Rohr | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Certificate Amendments and Director Removal | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Marks and Spencer Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MKS | CINS G5824M107 | 07/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
6 | Elect Patrick Bousquet-Chavanne | Mgmt | For | For | For | |||
7 | Elect Alison Brittain | Mgmt | For | For | For | |||
8 | Elect Miranda Curtis | Mgmt | For | For | For | |||
9 | Elect Andrew Fisher | Mgmt | For | For | For | |||
10 | Elect Andy Halford | Mgmt | For | For | For | |||
11 | Elect Steve Rowe | Mgmt | For | For | For | |||
12 | Elect Richard Solomons | Mgmt | For | For | For | |||
13 | Elect Robert Swannell | Mgmt | For | For | For | |||
14 | Elect Helen A. Weir | Mgmt | For | For | For | |||
15 | Elect Archie Norman | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Sharesave Plan 2017 | Mgmt | For | For | For | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
Marubeni Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8002 | CINS J39788138 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Teruo Asada | Mgmt | For | For | For | |||
3 | Elect Fumiya Kokubu | Mgmt | For | For | For | |||
4 | Elect Yukihiko Matsumura | Mgmt | For | For | For | |||
5 | Elect Masumi Kakinoki | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Yabe | Mgmt | For | For | For | |||
7 | Elect Hirohisa Miyata | Mgmt | For | For | For | |||
8 | Elect Takao Kitabata | Mgmt | For | For | For | |||
9 | Elect Kyohei Takahashi | Mgmt | For | For | For | |||
10 | Elect Susumu Fukuda | Mgmt | For | For | For | |||
11 | Elect Yuri Okina | Mgmt | For | For | For | |||
Masco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAS | CUSIP 574599106 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark R. Alexander | Mgmt | For | For | For | |||
2 | Elect Richard A. Manoogian | Mgmt | For | For | For | |||
3 | Elect John C. Plant | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William P. Sullivan | Mgmt | For | For | For | |||
2 | Elect Tunc Doluca | Mgmt | For | For | For | |||
3 | Elect Tracy C. Accardi | Mgmt | For | For | For | |||
4 | Elect James R. Bergman | Mgmt | For | For | For | |||
5 | Elect Joseph R. Bronson | Mgmt | For | For | For | |||
6 | Elect Robert E. Grady | Mgmt | For | For | For | |||
7 | Elect William D. Watkins | Mgmt | For | For | For | |||
8 | Elect MaryAnn Wright | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect John Mulligan | Mgmt | For | For | For | |||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Plastic Straws | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | Against | Against | |||
2 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
8 | Elect Susan R. Salka | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
MediaTek Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2454 | CINS Y5945U103 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Share Premium Account | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
5 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | For | |||
6 | Elect TSAI Ming-Kai | Mgmt | For | For | For | |||
7 | Elect TSAI Rick | Mgmt | For | For | For | |||
8 | Elect HSIEH Ching-Jiang | Mgmt | For | For | For | |||
9 | Elect SUN Cheng-Yaw | Mgmt | For | For | For | |||
10 | Elect KIN Lian-Fang | Mgmt | For | For | For | |||
11 | Elect LIANG Wayne | Mgmt | For | For | For | |||
12 | Elect WU Chung-Yu | Mgmt | For | For | For | |||
13 | Elect CHANG Peng-Heng | Mgmt | For | For | For | |||
14 | Elect TANG Ming-Je | Mgmt | For | For | For | |||
15 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
Medipal Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7459 | CINS J4189T101 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shuichi Watanabe | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Chohfuku | Mgmt | For | For | For | |||
4 | Elect Toshihide Yoda | Mgmt | For | For | For | |||
5 | Elect Yuji Sakon | Mgmt | For | For | For | |||
6 | Elect Takuroh Hasegawa | Mgmt | For | For | For | |||
7 | Elect Shinjiroh Watanabe | Mgmt | For | For | For | |||
8 | Elect Kunio Ninomiya | Mgmt | For | For | For | |||
9 | Elect Mitsuko Kagami | Mgmt | For | For | For | |||
10 | Elect Toshio Asano | Mgmt | For | For | For | |||
11 | Elect Kuniko Shoji | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Metro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
B4B | CINS D5S17Q116 | 02/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | Against | Against | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Herbert Bollinger to the Supervisory Board | Mgmt | For | Against | Against | |||
10 | Remuneration Policy | Mgmt | For | For | For | |||
11 | Amendment to Articles Regarding Authorised Capital | Mgmt | For | For | For | |||
12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Josephs | Mgmt | For | For | For | |||
2 | Elect George H. Krauss | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
Mitsubishi Chemical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4188 | CINS J44046100 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshimitsu Kobayashi | Mgmt | For | Against | Against | |||
3 | Elect Hitoshi Ochi | Mgmt | For | Against | Against | |||
4 | Elect Kenkichi Kosakai | Mgmt | For | Against | Against | |||
5 | Elect Glenn H. Fredrickson | Mgmt | For | Against | Against | |||
6 | Elect Yoshihiro Umeha | Mgmt | For | Against | Against | |||
7 | Elect Hisao Urata | Mgmt | For | Against | Against | |||
8 | Elect Ken Fujiwara | Mgmt | For | Against | Against | |||
9 | Elect Takeo Kikkawa | Mgmt | For | Against | Against | |||
10 | Elect Taigi Itoh | Mgmt | For | Against | Against | |||
11 | Elect Kazuhiro Watanabe | Mgmt | For | Against | Against | |||
12 | Elect Hideko Kunii | Mgmt | For | Against | Against | |||
13 | Elect Takayuki Hashimoto | Mgmt | For | Against | Against | |||
Mitsubishi Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6503 | CINS J43873116 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masaki Sakuyama | Mgmt | For | Against | Against | |||
3 | Elect Takeshi Sugiyama | Mgmt | For | Against | Against | |||
4 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | |||
5 | Elect Akihiro Matsuyama | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Sagawa | Mgmt | For | Against | Against | |||
7 | Elect Shinji Harada | Mgmt | For | Against | Against | |||
8 | Elect Tadashi Kawagoishi | Mgmt | For | Against | Against | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Ohbayashi | Mgmt | For | Against | Against | |||
11 | Elect Kazunori Watanabe | Mgmt | For | Against | Against | |||
12 | Elect Katsunori Nagayasu | Mgmt | For | Against | Against | |||
13 | Elect Hiroko Koide | Mgmt | For | Against | Against | |||
Mitsubishi Gas Chemical Company Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4182 | CINS J43959113 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Sakai | Mgmt | For | For | For | |||
3 | Elect Toshikiyo Kurai | Mgmt | For | For | For | |||
4 | Elect Kenji Inamasa | Mgmt | For | For | For | |||
5 | Elect Yasuhiro Satoh | Mgmt | For | For | For | |||
6 | Elect Masahiro Johno | Mgmt | For | For | For | |||
7 | Elect Masashi Fujii | Mgmt | For | For | For | |||
8 | Elect Susumu Yoshida | Mgmt | For | For | For | |||
9 | Elect Masamichi Mizukami | Mgmt | For | For | For | |||
10 | Elect Masato Inari | Mgmt | For | For | For | |||
11 | Elect Nobuhisa Ariyoshi | Mgmt | For | For | For | |||
12 | Elect Kazuo Tanigawa | Mgmt | For | For | For | |||
13 | Elect Tsugio Satoh | Mgmt | For | For | For | |||
14 | Elect Kunio Kawa as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Reserved Retirement allowances for Directors | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Restricted Share Plan | Mgmt | For | For | For | |||
Mitsubishi Materials Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5711 | CINS J44024107 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Akira Takeuchi | Mgmt | For | For | For | |||
3 | Elect Osamu Iida | Mgmt | For | For | For | |||
4 | Elect Naoki Ono | Mgmt | For | For | For | |||
5 | Elect Yasunobu Suzuki | Mgmt | For | For | For | |||
6 | Elect Kazuhiro Kishi | Mgmt | For | For | For | |||
7 | Elect Makoto Shibata | Mgmt | For | For | For | |||
8 | Elect Mariko Tokunoh | Mgmt | For | For | For | |||
9 | Elect Hiroshi Watanabe | Mgmt | For | For | For | |||
10 | Elect Hikaru Sugi | Mgmt | For | For | For | |||
11 | Elect Naoto Kasai | Mgmt | For | For | For | |||
12 | Elect Tatsuo Wakabayashi | Mgmt | For | Against | Against | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Kawakami | Mgmt | For | For | For | |||
4 | Elect Yuko Kawamoto | Mgmt | For | For | For | |||
5 | Elect Haruka Matsuyama | Mgmt | For | For | For | |||
6 | Elect Toby S. Myerson | Mgmt | For | For | For | |||
7 | Elect Tsutomu Okuda | Mgmt | For | For | For | |||
8 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
9 | Elect Tarisa Watanagase | Mgmt | For | For | For | |||
10 | Elect Akira Yamate | Mgmt | For | For | For | |||
11 | Elect Tadashi Kuroda | Mgmt | For | For | For | |||
12 | Elect Junichi Okamoto | Mgmt | For | For | For | |||
13 | Elect Kiyoshi Sono | Mgmt | For | For | For | |||
14 | Elect Mikio Ikegaya | Mgmt | For | For | For | |||
15 | Elect Kanetsugu Mike | Mgmt | For | For | For | |||
16 | Elect Saburo Araki | Mgmt | For | For | For | |||
17 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Dismissal of Nobuyuki Hirano | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Special Committee on Certain Business Relationships | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Customer Identification Procedure | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Disclosure of Reasoning for Customer Account Termination | ShrHoldr | Against | Against | For | |||
Mitsui & Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8031 | CINS J44690139 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masami Iijima | Mgmt | For | For | For | |||
4 | Elect Tatsuo Yasunaga | Mgmt | For | For | For | |||
5 | Elect Makoto Suzuki | Mgmt | For | For | For | |||
6 | Elect Satoshi Tanaka | Mgmt | For | For | For | |||
7 | Elect Shinsuke Fujii | Mgmt | For | For | For | |||
8 | Elect Nobuaki Kitamori | Mgmt | For | For | For | |||
9 | Elect Yukio Takebe | Mgmt | For | For | For | |||
10 | Elect Takakazu Uchida | Mgmt | For | For | For | |||
11 | Elect Kenichi Hori | Mgmt | For | For | For | |||
12 | Elect Toshiroh Mutoh | Mgmt | For | For | For | |||
13 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
14 | Elect Jenifer Rogers | Mgmt | For | For | For | |||
15 | Elect Hirotaka Takeuchi | Mgmt | For | For | For | |||
16 | Elect Samuel Walsh | Mgmt | For | For | For | |||
17 | Elect Haruka Matsuyama as Statutory Auditor | Mgmt | For | For | For | |||
Mizuho Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsufumi Sakai | Mgmt | For | Against | Against | |||
3 | Elect Takanori Nishiyama | Mgmt | For | Against | Against | |||
4 | Elect Makoto Umemiya | Mgmt | For | Against | Against | |||
5 | Elect Yasuyuki Shibata | Mgmt | For | Against | Against | |||
6 | Elect Hisashi Kikuchi | Mgmt | For | Against | Against | |||
7 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
8 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
9 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
12 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
13 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
15 | Elect Izumi Kobayashi | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Response to Anti-Social Conduct in Business Relationships | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Creation of a Platform for Engagement with Shareholders | ShrHoldr | Against | Against | For | |||
Mondi plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNDI | CINS G6258S107 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Young | Mgmt | For | For | For | |||
2 | Elect Tanya Fratto | Mgmt | For | For | For | |||
3 | Elect Stephen C. Harris | Mgmt | For | For | For | |||
4 | Elect Andrew King | Mgmt | For | For | For | |||
5 | Elect Peter Oswald | Mgmt | For | For | For | |||
6 | Elect Fred Phaswana | Mgmt | For | For | For | |||
7 | Elect Dominique Reiniche | Mgmt | For | For | For | |||
8 | Elect David Williams | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Tanya Fratto) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Stephen C. Harris) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Stephen Young) | Mgmt | For | For | For | |||
12 | Accounts and Reports (Mondi Ltd) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Mondi Ltd) | Mgmt | For | For | For | |||
14 | Remuneration Report (Mondi Ltd) | Mgmt | For | For | For | |||
15 | Approve NEDs' Fees (Mondi Ltd) | Mgmt | For | For | For | |||
16 | Approve NEDs' Fee Structure (Mondi Ltd) | Mgmt | For | For | For | |||
17 | Final Dividend | Mgmt | For | For | For | |||
18 | Special Dividend | Mgmt | For | For | For | |||
19 | Appointment of Auditor (Mondi Ltd) | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees (Mondi Ltd) | Mgmt | For | For | For | |||
21 | Approve Financial Assistance (Mondi Ltd) | Mgmt | For | For | For | |||
22 | General Authority to Issue Ordinary Shares (Mondi Ltd) | Mgmt | For | For | For | |||
23 | General Authority to Issue Special Converting Shares (Mondi Ltd) | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares (Mondi Ltd) | Mgmt | For | For | For | |||
26 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | |||
27 | Remuneration Report (Mondi plc- Advisory) | Mgmt | For | For | For | |||
28 | Final Dividend (Mondi plc) | Mgmt | For | For | For | |||
29 | Special Dividend (Mondi plc) | Mgmt | For | For | For | |||
30 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | |||
31 | Authority to Set Auditor's Fees (Mondi plc) | Mgmt | For | For | For | |||
32 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | |||
33 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | |||
34 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Moneta Money Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONET | CINS X3R0GS100 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Czech Republic | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Procedures | Mgmt | For | For | For | |||
2 | Election of Presiding Chair and Other Meeting Officials | Mgmt | For | For | For | |||
3 | Elect Gabriel Eichler | Mgmt | For | Against | Against | |||
4 | Elect Tomas Pardubicky | Mgmt | For | Against | Against | |||
5 | Elect Audit Committee Member (Zuzana Prokopcova) | Mgmt | For | Abstain | Against | |||
6 | Supervisory Board Fees; Draft Agreement with Supervisory Board Members | Mgmt | For | Abstain | Against | |||
7 | Audit Committee Fees; Draft Agreement with Audit Committee Members | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
11 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
12 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 05/11/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | TNA | N/A | |||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
7 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
8 | Shareholder Proposal Regarding Amendments to Articles (Board Size) | Mgmt | For | TNA | N/A | |||
9 | Shareholder Proposal Regarding Board Size | Mgmt | For | TNA | N/A | |||
10 | Shareholder Proposal Regarding Election of Corporate Bodies | Mgmt | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Election of Chair and Vice-Chairs of the Board | Mgmt | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Indemnification of Directors | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase and Reissue Debt Instruments | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Motor Oil (Hellas) Corinth Refineries S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOH | CINS X55904100 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Members | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Special Bonus | Mgmt | For | For | For | |||
9 | Early Termination of Share Repurchase Program | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Creation of Special Reserve | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Muenchener Rueckversicherungs-Gesellschaft AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUV2 | CINS D55535104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Remuneration Policy | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Elect Maximilian Zimmerer | Mgmt | For | Against | Against | |||
13 | Elect Kurt W. Bock | Mgmt | For | Against | Against | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Nameson Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1982 | CINS G6362E101 | 12/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | For | For | |||
Naspers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPN | CINS S53435103 | 08/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Emilie M. Choi | Mgmt | For | Against | Against | |||
5 | Re-elect Jacobus (Koos) P. Bekker | Mgmt | For | Against | Against | |||
6 | Re-elect Steve J.Z. Pacak | Mgmt | For | Against | Against | |||
7 | Re-elect Fred Phaswana | Mgmt | For | Against | Against | |||
8 | Re-elect Ben J. van der Ross | Mgmt | For | Against | Against | |||
9 | Re-elect Rachel C.C. Jafta | Mgmt | For | Against | Against | |||
10 | Elect Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | General Authority to Issue Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Amendments to the Company's Share Incentive Trust Deeds and Schemes | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | |||
31 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
32 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
33 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | |||
34 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | |||
NCsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
036570 | CINS Y6258Y104 | 03/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: KIM Taek Jin | Mgmt | For | For | For | |||
3 | Election of Independent Director: HWANG Chan Hyun | Mgmt | For | For | For | |||
4 | Election of Independent Director: SEO Yun Seok | Mgmt | For | For | For | |||
5 | ELECTION OF AUDIT COMMITTEE MEMBER: HWANG CHAN HYUN | Mgmt | For | For | For | |||
6 | ELECTION OF AUDIT COMMITTEE MEMBER: SEO YUN SEOK | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/12/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Paul Bulcke as Board Chair | Mgmt | For | TNA | N/A | |||
7 | Elect Ulf Mark Schneider | Mgmt | For | TNA | N/A | |||
8 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
11 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
12 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
13 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
14 | Elect Ruth Khasaya Oniang'o | Mgmt | For | TNA | N/A | |||
15 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
16 | Elect Ursula M. Burns | Mgmt | For | TNA | N/A | |||
17 | Elect Kasper Rorsted | Mgmt | For | TNA | N/A | |||
18 | Elect Pablo Isla | Mgmt | For | TNA | N/A | |||
19 | Elect Kimberly Ross | Mgmt | For | TNA | N/A | |||
20 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ursula M. Burns as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||
27 | Executive Compensation | Mgmt | For | TNA | N/A | |||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
29 | Additional or Amended Shareholder Proposals | ShrHoldr | Against | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
3 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
5 | Elect Noreen Doyle | Mgmt | For | For | For | |||
6 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
7 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
8 | Elect Sheri Hickok | Mgmt | For | For | For | |||
9 | Elect Rene Medori | Mgmt | For | For | For | |||
10 | Elect Jane Nelson | Mgmt | For | For | For | |||
11 | Elect Julio M. Quintana | Mgmt | For | For | For | |||
12 | Elect Molly P. Zhang | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Next plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXT | CINS G6500M106 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jonathan Bewes | Mgmt | For | For | For | |||
5 | Elect Caroline Goodall | Mgmt | For | For | For | |||
6 | Elect Amanda James | Mgmt | For | For | For | |||
7 | Elect Richard Papp | Mgmt | For | For | For | |||
8 | Elect Michael J. Roney | Mgmt | For | For | For | |||
9 | Elect Francis Salway | Mgmt | For | For | For | |||
10 | Elect Jane Shields | Mgmt | For | For | For | |||
11 | Elect Dianne Thompson | Mgmt | For | For | For | |||
12 | Elect Simon Wolfson | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
4 | Elect Jun Sawada | Mgmt | For | For | For | |||
5 | Elect Akira Shimada | Mgmt | For | For | For | |||
6 | Elect Motoyuki Ii | Mgmt | For | For | For | |||
7 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
8 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
9 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
10 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
11 | Elect Katsuhiko Kawazoe | Mgmt | For | For | For | |||
12 | Elect Ryohta Kitamura | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
NiSource Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NI | CUSIP 65473P105 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter A. Altabef | Mgmt | For | For | For | |||
2 | Elect Eric L. Butler | Mgmt | For | For | For | |||
3 | Elect Aristides S. Candris | Mgmt | For | For | For | |||
4 | Elect Wayne S. DeVeydt | Mgmt | For | For | For | |||
5 | Elect Joseph Hamrock | Mgmt | For | For | For | |||
6 | Elect Deborah A. Henretta | Mgmt | For | For | For | |||
7 | Elect Michael E. Jesanis | Mgmt | For | For | For | |||
8 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
9 | Elect Richard L. Thompson | Mgmt | For | For | For | |||
10 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
NN Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NN | CINS N64038107 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Elect Heijo Hauser | Mgmt | For | For | For | |||
12 | Elect Hans Schoen | Mgmt | For | For | For | |||
13 | Elect David Cole | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Cancellation of Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomura Real Estate Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3231 | CINS J5893B104 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Atsushi Yoshikawa | Mgmt | For | For | For | |||
3 | Elect Eiji Kutsukake | Mgmt | For | For | For | |||
4 | Elect Seiichi Miyajima | Mgmt | For | For | For | |||
5 | Elect Toshiaki Seki | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Kimura | Mgmt | For | For | For | |||
7 | Elect Makoto Haga | Mgmt | For | For | For | |||
8 | Elect Shigeru Matsushima | Mgmt | For | For | For | |||
9 | Elect Satoko Shinohara | Mgmt | For | For | For | |||
10 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 03/02/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Compensation Report | Mgmt | For | TNA | N/A | |||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
10 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
Novatek OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVTK | CINS 669888109 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Elect Michael Borrell | Mgmt | For | Abstain | Against | |||
8 | Elect Burckhard Bergmann | Mgmt | For | Abstain | Against | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Leonid V. Mikhelson | Mgmt | For | Abstain | Against | |||
11 | Elect Alexander Y. Natalenko | Mgmt | For | Abstain | Against | |||
12 | Elect Viktor P. Orlov | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Elect Andrey V. Sharonov | Mgmt | For | Abstain | Against | |||
15 | Elect Olga V. Belyaeva | Mgmt | For | For | For | |||
16 | Elect Anna V. Merzlyakova | Mgmt | For | For | For | |||
17 | Elect Igor A. Ryaskov | Mgmt | For | For | For | |||
18 | Elect Nikolay K. Shulikin | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Audit Commission Fees | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NVR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVR | CUSIP 62944T105 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. E. Andrews | Mgmt | For | For | For | |||
2 | Elect Timothy Donahue | Mgmt | For | For | For | |||
3 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||
4 | Elect Alfred E. Festa | Mgmt | For | For | For | |||
5 | Elect Ed Grier | Mgmt | For | For | For | |||
6 | Elect Manuel H. Johnson | Mgmt | For | For | For | |||
7 | Elect Mel Martinez | Mgmt | For | For | For | |||
8 | Elect William A. Moran | Mgmt | For | For | For | |||
9 | Elect David A. Preiser | Mgmt | For | For | For | |||
10 | Elect W. Grady Rosier | Mgmt | For | For | For | |||
11 | Elect Susan Williamson Ross | Mgmt | For | For | For | |||
12 | Elect Dwight C. Schar | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
8 | Elect Eric Meurice | Mgmt | For | For | For | |||
9 | Elect Peter Smitham | Mgmt | For | For | For | |||
10 | Elect Julie Southern | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
13 | Elect George S. Davis | Mgmt | For | For | For | |||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | |||
15 | Elect Brian Modoff | Mgmt | For | For | For | |||
16 | Elect Robert ter Haar | Mgmt | For | For | For | |||
17 | Elect Steven Perrick | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
Oge Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGE | CUSIP 670837103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank A. Bozich | Mgmt | For | For | For | |||
2 | Elect James H. Brandi | Mgmt | For | For | For | |||
3 | Elect Peter D. Clarke | Mgmt | For | For | For | |||
4 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
5 | Elect David L. Hauser | Mgmt | For | For | For | |||
6 | Elect Robert O. Lorenz | Mgmt | For | For | For | |||
7 | Elect Judy R. McReynolds | Mgmt | For | For | For | |||
8 | Elect J. Michael Sanner | Mgmt | For | For | For | |||
9 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
10 | Elect Sean Trauschke | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
6 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
7 | Elect Shuhj Irie | Mgmt | For | For | For | |||
8 | Elect Hitomaro Yano | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Wilson R. Jones | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Kimberley Metcalf-Kupres | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Mizell | Mgmt | For | For | For | |||
1.7 | Elect Stephen D. Newlin | Mgmt | For | Withhold | Against | |||
1.8 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Otsuka Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4768 | CINS J6243L115 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takuo Fujino as Director | Mgmt | For | For | For | |||
Outfront Media Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OUT | CUSIP 69007J106 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Manuel A. Diaz | Mgmt | For | For | For | |||
1.2 | Elect Peter Mathes | Mgmt | For | For | For | |||
1.3 | Elect Susan M. Tolson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Packaging Corporation of America | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKG | CUSIP 695156109 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
2 | Elect Duane C. Farrington | Mgmt | For | For | For | |||
3 | Elect Hasan Jameel | Mgmt | For | For | For | |||
4 | Elect Mark W. Kowlzan | Mgmt | For | For | For | |||
5 | Elect Robert C. Lyons | Mgmt | For | For | For | |||
6 | Elect Thomas P. Maurer | Mgmt | For | For | For | |||
7 | Elect Samuel Mencoff | Mgmt | For | For | For | |||
8 | Elect Roger B. Porter | Mgmt | For | For | For | |||
9 | Elect Thomas S. Souleles | Mgmt | For | For | For | |||
10 | Elect Paul T. Stecko | Mgmt | For | For | For | |||
11 | Elect James D. Woodrum | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Padini Holdings Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PADINI | CINS Y6649L100 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Fees | Mgmt | For | For | For | |||
2 | Directors' Benefits | Mgmt | For | For | For | |||
3 | Elect YONG Pang Chaun | Mgmt | For | For | For | |||
4 | Elect CHIA Swee Yuen | Mgmt | For | For | For | |||
5 | Elect YONG Lai Wah | Mgmt | For | For | For | |||
6 | Elect CHEW Voon Chyn | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Park Hotels & Resorts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PK | CUSIP 700517105 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
1.3 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.4 | Elect Geoffrey Garrett | Mgmt | For | For | For | |||
1.5 | Elect Christie B. Kelly | Mgmt | For | For | For | |||
1.6 | Elect Joseph I. Lieberman | Mgmt | For | For | For | |||
1.7 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | |||
1.8 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Park Hotels & Resorts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PK | CUSIP 700517105 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gordon M. Bethune | Mgmt | For | Withhold | Against | |||
1.3 | Elect Patricia M. Bedient | Mgmt | For | Withhold | Against | |||
1.4 | Elect Geoffrey Garrett | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert Harper | Mgmt | For | Withhold | Against | |||
1.6 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christie B. Kelly | Mgmt | For | Withhold | Against | |||
1.8 | Elect Joseph I. Lieberman | Mgmt | For | Withhold | Against | |||
1.9 | Elect Xianyi Mu | Mgmt | For | Withhold | Against | |||
1.10 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | |||
1.11 | Elect Stephen I. Sadove | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Parker-Hannifin Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lee C. Banks | Mgmt | For | For | For | |||
2 | Elect Robert G. Bohn | Mgmt | For | For | For | |||
3 | Elect Linda S. Harty | Mgmt | For | For | For | |||
4 | Elect Robert J. Kohlhepp | Mgmt | For | For | For | |||
5 | Elect Kevin A. Lobo | Mgmt | For | For | For | |||
6 | Elect Klaus-Peter Muller | Mgmt | For | For | For | |||
7 | Elect Candy M. Obourn | Mgmt | For | For | For | |||
8 | Elect Joseph Scaminace | Mgmt | For | For | For | |||
9 | Elect Wolfgang R. Schmitt | Mgmt | For | For | For | |||
10 | Elect Ake Svensson | Mgmt | For | For | For | |||
11 | Elect James R. Verrier | Mgmt | For | For | For | |||
12 | Elect James L. Wainscott | Mgmt | For | For | For | |||
13 | Elect Thomas L. Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
PC Jeweller Limited (PCJ) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCJEWELLER | CINS Y6S75W109 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends (Equity Shares) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends (Preference Shares) | Mgmt | For | For | For | |||
4 | Elect Ramesh Kumar Sharma | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
PC Jeweller Limited (PCJ) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCJEWELLER | CINS Y6S75W109 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to the ESOP 2011 | Mgmt | For | Against | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nigel Mills | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect David Jenkinson | Mgmt | For | For | For | |||
8 | Elect Marion Sears | Mgmt | For | For | For | |||
9 | Elect Rachel Kentleton | Mgmt | For | For | For | |||
10 | Elect Simon Litherland | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Consolidation of Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Board Size | Mgmt | For | For | For | |||
5 | Election of Directors | Mgmt | For | For | For | |||
6 | Recasting of Votes for Amended Slate | Mgmt | For | For | For | |||
7 | Proportional Allocation of Cumulative Votes | Mgmt | For | For | For | |||
8 | Elect Marcelo Mesquita de Siqueira Filho as Board Member Presented by Minority Shareholders | Mgmt | N/A | For | N/A | |||
9 | Elect Marcelo Gasparino da Silva as Board Member Presented by Minority Shareholders | Mgmt | N/A | For | N/A | |||
10 | Election of Chair of the Board of Directors | Mgmt | For | For | For | |||
11 | Election of Supervisory Council | Mgmt | For | For | For | |||
12 | Elect Reginaldo Ferreira Alexandre as Supervisory Council Member Presented by Minority Shareholders | Mgmt | N/A | For | N/A | |||
13 | Remuneration Policy | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 11/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger by Absorption (Downstream) | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 12/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Consolidation of Articles | Mgmt | For | For | For | |||
Petronas Chemicals Group Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCHEM | CINS Y6811G103 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Md. Arif Mahmood | Mgmt | For | Against | Against | |||
2 | Elect Vimala V.R. Menon | Mgmt | For | Against | Against | |||
3 | Elect Zakaria bin Kasah | Mgmt | For | Against | Against | |||
4 | Directors' Fees for Board Chair and Non-Independent Non-Executive Directors for FY 2018 | Mgmt | For | For | For | |||
5 | Directors' Fees and Allowances | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Petronet LNG Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETRONET | CINS Y68259103 | 09/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kapil Dev Tripathi | Mgmt | For | Against | Against | |||
4 | Elect Subir Purkayastha | Mgmt | For | Against | Against | |||
5 | Elect Dinesh K. Sarraf | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Elect G.K. Satish | Mgmt | For | Against | Against | |||
8 | Elect T. Natarajan | Mgmt | For | Against | Against | |||
9 | Elect Rajkumar Duraiswamy | Mgmt | For | Against | Against | |||
10 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | Against | Against | |||
12 | Appointment of Subhash Kumar (Director, Finance); Approval of Remuneration | Mgmt | For | For | For | |||
13 | Extension of Appointment of Rajinder Singh (Director, Technical); Approval of Remuneration | Mgmt | For | For | For | |||
14 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Peugeot SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UG | CINS F72313111 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of the Co-option of Anne Guerin | Mgmt | For | Against | Against | |||
9 | Ratification of the Co-option of An Tiecheng | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Daniel Bernard | Mgmt | For | Against | Against | |||
11 | Elect Louis Gallois | Mgmt | For | Against | Against | |||
12 | Elect Marie-Helene Peugeot Roncoroni | Mgmt | For | Against | Against | |||
13 | Elect Robert Peugeot | Mgmt | For | Against | Against | |||
14 | Elect Liu Weidong | Mgmt | For | Against | Against | |||
15 | Amendment to the 2017 Remuneration Policy of the Management Board Chair | Mgmt | For | For | For | |||
16 | Amendment to the 2017 Remuneration Policy of the CFO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Management Board Chair) | Mgmt | For | For | For | |||
18 | Remuneration Policy (Management Board Members) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
20 | Remuneration of Carlos Tavares, Management Board Chair | Mgmt | For | For | For | |||
21 | Remuneration of Jean-Baptiste Chasseloup de Chatillon, CFO | Mgmt | For | For | For | |||
22 | Remuneration of Maxime Picat, executive VP Europe | Mgmt | For | For | For | |||
23 | Remuneration of Jean-Christophe Quemard, executive VP Africa Middle East | Mgmt | For | For | For | |||
24 | Remuneration of Louis Gallois, Supervisory Board Chair | Mgmt | For | For | For | |||
25 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
27 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Albert Bourla | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 03/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Provision of Assured Entitlement to H Shareholders | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 03/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Provision of Assured Entitlement to H Shareholders | Mgmt | For | For | For | |||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Annual Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect MA Mingzhe | Mgmt | For | Against | Against | |||
10 | Elect SUN Jianyi | Mgmt | For | Against | Against | |||
11 | Elect REN Huichuan | Mgmt | For | Against | Against | |||
12 | Elect Jason YAO Bo | Mgmt | For | Against | Against | |||
13 | Elect LEE Yuansiong | Mgmt | For | Against | Against | |||
14 | Elect CAI Fangfang | Mgmt | For | Against | Against | |||
15 | Elect Soopakij Chearavanont | Mgmt | For | Against | Against | |||
16 | Elect YANG Xiaoping | Mgmt | For | Against | Against | |||
17 | Elect WANG Yongjian | Mgmt | For | Against | Against | |||
18 | Elect LIU Chong | Mgmt | For | Against | Against | |||
19 | Elect Dicky Peter YIP | Mgmt | For | Against | Against | |||
20 | Elect Oscar WONG Sai Hung | Mgmt | For | Against | Against | |||
21 | Elect SUN Dongdong | Mgmt | For | Against | Against | |||
22 | Elect GE Ming | Mgmt | For | Against | Against | |||
23 | Elect OUYANG Hui | Mgmt | For | Against | Against | |||
24 | Elect GU Liji | Mgmt | For | Against | Against | |||
25 | Elect HUANG Baokui | Mgmt | For | Against | Against | |||
26 | Elect ZHANG Wangjin | Mgmt | For | Against | Against | |||
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
28 | Allocation of Special Dividend | Mgmt | For | For | For | |||
29 | Adoption of the Shanghai Jahwa Equity Incentive Scheme | Mgmt | For | For | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | For | For | |||
1.2 | Elect Mark Jung | Mgmt | For | For | For | |||
1.3 | Elect Ioannis Skoufalos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PJSC Lukoil | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKOH | CINS 69343P105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | |||
4 | Elect Victor V. Blazheev | Mgmt | N/A | Abstain | N/A | |||
5 | Elect Toby T. Gati | Mgmt | N/A | For | N/A | |||
6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | |||
7 | Elect Igor S. Ivanov | Mgmt | N/A | Abstain | N/A | |||
8 | Elect Aleksandr V. Leyfrid | Mgmt | N/A | Abstain | N/A | |||
9 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Roger Munnings | Mgmt | N/A | For | N/A | |||
11 | Elect Richard H. Matzke | Mgmt | N/A | Abstain | N/A | |||
12 | Elect Ivan Pictet | Mgmt | N/A | For | N/A | |||
13 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | |||
14 | Elect Lyubov N. Khoba | Mgmt | N/A | Abstain | N/A | |||
15 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | |||
16 | Elect Pavel A. Suloev | Mgmt | For | For | For | |||
17 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | |||
18 | Directors' Fees (FY2017) | Mgmt | For | For | For | |||
19 | Directors' Fees (FY2018) | Mgmt | For | For | For | |||
20 | Audit Commission Members' Fees (FY2017) | Mgmt | For | For | For | |||
21 | Audit Commission Members' Fees (FY2018) | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | D&O Insurance | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PJSC Lukoil | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKOH | CINS 69343P105 | 12/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Interim Dividends (3Q2017) | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Approval of the Company's Participation in the All-Russian Association of Employers the Russian Union of Industrialists and Entrepreneurs | Mgmt | For | For | For | |||
5 | Related Party Transactions | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Posco | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005490 | CINS Y70750115 | 03/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Article 2 | Mgmt | For | For | For | |||
4 | Amendments to Article 27 | Mgmt | For | For | For | |||
5 | Amendments to Articles 29-2, 30 and 45 | Mgmt | For | For | For | |||
6 | Elect OH In Hwan | Mgmt | For | For | For | |||
7 | Elect JANG In Hwa | Mgmt | For | For | For | |||
8 | Elect YOU Seong | Mgmt | For | For | For | |||
9 | Elect JEON Joong Sun | Mgmt | For | For | For | |||
10 | Elect KIM Seong Jin | Mgmt | For | For | For | |||
11 | Elect KIM Joo Hyun | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect PARK Kyung Suh (Shareholder Proposal) | Mgmt | For | For | For | |||
14 | Elect BAHK Byong Won | Mgmt | For | For | For | |||
15 | Election of Audit Committee Member: BAHK Byong Won | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
Power Grid Corporation of India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWERGRID | CINS Y7028N105 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ravi P. Singh | Mgmt | For | Against | Against | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
5 | Elect K. Sreekant | Mgmt | For | Against | Against | |||
6 | Elect Prabhakar Singh | Mgmt | For | Against | Against | |||
7 | Elect Tse Ten Dorji | Mgmt | For | Against | Against | |||
8 | Ratify Appointment of Jyotika Kalra | Mgmt | For | For | For | |||
9 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
10 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
11 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
12 | Amendments to Memorandum | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Poya Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5904 | CINS Y7083H100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
PPL Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPL | CUSIP 69351T106 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect John W. Conway | Mgmt | For | For | For | |||
3 | Elect Steven G. Elliott | Mgmt | For | For | For | |||
4 | Elect Raja Rajamannar | Mgmt | For | For | For | |||
5 | Elect Craig A. Rogerson | Mgmt | For | For | For | |||
6 | Elect William H. Spence | Mgmt | For | For | For | |||
7 | Elect Natica von Althann | Mgmt | For | For | For | |||
8 | Elect Keith H. Williamson | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Elect Armando Zagalo de Lima | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Premier, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PINC | CUSIP 74051N102 | 12/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric J. Bieber | Mgmt | For | Withhold | Against | |||
1.2 | Elect Stephen R. D'Arcy | Mgmt | For | Withhold | Against | |||
1.3 | Elect William B. Downey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Philip A. Incarnati | Mgmt | For | Withhold | Against | |||
1.5 | Elect Marc D. Miller | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Principal Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFG | CUSIP 74251V102 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger C. Hochschild | Mgmt | For | For | For | |||
2 | Elect Daniel J. Houston | Mgmt | For | For | For | |||
3 | Elect Diane C. Nordin | Mgmt | For | For | For | |||
4 | Elect Elizabeth E. Tallett | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
3 | Elect Mark B. Grier | Mgmt | For | For | For | |||
4 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
5 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
6 | Elect Peter R. Lighte | Mgmt | For | For | For | |||
7 | Elect George Paz | Mgmt | For | For | For | |||
8 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
9 | Elect Christine A. Poon | Mgmt | For | For | For | |||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
12 | Elect Michael A. Todman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
PT Waskita Beton Precast Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSBP | CINS ADPV37306 | 04/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
6 | Use of Proceeds from IPO | Mgmt | For | For | For | |||
7 | Election of Directors and/or Commissioners | Mgmt | For | Against | Against | |||
PTT Public Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTT | CINS Y6883U113 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Authority to Reduce Registered Share Capital | Mgmt | For | For | For | |||
5 | Amendment to Par Value | Mgmt | For | For | For | |||
6 | Approval of Fund Raising Plan | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Acknowledgement of Restructuring and IPO of Subsidiary | Mgmt | For | For | For | |||
10 | Elect Nuntawan Sakuntanaga | Mgmt | For | Against | Against | |||
11 | Elect Thon Tharmrongnawasawat | Mgmt | For | Against | Against | |||
12 | Elect Surapon Nitikraipot | Mgmt | For | Against | Against | |||
13 | Elect Danucha Pichayanan | Mgmt | For | Against | Against | |||
14 | Elect Tevin Vongvanich | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PVH Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVH | CUSIP 693656100 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Baglivo | Mgmt | For | For | For | |||
2 | Elect Brent Callinicos | Mgmt | For | For | For | |||
3 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
4 | Elect Juan R. Figuereo | Mgmt | For | For | For | |||
5 | Elect Joseph B. Fuller | Mgmt | For | For | For | |||
6 | Elect V. James Marino | Mgmt | For | For | For | |||
7 | Elect G. Penny McIntyre | Mgmt | For | For | For | |||
8 | Elect Amy McPherson | Mgmt | For | For | For | |||
9 | Elect Henry Nasella | Mgmt | For | For | For | |||
10 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
12 | Elect Judith Amanda Sourry Knox | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Qantas Airways Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QAN | CINS Q77974550 | 10/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect William Meaney | Mgmt | For | For | For | |||
3 | Re-elect Paul Rayner | Mgmt | For | For | For | |||
4 | Re-elect Todd Sampson | Mgmt | For | For | For | |||
5 | Elect Richard J. Goyder | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Alan Joyce) | Mgmt | For | For | For | |||
7 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Ralph Lauren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RL | CUSIP 751212101 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Joel L. Fleishman | Mgmt | For | For | For | |||
1.3 | Elect Hubert Joly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Approval of the Amended and Restated Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||
Randstad Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAND | CINS N7291Y137 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Allocation of Additional Dividend | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Elect Jacqcues van den Broek to the Management Board | Mgmt | For | For | For | |||
12 | Elect Chris Heutink to the Management Board | Mgmt | For | For | For | |||
13 | Elect Henry Schirmer to the Management Board | Mgmt | For | For | For | |||
14 | Sign-on Payment for Henry Schirmer | Mgmt | For | For | For | |||
15 | Elect Frank Dorjee to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Elect Annet Aris to the Supervisory Board | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Raymond James Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RJF | CUSIP 754730109 | 02/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles von Arentschildt | Mgmt | For | For | For | |||
2 | Elect Shelley G. Broader | Mgmt | For | For | For | |||
3 | Elect Jeffrey N. Edwards | Mgmt | For | For | For | |||
4 | Elect Benjamin C. Esty | Mgmt | For | For | For | |||
5 | Elect Francis S. Godbold | Mgmt | For | For | For | |||
6 | Elect Thomas A. James | Mgmt | For | For | For | |||
7 | Elect Gordon L. Johnson | Mgmt | For | For | For | |||
8 | Elect Rodrick C. McGeary | Mgmt | For | For | For | |||
9 | Elect Paul C. Reilly | Mgmt | For | For | For | |||
10 | Elect Robert P. Saltzman | Mgmt | For | For | For | |||
11 | Elect Susan N. Story | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A. Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
12 | Elect Robert O. Work | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Realogy Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RLGY | CUSIP 75605Y106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fiona P. Dias | Mgmt | For | For | For | |||
2 | Elect Matthew J. Espe | Mgmt | For | For | For | |||
3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
4 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
5 | Elect Ryan M. Schneider | Mgmt | For | For | For | |||
6 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
7 | Elect Chris S. Terrill | Mgmt | For | For | For | |||
8 | Elect Michael J. Williams | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the 2018 Long Term Incentive Plan | Mgmt | For | For | For | |||
Recordati - Industria Chimica E Farmaceutica Spa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REC | CINS T78458139 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Remuneration Policy | Mgmt | For | For | For | |||
3 | 2018-2022 Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Regions Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CUSIP 7591EP100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carolyn H. Byrd | Mgmt | For | For | For | |||
2 | Elect Don DeFosset | Mgmt | For | For | For | |||
3 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
4 | Elect Eric C. Fast | Mgmt | For | For | For | |||
5 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | Against | Against | |||
6 | Elect John D. Johns | Mgmt | For | For | For | |||
7 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
8 | Elect Susan W. Matlock | Mgmt | For | For | For | |||
9 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||
10 | Elect Charles D. McCrary | Mgmt | For | For | For | |||
11 | Elect James T. Prokopanko | Mgmt | For | For | For | |||
12 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
13 | Elect Jose S. Suquet | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
3 | Elect Stanley B. Tulin | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amend the Articles of Incorporation to Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Repsol, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REP | CINS E8471S130 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | First Scrip Dividend | Mgmt | For | For | For | |||
6 | Second Scrip Dividend | Mgmt | For | For | For | |||
7 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
10 | Ratify Co-Option and Elect Jordi Gual Sole | Mgmt | For | Against | Against | |||
11 | Elect Maria del Carmen Ganyet i Cirera | Mgmt | For | Against | Against | |||
12 | Elect Ignacio Martin San Vicente | Mgmt | For | Against | Against | |||
13 | Remuneration Report | Mgmt | For | For | For | |||
14 | Share Acquisition Plan 2019-2021 | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Resona Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8308 | CINS J6448E106 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Kazuhiro Higashi | Mgmt | For | For | For | |||
4 | Elect Shohichi Iwanaga | Mgmt | For | For | For | |||
5 | Elect Satoshi Fukuoka | Mgmt | For | For | For | |||
6 | Elect Kaoru Isono | Mgmt | For | For | For | |||
7 | Elect Toshio Arima | Mgmt | For | For | For | |||
8 | Elect Yohko Sanuki | Mgmt | For | For | For | |||
9 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
10 | Elect Tadamitsu Matsui | Mgmt | For | For | For | |||
11 | Elect Hidehiko Satoh | Mgmt | For | For | For | |||
12 | Elect Chiharu Baba | Mgmt | For | For | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (UK advisory) | Mgmt | For | For | For | |||
5 | Remuneration Report (AUS advisory) | Mgmt | For | For | For | |||
6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of Termination Payments | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | Against | Against | |||
9 | Elect David W. Constable | Mgmt | For | Against | Against | |||
10 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | |||
11 | Elect Simon P. Henry | Mgmt | For | Against | Against | |||
12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | Against | Against | |||
13 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
14 | Elect Michael G. L'Estrange | Mgmt | For | Against | Against | |||
15 | Elect Christopher (Chris) J. Lynch | Mgmt | For | Against | Against | |||
16 | Elect Simon R. Thompson | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | |||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ross Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP 778296103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Balmuth | Mgmt | For | For | For | |||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | |||
3 | Elect Michael J. Bush | Mgmt | For | For | For | |||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | |||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect George P. Orban | Mgmt | For | For | For | |||
8 | Elect Michael O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | |||
10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | |||
11 | Elect Barbara Rentler | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Caribbean Cruises Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCL | CUSIP V7780T103 | 05/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Brock | Mgmt | For | For | For | |||
2 | Elect Richard D. Fain | Mgmt | For | For | For | |||
3 | Elect William L. Kimsey | Mgmt | For | For | For | |||
4 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
5 | Elect Ann S. Moore | Mgmt | For | For | For | |||
6 | Elect Eyal M. Ofer | Mgmt | For | For | For | |||
7 | Elect Thomas J. Pritzker | Mgmt | For | For | For | |||
8 | Elect William K. Reilly | Mgmt | For | For | For | |||
9 | Elect Bernt Reitan | Mgmt | For | For | For | |||
10 | Elect Vagn Sorensen | Mgmt | For | For | For | |||
11 | Elect Donald Thompson | Mgmt | For | For | For | |||
12 | Elect Arne Alexander Wilhelmsen | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
12 | Elect Jessica Uhl | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Royal Mail Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMG | CINS G7368G108 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rita Griffin | Mgmt | For | For | For | |||
5 | Elect Peter J. Long | Mgmt | For | For | For | |||
6 | Elect Moya M. Greene | Mgmt | For | For | For | |||
7 | Elect Cath Keers | Mgmt | For | For | For | |||
8 | Elect Paul Murray | Mgmt | For | For | For | |||
9 | Elect Orna NiChionna | Mgmt | For | For | For | |||
10 | Elect Arthur (Les) L. Owen | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RTL Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTL | CINS L80326108 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidate Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Elect Lauren Zalaznick | Mgmt | For | Against | Against | |||
9 | Elect Bert Habets | Mgmt | For | Against | Against | |||
10 | Elect Elmar Heggen | Mgmt | For | Against | Against | |||
11 | Elect Guillaume de Posch | Mgmt | For | Against | Against | |||
12 | Elect Thomas Gotz | Mgmt | For | Against | Against | |||
13 | Elect Rolf Hellermann | Mgmt | For | Against | Against | |||
14 | Elect Bernd Hirsch | Mgmt | For | Against | Against | |||
15 | Elect Bernd Kundrun | Mgmt | For | Against | Against | |||
16 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
17 | Elect Jean-Louis Schiltz | Mgmt | For | Against | Against | |||
18 | Elect Rolf Schmidt-Holtz | Mgmt | For | Against | Against | |||
19 | Elect James Singh | Mgmt | For | Against | Against | |||
20 | Elect Martin Taylor | Mgmt | For | Against | Against | |||
21 | Appointment of Auditor | Mgmt | For | For | For | |||
S&P Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPGI | CUSIP 78409V104 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marco Alvera | Mgmt | For | For | For | |||
2 | Elect William D. Green | Mgmt | For | Against | Against | |||
3 | Elect Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephanie C. Hill | Mgmt | For | For | For | |||
5 | Elect Rebecca Jacoby | Mgmt | For | For | For | |||
6 | Elect Monique F. Leroux | Mgmt | For | For | For | |||
7 | Elect Maria R. Morris | Mgmt | For | For | For | |||
8 | Elect Douglas L. Peterson | Mgmt | For | For | For | |||
9 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
10 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
11 | Elect Kurt L. Schmoke | Mgmt | For | For | For | |||
12 | Elect Richard E. Thornburgh | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | |||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | |||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | |||
5 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | |||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | |||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sberbank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CINS 80585Y308 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Elect Esko Tapani Aho | Mgmt | For | Abstain | Against | |||
7 | Elect Leonid B. Boguslavskiy | Mgmt | For | Abstain | Against | |||
8 | Elect Valery P. Goreglyad | Mgmt | For | Abstain | Against | |||
9 | Elect Herman O. Gref | Mgmt | For | Abstain | Against | |||
10 | Elect Bella I. Zlatkis | Mgmt | For | Abstain | Against | |||
11 | Elect Nadezhda Y. Ivanova | Mgmt | For | Abstain | Against | |||
12 | Elect Sergey M. Ignatyev | Mgmt | For | Abstain | Against | |||
13 | Elect Aleksandr P. Kuleshov | Mgmt | For | Abstain | Against | |||
14 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | |||
15 | Elect Gennady G. Melikyan | Mgmt | For | Abstain | Against | |||
16 | Elect Maksim S. Oreshkin | Mgmt | For | Abstain | Against | |||
17 | Elect Olga N. Skorobogatova | Mgmt | For | Abstain | Against | |||
18 | Elect Nadia Wells | Mgmt | For | Abstain | Against | |||
19 | Elect Sergei A. Shvetsov | Mgmt | For | Abstain | Against | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Elect Alexey A. Bogatov | Mgmt | For | For | For | |||
22 | Elect Natalya P. Borodina | Mgmt | For | For | For | |||
23 | Elect Maria S. Voloshina | Mgmt | For | For | For | |||
24 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | |||
25 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | |||
26 | Elect Irina B. Litvinova | Mgmt | For | For | For | |||
27 | Elect Alexey E. Minenko | Mgmt | For | For | For | |||
28 | D&O Insurance | Mgmt | For | Abstain | Against | |||
29 | Amendments to Articles | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Senior Housing Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNH | CUSIP 81721M109 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa Harris Jones | Mgmt | For | Abstain | Against | |||
2 | Elect Jennifer B. Clark | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ser Educacional S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEER3 | CINS P8T84T100 | 08/15/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Capitalisation of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | |||
4 | Publication of Company Notices | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
7 | Ratify Amended Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
Service Corporation International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCI | CUSIP 817565104 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony L. Coelho | Mgmt | For | For | For | |||
1.2 | Elect Jakki L. Haussler | Mgmt | For | For | For | |||
1.3 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
1.4 | Elect Marcus A. Watts | Mgmt | For | For | For | |||
1.5 | Elect Edward E. Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Eliminate the Supermajority Requirement to Amend the Certificate and Bylaws | Mgmt | For | For | For | |||
6 | Reduce the Supermajority Requirement to Approve Business Combinations with Interested Shareholders | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Servicemaster Global Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SERV | CUSIP 81761R109 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter L Cella | Mgmt | For | For | For | |||
2 | Elect John B Corness | Mgmt | For | For | For | |||
3 | Elect Stephen J. Sedita | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Shionogi & Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
5 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
6 | Elect Takuko Sawada | Mgmt | For | For | For | |||
7 | Elect Akio Nomura | Mgmt | For | For | For | |||
8 | Elect Teppei Mogi | Mgmt | For | For | For | |||
9 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
10 | Elect Takaoki Fujiwara as Statutory Auditor | Mgmt | For | For | For | |||
11 | Restricted Share Plan | Mgmt | For | For | For | |||
Shriram Transport Finance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRTRANSFIN | CINS Y7758E119 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Debentures | Mgmt | For | For | For | |||
3 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
4 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Loss Disposition | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Authority to Issue Shares | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
Sky Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKY | CINS G8212B105 | 10/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Jeremy Darroch | Mgmt | For | For | For | |||
5 | Elect Andrew Griffith | Mgmt | For | For | For | |||
6 | Elect Tracy Clarke | Mgmt | For | For | For | |||
7 | Elect Martin Gilbert | Mgmt | For | Against | Against | |||
8 | Elect Adine Grate | Mgmt | For | For | For | |||
9 | Elect Matthieu Pigasse | Mgmt | For | For | For | |||
10 | Elect Andy Sukawaty | Mgmt | For | For | For | |||
11 | Elect Katrin Wehr-Seiter | Mgmt | For | For | For | |||
12 | Elect James Murdoch | Mgmt | For | Against | Against | |||
13 | Elect Chase Carey | Mgmt | For | For | For | |||
14 | Elect John Nallen | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Spirit AeroSystems Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPR | CUSIP 848574109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles L. Chadwell | Mgmt | For | For | For | |||
2 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
3 | Elect Paul Fulchino | Mgmt | For | For | For | |||
4 | Elect Thomas C. Gentile, III | Mgmt | For | For | For | |||
5 | Elect Richard A. Gephardt | Mgmt | For | For | For | |||
6 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
7 | Elect Ronald Kadish | Mgmt | For | For | For | |||
8 | Elect John L. Plueger | Mgmt | For | For | For | |||
9 | Elect Laura H. Wright | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Proposal to Lower the Threshold of Shareholders Required to Call a Special Meeting | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Spirit Realty Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRC | CUSIP 84860W102 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jackson Hsieh | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Charlton | Mgmt | For | Withhold | Against | |||
1.3 | Elect Todd A. Dunn | Mgmt | For | For | For | |||
1.4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
1.5 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.6 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||
1.7 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Sporton International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6146 | CINS Y8129X109 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
4 | Elect HUANG Wen Liang | Mgmt | For | For | For | |||
5 | Elect YANG Chih Hsiang | Mgmt | For | For | For | |||
6 | Elect WANG Hsin Tien | Mgmt | For | For | For | |||
7 | Elect CHANG Chao Pin | Mgmt | For | For | For | |||
8 | Elect HUANG Ming Chih | Mgmt | For | For | For | |||
9 | Elect YAO Jui as Independent Director | Mgmt | For | For | For | |||
10 | Elect CHANG Chuan Chang as Independent Director | Mgmt | For | For | For | |||
11 | Elect LIN Yen Shan as Supervisor | Mgmt | For | For | For | |||
12 | Elect LIN Ching Liang as Supervisor | Mgmt | For | For | For | |||
13 | Elect HUANG Shu Hua as Supervisor | Mgmt | For | For | For | |||
14 | Non-Compete Restrictions for Directors | Mgmt | For | For | For | |||
Starwood Property Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STWD | CUSIP 85571B105 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | |||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||
1.5 | Elect Barry S. Sternlicht | Mgmt | For | Withhold | Against | |||
1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Statoil ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CINS R8413J103 | 05/15/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
7 | Agenda | Mgmt | For | TNA | N/A | |||
8 | Minutes | Mgmt | For | TNA | N/A | |||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Authority to Distribute Interim Dividend | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles Regarding Name Change | Mgmt | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Move from Fossil Fuels to Renewable Energy | ShrHoldr | Against | TNA | N/A | |||
13 | Shareholder Proposal Regarding Exploration Drilling in the Barents Sea | ShrHoldr | Against | TNA | N/A | |||
14 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
15 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
16 | Share-Based Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Elect Tone Lunde Bakker | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Bastiansen | Mgmt | For | TNA | N/A | |||
20 | Elect Greger Mannsverk | Mgmt | For | TNA | N/A | |||
21 | Elect Ingvald Strommen | Mgmt | For | TNA | N/A | |||
22 | Elect Rune Bjerke | Mgmt | For | TNA | N/A | |||
23 | Elect Siri Kalvig | Mgmt | For | TNA | N/A | |||
24 | Elect Terje Venold | Mgmt | For | TNA | N/A | |||
25 | Elect Kjersti Kleven | Mgmt | For | TNA | N/A | |||
26 | Elect Birgitte Ringstad Vartdal | Mgmt | For | TNA | N/A | |||
27 | Elect Jarle Roth | Mgmt | For | TNA | N/A | |||
28 | Elect Finn Kinserdal | Mgmt | For | TNA | N/A | |||
29 | Elect Kari Skeidsvoll Moe | Mgmt | For | TNA | N/A | |||
30 | Elect Kjerstin Fyllingen as Deputy Member | Mgmt | For | TNA | N/A | |||
31 | Elect Nina Kivijervi as Deputy Member | Mgmt | For | TNA | N/A | |||
32 | Elect Marit Hansen as Deputy Member | Mgmt | For | TNA | N/A | |||
33 | Elect Martin Wien Fjell as Deputy Member | Mgmt | For | TNA | N/A | |||
34 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | |||
35 | Elect Tone Lunde Bakker | Mgmt | For | TNA | N/A | |||
36 | Elect Elisabeth Berge and Bjorn Stale Haavik as Personal Deputy Member | Mgmt | For | TNA | N/A | |||
37 | Elect Jarle Roth | Mgmt | For | TNA | N/A | |||
38 | Elect Berit L. Henriksen | Mgmt | For | TNA | N/A | |||
39 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
40 | Authority to Repurchase Shares Pursuant to Employee Share Savings Plan | Mgmt | For | TNA | N/A | |||
41 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||
42 | Adjustment of Marketing Instructions | Mgmt | For | TNA | N/A | |||
Stichting Administratiekantoor ABN AMRO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N0162C102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Acknowledgement of ABN AMRO Group NV Annual General Meeting Agenda | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Amendments to Trust Conditions | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Koichi Miyata | Mgmt | For | Against | Against | |||
4 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
7 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
8 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
9 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
10 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
11 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
12 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
13 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
14 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
15 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
16 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
17 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
18 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
19 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Trust Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8309 | CINS J0752J108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Testuo Ohkubo | Mgmt | For | Against | Against | |||
4 | Elect Jiro Araumi | Mgmt | For | Against | Against | |||
5 | Elect Toru Takakura | Mgmt | For | Against | Against | |||
6 | Elect Masaru Hashimoto | Mgmt | For | Against | Against | |||
7 | Elect Kunitaro Kitamura | Mgmt | For | Against | Against | |||
8 | Elect Hitoshi Tsunekage | Mgmt | For | Against | Against | |||
9 | Elect Yasuyuki Yagi | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Misawa | Mgmt | For | Against | Against | |||
11 | Elect Soichi Shinohara | Mgmt | For | Against | Against | |||
12 | Elect Takeshi Suzuki | Mgmt | For | Against | Against | |||
13 | Elect Mikio Araki | Mgmt | For | Against | Against | |||
14 | Elect Isao Matsushita | Mgmt | For | Against | Against | |||
15 | Elect Shinichi Saito | Mgmt | For | Against | Against | |||
16 | Elect Takashi Yoshida | Mgmt | For | Against | Against | |||
17 | Elect Hiroko Kawamoto | Mgmt | For | Against | Against | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Victor LUI Ting | Mgmt | For | For | For | |||
6 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||
7 | Elect Margaret LEUNG Ko May Yee | Mgmt | For | Against | Against | |||
8 | Elect WOO Po Shing | Mgmt | For | Against | Against | |||
9 | Elect Eric TUNG Chi-Ho | Mgmt | For | For | For | |||
10 | Elect Allen FUNG Yuk-Lun | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Sunny Friend Environmental Technology Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8341 | CINS Y8T409107 | 05/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amend Procedures for Capital Loans | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sunny Optical Technology Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2382 | CINS G8586D109 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YE Liaoning | Mgmt | For | For | For | |||
6 | Elect WANG Wenjie | Mgmt | For | For | For | |||
7 | Elect Feng Hua Jun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||
2 | Elect Dallas S. Clement | Mgmt | For | For | For | |||
3 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
4 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
5 | Elect Donna S. Morea | Mgmt | For | For | For | |||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
8 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
10 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Suzano Papel e Celulose S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUZB3 | CINS P06768157 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
7 | Elect David Feffer | Mgmt | For | TNA | N/A | |||
8 | Elect Claudio Thomaz Lobo Sonder | Mgmt | For | TNA | N/A | |||
9 | Elect Daniel Feffer | Mgmt | For | TNA | N/A | |||
10 | Elect Jorge Feffer | Mgmt | For | TNA | N/A | |||
11 | Elect Antonio de Souza Correa Meyer | Mgmt | For | TNA | N/A | |||
12 | Elect Maria Priscila Rodini Vansetti Machado | Mgmt | For | TNA | N/A | |||
13 | Elect Nildemar Secches | Mgmt | For | TNA | N/A | |||
14 | Elect Rodrigo Kede de Freitas Lima | Mgmt | For | TNA | N/A | |||
15 | Elect Marco Antonio Bologna | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative Votes to David Feffer | Mgmt | N/A | TNA | N/A | |||
19 | Allocate Cumulative Votes to Claudio Thomaz Lobo Sonder | Mgmt | N/A | TNA | N/A | |||
20 | Allocate Cumulative Votes to Claudio Daniel Feffer | Mgmt | N/A | TNA | N/A | |||
21 | Allocate Cumulative Votes to Jorge Feffer | Mgmt | N/A | TNA | N/A | |||
22 | Allocate Cumulative Votes to Antonio de Souza Correa Meyer | Mgmt | N/A | TNA | N/A | |||
23 | Allocate Cumulative Votes to Maria Priscila Rodini Vansetti Machado | Mgmt | N/A | TNA | N/A | |||
24 | Allocate Cumulative Votes to Nildemar Secches | Mgmt | N/A | TNA | N/A | |||
25 | Allocate Cumulative Votes to Rodrigo Kede de Freitas Lima | Mgmt | N/A | TNA | N/A | |||
26 | Allocate Cumulative Votes to Marco Antonio Bologna | Mgmt | N/A | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
28 | Elect Luiz Augusto Marques Paes | Mgmt | For | TNA | N/A | |||
29 | Elect Rubens Barletta | Mgmt | For | TNA | N/A | |||
30 | Elect Eraldo Soares Pecanha | Mgmt | For | TNA | N/A | |||
31 | Elect Vitor Paulo Camargo Goncalves | Mgmt | For | TNA | N/A | |||
32 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
33 | Request Separate Election for Board Member | Mgmt | N/A | TNA | N/A | |||
34 | Request Separate Election for Supervisory Council Member | Mgmt | N/A | TNA | N/A | |||
35 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Suzuki Motor Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7269 | CINS J78529138 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Osamu Suzuki | Mgmt | For | For | For | |||
5 | Elect Yasuhito Harayama | Mgmt | For | For | For | |||
6 | Elect Toshihiro Suzuki | Mgmt | For | For | For | |||
7 | Elect Osamu Honda | Mgmt | For | For | For | |||
8 | Elect Masahiko Nagao | Mgmt | For | For | For | |||
9 | Elect Hiroaki Matsuura | Mgmt | For | For | For | |||
10 | Elect Masakazu Iguchi | Mgmt | For | For | For | |||
11 | Elect Sakutaroh Tanino | Mgmt | For | For | For | |||
Swedish Match AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWMA | CINS W92277115 | 04/11/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Board Size | Mgmt | For | TNA | N/A | |||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||
15 | Election of Directors | Mgmt | For | TNA | N/A | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
17 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
18 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
Swiss Re Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SREN | CINS H8431B109 | 04/20/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Executive compensation (short-term) | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Walter B. Kielholz as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Raymond K. F. Ch'ien | Mgmt | For | TNA | N/A | |||
9 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
10 | Elect Trevor Manuel | Mgmt | For | TNA | N/A | |||
11 | Elect Jay Ralph | Mgmt | For | TNA | N/A | |||
12 | Elect Jorg Reinhardt | Mgmt | For | TNA | N/A | |||
13 | Elect Phillip K. Ryan | Mgmt | For | TNA | N/A | |||
14 | Elect Sir Paul Tucker | Mgmt | For | TNA | N/A | |||
15 | Elect Jacques de Vaucleroy | Mgmt | For | TNA | N/A | |||
16 | Elect Susan L. Wagner | Mgmt | For | TNA | N/A | |||
17 | Elect Karen Gavan | Mgmt | For | TNA | N/A | |||
18 | Elect Eileen Rominger | Mgmt | For | TNA | N/A | |||
19 | Elect Larry D. Zimpleman | Mgmt | For | TNA | N/A | |||
20 | Elect Raymond K. F. Ch'ien as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Renato Fassbind as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Jorg Reinhardt as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Jacques de Vaucleroy as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||
27 | Executive compensation (fixed and long-term) | Mgmt | For | TNA | N/A | |||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Swisscom AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMN | CINS H8398N104 | 04/04/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Roland Abt | Mgmt | For | TNA | N/A | |||
7 | Elect Valerie Berset Bircher | Mgmt | For | TNA | N/A | |||
8 | Elect Alain Carrupt | Mgmt | For | TNA | N/A | |||
9 | Elect Frank Esser | Mgmt | For | TNA | N/A | |||
10 | Elect Barbara Frei | Mgmt | For | TNA | N/A | |||
11 | Elect Anna Mossberg | Mgmt | For | TNA | N/A | |||
12 | Elect Catherine Muhlemann | Mgmt | For | TNA | N/A | |||
13 | Elect Hansueli Loosli | Mgmt | For | TNA | N/A | |||
14 | Appoint Hansueli Loosli as Board Chair | Mgmt | For | TNA | N/A | |||
15 | Elect Roland Abt as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
16 | Elect Frank Esser as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Barbara Frei as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Hansueli Loosli as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Renzo Simoni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Board Compensation | Mgmt | For | TNA | N/A | |||
21 | Executive Compensation | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Synchrony Financial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYF | CUSIP 87165B103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
2 | Elect Paget L. Alves | Mgmt | For | For | For | |||
3 | Elect Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||
4 | Elect William W. Graylin | Mgmt | For | For | For | |||
5 | Elect Roy A. Guthrie | Mgmt | For | For | For | |||
6 | Elect Richard C. Hartnack | Mgmt | For | For | For | |||
7 | Elect Jeffrey G. Naylor | Mgmt | For | For | For | |||
8 | Elect Laurel J. Richie | Mgmt | For | For | For | |||
9 | Elect Olympia J. Snowe | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Synovus Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNV | CUSIP 87161C501 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Catherine A. Allen | Mgmt | For | For | For | |||
2 | Elect Tim E. Bentsen | Mgmt | For | For | For | |||
3 | Elect F. Dixon Brooke Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen T. Butler | Mgmt | For | For | For | |||
5 | Elect Elizabeth W. Camp | Mgmt | For | For | For | |||
6 | Elect Diana M. Murphy | Mgmt | For | For | For | |||
7 | Elect Jerry W. Nix | Mgmt | For | For | For | |||
8 | Elect Harris Pastides | Mgmt | For | For | For | |||
9 | Elect Joseph J. Prochaska, Jr. | Mgmt | For | For | For | |||
10 | Elect John L. Stallworth | Mgmt | For | For | For | |||
11 | Elect Kessel D. Stelling | Mgmt | For | For | For | |||
12 | Elect Melvin T. Stith | Mgmt | For | For | For | |||
13 | Elect Barry L. Storey | Mgmt | For | For | For | |||
14 | Elect Philip W. Tomlinson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||
2 | Elect John M. Cassaday | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect Joshua D. Frank | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Bradley M. Halverson | Mgmt | For | For | For | |||
7 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | |||
8 | Elect Nancy S. Newcomb | Mgmt | For | For | For | |||
9 | Elect Nelson Peltz | Mgmt | For | For | For | |||
10 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | Elect Richard G. Tilghman | Mgmt | For | For | For | |||
13 | Elect Jackie M. Ward | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Taisei Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1801 | CINS J79561148 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect F.C. TSENG | Mgmt | For | For | For | |||
5 | Elect Mei-ling Chen | Mgmt | For | For | For | |||
6 | Elect Mark LIU | Mgmt | For | For | For | |||
7 | Elect C.C. WEI | Mgmt | For | For | For | |||
8 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
9 | Elect SHIH Stan | Mgmt | For | For | For | |||
10 | Elect Thomas J. Engibous | Mgmt | For | Against | Against | |||
11 | Elect CHEN Kok-Choo | Mgmt | For | For | For | |||
12 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
Tate & Lyle plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATE | CINS G86838128 | 07/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Gerry Murphy | Mgmt | For | For | For | |||
6 | Elect Javed Ahmed | Mgmt | For | For | For | |||
7 | Elect Nick Hampton | Mgmt | For | For | For | |||
8 | Elect Paul Forman | Mgmt | For | For | For | |||
9 | Elect Lars Vinge Frederiksen | Mgmt | For | For | For | |||
10 | Elect Douglas Hurt | Mgmt | For | For | For | |||
11 | Elect Jeanne Johns | Mgmt | For | For | For | |||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||
13 | Elect Ajai Puri | Mgmt | For | For | For | |||
14 | Elect Sybella Stanley | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Taylor Wimpey plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CINS G86954107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends (Special Dividends) | Mgmt | For | For | For | |||
4 | Elect Kevin S. Beeston | Mgmt | For | For | For | |||
5 | Elect Peter Redfern | Mgmt | For | For | For | |||
6 | Elect Ryan Mangold | Mgmt | For | For | For | |||
7 | Elect James J. Jordan | Mgmt | For | For | For | |||
8 | Elect Kate Barker | Mgmt | For | For | For | |||
9 | Elect Mike Hussey | Mgmt | For | For | For | |||
10 | Elect Angela A. Knight | Mgmt | For | For | For | |||
11 | Elect Humphrey S.M. Singer | Mgmt | For | For | For | |||
12 | Elect Gwyn Burr | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
TCF Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCF | CUSIP 872275102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Bell | Mgmt | For | For | For | |||
1.2 | Elect William F. Bieber | Mgmt | For | For | For | |||
1.3 | Elect Theodore J. Bigos | Mgmt | For | For | For | |||
1.4 | Elect Craig R. Dahl | Mgmt | For | For | For | |||
1.5 | Elect Karen L. Grandstrand | Mgmt | For | For | For | |||
1.6 | Elect Thomas F. Jasper | Mgmt | For | For | For | |||
1.7 | Elect George G. Johnson | Mgmt | For | For | For | |||
1.8 | Elect Richard H. King | Mgmt | For | For | For | |||
1.9 | Elect Vance K. Opperman | Mgmt | For | For | For | |||
1.10 | Elect James M. Ramstad | Mgmt | For | For | For | |||
1.11 | Elect Roger J. Sit | Mgmt | For | For | For | |||
1.12 | Elect Julie H. Sullivan | Mgmt | For | For | For | |||
1.13 | Elect Barry N. Winslow | Mgmt | For | For | For | |||
2 | Amendment to the 2015 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the Directors Stock Grant Program | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
TCI Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8436 | CINS Y8T4HC102 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules | Mgmt | For | For | For | |||
TDK Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6762 | CINS J82141136 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigenao Ishiguro | Mgmt | For | For | For | |||
4 | Elect Tetsuji Yamanishi | Mgmt | For | For | For | |||
5 | Elect Makoto Sumita | Mgmt | For | For | For | |||
6 | Elect Seiji Ohsaka | Mgmt | For | For | For | |||
7 | Elect Kazumasa Yoshida | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Ishimura | Mgmt | For | For | For | |||
9 | Elect Kazunori Yagi | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO1 | CUSIP 879273209 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Election of Directors | Mgmt | For | Against | Against | |||
3 | Ratification of Board Acts | Mgmt | For | Abstain | Against | |||
4 | Delegation of Powers for Capitalisation of Reserves | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO1 | CUSIP 879273209 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Interim Dividends | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Accounts and Reports (Cablevision) | Mgmt | For | Against | Against | |||
6 | Interim Dividends (Cablevision) | Mgmt | For | For | For | |||
7 | Allocation of Profits and Dividends (Cablevision) | Mgmt | For | For | For | |||
8 | Interim Divididends (Sofora) | Mgmt | For | For | For | |||
9 | Ratification of Board Acts; Ratification of Supervisory Council Acts | Mgmt | For | For | For | |||
10 | Ratification of Board Acts; Ratification of Supervisory Council Acts (Nortel , Sofora and Telecom Personal) | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Advance Directors' Fees | Mgmt | For | Against | Against | |||
13 | Supervisory Council Fees; Authority to Advance Supervisory Council's Fees | Mgmt | For | Against | Against | |||
14 | Director's Fees (Nortel, Telecom Personal and Sofora) | Mgmt | For | For | For | |||
15 | Supervisory Council's Fees (Nortel, Telecom Personal and Sofora); Authority to Advance Supervisory Council Fees | Mgmt | For | Against | Against | |||
16 | Election of Supervisory Council Members | Mgmt | Abstain | Against | Against | |||
17 | Election of Alternate Supervisory Council Members | Mgmt | For | Against | Against | |||
18 | Ratify Auditor's Fees | Mgmt | For | For | For | |||
19 | Ratify Auditor's Fees (Nortel and Telecom Personal) | Mgmt | For | Against | Against | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Audit Committee Budget | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO1 | CUSIP 879273209 | 11/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Delegation of Powers for Capitalisation of Reserves | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO1 | CUSIP 879273209 | 12/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Issue Debt Instruments under Global Notes Program | Mgmt | For | For | For | |||
3 | Authority to Set Terms of Global Notes Program | Mgmt | For | For | For | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter R. Hearl | Mgmt | For | For | For | |||
3 | Re-elect John P. Mullen | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO Andrew Penn) | Mgmt | For | For | For | |||
5 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tesco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CINS G87621101 | 02/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
Tesco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CINS G87621101 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Stewart Gilliland | Mgmt | For | For | For | |||
7 | Elect Charles Wilson | Mgmt | For | For | For | |||
8 | Elect John M. Allan | Mgmt | For | For | For | |||
9 | Elect Mark Armour | Mgmt | For | For | For | |||
10 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
11 | Elect Byron Grote | Mgmt | For | For | For | |||
12 | Elect David Lewis | Mgmt | For | For | For | |||
13 | Elect Mikael Olsson | Mgmt | For | For | For | |||
14 | Elect Deanna W. Oppenheimer | Mgmt | For | For | For | |||
15 | Elect Simon Patterson | Mgmt | For | For | For | |||
16 | Elect Alison Platt | Mgmt | For | For | For | |||
17 | Elect Lindsey Pownall | Mgmt | For | For | For | |||
18 | Elect Alan Stewart | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authorisation of Political Donations | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | |||
8 | Elect J.M. Hobby | Mgmt | For | For | For | |||
9 | Elect Ronald Kirk | Mgmt | For | For | For | |||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
4 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||
5 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
8 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
9 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
10 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Karl Whiteman | Mgmt | For | For | For | |||
7 | Elect Sean Ellis | Mgmt | For | For | For | |||
8 | Elect John Armitt | Mgmt | For | For | For | |||
9 | Elect Alison Nimmo | Mgmt | For | For | For | |||
10 | Elect Veronica Wadley | Mgmt | For | For | For | |||
11 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
12 | Elect Adrian David LI Man Kiu | Mgmt | For | Against | Against | |||
13 | Elect Andy Myers | Mgmt | For | For | For | |||
14 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||
3 | Elect Benno Dorer | Mgmt | For | For | For | |||
4 | Elect Spencer C. Fleischer | Mgmt | For | For | For | |||
5 | Elect Esther Lee | Mgmt | For | For | For | |||
6 | Elect A.D. David Mackay | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
9 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
10 | Elect Carolyn M. Ticknor | Mgmt | For | For | For | |||
11 | Elect Russell Weiner | Mgmt | For | For | For | |||
12 | Elect Christopher Williams | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Re-approval of the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | Director Equity Award Policy | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Dun & Bradstreet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CUSIP 26483E100 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cindy Christy | Mgmt | For | For | For | |||
2 | Elect L. Gordon Crovitz | Mgmt | For | For | For | |||
3 | Elect James N. Fernandez | Mgmt | For | For | For | |||
4 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
5 | Elect Anastassia Lauterbach | Mgmt | For | For | For | |||
6 | Elect Thomas J. Manning | Mgmt | For | Against | Against | |||
7 | Elect Randall D. Mott | Mgmt | For | For | For | |||
8 | Elect Judith A. Reinsdorf | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Approval of 2018 Non-Employee Directors Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Hartford Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIG | CUSIP 416515104 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert B. Allardice, III | Mgmt | For | For | For | |||
2 | Elect Carlos Dominguez | Mgmt | For | For | For | |||
3 | Elect Trevor Fetter | Mgmt | For | For | For | |||
4 | Elect Stephen P. McGill | Mgmt | For | For | For | |||
5 | Elect Kathryn A. Mikells | Mgmt | For | For | For | |||
6 | Elect Michael G. Morris | Mgmt | For | For | For | |||
7 | Elect Thomas A. Renyi | Mgmt | For | For | For | |||
8 | Elect Julie G. Richardson | Mgmt | For | For | For | |||
9 | Elect Teresa W. Roseborough | Mgmt | For | For | For | |||
10 | Elect Virginia P. Ruesterholz | Mgmt | For | For | For | |||
11 | Elect Christopher J. Swift | Mgmt | For | For | For | |||
12 | Elect Greig Woodring | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect James W. Brown | Mgmt | For | For | For | |||
1.3 | Elect Michele G. Buck | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect James C. Katzman | Mgmt | For | For | For | |||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | |||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
6 | Elect Daniel R. Hesse | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Linda R. Medler | Mgmt | For | For | For | |||
9 | Elect Martin Pfinsgraff | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Michael J. Ward | Mgmt | For | For | For | |||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nelson Peltz | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | N/A | TNA | N/A | |||
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | TNA | N/A | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | TNA | N/A | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Amy Chang | Mgmt | For | For | For | |||
1.4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
1.5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
1.8 | Elect David. S. Taylor | Mgmt | For | For | For | |||
1.9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
1.10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
1.11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect David T. Ching | Mgmt | For | For | For | |||
4 | Elect Ernie Herrman | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
The Toro Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTC | CUSIP 891092108 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Janet K. Cooper | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Ellis | Mgmt | For | For | For | |||
1.3 | Elect Gregg W. Steinhafel | Mgmt | For | For | For | |||
1.4 | Elect Michael G. Vale | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
6 | Elect William J. Kane | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
10 | Elect Alan D. Schnitzer | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
4 | Elect John S. Chen | Mgmt | For | Against | Against | |||
5 | Elect Francis deSouza | Mgmt | For | For | For | |||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
8 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Williams Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMB | CUSIP 969457100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan S. Armstrong | Mgmt | For | Against | Against | |||
2 | Elect Stephen W. Bergstrom | Mgmt | For | For | For | |||
3 | Elect Stephen I. Chazen | Mgmt | For | Against | Against | |||
4 | Elect Charles I. Cogut | Mgmt | For | For | For | |||
5 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
6 | Elect Michael A. Creel | Mgmt | For | For | For | |||
7 | Elect Peter A. Ragauss | Mgmt | For | For | For | |||
8 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
9 | Elect Murray D. Smith | Mgmt | For | For | For | |||
10 | Elect William H. Spence | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TIM Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CUSIP 88706P205 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratify Co-Option and Elect Mario Di Mauro | Mgmt | For | For | For | |||
4 | Ratify Co-Option and Elect Joao Cox Neto | Mgmt | For | Against | Against | |||
5 | Ratify Co-Option and Elect Celso Luis Loducca | Mgmt | For | For | For | |||
6 | Ratify Co-Option and Elect Piergiorgio Peluso | Mgmt | For | For | For | |||
7 | Elect Agostino Nuzzolo | Mgmt | For | Against | Against | |||
8 | Elect Raimondo Zizza | Mgmt | For | Against | Against | |||
9 | Elect Giovanni Ferigo | Mgmt | For | Against | Against | |||
10 | Supervisory Council Size | Mgmt | For | Against | Against | |||
11 | Election of Supervisory Council | Mgmt | For | For | For | |||
12 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | For | Against | Against | |||
13 | Remuneration Policy | Mgmt | For | For | For | |||
14 | Extension of Cooperation and Support Agreement | Mgmt | For | For | For | |||
15 | Adoption of Long-Term Incentive Plan | Mgmt | For | For | For | |||
Toppan Printing Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7911 | CINS 890747108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Share Consolidation | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Naoki Adachi | Mgmt | For | Against | Against | |||
5 | Elect Shingo Kaneko | Mgmt | For | For | For | |||
6 | Elect Yukio Maeda | Mgmt | For | For | For | |||
7 | Elect Shinichi Ohkubo | Mgmt | For | For | For | |||
8 | Elect Atsushi Itoh | Mgmt | For | For | For | |||
9 | Elect Makoto Arai | Mgmt | For | For | For | |||
10 | Elect Hideharu Maro | Mgmt | For | For | For | |||
11 | Elect Naoyuki Matsuda | Mgmt | For | For | For | |||
12 | Elect Nobuaki Satoh | Mgmt | For | For | For | |||
13 | Elect Taroh Izawa | Mgmt | For | For | For | |||
14 | Elect Sumio Ezaki | Mgmt | For | For | For | |||
15 | Elect Yasuhiko Yamano | Mgmt | For | For | For | |||
16 | Elect Kunio Sakuma | Mgmt | For | For | For | |||
17 | Elect Yoshinobu Noma | Mgmt | For | For | For | |||
18 | Elect Ryohko Tohyama | Mgmt | For | For | For | |||
19 | Elect Tetsuroh Ueki | Mgmt | For | For | For | |||
20 | Elect Norio Yamanaka | Mgmt | For | For | For | |||
21 | Elect Mitsuhiro Nakao | Mgmt | For | For | For | |||
22 | Elect Takashi Kurobe | Mgmt | For | For | For | |||
23 | Elect Jitsumei Takamiyagi | Mgmt | For | For | For | |||
24 | Elect Hiroyuki Shigematsu | Mgmt | For | For | For | |||
25 | Elect Haruo Kasama | Mgmt | For | For | For | |||
Torchmark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMK | CUSIP 891027104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Adair | Mgmt | For | For | For | |||
2 | Elect Linda L. Addison | Mgmt | For | For | For | |||
3 | Elect Marilyn A. Alexander | Mgmt | For | For | For | |||
4 | Elect Cheryl D. Alston | Mgmt | For | For | For | |||
5 | Elect David L. Boren | Mgmt | For | For | For | |||
6 | Elect Jane M. Buchan | Mgmt | For | For | For | |||
7 | Elect Gary L. Coleman | Mgmt | For | For | For | |||
8 | Elect Larry M. Hutchison | Mgmt | For | For | For | |||
9 | Elect Robert W. Ingram | Mgmt | For | For | For | |||
10 | Elect Steven P. Johnson | Mgmt | For | For | For | |||
11 | Elect Darren M. Rebelez | Mgmt | For | For | For | |||
12 | Elect Lamar C. Smith | Mgmt | For | For | For | |||
13 | Elect Mary E. Thigpen | Mgmt | For | For | For | |||
14 | Elect Paul J. Zucconi | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of the 2018 Incentive Plan | Mgmt | For | Against | Against | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
12 | Elect Patrick Artus | Mgmt | For | For | For | |||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | |||
2 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
4 | Elect Sidney E. Harris | Mgmt | For | For | For | |||
5 | Elect William M. Isaac | Mgmt | For | For | For | |||
6 | Elect Mason H. Lampton | Mgmt | For | For | For | |||
7 | Elect Connie D. McDaniel | Mgmt | For | For | For | |||
8 | Elect Richard A. Smith | Mgmt | For | For | For | |||
9 | Elect Philip W. Tomlinson | Mgmt | For | Against | Against | |||
10 | Elect John T. Turner | Mgmt | For | For | For | |||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | |||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Toyo Suisan Kaisha Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2875 | CINS 892306101 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tadasu Tsutsumi | Mgmt | For | For | For | |||
4 | Elect Masanari Imamura | Mgmt | For | For | For | |||
5 | Elect Noritaka Sumimoto | Mgmt | For | For | For | |||
6 | Elect Hitoshi Oki | Mgmt | For | For | For | |||
7 | Elect Kiyoshi Takahashi | Mgmt | For | For | For | |||
8 | Elect Rieko Makiya | Mgmt | For | For | For | |||
9 | Elect Hiroshige Tsubaki | Mgmt | For | For | For | |||
10 | Elect Satoru Kusunoki | Mgmt | For | For | For | |||
11 | Elect Masahisa Mochizuki | Mgmt | For | For | For | |||
12 | Elect Yoshiji Murakami | Mgmt | For | For | For | |||
13 | Elect Osamu Murakami | Mgmt | For | For | For | |||
14 | Elect Ichiro Murayama | Mgmt | For | For | For | |||
15 | Elect Yasuo Ishikawa | Mgmt | For | For | For | |||
16 | Elect Tomoko Hamada | Mgmt | For | For | For | |||
17 | Elect Susumu Ogawa | Mgmt | For | For | For | |||
18 | Elect Isamu Mori as Statutory Auditor | Mgmt | For | For | For | |||
19 | Elect Tsutomu Ushijima as Alternate Statutory Auditor | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Kohji Kobayashi | Mgmt | For | For | For | |||
6 | Elect Didier Leroy | Mgmt | For | For | For | |||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
8 | Elect Ikuroh Sugawara | Mgmt | For | For | For | |||
9 | Elect Philip Craven | Mgmt | For | For | For | |||
10 | Elect Teiko Kudoh | Mgmt | For | For | For | |||
11 | Elect Masahide Yasuda | Mgmt | For | Against | Against | |||
12 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
13 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Toyota Tsusho Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8015 | CINS J92719111 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Jun Karube | Mgmt | For | For | For | |||
4 | Elect Ichiroh Kashitani | Mgmt | For | For | For | |||
5 | Elect Kuniaki Yamagiwa | Mgmt | For | For | For | |||
6 | Elect Sohichiroh Matsudaira | Mgmt | For | For | For | |||
7 | Elect Yuichi Ohi | Mgmt | For | For | For | |||
8 | Elect Yasuhiro Nagai | Mgmt | For | For | For | |||
9 | Elect Hiroshi Tominaga | Mgmt | For | For | For | |||
10 | Elect Hideyuki Iwamoto | Mgmt | For | For | For | |||
11 | Elect Yoriko Kawaguchi | Mgmt | For | For | For | |||
12 | Elect Kumi Fujisawa | Mgmt | For | For | For | |||
13 | Elect Kunihito Kohmoto | Mgmt | For | For | For | |||
14 | Elect Didier Leroy | Mgmt | For | For | For | |||
15 | Elect Shuhei Toyoda | Mgmt | For | Against | Against | |||
16 | Elect Yasushi Shiozaki | Mgmt | For | Against | Against | |||
17 | Elect Kazuo Yuhara | Mgmt | For | Against | Against | |||
18 | Elect Kazunori Tajima | Mgmt | For | For | For | |||
19 | Bonus | Mgmt | For | For | For | |||
Trimble Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRMB | CUSIP 896239100 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven W. Berglund | Mgmt | For | For | For | |||
1.2 | Elect Kaigham Gabriel | Mgmt | For | For | For | |||
1.3 | Elect Merit E. Janow | Mgmt | For | For | For | |||
1.4 | Elect Ulf J. Johansson | Mgmt | For | For | For | |||
1.5 | Elect Meaghan Lloyd | Mgmt | For | For | For | |||
1.6 | Elect Ronald S. Nersesian | Mgmt | For | For | For | |||
1.7 | Elect Mark S. Peek | Mgmt | For | For | For | |||
1.8 | Elect Johan Wibergh | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI | CINS D8484K166 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratify Friedrich Joussen | Mgmt | For | For | For | |||
8 | Ratify Horst Baier | Mgmt | For | For | For | |||
9 | Ratify David Burling | Mgmt | For | For | For | |||
10 | Ratify Sebastian Ebel | Mgmt | For | For | For | |||
11 | Ratify Elke Eller | Mgmt | For | For | For | |||
12 | Ratify Frank Rosenberger | Mgmt | For | For | For | |||
13 | Ratify Klaus Mangold | Mgmt | For | For | For | |||
14 | Ratify Frank Jakobi | Mgmt | For | For | For | |||
15 | Ratify Michael Hodgkinson | Mgmt | For | For | For | |||
16 | Ratify Andreas Barczewski | Mgmt | For | For | For | |||
17 | Ratify Peter Bremme | Mgmt | For | For | For | |||
18 | Ratify Edgar Ernst | Mgmt | For | For | For | |||
19 | Ratify Wolfgang Flintermann | Mgmt | For | For | For | |||
20 | Ratify Angelika Gifford | Mgmt | For | For | For | |||
21 | Ratify Valerie F. Gooding | Mgmt | For | For | For | |||
22 | Ratify Dierk Hirschel | Mgmt | For | For | For | |||
23 | Ratify Janis C. Kong | Mgmt | For | For | For | |||
24 | Ratify Peter Long | Mgmt | For | For | For | |||
25 | Ratify Coline L. McConville | Mgmt | For | For | For | |||
26 | Ratify Alexey Mordashov | Mgmt | For | For | For | |||
27 | Ratify Michael Ponipp | Mgmt | For | For | For | |||
28 | Ratify Carmen Riu Guell | Mgmt | For | For | For | |||
29 | Ratify Carmen Carola Schwirn | Mgmt | For | For | For | |||
30 | Ratify Anette Strempel | Mgmt | For | For | For | |||
31 | Ratify Ortwin Strubelt | Mgmt | For | For | For | |||
32 | Ratify Stefan Weinhofer | Mgmt | For | For | For | |||
33 | Appointment of Auditor | Mgmt | For | For | For | |||
34 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
35 | Increase in Authorised Capital for Employee Share Plans | Mgmt | For | For | For | |||
36 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
37 | Elect Dieter Zetsche as Supervisory Board Member | Mgmt | For | Against | Against | |||
38 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
Tyson Foods, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSN | CUSIP 902494103 | 02/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John H. Tyson | Mgmt | For | For | For | |||
2 | Elect Gaurdie E. Banister, Jr. | Mgmt | For | For | For | |||
3 | Elect Dean Banks | Mgmt | For | For | For | |||
4 | Elect Mike D. Beebe | Mgmt | For | For | For | |||
5 | Elect Mikel A. Durham | Mgmt | For | For | For | |||
6 | Elect Tom Hayes | Mgmt | For | For | For | |||
7 | Elect Kevin M. McNamara | Mgmt | For | For | For | |||
8 | Elect Cheryl S. Miller | Mgmt | For | For | For | |||
9 | Elect Jeffrey K. Schomburger | Mgmt | For | For | For | |||
10 | Elect Robert Thurber | Mgmt | For | For | For | |||
11 | Elect Barbara A. Tyson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2000 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Water Stewardship Policy | ShrHoldr | Against | Against | For | |||
UCB SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCB | CINS B93562120 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Report | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
11 | Elect Jean-Christophe Tellier | Mgmt | For | TNA | N/A | |||
12 | Elect Kay Davies | Mgmt | For | TNA | N/A | |||
13 | Acknowledgement of Kay Davies' Independence | Mgmt | For | TNA | N/A | |||
14 | Elect Cedric Van Rijckevorsel | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Adoption of Restricted Stock Plan | Mgmt | For | TNA | N/A | |||
17 | Change of Control Clause (EMTN Program) | Mgmt | For | TNA | N/A | |||
18 | Change of Control Clause (Amendment and Restatement Agreement) | Mgmt | For | TNA | N/A | |||
19 | Approval of Long-Term Incentive Plans | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
21 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect M. Shawn Bort | Mgmt | For | For | For | |||
2 | Elect Theodore A. Dosch | Mgmt | For | For | For | |||
3 | Elect Richard W. Gochnauer | Mgmt | For | For | For | |||
4 | Elect Frank S. Hermance | Mgmt | For | For | For | |||
5 | Elect Anne Pol | Mgmt | For | For | For | |||
6 | Elect Marvin O. Schlanger | Mgmt | For | For | For | |||
7 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
8 | Elect John L. Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Unifin Financiera SAB DE CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIFIN | CINS P94461103 | 11/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
2 | Authority to Increase Share Capital (Treasury Shares) | Mgmt | For | Against | Against | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
United Company RUSAL Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0486 | CINS G9227K106 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Change in Company Name | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
United Overseas Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U11 | CINS Y9T10P105 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Fees to WEE Cho Yaw | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect LIM Hwee Hua | Mgmt | For | For | For | |||
7 | Elect WONG Kan Seng | Mgmt | For | For | For | |||
8 | Elect Alexander Charles Hungate | Mgmt | For | For | For | |||
9 | Elect Michael LIEN Jown Leam | Mgmt | For | For | For | |||
10 | Elect Alvin YEO Khirn Hai | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | UOB Scrip Dividend Scheme | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Unum Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNM | CUSIP 91529Y106 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Theodore H. Bunting, Jr. | Mgmt | For | For | For | |||
2 | Elect E. Michael Caulfield | Mgmt | For | For | For | |||
3 | Elect Susan D. DeVore | Mgmt | For | For | For | |||
4 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
5 | Elect Cynthia L. Egan | Mgmt | For | For | For | |||
6 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
7 | Elect Timothy F. Keaney | Mgmt | For | For | For | |||
8 | Elect Gloria C. Larson | Mgmt | For | For | For | |||
9 | Elect Richard P. McKenney | Mgmt | For | For | For | |||
10 | Elect Ronald. P. O'Hanley | Mgmt | For | For | For | |||
11 | Elect Francis J. Shammo | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
US Foods Holding Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USFD | CUSIP 912008109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Lederer | Mgmt | For | For | For | |||
2 | Elect Carl A. Pforzheimer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Amendments to Charter/Bylaw - Bundled | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Approval of Shareholder Written Consent Right | Mgmt | For | For | For | |||
Vectren Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VVC | CUSIP 92240G101 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Derrick Burks | Mgmt | For | For | For | |||
1.2 | Elect Carl L. Chapman | Mgmt | For | For | For | |||
1.3 | Elect James H. DeGraffenreidt, Jr. | Mgmt | For | For | For | |||
1.4 | Elect John D. Engelbrecht | Mgmt | For | For | For | |||
1.5 | Elect Anton H. George | Mgmt | For | For | For | |||
1.6 | Elect Robert G. Jones | Mgmt | For | For | For | |||
1.7 | Elect Patrick K. Mullen | Mgmt | For | For | For | |||
1.8 | Elect R. Daniel Sadlier | Mgmt | For | For | For | |||
1.9 | Elect Michael L. Smith | Mgmt | For | For | For | |||
1.10 | Elect Teresa J. Tanner | Mgmt | For | For | For | |||
1.11 | Elect Jean L. Wojtowicz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Vieworks Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
100120 | CINS Y9330U108 | 3/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Financial Statements | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Election of Corporate Auditor | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports: Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Xavier Huillard | Mgmt | For | Against | Against | |||
9 | Elect Yves-Thibault de Silguy | Mgmt | For | For | For | |||
10 | Elect Marie-Christine Lombard | Mgmt | For | Against | Against | |||
11 | Elect Nasser Hassan Faraj Al Ansari | Mgmt | For | Against | Against | |||
12 | Elect Rene Medori | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Supplementary Retirement Benefits (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | |||
15 | Severance Agreement (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | |||
16 | Related Party Transaction (YTSeuropaconsultants) | Mgmt | For | Against | Against | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Remuneration of Xavier Huillard, Chair and CEO | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Visteon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VC | CUSIP 92839U206 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James J. Barrese | Mgmt | For | For | For | |||
2 | Elect Naomi M. Bergman | Mgmt | For | For | For | |||
3 | Elect Jeffrey D. Jones | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect Joanne M. Maguire | Mgmt | For | For | For | |||
6 | Elect Robert J. Manzo | Mgmt | For | For | For | |||
7 | Elect Francis M. Scricco | Mgmt | For | For | For | |||
8 | Elect David L. Treadwell | Mgmt | For | For | For | |||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | |||
10 | Elect Rouzbeh Yassini-Fard | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Voestalpine AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOE | CINS A9101Y103 | 07/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | CUSIP 929042109 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Roth | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael D. Fascitelli | Mgmt | For | For | For | |||
1.3 | Elect Michael Lynne | Mgmt | For | For | For | |||
1.4 | Elect David Mandelbaum | Mgmt | For | For | For | |||
1.5 | Elect Mandakini Puri | Mgmt | For | For | For | |||
1.6 | Elect Daniel R. Tisch | Mgmt | For | For | For | |||
1.7 | Elect Russell B. Wight, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment Regarding the Ability of Shareholders to Vote on Certain Matters | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
W.P. Carey Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPC | CUSIP 92936U109 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Alexander | Mgmt | For | For | For | |||
2 | Elect Peter J. Farrell | Mgmt | For | For | For | |||
3 | Elect Robert Flanagan | Mgmt | For | For | For | |||
4 | Elect Jason Fox | Mgmt | For | For | For | |||
5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | |||
6 | Elect Axel K.A. Hansing | Mgmt | For | For | For | |||
7 | Elect Jean Hoysradt | Mgmt | For | For | For | |||
8 | Elect Margaret G. Lewis | Mgmt | For | Against | Against | |||
9 | Elect Christopher J. Niehaus | Mgmt | For | For | For | |||
10 | Elect Nick J.M. van Ommen | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Hudson La Force | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Wal-Mart de Mexico, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WALMEX | CINS P98180188 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Report of the Board of Directors | Mgmt | For | For | For | |||
3 | Report of the CEO | Mgmt | For | For | For | |||
4 | Report of the Audit and Corporate Governance Committee | Mgmt | For | For | For | |||
5 | Report on Tax Compliance | Mgmt | For | For | For | |||
6 | Report on Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Report on Share Purchase Reserves | Mgmt | For | For | For | |||
8 | Report on Wal-Mart de Mexico Foundation | Mgmt | For | For | For | |||
9 | Consolidated Financial Statements | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Employees Equity Compensation Plan | Mgmt | For | Against | Against | |||
12 | Election of Directors; Election of Committee Chair; Fees | Mgmt | For | Against | Against | |||
13 | Minutes; Election of Meeting Delegates | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Walsin Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2492 | CINS Y9494B102 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Authority to Issue Shares in a Private Placement | Mgmt | For | For | For | |||
6 | Independent Director FAN Bo-Kang | Mgmt | For | For | For | |||
7 | Director of Zhi Jia Investment Co., Ltd. | Mgmt | For | For | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect James C Fish | Mgmt | For | For | For | |||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Wellcare Health Plans, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCG | CUSIP 94946T106 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Breon | Mgmt | For | For | For | |||
2 | Elect Kenneth A. Burdick | Mgmt | For | For | For | |||
3 | Elect Amy Compton-Phillips | Mgmt | For | For | For | |||
4 | Elect H. James Dallas | Mgmt | For | For | For | |||
5 | Elect Kevin F. Hickey | Mgmt | For | For | For | |||
6 | Elect Christian P. Michalik | Mgmt | For | For | For | |||
7 | Elect Glenn D. Steele, Jr. | Mgmt | For | For | For | |||
8 | Elect William L. Trubeck | Mgmt | For | For | For | |||
9 | Elect Kathleen E. Walsh | Mgmt | For | For | For | |||
10 | Elect Paul E. Weaver | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WAN Long | Mgmt | For | For | For | |||
5 | Elect JIAO Shuge | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Allocation of Special Dividends | Mgmt | For | For | For | |||
5 | Elect Andrew Higginson | Mgmt | For | For | For | |||
6 | Elect David Potts | Mgmt | For | For | For | |||
7 | Elect Trevor Strain | Mgmt | For | For | For | |||
8 | Elect Rooney Anand | Mgmt | For | For | For | |||
9 | Elect Neil Davidson | Mgmt | For | For | For | |||
10 | Elect Kevin Havelock | Mgmt | For | For | For | |||
11 | Elect Belinda Richards | Mgmt | For | For | For | |||
12 | Elect Tony van Kralingen | Mgmt | For | For | For | |||
13 | Elect Paula A. Vennells | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
X5 Retail Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CINS 98387E205 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | New long-term incentive plan | Mgmt | For | Against | Against | |||
12 | Restricted Stock Equity Grant (NEDs) | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase GDRs | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Xiabuxiabu Catering Management China Holdings Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
520 | CINS G98297107 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHANG Chi | Mgmt | For | For | For | |||
6 | Elect Lily HSIEH Hui Yun | Mgmt | For | For | For | |||
7 | Elect Terence HON Ping Cho | Mgmt | For | For | For | |||
8 | Elect CHEUNG Sze Man | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Issuance of Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Authority to Declare Interim Dividend | Mgmt | For | For | For | |||
Xiabuxiabu Catering Management China Holdings Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
520 | CINS G98297107 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Coucou Restaurant Management Co., Ltd. | Mgmt | For | For | For | |||
4 | Adoption of Share Option Scheme of Xiabuxiabu Restaurant Management Co., Ltd. | Mgmt | For | For | For | |||
5 | Adoption of Share Option Scheme of Xiabuxiabu (China) Food Co., Ltd. | Mgmt | For | For | For | |||
6 | Adoption of Share Option Scheme of Xiabuxiabu Restaurant Management (Shanghai) Co., Ltd. | Mgmt | For | For | For | |||
Xinyi Glass Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0868 | CINS G9828G108 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LEE Shing Kan | Mgmt | For | For | For | |||
6 | Elect LI Ching Wai | Mgmt | For | For | For | |||
7 | Elect NG Ngan Ho | Mgmt | For | For | For | |||
8 | Elect WONG Ying Wai | Mgmt | For | For | For | |||
9 | Elect TRAN Chuen Wah John | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Term of Preparation of the 2017 Statutory Annual Accounts | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect John Boynton | Mgmt | For | Against | Against | |||
5 | Elect Esther Dyson | Mgmt | For | Against | Against | |||
6 | Elect Ilya A. Strebulaev | Mgmt | For | Against | Against | |||
7 | Authority to Cancel Shares | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Authority to Exclude Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Timothy Teck Leng CHEN | Mgmt | For | For | For | |||
5 | Elect XU Wen Jiong | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of Constitution | Mgmt | For | For | For | |||
Yatas Yatak Ve Yorgan Sanayi Ticaret A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YATAS | CINS M9878S104 | 05/31/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Minutes | Mgmt | For | TNA | N/A | |||
6 | Presentation of Directors' Report | Mgmt | For | TNA | N/A | |||
7 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Election of Directors; Board Term Length | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Carry Out Related Party Transactions or Competing Activities | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Charitable Donations | Mgmt | For | TNA | N/A | |||
16 | Presentation of Report on Competing Activities | Mgmt | For | TNA | N/A | |||
17 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
18 | Authority to Repurchase Shares; Presentation of Report on Repurchase of Shares | Mgmt | For | TNA | N/A | |||
19 | Presentation of Report on Related Party Transactions | Mgmt | For | TNA | N/A | |||
20 | Wishes; Closing | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Yue Yuen Industrial (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0551 | CINS G98803144 | 11/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Sixth Supplemental PCC Services Agreement | Mgmt | For | For | For | |||
4 | Fifth Supplemental PCC Connected Sales Agreement | Mgmt | For | For | For | |||
5 | Fifth Supplemental PCC Connected Purchases Agreement | Mgmt | For | For | For | |||
6 | Sixth Supplemental GBD Management Service Agreement | Mgmt | For | For | For | |||
7 | Sixth Supplemental Godalming Tenancy Agreement | Mgmt | For | For | For | |||
8 | PCC/YY Tenancy Agreement | Mgmt | For | For | For | |||
9 | PCC/PS Tenancy Agreement | Mgmt | For | For | For | |||
10 | Adoption of Share Option Plan for Texas Clothing Holding Corp | Mgmt | For | Against | Against | |||
11 | Stock Option Grant to Jay Patel | Mgmt | For | Against | Against | |||
12 | Stock Option Grant to Steven Richman | Mgmt | For | Against | Against | |||
13 | Stock Option Grant to Eve Richey | Mgmt | For | Against | Against | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paget L. Alves | Mgmt | For | For | For | |||
2 | Elect Michael J. Cavanagh | Mgmt | For | For | For | |||
3 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
4 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
5 | Elect Greg Creed | Mgmt | For | For | For | |||
6 | Elect Tanya L. Domier | Mgmt | For | For | For | |||
7 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | |||
9 | Elect P. Justin Skala | Mgmt | For | For | For | |||
10 | Elect Elane B. Stock | Mgmt | For | For | For | |||
11 | Elect Robert D. Walter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Zebra Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZBRA | CUSIP 989207105 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chirantan J. Desai | Mgmt | For | For | For | |||
1.2 | Elect Richard L. Keyser | Mgmt | For | For | For | |||
1.3 | Elect Ross W. Manire | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Dynamic Risk Allocation Fund | |||||||
Date of Fiscal Year End: | 05/31 | |||||||
3i Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
III | CINS G88473148 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jonathan Asquith | Mgmt | For | For | For | |||
5 | Elect Caroline J. Banszky | Mgmt | For | For | For | |||
6 | Elect Simon A. Borrows | Mgmt | For | For | For | |||
7 | Elect Stephen Daintith | Mgmt | For | For | For | |||
8 | Elect Peter Grosch | Mgmt | For | For | For | |||
9 | Elect David Hutchinson | Mgmt | For | For | For | |||
10 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
11 | Elect Julia Wilson | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authorisation of Political Donations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
ABN AMRO Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABN | CINS N0162C102 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
12 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Elect Steven ten Have to the Supervisory Board | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Cancellation of Shares | Mgmt | For | For | For | |||
23 | Reduction in Authorised Share Capital | Mgmt | For | For | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Acer Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2353 | CINS Y0003F171 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Disposal of Equity Stake in Subsidiaries/Waiver of Rights to Subscribe the New Shares Issued by the Planned IPO Subsidiaries | Mgmt | For | For | For | |||
ACS Actividades de Construccion y Servicios, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACS | CINS E7813W163 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
5 | Remuneration Policy (Binding) | Mgmt | For | Against | Against | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Capitalisation of Reserves Bonus Share Issuance; Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Issue or Cancel Treasury Shares | Mgmt | For | For | For | |||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Adecco Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADEN | CINS H00392318 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Elect Rolf Dorig as Board Chair | Mgmt | For | TNA | N/A | |||
9 | Elect Jean-Christophe Deslarzes | Mgmt | For | TNA | N/A | |||
10 | Elect Ariane Gorin | Mgmt | For | TNA | N/A | |||
11 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
12 | Elect Didier Lamouche | Mgmt | For | TNA | N/A | |||
13 | Elect David N. Prince | Mgmt | For | TNA | N/A | |||
14 | Elect Kathleen P. Taylor | Mgmt | For | TNA | N/A | |||
15 | Elect Regula Wallimann | Mgmt | For | TNA | N/A | |||
16 | Elect Jean-Christophe Deslarzes as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Alexander Gut as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Kathleen P. Taylor as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
20 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
21 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
22 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Aegon N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CINS N00927298 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Elect Corien Wortmann-Kool to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Robert Dineen to the Supervisory Board | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights (Solvency II Securities) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares for Equity Awards | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Aeroflot | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFLT | CINS X00096101 | 12/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Major Transactions (Lease Agreement) | Mgmt | For | For | For | |||
2 | Major Transactions (Service Agreement) | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ageas NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Authority to Reduce Capital Through the Cancellation of Shares | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Ageas NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGS | CINS B0148L138 | 05/16/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits | Mgmt | For | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Allocation of Dividends | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
11 | Remuneration Report | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees (Chair) | Mgmt | For | TNA | N/A | |||
13 | Directors' Fees (Non-Executive Board Members) | Mgmt | For | TNA | N/A | |||
14 | Elect Sonali Chandmal to the Board of Directors | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
18 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
21 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
23 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
AGNC Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 00123Q104 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary D. Kain | Mgmt | For | For | For | |||
2 | Elect Morris A. Davis | Mgmt | For | For | For | |||
3 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
4 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
5 | Elect Paul E. Mullings | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Agree Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADC | CUSIP 008492100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Agree | Mgmt | For | For | For | |||
1.2 | Elect John Rakolta, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jerome Rossi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Agricultural Bank of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||
4 | Elect LI Qiyun as a Director | Mgmt | For | For | For | |||
5 | Grant to the Board of A General Mandate to Issue Shares | Mgmt | For | For | For | |||
6 | Class and Par Value | Mgmt | For | For | For | |||
7 | Issuance Method | Mgmt | For | For | For | |||
8 | Amount and Use of Proceeds | Mgmt | For | For | For | |||
9 | Target Subscribers and Subscription Method | Mgmt | For | For | For | |||
10 | Issuance Price and Pricing Principles | Mgmt | For | For | For | |||
11 | Issuing Volume | Mgmt | For | For | For | |||
12 | Lock-up Period | Mgmt | For | For | For | |||
13 | Place of Listing | Mgmt | For | For | For | |||
14 | Undistributed Profits | Mgmt | For | For | For | |||
15 | Validity of Resolution | Mgmt | For | For | For | |||
16 | Authorization in Respect of the Private Placement | Mgmt | For | For | For | |||
17 | Proposal on Being Qualified for Private Placement | Mgmt | For | For | For | |||
18 | Feasibility Analysis Report on the Use of Proceeds | Mgmt | For | For | For | |||
19 | Report on Utilization of Proceeds from Previous Fund Raising | Mgmt | For | For | For | |||
20 | Remedial Measures Regarding Dilution on Returns | Mgmt | For | For | For | |||
21 | Shareholders' Return Plan 2018-2020 | Mgmt | For | For | For | |||
Agricultural Bank of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Profit Distribution Plan | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Elect XIAO Xing | Mgmt | For | For | For | |||
10 | Charitable Donations | Mgmt | For | For | For | |||
11 | Elect HU Xiaohui | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Agricultural Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 12/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Rules of Procedure of Shareholders' General Meeting | Mgmt | For | For | For | |||
4 | Amendments to Rules of Procedure of Board of Directors | Mgmt | For | For | For | |||
5 | Amendments to Rules of Procedure of Board of Supervisors | Mgmt | For | For | For | |||
6 | Adjustment to Board Authorization regarding Approving Write-off of Credit Assets | Mgmt | For | For | For | |||
7 | Elect WANG Wei | Mgmt | For | For | For | |||
8 | Elect GUO Ningning | Mgmt | For | For | For | |||
9 | Directors' and Supervisors' Final Remuneration for 2016 | Mgmt | For | For | For | |||
10 | Elect ZHANG Dinglong | Mgmt | For | For | For | |||
11 | Elect CHEN Jianbo | Mgmt | For | For | For | |||
12 | Elect XU Jiandong | Mgmt | For | For | For | |||
Air Asia Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 01/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement: Internal Reorganization | Mgmt | For | For | For | |||
Air Asia Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 01/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement: Internal Reorganization | Mgmt | For | For | For | |||
Air Asia Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Divestiture | Mgmt | For | Abstain | Against | |||
AirAsia Group Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Remuneration for 2018-19 | Mgmt | For | For | For | |||
2 | Elect Kamarudin bin Meranun | Mgmt | For | Against | Against | |||
3 | Elect Anthony Francis Fernandes | Mgmt | For | For | For | |||
4 | Elect Abdel Aziz @ Abdul Aziz bin Abu Bakar | Mgmt | For | For | For | |||
5 | Elect FAM Lee Ee | Mgmt | For | For | For | |||
6 | Elect Mohamed Khadar bin Merican | Mgmt | For | For | For | |||
7 | Elect Stuart L Dean | Mgmt | For | For | For | |||
8 | Elect Neelofa Binti Mohd Noor | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | For | For | |||
Alexandria Real Estate Equities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARE | CUSIP 015271109 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joel S. Marcus | Mgmt | For | Against | Against | |||
2 | Elect Steven R. Hash | Mgmt | For | For | For | |||
3 | Elect John L. Atkins, III | Mgmt | For | For | For | |||
4 | Elect James P. Cain | Mgmt | For | For | For | |||
5 | Elect Maria C. Freire | Mgmt | For | For | For | |||
6 | Elect Richard H. Klein | Mgmt | For | For | For | |||
7 | Elect James H. Richardson | Mgmt | For | For | For | |||
8 | Elect Michael A. Woronoff | Mgmt | For | For | For | |||
9 | Amendment to the 1997 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Alfresa Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2784 | CINS J0109X107 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Kanome | Mgmt | For | For | For | |||
4 | Elect Taizoh Kubo | Mgmt | For | For | For | |||
5 | Elect Shunichi Miyake | Mgmt | For | For | For | |||
6 | Elect Kohichi Masunaga | Mgmt | For | For | For | |||
7 | Elect Yasuki Izumi | Mgmt | For | For | For | |||
8 | Elect Ryuji Arakawa | Mgmt | For | For | For | |||
9 | Elect Hisashi Katsuki | Mgmt | For | For | For | |||
10 | Elect Kohichi Shimada | Mgmt | For | For | For | |||
11 | Elect Kimiko Terai | Mgmt | For | For | For | |||
12 | Elect Yohichiroh Yatsurugi | Mgmt | For | For | For | |||
13 | Elect Shiho Konno | Mgmt | For | For | For | |||
14 | Elect Kenji Kuwayama | Mgmt | For | For | For | |||
15 | Elect Takashi Itoh | Mgmt | For | For | For | |||
16 | Elect Yuji Ueda as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect Joseph H. Boccuzi | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
8 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
9 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
10 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
11 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Increase in Authorised Capital 2018/I | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital for Employee Share Issuances | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares for Trading Purposes | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
15 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
16 | Approval of Intra-Company Control Agreement with Allianz Asset Management GmbH | Mgmt | For | For | For | |||
17 | Approval of Intra-Company Control Agreement with Allianz Climate Solutions GmbH | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | Against | For | |||
Altaba Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AABA | CUSIP 021346101 | 10/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tor R. Braham | Mgmt | For | For | For | |||
2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
3 | Elect Catherine J. Friedman | Mgmt | For | For | For | |||
4 | Elect Richard L. Kauffman | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Approval of New Investment Advisory Agreement with BlackRock | Mgmt | For | For | For | |||
7 | Approval of New Investment Advisory Agreement with MSSB | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Approval of Long-Term Deferred Compensation Incentive Plan | Mgmt | For | Against | Against | |||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Casteen III | Mgmt | For | For | For | |||
2 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
3 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
4 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
5 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
6 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Mark E. Newman | Mgmt | For | For | For | |||
9 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
10 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
11 | Elect Howard Willard III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Nicotine Levels in Tobacco Products | ShrHoldr | Against | Against | For | |||
Amadeus IT Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMS | CINS E04648114 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Appointment of Auditor (FY2018) | Mgmt | For | For | For | |||
5 | Appointment of Auditor (FY2019-2021) | Mgmt | For | For | For | |||
6 | Amendments to Articles (Audit Committee) | Mgmt | For | For | For | |||
7 | Elect Pilar Garcia Ceballos-Zuniga | Mgmt | For | For | For | |||
8 | Elect Stephan Gemkov | Mgmt | For | For | For | |||
9 | Elect Peter Kurpick | Mgmt | For | For | For | |||
10 | Elect Jose Antonio Tazon Garcia | Mgmt | For | For | For | |||
11 | Elect Luis Maroto Camino | Mgmt | For | For | For | |||
12 | Elect David Gordon Comyn Webster | Mgmt | For | For | For | |||
13 | Elect Guillermo de la Dehesa Romero | Mgmt | For | For | For | |||
14 | Elect Clara Furse | Mgmt | For | For | For | |||
15 | Elect Pierre-Henri Gourgeon | Mgmt | For | For | For | |||
16 | Elect Francesco Loredan | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Remuneration Report (Binding) | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Performance Share Plan | Mgmt | For | For | For | |||
21 | Restricted Share Plan | Mgmt | For | For | For | |||
22 | Share Match Plan | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities Regarding Incentive Plans | Mgmt | For | For | For | |||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
26 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 01/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
5 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
6 | Elect Eli Gelman | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
9 | Elect Giora Yaron | Mgmt | For | For | For | |||
10 | Elect Baroness Ariane de Rothschild | Mgmt | For | For | For | |||
11 | Elect Rafael de la Vega | Mgmt | For | For | For | |||
12 | Increase Quarterly Dividend | Mgmt | For | For | For | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect Peter Chernin | Mgmt | For | For | For | |||
4 | Elect Ralph de la Vega | Mgmt | For | For | For | |||
5 | Elect Anne M. A. Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Micheal O. Leavitt | Mgmt | For | For | For | |||
7 | Elect Theodore Leonsis | Mgmt | For | For | For | |||
8 | Elect Richard C. Levin | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Stephen J. Squeri | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Christopher Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
American Homes 4 Rent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMH | CUSIP 02665T306 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Wayne Hughes | Mgmt | For | For | For | |||
2 | Elect David P. Singelyn | Mgmt | For | For | For | |||
3 | Elect John Corrigan | Mgmt | For | For | For | |||
4 | Elect Dann V. Angeloff | Mgmt | For | For | For | |||
5 | Elect Douglas N. Benham | Mgmt | For | For | For | |||
6 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
7 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
8 | Elect James H. Kropp | Mgmt | For | For | For | |||
9 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Ana Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9202 | CINS J0156Q112 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shinichiroh Itoh | Mgmt | For | For | For | |||
4 | Elect Osamu Shinobe | Mgmt | For | For | For | |||
5 | Elect Shinya Katanozaka | Mgmt | For | For | For | |||
6 | Elect Toyoyuki Nagamine | Mgmt | For | For | For | |||
7 | Elect Naoto Ishizaka | Mgmt | For | For | For | |||
8 | Elect Naoto Takada | Mgmt | For | For | For | |||
9 | Elect Yuji Hirako | Mgmt | For | For | For | |||
10 | Elect Shohsuke Mori | Mgmt | For | For | For | |||
11 | Elect Ado Yamamoto | Mgmt | For | For | For | |||
12 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
13 | Election of Eiji Ogawa as a Statutory Auditor | Mgmt | For | For | For | |||
Anglo American plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAL | CINS G03764134 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Stuart Chambers | Mgmt | For | For | For | |||
4 | Elect Ian R. Ashby | Mgmt | For | For | For | |||
5 | Elect Mark Cutifani | Mgmt | For | Against | Against | |||
6 | Elect Nolitha Fakude | Mgmt | For | For | For | |||
7 | Elect Byron Grote | Mgmt | For | For | For | |||
8 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
9 | Elect Tony O'Neill | Mgmt | For | For | For | |||
10 | Elect Stephen T. Pearce | Mgmt | For | Against | Against | |||
11 | Elect Mphu Ramatlapeng | Mgmt | For | For | For | |||
12 | Elect Jim Rutherford | Mgmt | For | For | For | |||
13 | Elect Anne Stevens | Mgmt | For | Against | Against | |||
14 | Elect Jack R. Thompson | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Approve Sharesave Plan | Mgmt | For | For | For | |||
19 | Approve Share Incentive Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
23 | Authority to Repurchase Unlisted Preference Shares | Mgmt | For | For | For | |||
24 | Amendments to Articles (Technical) | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Anhui Conch Cement Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0914 | CINS Y01373102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Give Guarantees | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Anhui Conch Cement Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0914 | CINS Y01373102 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect WU Xiaoming as Supervisor | Mgmt | For | Against | Against | |||
Annaly Capital Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLY | CUSIP 035710409 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wellington J. Denahan-Norris | Mgmt | For | For | For | |||
2 | Elect Michael Haylon | Mgmt | For | For | For | |||
3 | Elect Donnell A. Segalas | Mgmt | For | For | For | |||
4 | Elect Katie B. Fallon | Mgmt | For | For | For | |||
5 | Elect Vicki Williams | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect Julie A. Hill | Mgmt | For | For | For | |||
3 | Elect Antonio F. Neri | Mgmt | For | For | For | |||
4 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Right to Call Special Meetings (20% Threshold) | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Apple Hospitality REIT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APLE | CUSIP 03784Y200 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce H. Matson | Mgmt | For | For | For | |||
1.2 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
1.3 | Elect L. Hugh Redd | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Board Declassification Article Amendment | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Aramark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARMK | CUSIP 03852U106 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric J. Foss | Mgmt | For | For | For | |||
1.2 | Elect Pierre-Olivier Beckers-Vieujant | Mgmt | For | For | For | |||
1.3 | Elect Lisa G. Bisaccia | Mgmt | For | For | For | |||
1.4 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
1.7 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.8 | Elect Sanjeev Mehra | Mgmt | For | For | For | |||
1.9 | Elect Patricia Morrison | Mgmt | For | For | For | |||
1.10 | Elect John A. Quelch | Mgmt | For | For | For | |||
1.11 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Arkema S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKE | CINS F0392W125 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Isabelle Boccon-Gibod | Mgmt | For | For | For | |||
11 | Elect Marie-Ange Debon | Mgmt | For | For | For | |||
12 | Elect Alexandre De Juniac | Mgmt | For | For | For | |||
13 | Elect Jean-Marc Bertrand | Mgmt | For | For | For | |||
14 | Elect Uwe Michael Jakobs | Mgmt | Against | For | Against | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
17 | Remuneration of Thierry Le Henaff, Chair and CEO | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
23 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Greenshoe | Mgmt | For | For | For | |||
26 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
ARRIS International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP G0551A103 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Barron | Mgmt | For | For | For | |||
2 | Elect J. Timothy Bryan | Mgmt | For | For | For | |||
3 | Elect James A. Chiddix | Mgmt | For | For | For | |||
4 | Elect Andrew T. Heller | Mgmt | For | For | For | |||
5 | Elect KIM Jeong | Mgmt | For | For | For | |||
6 | Elect Bruce McClelland | Mgmt | For | For | For | |||
7 | Elect Robert J. Stanzione | Mgmt | For | For | For | |||
8 | Elect Doreen A. Toben | Mgmt | For | For | For | |||
9 | Elect Debora J. Wilson | Mgmt | For | For | For | |||
10 | Elect David A. Woodle | Mgmt | For | For | For | |||
11 | Accounts and Reports | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Ratification of UK Statutory Auditor | Mgmt | For | For | For | |||
14 | Authority to Set UK Statutory Auditor's Fees | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | UK Remuneration Report (Advisory) | Mgmt | For | For | For | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect Charles Sinclair | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Astellas Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4503 | CINS J03393105 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | |||
5 | Elect Kenji Yasukawa | Mgmt | For | For | For | |||
6 | Elect Yoshiharu Aizawa | Mgmt | For | For | For | |||
7 | Elect Mamoru Sekiyama | Mgmt | For | For | For | |||
8 | Elect Keiko Yamagami | Mgmt | For | For | For | |||
9 | Elect Tomokazu Fujisawa | Mgmt | For | For | For | |||
10 | Elect Hiroko Sakai | Mgmt | For | For | For | |||
11 | Elect Hitoshi Kanamori | Mgmt | For | For | For | |||
12 | Elect Noriyuki Uematsu | Mgmt | For | For | For | |||
13 | Elect Hiroh Sasaki | Mgmt | For | For | For | |||
14 | Elect Haruko Shibumura as Alternate Audit Committee Director | Mgmt | For | For | For | |||
15 | Non-Audit Committee Directors' Fees | Mgmt | For | For | For | |||
16 | Audit Committee Directors' Fees | Mgmt | For | For | For | |||
17 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
18 | Bonus | Mgmt | For | For | For | |||
Astral Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARL | CINS S0752H102 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve NEDs' Fees (Chair) | Mgmt | For | For | For | |||
Atos SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATO | CINS F06116101 | 07/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Automatic Data Processing Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/07/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Bisson | Mgmt | For | TNA | N/A | |||
1.2 | Elect Richard T. Clark | Mgmt | For | TNA | N/A | |||
1.3 | Elect Eric C. Fast | Mgmt | For | TNA | N/A | |||
1.4 | Elect Linda R. Gooden | Mgmt | For | TNA | N/A | |||
1.5 | Elect Michael P. Gregoire | Mgmt | For | TNA | N/A | |||
1.6 | Elect R. Glenn Hubbard | Mgmt | For | TNA | N/A | |||
1.7 | Elect John P. Jones | Mgmt | For | TNA | N/A | |||
1.8 | Elect William J. Ready | Mgmt | For | TNA | N/A | |||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | TNA | N/A | |||
1.10 | Elect Sandra S. Wijnberg | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | TNA | N/A | |||
Automatic Data Processing Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William A. Ackman | Mgmt | N/A | For | N/A | |||
1.2 | Elect Veronica M. Hagen | Mgmt | N/A | For | N/A | |||
1.3 | Elect V. Paul Unruh | Mgmt | N/A | For | N/A | |||
1.4 | Elect Mgmt. Nominee Peter Bisson | Mgmt | N/A | For | N/A | |||
1.5 | Elect Mgmt. Nominee Richard T. Clark | Mgmt | N/A | For | N/A | |||
1.6 | Elect Mgmt. Nominee Linda R. Gooden | Mgmt | N/A | For | N/A | |||
1.7 | Elect Mgmt. Nominee Michael P. Gregoire | Mgmt | N/A | For | N/A | |||
1.8 | Elect Mgmt. Nominee William J. Ready | Mgmt | N/A | For | N/A | |||
1.9 | Elect Mgmt. Nominee Carlos A. Rodriguez | Mgmt | N/A | For | N/A | |||
1.10 | Elect Mgmt. Nominee Sandra S. Wijnberg | Mgmt | N/A | For | N/A | |||
2 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | For | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
5 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
AvalonBay Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVB | CUSIP 053484101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Terry S. Brown | Mgmt | For | For | For | |||
3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
4 | Elect Ronald L. Havner, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Stephen P. Hills | Mgmt | For | For | For | |||
6 | Elect Richard J. Lieb | Mgmt | For | For | For | |||
7 | Elect Timothy J. Naughton | Mgmt | For | Against | Against | |||
8 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
9 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
10 | Elect Susan Swanezy | Mgmt | For | For | For | |||
11 | Elect W. Edward Walter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
3 | Elect Peter K. Barker | Mgmt | For | For | For | |||
4 | Elect Mitchell R. Butier | Mgmt | For | For | For | |||
5 | Elect Ken Hicks | Mgmt | For | For | For | |||
6 | Elect Andres A. Lopez | Mgmt | For | For | For | |||
7 | Elect David Pyott | Mgmt | For | For | For | |||
8 | Elect Dean A. Scarborough | Mgmt | For | For | For | |||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
10 | Elect Julia Stewart | Mgmt | For | For | For | |||
11 | Elect Martha Sullivan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, Chair | Mgmt | For | For | For | |||
9 | Remuneration of Thomas Buberl, CEO | Mgmt | For | For | For | |||
10 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
13 | Severance Agreement (Thomas Buberl, CEO) | Mgmt | For | For | For | |||
14 | Elect Denis Duverne | Mgmt | For | For | For | |||
15 | Elect Thomas Buberl | Mgmt | For | For | For | |||
16 | Elect Andre Francois-Poncet | Mgmt | For | For | For | |||
17 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
18 | Elect Rachel Duan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Banco Do Brasil S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBAS3 | CINS P11427112 | 07/05/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Adhesion to State-Owned Enterprise Governance Program | Mgmt | For | TNA | N/A | |||
5 | Elect Eduardo Salloum as Alternate Member to the Supervisory Council | Mgmt | For | TNA | N/A | |||
Banco Santander (Brasil) SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB3 | CINS P1505Z160 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
6 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
Banco Santander (Brasil) SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB3 | CINS P1505Z160 | 09/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Cancellation of Treasury Shares | Mgmt | For | TNA | N/A | |||
4 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
Bank Negara Indonesia (Persero) Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBNI | CINS Y74568166 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | |||
5 | Appointment of Undisclosed Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Approval of the Company's Recovery Plan | Mgmt | For | For | For | |||
7 | Implementation of New Regulation | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | Against | Against | |||
9 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3988 | CINS Y0698A107 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Investment Budget | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect ZHANG Qingsong | Mgmt | For | For | For | |||
10 | Elect LI Jucai | Mgmt | For | For | For | |||
11 | Elect CHEN Yuhua as Supervisor | Mgmt | For | Against | Against | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Supervisors' Fees | Mgmt | For | For | For | |||
14 | Capital Management Plan 2017-2020 | Mgmt | For | For | For | |||
15 | Charitable Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Bonds | Mgmt | For | For | For | |||
17 | Authority to Issue Qualified Write-down Tier-2 Capital Instruments | Mgmt | For | For | For | |||
18 | Authority to Issue Write-down Undated Capital Bonds | Mgmt | For | For | For | |||
19 | Elect LIAO Qiang | Mgmt | For | For | For | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Type of Securities | Mgmt | For | For | For | |||
3 | Issue Size | Mgmt | For | For | For | |||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||
5 | Term of Bonds | Mgmt | For | For | For | |||
6 | Interest Rate | Mgmt | For | For | For | |||
7 | Method and Timing of Interest Payment | Mgmt | For | For | For | |||
8 | Conversion Period | Mgmt | For | For | For | |||
9 | Determination and Adjustment of the CB Conversion Price | Mgmt | For | For | For | |||
10 | Downward Adjustment to the CB Conversion Price | Mgmt | For | For | For | |||
11 | Method for Determining the Number of Shares for Conversion | Mgmt | For | For | For | |||
12 | Dividend Rights of the Year of Conversion | Mgmt | For | For | For | |||
13 | Terms of Redemption | Mgmt | For | For | For | |||
14 | Terms of Sale Back | Mgmt | For | For | For | |||
15 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
16 | Subscription Arrangement for The Existing Shareholders | Mgmt | For | For | For | |||
17 | CB Holders and Meetings | Mgmt | For | For | For | |||
18 | Use of Proceeds | Mgmt | For | For | For | |||
19 | Guarantee and Securities | Mgmt | For | For | For | |||
20 | Validity Period of the Resolution | Mgmt | For | For | For | |||
21 | Matters Relating to Authorization | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Financial Report | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Satisfaction of Conditions of Public Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
10 | Type of Securities | Mgmt | For | For | For | |||
11 | Issue Size | Mgmt | For | For | For | |||
12 | Par Value and Issue Price | Mgmt | For | For | For | |||
13 | Term of Bonds | Mgmt | For | For | For | |||
14 | Interest Rate | Mgmt | For | For | For | |||
15 | Method and Timing of Interest Payment | Mgmt | For | For | For | |||
16 | Conversion Period | Mgmt | For | For | For | |||
17 | Determination and Adjustment of the CB Conversion Price | Mgmt | For | For | For | |||
18 | Downward Adjustment to the CB Conversion Price | Mgmt | For | For | For | |||
19 | Method for Determining the Number of Shares for Conversion | Mgmt | For | For | For | |||
20 | Dividend Rights of the Year of Conversion | Mgmt | For | For | For | |||
21 | Terms of Redemption | Mgmt | For | For | For | |||
22 | Terms of Sale Back | Mgmt | For | For | For | |||
23 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
24 | Subscription Arrangement for The Existing Shareholders | Mgmt | For | For | For | |||
25 | CB Holders and Meetings | Mgmt | For | For | For | |||
26 | Use of Proceeds | Mgmt | For | For | For | |||
27 | Guarantee and Securities | Mgmt | For | For | For | |||
28 | Validity Period of the Resolution | Mgmt | For | For | For | |||
29 | Matters Relating to Authorization | Mgmt | For | For | For | |||
30 | Feasibility Analysis Report on the Use of Proceeds From the Public Issuance of A share Convertible Corporate Bonds | Mgmt | For | For | For | |||
31 | Remedial Measures Regarding Dilution on Returns by Proposed Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
32 | Report on Utilization of Proceeds from Previous Fund Raising | Mgmt | For | For | For | |||
33 | Capital Management Plan 2018-2020 | Mgmt | For | For | For | |||
34 | Shareholder Returns Plan 2018-2020 | Mgmt | For | For | For | |||
35 | Elect CAI Haoyi | Mgmt | For | Against | Against | |||
36 | Elect REN Deqi | Mgmt | For | Against | Against | |||
37 | Elect SHEN Rujun | Mgmt | For | Against | Against | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 10/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Amendments to Rules of Procedures for Shareholder Meetings | Mgmt | For | For | For | |||
4 | Amendments to Rules of Procedures for Board Meetings | Mgmt | For | For | For | |||
5 | Amendments to Working Procedures for Independent Directors | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Supervisors' Fees | Mgmt | For | For | For | |||
8 | Elect LI Yao as Supervisor | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barloworld Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAW | CINS S08470189 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Sango S. Ntsaluba | Mgmt | For | For | For | |||
3 | Re-elect Dominic M. Sewela | Mgmt | For | For | For | |||
4 | Re-elect Frances N. O. Edozien | Mgmt | For | For | For | |||
5 | Elect Hester H. Hickey | Mgmt | For | For | For | |||
6 | Elect Michael Lynch-Bell | Mgmt | For | For | For | |||
7 | Elect Nomavuso P. Mnxasana | Mgmt | For | For | For | |||
8 | Elect Peter Schmid | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Sango Ntsaluba) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Frances Edozien) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Hester Hickey) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Michael Lynch-Bell) | Mgmt | For | For | For | |||
13 | Elect Audit Committee Member (Nomavuso Mnxasana) | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Approve Remuneration Policy | Mgmt | For | For | For | |||
16 | Approve NEDs Fees (Chairman of the Board) | Mgmt | For | For | For | |||
17 | Approve NEDs Fees (Resident NEDs) | Mgmt | For | For | For | |||
18 | Approve NEDs Fees (Non-resident NEDs) | Mgmt | For | For | For | |||
19 | Approve NEDs Fees (Resident Audit Committee Chair) | Mgmt | For | For | For | |||
20 | Approve NEDs Fees (Resident Audit Committee Members) | Mgmt | For | For | For | |||
21 | Approve NEDs Fees (Non-resident Audit Committee Members) | Mgmt | For | For | For | |||
22 | Approve NEDs Fees (Resident Remuneration Committee Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs Fees (Resident Social, Ethics & Transformation Committee Chair) | Mgmt | For | For | For | |||
24 | Approve NEDs Fees (Resident Risk & Sustainability Committee Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs Fees (Resident General Purposes Committee Chair) | Mgmt | For | For | For | |||
26 | Approve NEDs Fees (Resident Nomination Committee Chair) | Mgmt | For | For | For | |||
27 | Approve NEDs Fees (Resident Members of Non-Audit Committees) | Mgmt | For | For | For | |||
28 | Approve NEDs Fees (Non-resident Members of Non-Audit Committees) | Mgmt | For | For | For | |||
29 | Approve Financial Assistance | Mgmt | For | For | For | |||
30 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barratt Developments plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDEV | CINS G08288105 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Special Dividend | Mgmt | For | For | For | |||
6 | Elect Jessica White | Mgmt | For | For | For | |||
7 | Elect John M. Allan | Mgmt | For | For | For | |||
8 | Elect David F. Thomas | Mgmt | For | For | For | |||
9 | Elect Steven J. Boyes | Mgmt | For | For | For | |||
10 | Elect Richard Akers | Mgmt | For | For | For | |||
11 | Elect Tessa E. Bamford | Mgmt | For | For | For | |||
12 | Elect Nina Bibby | Mgmt | For | For | For | |||
13 | Elect Jock F. Lennox | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Amendment to Long Term Performance Plan | Mgmt | For | For | For | |||
18 | Amendment to Deferred Bonus Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Basf SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAS | CINS D06216317 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Munib Islam | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
10 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
11 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
12 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
4 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
5 | Elect Eric C. Kendrick | Mgmt | For | For | For | |||
6 | Elect Kelly S. King | Mgmt | For | For | For | |||
7 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
8 | Elect Charles A. Patton | Mgmt | For | For | For | |||
9 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
10 | Elect William J. Reuter | Mgmt | For | For | For | |||
11 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
12 | Elect Christine Sears | Mgmt | For | For | For | |||
13 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
14 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670108 | 05/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.6 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.7 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.8 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.10 | Elect Ajit Jain | Mgmt | For | For | For | |||
1.11 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.14 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
3 | Shareholder Proposal Regarding Sustainability Reporting Policy for Subsidiaries | ShrHoldr | Against | Against | For | |||
Berry Global Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas E. Salmon | Mgmt | For | For | For | |||
2 | Elect Robert V. Seminara | Mgmt | For | For | For | |||
3 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
4 | Elect Robert A. Steele | Mgmt | For | For | For | |||
5 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
BHP Billiton Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHP | CINS Q1498M100 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Remuneration Policy (Binding - UK) | Mgmt | For | For | For | |||
9 | Remuneration Report (Advisory-- UK) | Mgmt | For | For | For | |||
10 | Remuneration Report (Advisory-- AUS) | Mgmt | For | For | For | |||
11 | Approve Termination Benefits | Mgmt | For | For | For | |||
12 | Equity Grant (CEO Andrew Mackenzie) | Mgmt | For | For | For | |||
13 | Elect Terry Bowen | Mgmt | For | For | For | |||
14 | Elect John Mogford | Mgmt | For | For | For | |||
15 | Re-elect Malcolm W. Broomhead | Mgmt | For | For | For | |||
16 | Re-elect Anita Frew | Mgmt | For | For | For | |||
17 | Re-elect Carolyn Hewson | Mgmt | For | For | For | |||
18 | Re-elect Andrew Mackenzie | Mgmt | For | For | For | |||
19 | Re-elect Lindsay P. Maxsted | Mgmt | For | For | For | |||
20 | Re-elect Wayne M. Murdy | Mgmt | For | For | For | |||
21 | Re-elect Shriti Vadera | Mgmt | For | For | For | |||
22 | Re-elect Ken N. MacKenzie | Mgmt | For | For | For | |||
23 | Shareholder Proposal Regarding Facilitating Nonbinding Proposals | ShrHoldr | Against | Against | For | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
25 | Shareholder Proposal Regarding Climate Change and Energy Advocacy Report | ShrHoldr | Against | Against | For | |||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
BNP Paribas | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNP | CINS F1058Q238 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Alternate Auditor (Deloitte & Associes and Societe BEAS) | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Alternate Auditor (Mazars and Charles de Boisriou) | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Alternate Auditor (PricewaterhouseCoopers and Jean-Baptiste Deschryver) | Mgmt | For | For | For | |||
12 | Elect Pierre-Andre de Chalendar | Mgmt | For | For | For | |||
13 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
14 | Elect Laurence Parisot | Mgmt | For | For | For | |||
15 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
16 | Remuneration Policy (CEO and COO) | Mgmt | For | For | For | |||
17 | Remuneration of Jean Lemierre, Chair | Mgmt | For | For | For | |||
18 | Remuneration of Jean-Laurent Bonnafe, CEO | Mgmt | For | For | For | |||
19 | Remuneration of Philippe Bordenave, COO | Mgmt | For | For | For | |||
20 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
21 | Authority to Set the Maximum Variable Compensation Ratio for Persons Belonging to the Company's Identified Staff | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
25 | Global Ceiling on Capital Increases W/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
30 | Amendment Regarding the Age Limit of the Chair, CEO and COO | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Boliden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOL | CINS W17218103 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
16 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
17 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Marie Berglund | Mgmt | For | TNA | N/A | |||
20 | Elect Tom Erixon | Mgmt | For | TNA | N/A | |||
21 | Elect Michael G:son Low | Mgmt | For | TNA | N/A | |||
22 | Elect Elisabeth Nilsson | Mgmt | For | TNA | N/A | |||
23 | Elect Pia Rudengren | Mgmt | For | TNA | N/A | |||
24 | Elect Anders Ullberg | Mgmt | For | TNA | N/A | |||
25 | Elect Pekka Vauramo | Mgmt | For | TNA | N/A | |||
26 | Elect Anders Ullberg as Chair | Mgmt | For | TNA | N/A | |||
27 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Nomination Committee | Mgmt | For | TNA | N/A | |||
31 | Approve Share Redemption Plan | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.4 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||
2 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
3 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
4 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
5 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
6 | Elect Joel I. Klein | Mgmt | For | For | For | |||
7 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
8 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect Martin Turchin | Mgmt | For | For | For | |||
11 | Elect David A. Twardock | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Bouygues S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EN | CINS F11487125 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Supplementary Retirement Benefits (Martin Bouygues, Chair and CEO) | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Olivier Bouygues, Deputy CEO) | Mgmt | For | For | For | |||
11 | Remuneration of Martin Bouygues, Chair and CEO | Mgmt | For | For | For | |||
12 | Remuneration of Olivier Bouygues, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration of Philippe Marien, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration of Olivier Roussat, Deputy CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy (Executives) | Mgmt | For | For | For | |||
16 | Elect Martin Bouygues | Mgmt | For | For | For | |||
17 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
18 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
21 | Amendments to Articles Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Diggs | Mgmt | For | For | For | |||
2 | Elect Wyche Fowler | Mgmt | For | For | For | |||
3 | Elect H. Richard Haverstick, Jr. | Mgmt | For | For | For | |||
4 | Elect Terri A. Herubin | Mgmt | For | For | For | |||
5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
6 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
7 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
8 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements for Certain Mergers | Mgmt | For | For | For | |||
12 | Opt Out of Maryland Business Combination Act | Mgmt | For | For | For | |||
13 | Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie Atkinson | Mgmt | For | For | For | |||
2 | Elect E. Townes Duncan | Mgmt | For | For | For | |||
3 | Elect Jordan Hitch | Mgmt | For | For | For | |||
4 | Elect Linda A. Mason | Mgmt | For | For | For | |||
5 | Elect Mary Ann Tocio | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Jose Baselga | Mgmt | For | For | For | |||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Richard Burrows | Mgmt | For | For | For | |||
6 | Elect Nicandro Durante | Mgmt | For | For | For | |||
7 | Elect Susan J. Farr | Mgmt | For | For | For | |||
8 | Elect Marion Helmes | Mgmt | For | Against | Against | |||
9 | Elect Savio Kwan | Mgmt | For | Against | Against | |||
10 | Elect Dimitri Panayotopoulos | Mgmt | For | For | For | |||
11 | Elect Kieran Poynter | Mgmt | For | For | For | |||
12 | Elect Ben Stevens | Mgmt | For | For | For | |||
13 | Elect Luc Jobin | Mgmt | For | For | For | |||
14 | Elect Holly K. Koeppel | Mgmt | For | For | For | |||
15 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
British American Tobacco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BATS | CINS G1510J102 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
Broadridge Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BR | CUSIP 11133T103 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
3 | Elect Richard J. Daly | Mgmt | For | For | For | |||
4 | Elect Robert N. Duelks | Mgmt | For | For | For | |||
5 | Elect Richard J. Haviland | Mgmt | For | For | For | |||
6 | Elect Brett A. Keller | Mgmt | For | For | For | |||
7 | Elect Stuart R. Levine | Mgmt | For | For | For | |||
8 | Elect Maura A. Markus | Mgmt | For | For | For | |||
9 | Elect Thomas J. Perna | Mgmt | For | For | For | |||
10 | Elect Alan J. Weber | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
BT Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BT.A | CINS G16612106 | 07/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Sir Michael Rake | Mgmt | For | For | For | |||
6 | Elect Gavin Patterson | Mgmt | For | For | For | |||
7 | Elect Simon J. Lowth | Mgmt | For | For | For | |||
8 | Elect Tony Ball | Mgmt | For | For | For | |||
9 | Elect Iain C. Conn | Mgmt | For | For | For | |||
10 | Elect Timotheus Hottges | Mgmt | For | Against | Against | |||
11 | Elect Isabel Hudson | Mgmt | For | For | For | |||
12 | Elect Mike Inglis | Mgmt | For | For | For | |||
13 | Elect Karen Richardson | Mgmt | For | For | For | |||
14 | Elect Nicholas Rose | Mgmt | For | For | For | |||
15 | Elect Jasmine Whitbread | Mgmt | For | For | For | |||
16 | Elect Jan P. du Plessis | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Authorisation of Political Donations | Mgmt | For | For | For | |||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BWX Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan A. Bertsch | Mgmt | For | For | For | |||
1.2 | Elect James M. Jaska | Mgmt | For | For | For | |||
1.3 | Elect Kenneth J. Krieg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Caesars Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZR | CUSIP 127686103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.2 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.3 | Elect John Dionne | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Camden Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPT | CUSIP 133131102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||
1.3 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.4 | Elect Renu Khator | Mgmt | For | For | For | |||
1.5 | Elect William B. McGuire, Jr. | Mgmt | For | For | For | |||
1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||
1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||
1.9 | Elect Steven Webster | Mgmt | For | For | For | |||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of 2018 Share Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of 2018 Employee Share Purchase Plan | Mgmt | For | For | For | |||
CDK Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDK | CUSIP 12508E101 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
1.2 | Elect Willie A. Deese | Mgmt | For | For | For | |||
1.3 | Elect Amy J. Hillman | Mgmt | For | For | For | |||
1.4 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
1.5 | Elect Eileen J. Martinson | Mgmt | For | For | For | |||
1.6 | Elect Stephen A. Miles | Mgmt | For | For | For | |||
1.7 | Elect Robert E. Radway | Mgmt | For | For | For | |||
1.8 | Elect Stephen F. Schuckenbrock | Mgmt | For | For | For | |||
1.9 | Elect Frank S. Sowinski | Mgmt | For | For | For | |||
1.10 | Elect Robert M. Tarkoff | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Hans E. Bishop | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
1.12 | Elect John H. Weiland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Central Japan Railway Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9022 | CINS J05523105 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohei Tsuge | Mgmt | For | For | For | |||
4 | Elect Shin Kaneko | Mgmt | For | For | For | |||
5 | Elect Yoshiki Suyama | Mgmt | For | For | For | |||
6 | Elect Shunichi Kosuge | Mgmt | For | For | For | |||
7 | Elect Mamoru Uno | Mgmt | For | For | For | |||
8 | Elect Hideyuki Shohji | Mgmt | For | For | For | |||
9 | Elect Yoshiyuki Kasai | Mgmt | For | For | For | |||
10 | Elect Yoshiomi Yamada | Mgmt | For | For | For | |||
11 | Elect Takanori Mizuno | Mgmt | For | For | For | |||
12 | Elect Toshio Ohtake | Mgmt | For | For | For | |||
13 | Elect Akihiko Itoh | Mgmt | For | For | For | |||
14 | Elect Mamoru Tanaka | Mgmt | For | For | For | |||
15 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
16 | Elect Torkel Patterson | Mgmt | For | For | For | |||
17 | Elect Fujio Choh | Mgmt | For | For | For | |||
18 | Elect Kenji Koroyasu | Mgmt | For | For | For | |||
19 | Elect Takashi Saeki | Mgmt | For | Against | Against | |||
20 | Elect Kunihiko Nasu as Statutory Auditors | Mgmt | For | For | For | |||
Chailease Holding Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5871 | CINS G20288109 | 08/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Alfred WONG King-Wai | Mgmt | For | For | For | |||
3 | Elect CHENG Hsiu-Tze | Mgmt | For | For | For | |||
4 | Elect CHEN Chih-Yang | Mgmt | For | For | For | |||
5 | Non-compete Restrictions for Director: Alfred WONG King-Wai | Mgmt | For | For | For | |||
6 | Non-compete Restrictions for Director: CHENG Hsiu-Tze | Mgmt | For | For | For | |||
7 | Non-compete Restrictions for Director: CHEN Chih-Yang | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Charles River Laboratories International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRL | CUSIP 159864107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Foster | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||
5 | Elect Martin Mackay | Mgmt | For | For | For | |||
6 | Elect Jean-Paul Mangeolle | Mgmt | For | For | For | |||
7 | Elect George E. Massaro | Mgmt | For | For | For | |||
8 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
9 | Elect C. Richard Reese | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2018 Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Cheung Kong Property Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS G2103F101 | 08/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Sale and Purchase Agreement | Mgmt | For | For | For | |||
5 | Change in Company Name | Mgmt | For | For | For | |||
Chimera Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Bryce Bazemore | Mgmt | For | For | For | |||
2 | Elect Dennis M. Mahoney | Mgmt | For | For | For | |||
3 | Elect Debra W. Still | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect HE Jieping | Mgmt | For | Against | Against | |||
2 | Elect XU Long | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Elect ZHANG Zi'ai | Mgmt | For | Against | Against | |||
8 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
9 | Change in Registered Capital | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 10/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Subscription of Non-publicly Issued Shares of Cinda Real Estate Co., Ltd. | Mgmt | For | Against | Against | |||
4 | Amendments to Rules of Procedures of General Meetings | Mgmt | For | For | For | |||
5 | Amendments to Rules of Procedures of Board Meetings | Mgmt | For | For | For | |||
6 | Amendments to Rules of Procedures of the Board of Supervisors Meetings | Mgmt | For | For | For | |||
7 | Director Remuneration Settlement Scheme for 2016 | Mgmt | For | Against | Against | |||
8 | Supervisor Remuneration Settlement Scheme for 2016 | Mgmt | For | Against | Against | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Supervisors' Fees | Mgmt | For | For | For | |||
10 | Elect WANG Zuji | Mgmt | For | For | For | |||
11 | Elect PANG Xiusheng | Mgmt | For | For | For | |||
12 | Elect ZHANG Gengsheng | Mgmt | For | For | For | |||
13 | Elect LI Jun | Mgmt | For | For | For | |||
14 | Elect Anita FUNG Yuen Mei | Mgmt | For | For | For | |||
15 | Elect Carl Walter | Mgmt | For | For | For | |||
16 | Elect Kenneth Patrick CHUNG | Mgmt | For | For | For | |||
17 | Elect WU Jianhang as Supervisor | Mgmt | For | Against | Against | |||
18 | Elect FANG Qiuyue as Supervisor | Mgmt | For | Against | Against | |||
19 | Capital Plan 2018-2020 | Mgmt | For | For | For | |||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
21 | Amendments to Board Authority on External Donations | Mgmt | For | For | For | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 10/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect TIAN Guoli as Director | Mgmt | For | Against | Against | |||
China Dongxiang (Group) Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3818 | CINS G2112Y109 | 03/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Connected Subscription by ZHANG Zhiyong | Mgmt | For | For | For | |||
4 | Connected Subscription by CHEN Chen | Mgmt | For | For | For | |||
5 | Connected Subscription by REN Yi | Mgmt | For | For | For | |||
6 | Connected Subscription by YANG Yang | Mgmt | For | For | For | |||
7 | Connected Subscription by LYU Guanghon | Mgmt | For | For | For | |||
8 | Connected Subscription by TANG Lijun | Mgmt | For | For | For | |||
9 | Connected Subscription by SUN We | Mgmt | For | For | For | |||
10 | Management Specific Mandate | Mgmt | For | For | For | |||
China Dongxiang (Group) Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3818 | CINS G2112Y109 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Final Special Dividend | Mgmt | For | For | For | |||
6 | Elect CHEN Yihong | Mgmt | For | For | For | |||
7 | Elect ZHANG Zhiyong | Mgmt | For | For | For | |||
8 | Elect GAO Yu | Mgmt | For | For | For | |||
9 | Elect Johnny CHEN | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Report on Deposit and Use of Raised Funds | Mgmt | For | For | For | |||
3 | Self-Assessment Report On Real Estate | Mgmt | For | For | For | |||
4 | Undertaking Letter in Relation To Real Estates Matters | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 08/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Type | Mgmt | For | For | For | |||
3 | Number and Issue Size | Mgmt | For | For | For | |||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||
5 | Maturity | Mgmt | For | For | For | |||
6 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
7 | Lock-up Period | Mgmt | For | For | For | |||
8 | Dividend Distribution Terms | Mgmt | For | For | For | |||
9 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
10 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
11 | Restriction and Restoration of Voting Rights | Mgmt | For | For | For | |||
12 | Procedures for Liquidation | Mgmt | For | For | For | |||
13 | Rating Arrangements | Mgmt | For | For | For | |||
14 | Security | Mgmt | For | For | For | |||
15 | Use of Proceeds | Mgmt | For | For | For | |||
16 | Listing/Trading Arrangements | Mgmt | For | For | For | |||
17 | Validity Period | Mgmt | For | For | For | |||
18 | Authorization Matters | Mgmt | For | For | For | |||
19 | Amendments to Articles (Offshore Preference Shares) | Mgmt | For | For | For | |||
20 | Amendments to Articles (A Shares + Offshore Preference Shares) | Mgmt | For | For | For | |||
21 | Amendments to Procedural Rules of General Meetings (Offshore Preference Shares) | Mgmt | For | For | For | |||
22 | Amendments to Procedural Rules of General Meetings (A Shares + Offshore Preference Shares) | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 08/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Type | Mgmt | For | For | For | |||
3 | Number and Issue Size | Mgmt | For | For | For | |||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||
5 | Maturity | Mgmt | For | For | For | |||
6 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
7 | Lock-up Period | Mgmt | For | For | For | |||
8 | Dividend Distribution Terms | Mgmt | For | For | For | |||
9 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
10 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
11 | Restriction and Restoration of Voting Rights | Mgmt | For | For | For | |||
12 | Procedures for Liquidation | Mgmt | For | For | For | |||
13 | Rating Arrangements | Mgmt | For | For | For | |||
14 | Security | Mgmt | For | For | For | |||
15 | Use of Proceeds | Mgmt | For | For | For | |||
16 | Listing/Trading Arrangements | Mgmt | For | For | For | |||
17 | Validity Period | Mgmt | For | For | For | |||
18 | Authorization Matters | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 09/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Updated A Share Issuance | Mgmt | For | Against | Against | |||
3 | Authorization for Extension of Validity Period | Mgmt | For | Against | Against | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 09/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Updated A Share Issuance | Mgmt | For | Against | Against | |||
3 | Authorization for Extension of Validity Period | Mgmt | For | Against | Against | |||
4 | Special Report for Use of Previously Raised Funds | Mgmt | For | For | For | |||
5 | Approval of Self-Assessment Report | Mgmt | For | For | For | |||
6 | Consideration and Approval of Undertaking Letter in Relation to Real Estate Transactions | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 12/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Approve Capital Increase in Huarong Consumer Finance | Mgmt | For | For | For | |||
3 | Remuneration Package for Directors for FY 2016 | Mgmt | For | For | For | |||
4 | Remuneration Package for Supervisors for FY 2016 | Mgmt | For | For | For | |||
China Mobile Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0941 | CINS Y14965100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect SHANG Bing | Mgmt | For | For | For | |||
6 | Elect LI Yue | Mgmt | For | For | For | |||
7 | Elect SHA Yuejia | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
China Railway Construction Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1186 | CINS Y1508P110 | 10/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
China Railway Construction Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1186 | CINS Y1508P110 | 12/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Satisfaction of Conditions of Public Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
4 | Type of Securities to Be Issued | Mgmt | For | For | For | |||
5 | Size of Issuance | Mgmt | For | For | For | |||
6 | Par Value and Issue Price | Mgmt | For | For | For | |||
7 | Term | Mgmt | For | For | For | |||
8 | Interest rate | Mgmt | For | For | For | |||
9 | Method and Timing of Interest Payment | Mgmt | For | For | For | |||
10 | Conversion Period | Mgmt | For | For | For | |||
11 | Determination and Adjustment of Conversion Price | Mgmt | For | For | For | |||
12 | Terms of Downward Adjustment to Conversion Price | Mgmt | For | For | For | |||
13 | Method for Determining the Number of Shares for Conversion | Mgmt | For | For | For | |||
14 | Entitlement to Dividend in Year of Conversion | Mgmt | For | For | For | |||
15 | Terms of Redemption | Mgmt | For | For | For | |||
16 | Terms of Sale Back | Mgmt | For | For | For | |||
17 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
18 | Subscription Arrangement for Existing Shareholders | Mgmt | For | For | For | |||
19 | A Share Convertible Bond Holders and A Share Convertible Bond Holders' Meetings | Mgmt | For | For | For | |||
20 | Use of Proceeds | Mgmt | For | For | For | |||
21 | Rating | Mgmt | For | For | For | |||
22 | Guarantee and Security | Mgmt | For | For | For | |||
23 | Deposit Account for Proceeds Raised | Mgmt | For | For | For | |||
24 | Validity Period of Resolution | Mgmt | For | For | For | |||
25 | Authorizations | Mgmt | For | For | For | |||
26 | Preliminary Plan of Proposed Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
27 | Dilution of Immediate Returns by Proposed Issuance of A Share Convertible Bonds and Remedial Measures to Be Adopted | Mgmt | For | For | For | |||
28 | Undertaking Letter in Relation to Practical Performance of Remedial and Return Measures | Mgmt | For | For | For | |||
29 | Undertaking Letter of Directors and Senior Management in relation to Practical Performance of Remedial and Return Measures | Mgmt | For | For | For | |||
30 | Feasibility Report on Use of Proceeds Raised from Proposed Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
31 | Status of Use of Previously Raised Proceeds | Mgmt | For | For | For | |||
32 | Rules for A Share Convertible Bondholders' Meeting | Mgmt | For | For | For | |||
33 | Shareholders' Return Plan for Three Years of 2018 to 2020 | Mgmt | For | For | For | |||
34 | Connected Transaction in Relation to Possible Subscription for A Share Convertible Bonds by China Railway Construction Corporation | Mgmt | For | For | For | |||
35 | Special Self-inspection Report of Real Estate Development Business | Mgmt | For | For | For | |||
36 | Undertaking of the Company on Compliance of Relevant Real Estate Enterprises | Mgmt | For | For | For | |||
37 | Undertaking of Directors, Supervisors and Senior Management of the Company on Compliance of Relevant Real Estate Enterprises | Mgmt | For | For | For | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
39 | Elect MENG Fengchao | Mgmt | For | For | For | |||
40 | Elect ZHUANG Shangbiao | Mgmt | For | For | For | |||
41 | Elect XIA Guobin | Mgmt | For | For | For | |||
42 | Elect LIU Ruchen | Mgmt | For | For | For | |||
43 | Elect GE Fuxing | Mgmt | For | For | For | |||
44 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
45 | Elect WANG Huacheng | Mgmt | For | For | For | |||
46 | Elect Patrick SUN | Mgmt | For | Against | Against | |||
47 | Elect CHENG Wen | Mgmt | For | For | For | |||
48 | Elect Amanda LU Xiaoqiang | Mgmt | For | For | For | |||
49 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
50 | Elect CAO Xirui | Mgmt | For | Against | Against | |||
51 | Elect LIU Zhengchang | Mgmt | For | Against | Against | |||
China Railway Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0390 | CINS Y1509D116 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Independent Directors' Report | Mgmt | For | For | For | |||
6 | Annual Report | Mgmt | For | For | For | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Shareholders' Returns Plan 2018-2020 | Mgmt | For | For | For | |||
10 | Appointment of International and PRC Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Appointment of Internal Control Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
13 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
14 | Liability Insurance | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | Against | Against | |||
17 | Amendments to Procedural Rules for Board of Directors | Mgmt | For | For | For | |||
18 | Elect ZHANG Huijia as Supervisor | Mgmt | For | Against | Against | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0728 | CINS Y1505D102 | 01/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0728 | CINS Y1505D102 | 11/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect LIU Aili | Mgmt | For | For | For | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Financial Budget | Mgmt | For | Abstain | Against | |||
8 | Annual Report | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Revision of Dilution of Current Returns from IPO and Listing of A Shares and the Remedial Measures | Mgmt | For | Abstain | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Supervisors' Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Extension of Validity Period for Resolution of A Shares IPO | Mgmt | For | Abstain | Against | |||
15 | Extension of Board Authorization | Mgmt | For | Abstain | Against | |||
16 | Issuance of Qualified Tier 2 Capital Instruments | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 12/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Report on the Use of Previously Raised Funds | Mgmt | For | For | For | |||
3 | Amendments to Rules of Procedures for Board | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
4 | Dividend Policy | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Size | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Cumulative Votes to Mario Engler Pinto Junior | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Jerson Kelman | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Rogerio Ceron de Oliveira | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Francisco Vidal Luna | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Jeronimo Antunes | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative Votes to Reinaldo Guerreiro | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative Votes to Francisco Luiz Sibut Gomide | Mgmt | N/A | TNA | N/A | |||
17 | Allocate Cumulative Votes to Lucas Navarro Prado | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative Votes to Ernesto Rubens Gelbcke | Mgmt | N/A | TNA | N/A | |||
19 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
20 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
21 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
22 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 08/21/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Board Size | Mgmt | For | TNA | N/A | |||
4 | Elect Lucas Navarro Prado | Mgmt | For | TNA | N/A | |||
5 | Ratify Updated Global Remuneration | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
CIMIC Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CINS Q2424E105 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | REMUNERATION REPORT | Mgmt | For | For | For | |||
2 | Elect Kathryn D. Spargo | Mgmt | For | Against | Against | |||
3 | Re-elect Russell L. Chenu | Mgmt | For | Against | Against | |||
4 | Re-elect Trevor Gerber | Mgmt | For | Against | Against | |||
5 | Re-elect Peter-Wilhelm Sassenfeld | Mgmt | For | Against | Against | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect Amy L. Chang | Mgmt | For | For | For | |||
5 | Elect John L. Hennessy | Mgmt | For | For | For | |||
6 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
7 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
8 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Amendment and Restatement of the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
CK Asset Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS G2177B101 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Edmond IP Tak Chuen | Mgmt | For | Against | Against | |||
6 | Elect Justin CHIU Kwok Hung | Mgmt | For | Against | Against | |||
7 | Elect JP CHOW Wai Kam | Mgmt | For | Against | Against | |||
8 | Elect Albert CHOW Nin Mow | Mgmt | For | Against | Against | |||
9 | Elect Katherine HUNG Siu Lin | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CK Asset Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1113 | CINS ADPV39812 | 10/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Joint Venture | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CME Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
3 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
4 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
5 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect Deborah J. Lucas | Mgmt | For | Against | Against | |||
10 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
11 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
12 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
13 | Elect Howard J. Siegel | Mgmt | For | Against | Against | |||
14 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Coca-Cola Amatil Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CINS Q2594P146 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Ilana R. Atlas | Mgmt | For | Against | Against | |||
4 | Elect Julie Coates | Mgmt | For | Against | Against | |||
5 | Elect Jorge Garduno | Mgmt | For | Against | Against | |||
6 | Equity Grant (MD Alison Watkins) | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect John M. Dineen | Mgmt | For | For | For | |||
6 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||
8 | Elect John E. Klein | Mgmt | For | For | For | |||
9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
11 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for Amendments to Bylaws | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement to Amend Certain Provisions of Certificate of Incorporation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
4 | Dividend Policy | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Size | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Cumulative Votes to Mario Engler Pinto Junior | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Jerson Kelman | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Rogerio Ceron de Oliveira | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Francisco Vidal Luna | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Jeronimo Antunes | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative Votes to Reinaldo Guerreiro | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative Votes to Francisco Luiz Sibut Gomide | Mgmt | N/A | TNA | N/A | |||
17 | Allocate Cumulative Votes to Lucas Navarro Prado | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative Votes to Ernesto Rubens Gelbcke | Mgmt | N/A | TNA | N/A | |||
19 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
20 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
21 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
22 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
ConAgra Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
1.2 | Elect Thomas K. Brown | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||
1.6 | Elect Steven F. Goldstone | Mgmt | For | For | For | |||
1.7 | Elect Joie Gregor | Mgmt | For | For | For | |||
1.8 | Elect Rajive Johri | Mgmt | For | For | For | |||
1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.11 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CoreLogic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLGX | CUSIP 21871D103 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||
5 | Elect Frank D. Martell | Mgmt | For | For | For | |||
6 | Elect Claudia F. Munce | Mgmt | For | For | For | |||
7 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||
8 | Elect Vikrant Raina | Mgmt | For | For | For | |||
9 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||
10 | Elect David F. Walker | Mgmt | For | For | For | |||
11 | Elect Mary Lee Widener | Mgmt | For | For | For | |||
12 | Approval of the 2018 Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
CoreSite Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COR | CUSIP 21870Q105 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert G. Stuckey | Mgmt | For | For | For | |||
1.2 | Elect Paul E. Szurek | Mgmt | For | For | For | |||
1.3 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Jean Bua | Mgmt | For | For | For | |||
1.5 | Elect Kelly C. Chambliss | Mgmt | For | For | For | |||
1.6 | Elect Michael R. Koehler | Mgmt | For | For | For | |||
1.7 | Elect J. David Thompson | Mgmt | For | For | For | |||
1.8 | Elect David A. Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald W. Blair | Mgmt | For | For | For | |||
2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Clark | Mgmt | For | For | For | |||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
6 | Elect Deborah A. Henretta | Mgmt | For | For | For | |||
7 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
8 | Elect Kurt M. Landgraf | Mgmt | For | For | For | |||
9 | Elect Kevin J. Martin | Mgmt | For | For | For | |||
10 | Elect Deborah Rieman | Mgmt | For | For | For | |||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Corporate Office Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFC | CUSIP 22002T108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas F. Brady | Mgmt | For | For | For | |||
2 | Elect Stephen E. Budorick | Mgmt | For | For | For | |||
3 | Elect Robert L. Denton | Mgmt | For | For | For | |||
4 | Elect Philip L. Hawkins | Mgmt | For | For | For | |||
5 | Elect David M. Jacobstein | Mgmt | For | For | For | |||
6 | Elect Steven D. Kesler | Mgmt | For | For | For | |||
7 | Elect C. Taylor Pickett | Mgmt | For | For | For | |||
8 | Elect Lisa G. Trimberger | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Adopt Simple Majority Vote to Approve Mergers or Business Combinations | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Country Garden Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2007 | CINS G24524103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YEUNG Kwok Keung | Mgmt | For | For | For | |||
6 | Elect YANG Ziying | Mgmt | For | For | For | |||
7 | Elect YANG Zhicheng | Mgmt | For | For | For | |||
8 | Elect TONG Wui Tung | Mgmt | For | For | For | |||
9 | Elect HUANG Hongyan | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Adoption of New Articles | Mgmt | For | Against | Against | |||
Country Garden Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2007 | CINS G24524103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of CGS Share Option Scheme | Mgmt | For | Against | Against | |||
4 | Equity Grant to MO Bin | Mgmt | For | Against | Against | |||
Covestro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1COV | CINS D0R41Z100 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Crown Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCK | CUSIP 228368106 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Conway | Mgmt | For | For | For | |||
1.2 | Elect Timothy J. Donahue | Mgmt | For | For | For | |||
1.3 | Elect Arnold W. Donald | Mgmt | For | Withhold | Against | |||
1.4 | Elect Andrea Funk | Mgmt | For | For | For | |||
1.5 | Elect Rose Lee | Mgmt | For | For | For | |||
1.6 | Elect William G. Little | Mgmt | For | For | For | |||
1.7 | Elect Hans J. Loliger | Mgmt | For | For | For | |||
1.8 | Elect James H. Miller | Mgmt | For | For | For | |||
1.9 | Elect Josef M. Muller | Mgmt | For | For | For | |||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | |||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Dai Nippon Printing Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7912 | CINS J10584100 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshitoshi Kitajima | Mgmt | For | For | For | |||
4 | Elect Kohichi Takanami | Mgmt | For | For | For | |||
5 | Elect Masayoshi Yamada | Mgmt | For | For | For | |||
6 | Elect Yoshinari Kitajima | Mgmt | For | For | For | |||
7 | Elect Masahiko Wada | Mgmt | For | For | For | |||
8 | Elect Tetsuji Morino | Mgmt | For | For | For | |||
9 | Elect Tokuji Kanda | Mgmt | For | For | For | |||
10 | Elect Satoru Inoue | Mgmt | For | For | For | |||
11 | Elect Kenji Miya | Mgmt | For | For | For | |||
12 | Elect Tadao Tsukada | Mgmt | For | For | For | |||
13 | Elect Tsukasa Miyajima | Mgmt | For | For | For | |||
Daiwa Securities Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8601 | CINS J11718111 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takashi Hibino | Mgmt | For | Against | Against | |||
3 | Elect Seiji Nakata | Mgmt | For | Against | Against | |||
4 | Elect Toshihiro Matsui | Mgmt | For | Against | Against | |||
5 | Elect Kazuo Takahashi | Mgmt | For | Against | Against | |||
6 | Elect Kohichi Matsushita | Mgmt | For | Against | Against | |||
7 | Elect Keiko Tashiro | Mgmt | For | Against | Against | |||
8 | Elect Mikita Komatsu | Mgmt | For | Against | Against | |||
9 | Elect Morimasa Matsuda | Mgmt | For | Against | Against | |||
10 | Elect Keiichi Tadaki | Mgmt | For | Against | Against | |||
11 | Elect Tadashi Onodera | Mgmt | For | Against | Against | |||
12 | Elect Michiaki Ogasawara | Mgmt | For | Against | Against | |||
13 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |||
14 | Elect Ikuo Nishikawa | Mgmt | For | Against | Against | |||
15 | Elect Eriko Kawai | Mgmt | For | Against | Against | |||
16 | Equity Compensation Plan | Mgmt | For | For | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Dell Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVMT | CUSIP 24703L103 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Dorman | Mgmt | For | Withhold | Against | |||
1.2 | Elect William D. Green | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ellen J. Kullman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Deutsche Lufthansa AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHA | CINS D1908N106 | 05/08/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Herbert Hainer | Mgmt | For | TNA | N/A | |||
10 | Elect Karl-Ludwig Kley as Board Chair | Mgmt | For | TNA | N/A | |||
11 | Elect Carsten Knobel | Mgmt | For | TNA | N/A | |||
12 | Elect Martin Koehler | Mgmt | For | TNA | N/A | |||
13 | Elect Michael Nilles | Mgmt | For | TNA | N/A | |||
14 | Elect Miriam E. Sapiro | Mgmt | For | TNA | N/A | |||
15 | Elect Matthias Wissmann | Mgmt | For | TNA | N/A | |||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
Deutsche Post AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DPW | CINS D19225107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Equity Incentive Plan; Increase in Conditional Capital | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
13 | Elect Gunther Braunig | Mgmt | For | For | For | |||
14 | Elect Mario Daberkow | Mgmt | For | Against | Against | |||
DGB Financial Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
139130 | CINS Y2058E109 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect KIM Tae Oh | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Digital Realty Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLR | CUSIP 253868103 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laurence A. Chapman | Mgmt | For | For | For | |||
2 | Elect Michael A. Coke | Mgmt | For | For | For | |||
3 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||
4 | Elect William G. LaPerch | Mgmt | For | For | For | |||
5 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
6 | Elect Mark R. Patterson | Mgmt | For | For | For | |||
7 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||
8 | Elect John T. Roberts, Jr. | Mgmt | For | For | For | |||
9 | Elect Dennis E. Singleton | Mgmt | For | For | For | |||
10 | Elect A. William Stein | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Digital Realty Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLR | CUSIP 253868103 | 09/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1640U124 | 04/24/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
12 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Directors | Mgmt | For | TNA | N/A | |||
15 | Election Committee | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
Dongfeng Motor Group Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0489 | CINS Y21042109 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Report | Mgmt | For | For | For | |||
2 | Supervisors' Report | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Allocation of Interim Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Authority to Issue Domestic/H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Resignation of LIU Weidong | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Douglas Emmett, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEI | CUSIP 25960P109 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | |||
1.3 | Elect Kenneth M. Panzer | Mgmt | For | For | For | |||
1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | |||
1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | |||
1.6 | Elect David T. Feinberg | Mgmt | For | For | For | |||
1.7 | Elect Virginia McFerran | Mgmt | For | For | For | |||
1.8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||
1.9 | Elect William E. Simon, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect John T. Herron | Mgmt | For | For | For | |||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.14 | Elect William E. Webster | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Duke Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRE | CUSIP 264411505 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Case | Mgmt | For | For | For | |||
2 | Elect William Cavanaugh III | Mgmt | For | For | For | |||
3 | Elect Alan H. Cohen | Mgmt | For | For | For | |||
4 | Elect James B. Connor | Mgmt | For | For | For | |||
5 | Elect Ngaire E. Cuneo | Mgmt | For | For | For | |||
6 | Elect Charles R. Eitel | Mgmt | For | For | For | |||
7 | Elect Norman K. Jenkins | Mgmt | For | For | For | |||
8 | Elect Melanie R. Sabelhaus | Mgmt | For | For | For | |||
9 | Elect Peter M. Scott III | Mgmt | For | For | For | |||
10 | Elect David P. Stockert | Mgmt | For | For | For | |||
11 | Elect Chris Sultemeier | Mgmt | For | For | For | |||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
13 | Elect Lynn C. Thurber | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
DuPont Fabros Technology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFT | CUSIP 26613Q106 | 09/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | |||
2 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Diana Farrell | Mgmt | For | For | For | |||
5 | Elect Logan D. Green | Mgmt | For | For | For | |||
6 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
7 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
8 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
9 | Elect Paul S. Pressler | Mgmt | For | For | For | |||
10 | Elect Robert H. Swan | Mgmt | For | For | For | |||
11 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Barbara J. Beck | Mgmt | For | Against | Against | |||
3 | Elect Leslie S. Biller | Mgmt | For | Against | Against | |||
4 | Elect Carl M. Casale | Mgmt | For | Against | Against | |||
5 | Elect Stephen I. Chazen | Mgmt | For | Against | Against | |||
6 | Elect Jeffrey M. Ettinger | Mgmt | For | Against | Against | |||
7 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | |||
8 | Elect Michael Larson | Mgmt | For | Against | Against | |||
9 | Elect David W. MacLennan | Mgmt | For | Against | Against | |||
10 | Elect Tracy B. McKibben | Mgmt | For | Against | Against | |||
11 | Elect Victoria J. Reich | Mgmt | For | Against | Against | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | Against | Against | |||
13 | Elect John J. Zillmer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call A Special Meeting | ShrHoldr | Against | Against | For | |||
Electrolux AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELUXB | CINS W24713120 | 04/05/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Amendments to Articles Regarding Tenure of Auditor | Mgmt | For | TNA | N/A | |||
15 | Board Size | Mgmt | For | TNA | N/A | |||
16 | Director and Auditor Fees | Mgmt | For | TNA | N/A | |||
17 | Elect Staffan Bohman | Mgmt | For | TNA | N/A | |||
18 | Elect Petra Hedengran | Mgmt | For | TNA | N/A | |||
19 | Elect Hasse Johansson | Mgmt | For | TNA | N/A | |||
20 | Elect Ulla Litzen | Mgmt | For | TNA | N/A | |||
21 | Elect Bert Nordberg | Mgmt | For | TNA | N/A | |||
22 | Elect Fredrik Persson | Mgmt | For | TNA | N/A | |||
23 | Elect David Porter | Mgmt | For | TNA | N/A | |||
24 | Elect Jonas Samuelson | Mgmt | For | TNA | N/A | |||
25 | Elect Ulrika Saxon | Mgmt | For | TNA | N/A | |||
26 | Elect Kai Warn | Mgmt | For | TNA | N/A | |||
27 | Elect Staffan Bohman as Board Chair | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
30 | Long Term Incentive Plan | Mgmt | For | TNA | N/A | |||
31 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
32 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
33 | Authority to Issue Treasury Shares for Incentive Program | Mgmt | For | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Jamere Jackson | Mgmt | For | For | For | |||
4 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
5 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amendment to the 2002 Stock Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Empire State Realty Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRT | CUSIP 292104106 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony E. Malkin | Mgmt | For | For | For | |||
1.2 | Elect William H. Berkman | Mgmt | For | For | For | |||
1.3 | Elect Leslie D. Biddle | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||
1.5 | Elect Steven J. Gilbert | Mgmt | For | For | For | |||
1.6 | Elect S. Michael Giliberto | Mgmt | For | For | For | |||
1.7 | Elect James D. Robinson, IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Enel S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENEL | CINS T3679P115 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
5 | Increase in Auditor's Fees | Mgmt | For | For | For | |||
6 | Long-Term Incentive Plan 2018 | Mgmt | For | For | For | |||
7 | Remuneration Policy | Mgmt | For | For | For | |||
8 | Amendments to Article 31 | Mgmt | For | For | For | |||
9 | Amendments to Article 21 | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Engie | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENGI | CINS F7629A107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Regulated Agreement Related to Natural Gas Activities | Mgmt | For | For | For | |||
9 | Regulated Agreement Related to Share Buyback | Mgmt | For | For | For | |||
10 | Regulated Agreement Related to Forward Buyback | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Elect Jean-Pierre Clamadieu | Mgmt | For | Against | Against | |||
13 | Elect Ross McInnes | Mgmt | For | For | For | |||
14 | Remuneration of Isabelle Kocher, CEO | Mgmt | For | For | For | |||
15 | Remuneration Policy for Non-Executive Chair | Mgmt | For | For | For | |||
16 | Remuneration Policy for CEO | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights Outside Takeover Periods | Mgmt | For | For | For | |||
20 | Greenshoe Outside Takeover Periods | Mgmt | For | For | For | |||
21 | Authority to Increase Capital In Consideration for Contributions in Kind Outside Takeover Periods | Mgmt | For | For | For | |||
22 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
23 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
24 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights During Takeover Periods | Mgmt | For | Against | Against | |||
25 | Greenshoe During Takeover Periods | Mgmt | For | Against | Against | |||
26 | Authority to Increase Capital In Consideration for Contributions in Kind During Takeover Periods | Mgmt | For | Against | Against | |||
27 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
28 | Authority to Increase Capital Through Capitalisations During Takeover Periods | Mgmt | For | Against | Against | |||
29 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
31 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
32 | Authority to Issue Restricted Shares for Employee Savings Plan | Mgmt | For | For | For | |||
33 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
34 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
Eni S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENI | CINS T3643A145 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Policy | Mgmt | For | For | For | |||
4 | Appointment of PricewaterhouseCoopers as Auditor | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas M. Bloch | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Newman, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equinix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQIX | CUSIP 29444U700 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||
1.4 | Elect Scott Kriens | Mgmt | For | For | For | |||
1.5 | Elect William Luby | Mgmt | For | For | For | |||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||
1.7 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||
1.8 | Elect Peter F. Van Camp | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity LifeStyle Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELS | CUSIP 29472R108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip C. Calian | Mgmt | For | For | For | |||
1.2 | Elect David J. Contis | Mgmt | For | For | For | |||
1.3 | Elect Constance Freedman | Mgmt | For | For | For | |||
1.4 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||
1.5 | Elect Tao Huang | Mgmt | For | For | For | |||
1.6 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.8 | Elect Howard Walker | Mgmt | For | For | For | |||
1.9 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Equity Residential Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQR | CUSIP 29476L107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles L. Atwood | Mgmt | For | For | For | |||
1.2 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.6 | Elect John E. Neal | Mgmt | For | For | For | |||
1.7 | Elect David J. Neithercut | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Essex Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESS | CUSIP 297178105 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
1.2 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
1.3 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||
1.4 | Elect George M. Marcus | Mgmt | For | Withhold | Against | |||
1.5 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
1.6 | Elect Michael J. Schall | Mgmt | For | For | For | |||
1.7 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||
1.8 | Elect Janice L. Sears | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the 2018 Stock Award and Incentive Compensation Plan | Mgmt | For | For | For | |||
Eutelsat Communications SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETL | CINS F3692M128 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Elect Paul-Francois Fournier | Mgmt | For | For | For | |||
10 | Re-elect Dominique D'Hinnin | Mgmt | For | For | For | |||
11 | Elect Esther Gaide | Mgmt | For | For | For | |||
12 | Elect Didier Leroy | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
15 | Remuneration of Michel de Rosen, Non-Executive Chair | Mgmt | For | For | For | |||
16 | Remuneration of Rodolphe Belmer, CEO | Mgmt | For | For | For | |||
17 | Remuneration of Michel Azibert, Deputy CEO | Mgmt | For | For | For | |||
18 | Remuneration of Yohann Leroy, Deputy CEO | Mgmt | For | For | For | |||
19 | Remuneration Policy (Non-Executive Chair) | Mgmt | For | For | For | |||
20 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
21 | Remuneration Policy (Deputy CEOs) | Mgmt | For | For | For | |||
22 | Directors' Fees | Mgmt | For | For | For | |||
23 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
24 | Authority to Reduce Authorised Share Capital | Mgmt | For | For | For | |||
25 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
29 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
30 | Authorize Overallotment/Greenshoe | Mgmt | For | For | For | |||
31 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
32 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
33 | Authority to Issue Shares w/o Preemptive Rights in Consideration for Securities Issued by Subsidiaries | Mgmt | For | For | For | |||
34 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
35 | Amendments to Articles Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
36 | Amendments to Articles Regarding Company Headquarters | Mgmt | For | For | For | |||
37 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Evonik Industries AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVK | CINS D2R90Y117 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Bernd Tonjes | Mgmt | For | For | For | |||
11 | Elect Barbara Ruth Albert | Mgmt | For | Against | Against | |||
12 | Elect Aldo Belloni | Mgmt | For | Against | Against | |||
13 | Elect Barbara Grunewald | Mgmt | For | Against | Against | |||
14 | Elect Siegfried Luther | Mgmt | For | Against | Against | |||
15 | Elect Michael Rudiger | Mgmt | For | Against | Against | |||
16 | Elect Peter Spuhler | Mgmt | For | Against | Against | |||
17 | Elect Angela Titzrath | Mgmt | For | Against | Against | |||
18 | Elect Volker Trautz | Mgmt | For | Against | Against | |||
19 | Elect Ulrich Weber | Mgmt | For | Against | Against | |||
20 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
21 | Increase in Authorised Capital | Mgmt | For | For | For | |||
22 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Evraz Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVR | CINS G33090104 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Proposed Guarantee | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Evraz Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVR | CINS G33090104 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Alexander G. Abramov | Mgmt | For | For | For | |||
4 | Elect Alexander Frolov | Mgmt | For | For | For | |||
5 | Elect Eugene Shvidler | Mgmt | For | For | For | |||
6 | Elect Eugene Tenenbaum | Mgmt | For | For | For | |||
7 | Elect James Karl Gruber | Mgmt | For | For | For | |||
8 | Elect Deborah Gudgeon | Mgmt | For | For | For | |||
9 | Elect Alexander Izosimov | Mgmt | For | For | For | |||
10 | Elect Sir Michael Peat | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
18 | Reduction in Share Capital | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Extra Space Storage Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXR | CUSIP 30225T102 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||
2 | Elect Joseph D. Margolis | Mgmt | For | For | For | |||
3 | Elect Roger B. Porter | Mgmt | For | For | For | |||
4 | Elect Ashley Dreier | Mgmt | For | For | For | |||
5 | Elect Spencer F. Kirk | Mgmt | For | For | For | |||
6 | Elect Dennis J. Letham | Mgmt | For | For | For | |||
7 | Elect Diane Olmstead | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | Against | Against | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Gary Ames | Mgmt | For | For | For | |||
2 | Elect Sandra E. Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect Michael Dreyer | Mgmt | For | For | For | |||
6 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
7 | Elect Peter Klein | Mgmt | For | For | For | |||
8 | Elect Francois Lochoh-Donou | Mgmt | For | For | For | |||
9 | Elect John McAdam | Mgmt | For | For | For | |||
10 | Elect Stephen Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
Faurecia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EO | CINS F3445A108 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Valerie Landon | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Yann Delabriere, Former Chair | Mgmt | For | For | For | |||
14 | Remuneration of Michel de Rosen, Chair | Mgmt | For | For | For | |||
15 | Remuneration of Patrick Koller, CEO | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
19 | Amendments to Articles Regarding Company Duration | Mgmt | For | For | For | |||
20 | Conversion of Legal Form into European Company | Mgmt | For | For | For | |||
21 | Adoption of New Articles Regarding the Conversion of Legal Form | Mgmt | For | For | For | |||
22 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCAU | CINS N31738102 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect John Elkann as Executive Director | Mgmt | For | Against | Against | |||
9 | Elect Sergio Marchionne as Executive Director | Mgmt | For | Against | Against | |||
10 | Elect Ronald L. Thompson as Non-Executive Director | Mgmt | For | For | For | |||
11 | Elect John Abbott as Non-Executive Director | Mgmt | For | For | For | |||
12 | Elect Andrea Agnelli as Non-Executive Director | Mgmt | For | For | For | |||
13 | Elect Tiberto Brandolini d'Adda as Non-Executive Director | Mgmt | For | For | For | |||
14 | Elect Glenn Earle as Non-Executive Director | Mgmt | For | For | For | |||
15 | Elect Valerie A. Mars as Non-Executive Director | Mgmt | For | For | For | |||
16 | Elect Ruth J. Simmons as Non-Executive Director | Mgmt | For | For | For | |||
17 | Elect Michelangelo A. Volpi as Non-Executive Director | Mgmt | For | For | For | |||
18 | Elect Patience Wheatcroft as Non-Executive Director | Mgmt | For | For | For | |||
19 | Elect Ermenegildo Zegna as Non-Executive Director | Mgmt | For | Against | Against | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
7 | Elect Louise M. Parent | Mgmt | For | For | For | |||
8 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Fiserv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISV | CUSIP 337738108 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alison Davis | Mgmt | For | For | For | |||
1.2 | Elect Harry DiSimone | Mgmt | For | For | For | |||
1.3 | Elect John Y. Kim | Mgmt | For | For | For | |||
1.4 | Elect Dennis F. Lynch | Mgmt | For | For | For | |||
1.5 | Elect Denis J. O'Leary | Mgmt | For | For | For | |||
1.6 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
1.7 | Elect Kim M. Robak | Mgmt | For | For | For | |||
1.8 | Elect J.D. Sherman | Mgmt | For | For | For | |||
1.9 | Elect Doyle R. Simons | Mgmt | For | For | For | |||
1.10 | Elect Jeffery W. Yabuki | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Fonciere Des Regions | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDR | CINS F3832Y172 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports; Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Approve Special Auditors Report | Mgmt | For | For | For | |||
8 | Severance Agreements Ozanne Deputy CEO | Mgmt | For | Against | Against | |||
9 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
10 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Deputy CEOs) | Mgmt | For | For | For | |||
12 | Remuneration of Jean Laurent, Chair | Mgmt | For | For | For | |||
13 | Remuneration of Christophe Kullmann, CEO | Mgmt | For | For | For | |||
14 | Remuneration of Olivier Esteve, Deputy CEO | Mgmt | For | For | For | |||
15 | Elect Catherine Barthe | Mgmt | For | Against | Against | |||
16 | Elect Romolo Bardin | Mgmt | For | Against | Against | |||
17 | Elect Delphine Benchetrit | Mgmt | For | Against | Against | |||
18 | Elect Sigrid Duhamel | Mgmt | For | Against | Against | |||
19 | Appointment of Auditor Mazars | Mgmt | For | For | For | |||
20 | Directors' Fees | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
22 | Increase in Authorised Capital Through Capitalisations | Mgmt | For | For | For | |||
23 | Cancellation of Shares/Authority to Reduce Share Capital | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
26 | Increase in Authorised Capital in case of Exchange Offer | Mgmt | For | For | For | |||
27 | Increase in Authorised Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William Clay Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect James P. Hackett | Mgmt | For | For | For | |||
7 | Elect William W. Helman IV | Mgmt | For | For | For | |||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||
9 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
10 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
11 | Elect John L. Thornton | Mgmt | For | For | For | |||
12 | Elect John B. Veihmeyer | Mgmt | For | For | For | |||
13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
14 | Elect John S. Weinberg | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Ford Otomotiv Sanayi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FROTO | CINS M7608S105 | 03/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Election of Directors; Board Size; Board Term Length | Mgmt | For | TNA | N/A | |||
11 | Compensation Policy | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
16 | Wishes | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Ford Otomotiv Sanayi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FROTO | CINS M7608S105 | 10/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Ratification of Co-Option of Joseph Bakaj | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Wishes | Mgmt | For | TNA | N/A | |||
Formosa Chemicals & Fibre Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1326 | CINS Y25946107 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Derivatives Trading | Mgmt | For | For | For | |||
6 | Elect WONG Wen-Yuan | Mgmt | For | Against | Against | |||
7 | Elect HUNG Fu-Yuen | Mgmt | For | For | For | |||
8 | Elect Wilfred WANG Wen-Chao | Mgmt | For | For | For | |||
9 | Elect WANG Rui-Yu | Mgmt | For | For | For | |||
10 | Elect Walter WANG Wen-Hsiang | Mgmt | For | Against | Against | |||
11 | Elect HUANG Tung-Teng | Mgmt | For | For | For | |||
12 | Elect FANG Ying-Ta | Mgmt | For | For | For | |||
13 | Elect Lu Wen-Jin | Mgmt | For | For | For | |||
14 | Elect LI Qing-Fen | Mgmt | For | For | For | |||
15 | Elect PAN Jin-Hua | Mgmt | For | For | For | |||
16 | Elect JIAN Wei-Geng | Mgmt | For | For | For | |||
17 | Elect ZHANG Zong-Yuan | Mgmt | For | For | For | |||
18 | Elect CHEN Ruey-Long as Independent Director | Mgmt | For | For | For | |||
19 | Elect HUANG Hui-Zhen as Independent Director | Mgmt | For | For | For | |||
20 | Elect JIAN Tai-Lang as Independent Director | Mgmt | For | For | For | |||
21 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
Fortescue Metals Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FMG | CINS Q39360104 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | |||
4 | Re-elect Mark Barnaba | Mgmt | For | Against | Against | |||
5 | Elect Penelope (Penny) Bingham-Hall | Mgmt | For | Against | Against | |||
6 | Elect Jennifer Morris | Mgmt | For | Against | Against | |||
7 | Equity Grant (Executive director and CFO Elizabeth Gaines) | Mgmt | For | For | For | |||
8 | Approve Increase in NEDs' Fee Cap | Mgmt | N/A | Against | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fosun International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0656 | CINS Y2618Y108 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WANG Qunbin | Mgmt | For | Against | Against | |||
6 | Elect CHEN Qiyu | Mgmt | For | Against | Against | |||
7 | Elect XU Xiaoliang | Mgmt | For | Against | Against | |||
8 | Elect QIN Xuetang | Mgmt | For | For | For | |||
9 | Elect ZHANG Shengman | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Authority to Grant Options and Shares under the Share Option Scheme | Mgmt | For | Against | Against | |||
16 | Grant Shares under Share Award Scheme | Mgmt | For | Against | Against | |||
17 | Grant Shares to CHEN Qiyu | Mgmt | For | Against | Against | |||
18 | Grant Shares to XU Xiaoliang | Mgmt | For | Against | Against | |||
19 | Grant Shares to QIN Xuetang | Mgmt | For | Against | Against | |||
20 | Grant Shares to WANG Can | Mgmt | For | Against | Against | |||
21 | Grant Shares to KANG Lan | Mgmt | For | Against | Against | |||
22 | Grant Shares to GONG Ping | Mgmt | For | Against | Against | |||
23 | Grant Shares to ZHANG Shengman | Mgmt | For | Against | Against | |||
24 | Grant Shares to ZHANG Huaqiao | Mgmt | For | Against | Against | |||
25 | Grant Shares to David T. Zhang | Mgmt | For | Against | Against | |||
26 | Grant Shares to YANG Chao | Mgmt | For | Against | Against | |||
27 | Grant Shares to LEE Kai-Fu | Mgmt | For | Against | Against | |||
28 | Grant Shares to ZHANG Houlin | Mgmt | For | Against | Against | |||
29 | Grant Shares to LI Tao | Mgmt | For | Against | Against | |||
30 | Grant Shares to QIAN Jiannong | Mgmt | For | Against | Against | |||
31 | Grant Shares to WANG Jiping | Mgmt | For | Against | Against | |||
32 | Grant Shares to LI Jun | Mgmt | For | Against | Against | |||
33 | Grant Shares to YU Xiaodong | Mgmt | For | Against | Against | |||
34 | Grant Shares to WU Xiaoyong | Mgmt | For | Against | Against | |||
35 | Grant Shares to CHI Xiaolei | Mgmt | For | Against | Against | |||
36 | Grant Shares to XU Lingjiang | Mgmt | For | Against | Against | |||
37 | Grant Shares to PEI Yu | Mgmt | For | Against | Against | |||
38 | Grant Shares to Other Persons | Mgmt | For | Against | Against | |||
39 | Ratification of Board Acts | Mgmt | For | For | For | |||
Four Corners Property Trust, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCPT | CUSIP 35086T109 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Lenehan | Mgmt | For | For | For | |||
2 | Elect Douglas B. Hansen | Mgmt | For | For | For | |||
3 | Elect John S. Moody | Mgmt | For | For | For | |||
4 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||
5 | Elect Paul E. Szurek | Mgmt | For | For | For | |||
6 | Elect Charles Jemley | Mgmt | For | For | For | |||
7 | Elect Eric S. Hirschhorn | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
5 | Elect Courtney R. Mather | Mgmt | For | For | For | |||
6 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
7 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Fresenius Medical Care AG & Co. KGaA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FME | CINS D2734Z107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of General Partner Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
Fujitsu Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6702 | CINS J15708159 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsuya Tanaka | Mgmt | For | For | For | |||
3 | Elect Norihiko Taniguchi | Mgmt | For | For | For | |||
4 | Elect Hidehiro Tsukano | Mgmt | For | For | For | |||
5 | Elect Duncan Tait | Mgmt | For | For | For | |||
6 | Elect Masami Yamamoto | Mgmt | For | For | For | |||
7 | Elect Jun Yokota | Mgmt | For | For | For | |||
8 | Elect Chiaki Mukai | Mgmt | For | For | For | |||
9 | Elect Atsushi Abe | Mgmt | For | For | For | |||
10 | Elect Kazuto Kojima | Mgmt | For | For | For | |||
11 | Elect Yoshiko Kugu | Mgmt | For | For | For | |||
12 | Share Consolidation | Mgmt | For | For | For | |||
Galaxy Entertainment Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0027 | CINS Y2679D118 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Francis LUI Yiu Tung | Mgmt | For | For | For | |||
5 | Elect Patrick WONG Lung Tak | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Geely Automobile Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0175 | CINS G3777B103 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect GUI Sheng Yue | Mgmt | For | For | For | |||
6 | Elect AN Cong Hui | Mgmt | For | For | For | |||
7 | Elect WEI Mei | Mgmt | For | For | For | |||
8 | Elect An Qing Heng | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James S. Crown | Mgmt | For | For | For | |||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
5 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
6 | Elect C. Howard Nye | Mgmt | For | Against | Against | |||
7 | Elect William A. Osborn | Mgmt | For | For | For | |||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | For | |||
9 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
10 | Elect Peter A. Wall | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Genpact Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP G3922B107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N.V. Tyagarajan | Mgmt | For | For | For | |||
2 | Elect Robert Scott | Mgmt | For | For | For | |||
3 | Elect Amit Chandra | Mgmt | For | For | For | |||
4 | Elect Laura Conigliaro | Mgmt | For | For | For | |||
5 | Elect David Humphrey | Mgmt | For | For | For | |||
6 | Elect Carol Lindstrom | Mgmt | For | For | For | |||
7 | Elect James C. Madden | Mgmt | For | For | For | |||
8 | Elect Alex J. Mandl | Mgmt | For | For | For | |||
9 | Elect Cecelia Morken | Mgmt | For | For | For | |||
10 | Elect Mark Nunnelly | Mgmt | For | For | For | |||
11 | Elect Mark Verdi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Getty Realty Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTY | CUSIP 374297109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leo Liebowitz | Mgmt | For | For | For | |||
2 | Elect Milton Cooper | Mgmt | For | For | For | |||
3 | Elect Philip E. Coviello | Mgmt | For | For | For | |||
4 | Elect Christopher J. Constant | Mgmt | For | For | For | |||
5 | Elect Richard E. Montag | Mgmt | For | For | For | |||
6 | Elect Howard B. Safenowitz | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Increase of Authorized Common and Preferred Stock | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
GGP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGP | CUSIP 36174X101 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard B. Clark | Mgmt | For | For | For | |||
2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
4 | Elect Janice R. Fukakusa | Mgmt | For | For | For | |||
5 | Elect John K. Haley | Mgmt | For | For | For | |||
6 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||
7 | Elect Brian W. Kingston | Mgmt | For | For | For | |||
8 | Elect Christina M. Lofgren | Mgmt | For | For | For | |||
9 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John C. Martin | Mgmt | For | For | For | |||
6 | Elect John F. Milligan | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Hal V. Barron | Mgmt | For | For | For | |||
4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||
5 | Elect Sir Philip Hampton | Mgmt | For | For | For | |||
6 | Elect Emma Walmsley | Mgmt | For | For | For | |||
7 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
8 | Elect Vivienne Cox | Mgmt | For | For | For | |||
9 | Elect Simon Dingemans | Mgmt | For | For | For | |||
10 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
11 | Elect Jesse Goodman | Mgmt | For | For | For | |||
12 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
13 | Elect Urs Rohner | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Approve exemption from statement of the senior statutory auditor's name in published auditors' reports | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
Glaxosmithkline plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GSK | CINS G3910J112 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition of Novartis Stake in Joint Venture | Mgmt | For | For | For | |||
Great Plains Energy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXP | CUSIP 391164100 | 11/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger of Equals | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Gruma S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUMA | CINS P4948K121 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
6 | Election of Audit and Corporate Governance Committees' Chairs | Mgmt | For | Against | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
8 | Minutes | Mgmt | For | For | For | |||
Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0874 | CINS Y2932P106 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Conformity of Transaction with Provisions of Relevant Laws | Mgmt | For | For | For | |||
3 | Resolution on Transaction Not Constituting a Connected Transaction | Mgmt | For | For | For | |||
4 | Resolution on Conformity of Transaction with Rule 4 of Regulations of Major Assets Restructuring | Mgmt | For | For | For | |||
5 | Implementation of Legal Procedures, Compliance, and Validity of Legal Documents | Mgmt | For | For | For | |||
6 | Independence of Valuer, Reasonableness of Appraisal Assumptions, Relevance Between Appraisal Method and Purpose | Mgmt | For | For | For | |||
7 | Confirmation of Audit Report and Valuation Report | Mgmt | For | For | For | |||
8 | Resolution on Current Earnings will Not be Diluted | Mgmt | For | For | For | |||
9 | The Overall Plan | Mgmt | For | For | For | |||
10 | The Specific Plan: Evaluation Base Date | Mgmt | For | For | For | |||
11 | The Specific Plan: Transaction Manner and Counterparties | Mgmt | For | For | For | |||
12 | The Specific Plan: Value of Target Assets | Mgmt | For | For | For | |||
13 | The Specific Plan: Payment of Consideration | Mgmt | For | For | For | |||
14 | The Specific Plan: Put Options | Mgmt | For | For | For | |||
15 | The Specific Plan: Arrangement of Profits and Losses | Mgmt | For | For | For | |||
16 | The Specific Plan: Employees | Mgmt | For | For | For | |||
17 | The Specific Plan: Compensation Scheme | Mgmt | For | For | For | |||
18 | The Specific Plan: Validity of Resolution | Mgmt | For | For | For | |||
19 | Agreements Related to Major Assets Restructuring | Mgmt | For | For | For | |||
20 | Report on The Material Acquisition of Assets | Mgmt | For | For | For | |||
21 | Board Authority to Implement Major Assets Restructuring | Mgmt | For | For | For | |||
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0874 | CINS Y2932P106 | 12/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Appointment of Internal Control Auditor | Mgmt | For | For | For | |||
4 | Use of Proceeds from Placement | Mgmt | For | For | For | |||
Guangzhou Baiyunshan Pharmaceutical Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0874 | CINS Y2932P106 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Financial Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Financial Budget Report | Mgmt | For | For | For | |||
9 | Fees for LI Chuyuan | Mgmt | For | For | For | |||
10 | Fees for CHEN Mao | Mgmt | For | For | For | |||
11 | Fees for LIU Juyan | Mgmt | For | For | For | |||
12 | Fees for CHENG Ning | Mgmt | For | For | For | |||
13 | Fees for NI Yidong | Mgmt | For | For | For | |||
14 | Fees for WU Changhai | Mgmt | For | For | For | |||
15 | Fees for CHU Xiaoping | Mgmt | For | For | For | |||
16 | Fees for JIANG Wenqi | Mgmt | For | For | For | |||
17 | Fees for WONG Hin Wing | Mgmt | For | For | For | |||
18 | Fees for WANG Weihong | Mgmt | For | For | For | |||
19 | Fees for XIAN Jiaxiong | Mgmt | For | For | For | |||
20 | Fees for LI Jinyun | Mgmt | For | For | For | |||
21 | Fees for GAO Yanzhu | Mgmt | For | For | For | |||
22 | Authority to Give Guarantees | Mgmt | For | For | For | |||
23 | Application for Bank Loans | Mgmt | For | For | For | |||
24 | Approval of Entrusted Loans | Mgmt | For | Against | Against | |||
25 | Continuing Connected Transactions for 2018 | Mgmt | For | For | For | |||
26 | Shareholders' Return Plan 2018-2020 | Mgmt | For | For | For | |||
27 | Amendments to Use of Proceeds | Mgmt | For | For | For | |||
28 | Utilization of Proceeds from Previous Fund Raising | Mgmt | For | For | For | |||
29 | Utilization of Proceeds from Internal Fund | Mgmt | For | For | For | |||
30 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
31 | Appointment of Internal Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
32 | Amendments to Procedural Rules for Board of Directors | Mgmt | For | For | For | |||
33 | Amendments to Procedural Rules for Supervisory Committee | Mgmt | For | For | For | |||
34 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
35 | Amendments to Articles | Mgmt | For | For | For | |||
36 | Elect LI Hong | Mgmt | For | For | For | |||
37 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
38 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Director's Report | Mgmt | For | For | For | |||
2 | Supervisor's Report | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||
7 | Elect LI Sze Lim | Mgmt | For | For | For | |||
8 | Elect ZHANG LI | Mgmt | For | For | For | |||
9 | Elect ZHOU Yaonan | Mgmt | For | For | For | |||
10 | Elect LU Jing | Mgmt | For | For | For | |||
11 | Elect Daniel NG Yau Wah | Mgmt | For | For | For | |||
12 | Appointment of Domestic Auditor | Mgmt | For | For | For | |||
13 | Application for Composite Credit Facilities | Mgmt | For | For | For | |||
14 | Authority to Extend Guarantees | Mgmt | For | Against | Against | |||
15 | Approve 2017 Guarantees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Class of shares | Mgmt | For | Against | Against | |||
18 | Place of listing | Mgmt | For | Against | Against | |||
19 | Issuer | Mgmt | For | Against | Against | |||
20 | No. of shares to be issued | Mgmt | For | Against | Against | |||
21 | Nominal value of the shares to be issued | Mgmt | For | Against | Against | |||
22 | Target subscriber | Mgmt | For | Against | Against | |||
23 | Issue price | Mgmt | For | Against | Against | |||
24 | Method of issue | Mgmt | For | Against | Against | |||
25 | Underwriting method | Mgmt | For | Against | Against | |||
26 | Use of proceeds | Mgmt | For | Against | Against | |||
27 | Plan on the allocation of accumulated profits prior to the issue | Mgmt | For | Against | Against | |||
28 | Effective period of the resolution | Mgmt | For | Against | Against | |||
29 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
30 | Listing/Trading Arrangements | Mgmt | For | Against | Against | |||
31 | Board Authorization to Implement Listing/Trading Arrangements | Mgmt | For | For | For | |||
32 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
33 | Board Authorization to Implement Debt Financing Plan | Mgmt | For | For | For | |||
34 | Amendments to Articles | Mgmt | For | For | For | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Class of shares | Mgmt | For | Against | Against | |||
3 | Place of listing | Mgmt | For | Against | Against | |||
4 | Issuer | Mgmt | For | Against | Against | |||
5 | No. of shares to be issued | Mgmt | For | Against | Against | |||
6 | Nominal value of the shares to be issued | Mgmt | For | Against | Against | |||
7 | Target subscriber | Mgmt | For | Against | Against | |||
8 | Issue price | Mgmt | For | Against | Against | |||
9 | Method of issue | Mgmt | For | Against | Against | |||
10 | Underwriting method | Mgmt | For | Against | Against | |||
11 | Use of proceeds | Mgmt | For | Against | Against | |||
12 | Plan on the allocation of accumulated profits prior to the issue | Mgmt | For | Against | Against | |||
13 | Effective period of the resolution | Mgmt | For | Against | Against | |||
14 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
15 | Listing/Trading Arrangements | Mgmt | For | Against | Against | |||
16 | Board Authorization to Implement Listing/Trading Arrangements | Mgmt | For | For | For | |||
Haier Electronics Group Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1169 | CINS G42313125 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHOU Yun Jie | Mgmt | For | For | For | |||
5 | Elect David YU Hon To | Mgmt | For | Against | Against | |||
6 | Elect Eva CHENG LI Kam Fun | Mgmt | For | For | For | |||
7 | Elect YANG Guang | Mgmt | For | For | For | |||
8 | Elect Gong Shao Lin | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares Under the Restricted Share Award Scheme | Mgmt | For | For | For | |||
16 | Amendments to Bye-laws | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Halcon Resources Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HK | CUSIP 40537Q605 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William J. Campbell | Mgmt | For | For | For | |||
1.2 | Elect James W. Christmas | Mgmt | For | For | For | |||
1.3 | Elect Michael L. Clark | Mgmt | For | For | For | |||
1.4 | Elect Ronald D. Scott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hanwha Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000880 | CINS Y3065M100 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect LEE Tae Jong | Mgmt | For | For | For | |||
4 | Elect KIM Youn Chul | Mgmt | For | For | For | |||
5 | Elect OK Kyung Seok | Mgmt | For | For | For | |||
6 | Elect KIM Chang Rok | Mgmt | For | For | For | |||
7 | Elect LEE Kwang Hoon | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: KIM Chang Rok | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: LEE Kwang Hoon | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Harris Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRS | CUSIP 413875105 | 10/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect William M. Brown | Mgmt | For | For | For | |||
3 | Elect Peter W. Chiarelli | Mgmt | For | For | For | |||
4 | Elect Thomas A. Dattilo | Mgmt | For | For | For | |||
5 | Elect Roger Fradin | Mgmt | For | For | For | |||
6 | Elect Terry D. Growcock | Mgmt | For | For | For | |||
7 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
8 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
9 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
10 | Elect James C. Stoffel | Mgmt | For | For | For | |||
11 | Elect Gregory T. Swienton | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Harvey Norman Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HVN | CINS Q4525E117 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Re-elect Gerry Harvey | Mgmt | For | Against | Against | |||
4 | Re-elect Chris Mentis | Mgmt | For | Against | Against | |||
5 | Re-elect Graham Paton | Mgmt | For | Against | Against | |||
HCP, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCP | CUSIP 40414L109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
3 | Elect David B. Henry | Mgmt | For | For | For | |||
4 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||
5 | Elect Peter L. Rhein | Mgmt | For | For | For | |||
6 | Elect Joseph P. Sullivan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HEICO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CUSIP 422806109 | 03/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | |||
1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | |||
1.3 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | |||
1.4 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | |||
1.5 | Elect Eric A. Mendelson | Mgmt | For | For | For | |||
1.6 | Elect Laurans A. Mendelson | Mgmt | For | For | For | |||
1.7 | Elect Victor H. Mendelson | Mgmt | For | For | For | |||
1.8 | Elect Julie Neitzel | Mgmt | For | For | For | |||
1.9 | Elect Alan Schriesheim | Mgmt | For | For | For | |||
1.10 | Elect Frank J. Schwitter | Mgmt | For | For | For | |||
2 | Re-approval of the Performance Goals Under the 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Approval of the 2018 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
5 | Increase of Authorized Class A Common Stock | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Hengan International Group Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1044 | CINS G4402L151 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect XU Shui Shen | Mgmt | For | For | For | |||
6 | Elect XU Da Zuo | Mgmt | For | For | For | |||
7 | Elect SZE Wong Kim | Mgmt | For | For | For | |||
8 | Elect HUI Ching Chi | Mgmt | For | For | For | |||
9 | Elect Ada WONG Ying Kay | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Hermes International SCA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMS | CINS F48051100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Management Acts | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
11 | Remuneration of Axel Dumas, Manager | Mgmt | For | For | For | |||
12 | Remuneration of Emile Hermes SARL, Managing General Partner | Mgmt | For | For | For | |||
13 | Elect Matthieu Dumas | Mgmt | For | Against | Against | |||
14 | Elect Blaise Guerrand | Mgmt | For | Against | Against | |||
15 | Elect Olympia Guerrand | Mgmt | For | Against | Against | |||
16 | Elect Robert Peugeot | Mgmt | For | Against | Against | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Highwoods Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIW | CUSIP 431284108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Evans | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||
1.5 | Elect David J. Hartzell | Mgmt | For | For | For | |||
1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | |||
1.7 | Elect Anne H. Lloyd | Mgmt | For | For | For | |||
1.8 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
Hitachi Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6501 | CINS J20454112 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Share Consolidation | Mgmt | For | For | For | |||
3 | Elect Katsumi Ihara | Mgmt | For | For | For | |||
4 | Elect Cynthia B. Carroll | Mgmt | For | For | For | |||
5 | Elect Joe Harlan | Mgmt | For | For | For | |||
6 | Elect George W. Buckley | Mgmt | For | For | For | |||
7 | Elect Louise Pentland | Mgmt | For | For | For | |||
8 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
9 | Elect Takatoshi Yamamoto | Mgmt | For | For | For | |||
10 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
11 | Elect Kazuyuki Tanaka | Mgmt | For | For | For | |||
12 | Elect Hiroaki Nakanishi | Mgmt | For | For | For | |||
13 | Elect Toyoaki Nakamura | Mgmt | For | For | For | |||
14 | Elect Toshiaki Higashihara | Mgmt | For | For | For | |||
Hon Hai Precision Industry | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2354 | CINS Y36861105 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Initial Public Offering and Listing of A Shares | Mgmt | For | For | For | |||
3 | Elect WANG Kuo-Cheng as Director | Mgmt | For | For | For | |||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Hong Kong Exchanges And Clearing Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0388 | CINS Y3506N139 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tze Ching I. CHAN | Mgmt | For | For | For | |||
6 | Elect Fred HU Zuliu | Mgmt | For | For | For | |||
7 | Elect John M.M. Williamson | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
Host Hotels & Resorts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HST | CUSIP 44107P104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary L. Baglivo | Mgmt | For | For | For | |||
2 | Elect Sheila C. Bair | Mgmt | For | For | For | |||
3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
4 | Elect Richard E. Marriott | Mgmt | For | For | For | |||
5 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | For | |||
6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
7 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||
8 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
9 | Elect James F. Risoleo | Mgmt | For | For | For | |||
10 | Elect Gordon H. Smith | Mgmt | For | For | For | |||
11 | Elect A. William Stein | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
5 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
6 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
7 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
8 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
9 | Elect Subra Suresh | Mgmt | For | For | For | |||
10 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
HSBC Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSBA | CINS G4634U169 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark E. Tucker | Mgmt | For | For | For | |||
4 | Elect John Flint | Mgmt | For | For | For | |||
5 | Elect Kathleen L. Casey | Mgmt | For | For | For | |||
6 | Elect Laura M.L. Cha | Mgmt | For | For | For | |||
7 | Elect Henri de Castries | Mgmt | For | For | For | |||
8 | Elect Jonathan Douglas Evans | Mgmt | For | For | For | |||
9 | Elect Irene LEE Yun Lien | Mgmt | For | Against | Against | |||
10 | Elect Iain J. Mackay | Mgmt | For | For | For | |||
11 | Elect Heidi G. Miller | Mgmt | For | For | For | |||
12 | Elect Marc Moses | Mgmt | For | For | For | |||
13 | Elect David T. Nish | Mgmt | For | For | For | |||
14 | Elect Jonathan R. Symonds | Mgmt | For | For | For | |||
15 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
16 | Elect Pauline F.M. van der Meer Mohr | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Contingent Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Contingent Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Scrip Dividend | Mgmt | For | For | For | |||
28 | Amendments to Articles | Mgmt | For | For | For | |||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Hudson Pacific Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPP | CUSIP 444097109 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor J. Coleman | Mgmt | For | For | For | |||
2 | Elect Theodore R. Antenucci | Mgmt | For | For | For | |||
3 | Elect Andrea L. Wong | Mgmt | For | For | For | |||
4 | Elect Richard B. Fried | Mgmt | For | For | For | |||
5 | Elect Jonathan M. Glaser | Mgmt | For | For | For | |||
6 | Elect Robert L. Harris II | Mgmt | For | For | For | |||
7 | Elect Mark D. Linehan | Mgmt | For | For | For | |||
8 | Elect Robert M. Moran, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael Nash | Mgmt | For | Against | Against | |||
10 | Elect Barry A. Porter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
8 | Elect William J. McDonald | Mgmt | For | For | For | |||
9 | Elect William E. Mitchell | Mgmt | For | For | For | |||
10 | Elect David B. Nash | Mgmt | For | For | For | |||
11 | Elect James J. O'Brien | Mgmt | For | For | For | |||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip M. Bilden | Mgmt | For | For | For | |||
1.2 | Elect Augustus L. Collins | Mgmt | For | For | For | |||
1.3 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
1.4 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.5 | Elect Victoria D. Harker | Mgmt | For | For | For | |||
1.6 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.7 | Elect C. Michael Petters | Mgmt | For | For | For | |||
1.8 | Elect Thomas C. Schievelbein | Mgmt | For | For | For | |||
1.9 | Elect John K. Welch | Mgmt | For | For | For | |||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Hyatt Hotels Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H | CUSIP 448579102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
1.2 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
1.3 | Elect Jason Pritzker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hypermarcas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYPE3 | CINS P5230A101 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles 1 (Company's Name) | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles 24 and 28; Removal of Article 35 (Management Board) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | TNA | N/A | |||
5 | Consolidations of Articles | Mgmt | For | TNA | N/A | |||
6 | Adoption of Matching Share Plan | Mgmt | For | TNA | N/A | |||
7 | Ratify Updated Global Remuneration Amount for 2016 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Matching Shares Plan | Mgmt | For | TNA | N/A | |||
9 | Amendments to Restricted Shares Plan | Mgmt | For | TNA | N/A | |||
10 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Hypermarcas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYPE3 | CINS P5230A101 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
5 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Hyundai Marine & Fire Insurance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001450 | CINS Y3842K104 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Independent Director to Become Audit Committee Member: YOO Jae Kwon | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
Imperial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPL | CINS S38127122 | 10/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Elect Audit Committee Member (Graham Dempster) | Mgmt | For | For | For | |||
4 | Elect Audit Committee Member (Thembisa Dingaan) | Mgmt | For | For | For | |||
5 | Elect Audit Committee Member (Phumzile Langeni) | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Roddy Sparks) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Younaid Waja) | Mgmt | For | For | For | |||
8 | Re-elect Osman Arbee | Mgmt | For | Against | Against | |||
9 | Re-elect Graham Dempster | Mgmt | For | Against | Against | |||
10 | Re-elect Suresh Kana | Mgmt | For | Against | Against | |||
11 | Re-elect Valli Moosa | Mgmt | For | Against | Against | |||
12 | Re-elect Younaid Waja | Mgmt | For | Against | Against | |||
13 | Elect Mohammed Akoojee | Mgmt | For | Against | Against | |||
14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
15 | Approve Implementation Report | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Chairperson) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Deputy Chairperson and Lead independent Director) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Assets and Liabilities Committee Chairperson) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Assets and Liabilities Committee Member) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit Committee Chairperson) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Audit Committee Member) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Divisional Board Member: Motus Division) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Divisional Board Member: Logistics Division) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Divisional Finance and Risk Committee Memeber: Motus) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Divisional Finance and Risk Committee Memeber: Logistics) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Investment Committee Chairperson) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Investment Committee Member) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Risk Committee Chairman) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Risk Committee Member) | Mgmt | For | For | For | |||
31 | Approve NEDs' Fees (Remuneration Committee Chairperson) | Mgmt | For | For | For | |||
32 | Approve NEDs' Fees (Remuneration Committee Member) | Mgmt | For | For | For | |||
33 | Approve NEDs' Fees (Nomination Committee Chairperson) | Mgmt | For | For | For | |||
34 | Approve NEDs' Fees (Nomination Committee Member) | Mgmt | For | For | For | |||
35 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Chairperson) | Mgmt | For | For | For | |||
36 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Member) | Mgmt | For | For | For | |||
37 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
38 | General Authority to Issue Shares | Mgmt | For | For | For | |||
39 | AUTHORITY TO ISSUE SHARES FOR CASH | Mgmt | For | For | For | |||
40 | General Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
41 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
42 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
Indofood Sukses Makmur Tbk PT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDF | CINS Y7128X128 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | |||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | 2016 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | |||
3 | Elect Anthony Francis Neoh | Mgmt | For | For | For | |||
4 | Amendments to Articles and Rules of Procedure for Shareholders' General Meetings | Mgmt | For | For | For | |||
5 | Amendments to Articles and Rules of Procedure for Board of Directors | Mgmt | For | For | For | |||
6 | Amendments to Articles and Rules of Procedure for Board Supervisors | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Profit Distribution Plan 2017 | Mgmt | For | For | For | |||
6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
7 | 2018-2020 Capital Planning of ICBC | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect CHENG Fengchao | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial Bank of Korea | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
024110 | CINS Y3994L108 | 03/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Industrivarden AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INDUA | CINS W45430100 | 04/17/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Dividend Record Date | Mgmt | For | TNA | N/A | |||
15 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Directors' Fees | Mgmt | For | TNA | N/A | |||
18 | Elect Par Boman | Mgmt | For | TNA | N/A | |||
19 | Elect Christian Caspar | Mgmt | For | TNA | N/A | |||
20 | Elect Bengt Kjell | Mgmt | For | TNA | N/A | |||
21 | Elect Nina Linander | Mgmt | For | TNA | N/A | |||
22 | Elect Fredrik Lundberg | Mgmt | For | TNA | N/A | |||
23 | Elect Annika Lundius | Mgmt | For | TNA | N/A | |||
24 | Elect Lars Pettersson | Mgmt | For | TNA | N/A | |||
25 | Elect Helena Stjernholm | Mgmt | For | TNA | N/A | |||
26 | Elect Fredrik Lundberg as Chair | Mgmt | For | TNA | N/A | |||
27 | Number of Auditors | Mgmt | For | TNA | N/A | |||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
31 | Long-term Share Savings Program | Mgmt | For | TNA | N/A | |||
32 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Ingredion Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGR | CUSIP 457187102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luis Aranguren-Trellez | Mgmt | For | For | For | |||
2 | Elect David B. Fischer | Mgmt | For | For | For | |||
3 | Elect Ilene S. Gordon | Mgmt | For | Against | Against | |||
4 | Elect Paul Hanrahan | Mgmt | For | For | For | |||
5 | Elect Rhonda L. Jordan | Mgmt | For | For | For | |||
6 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
7 | Elect Barbara A. Klein | Mgmt | For | For | For | |||
8 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
9 | Elect Jorge A. Uribe | Mgmt | For | For | For | |||
10 | Elect Dwayne A. Wilson | Mgmt | For | For | For | |||
11 | Elect James Zallie | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | |||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
6 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
International Consolidated Airlines Group, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS E67674106 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Final Dividend | Mgmt | For | For | For | |||
6 | Ratification of Board Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
9 | Elect Antonio Vazquez Romero | Mgmt | For | For | For | |||
10 | Elect Willie Walsh | Mgmt | For | For | For | |||
11 | Elect Marc Bolland | Mgmt | For | For | For | |||
12 | Elect Patrick Cescau | Mgmt | For | For | For | |||
13 | Elect Enrique Dupuy de Lome Chavarri | Mgmt | For | For | For | |||
14 | Elect Maria Fernanda Mejia Campuzano | Mgmt | For | For | For | |||
15 | Elect Kieran Poynter | Mgmt | For | For | For | |||
16 | Elect Emilio Saracho Rodriguez de Torres | Mgmt | For | For | For | |||
17 | Elect Marjorie Scardino | Mgmt | For | For | For | |||
18 | Elect Nicola Shaw | Mgmt | For | For | For | |||
19 | Elect Alberto Miguel Terol Esteban | Mgmt | For | For | For | |||
20 | Elect Deborah Kerr | Mgmt | For | For | For | |||
21 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
22 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
23 | Approval of the allotment of a maximum number of shares under the PSP and the IADP | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For | For | |||
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
28 | Reduction in Authorized Capital | Mgmt | For | For | For | |||
29 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eve Burton | Mgmt | For | For | For | |||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Deborah Liu | Mgmt | For | For | For | |||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
7 | Elect Brad D. Smith | Mgmt | For | For | For | |||
8 | Elect Thomas J. Szkutak | Mgmt | For | For | For | |||
9 | Elect Raul Vazquez | Mgmt | For | For | For | |||
10 | Elect Jeff Weiner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of Material Terms of Performance Goals Under Senior Executive Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Forward Stock Split | Mgmt | For | For | For | |||
Iron Mountain Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRM | CUSIP 46284V101 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer Allerton | Mgmt | For | For | For | |||
2 | Elect Ted R. Antenucci | Mgmt | For | For | For | |||
3 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
4 | Elect Clarke H. Bailey | Mgmt | For | For | For | |||
5 | Elect Kent P. Dauten | Mgmt | For | For | For | |||
6 | Elect Paul F. Deninger | Mgmt | For | For | For | |||
7 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
8 | Elect William L. Meaney | Mgmt | For | For | For | |||
9 | Elect Wendy J. Murdock | Mgmt | For | For | For | |||
10 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
11 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
iStar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAR | CUSIP 45031U101 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jay Sugarman | Mgmt | For | For | For | |||
1.2 | Elect Clifford De Souza | Mgmt | For | For | For | |||
1.3 | Elect Robert W. Holman, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Robin Josephs | Mgmt | For | For | For | |||
1.5 | Elect Dale Anne Reiss | Mgmt | For | For | For | |||
1.6 | Elect Barry W. Ridings | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Itausa - Investimentos Itau S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITSA3 | CINS P5887P427 | 04/12/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Elect Jose Maria Rabelo as Supervisory Council Member Presented by Preferred Shareholders | Mgmt | N/A | TNA | N/A | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Yoshihisa Suzuki | Mgmt | For | For | For | |||
6 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
7 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
9 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
10 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
11 | Elect Masatoshi Kawana | Mgmt | For | For | For | |||
12 | Elect Shuzaburo Tsuchihashi as Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | Against | For | |||
J Sainsbury plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBRY | CINS G77732173 | 07/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Kevin O'Byrne | Mgmt | For | Against | Against | |||
6 | Elect Matt Brittin | Mgmt | For | Against | Against | |||
7 | Elect Brian Cassin | Mgmt | For | Against | Against | |||
8 | Elect Mike Coupe | Mgmt | For | Against | Against | |||
9 | Elect David Keens | Mgmt | For | Against | Against | |||
10 | Elect Lady Susan Rice | Mgmt | For | Against | Against | |||
11 | Elect John Rogers | Mgmt | For | Against | Against | |||
12 | Elect Jean Tomlin | Mgmt | For | Against | Against | |||
13 | Elect David Tyler | Mgmt | For | Against | Against | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Japan Airlines Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
4 | Elect Yuji Akasaka | Mgmt | For | For | For | |||
5 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
6 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
7 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
8 | Elect Toshinori Shin | Mgmt | For | For | For | |||
9 | Elect Shinichiroh Shimizu | Mgmt | For | For | For | |||
10 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
11 | Elect Masatoshi Itoh | Mgmt | For | Against | Against | |||
12 | Elect Sonoko Hacchoji | Mgmt | For | For | For | |||
13 | Elect Shinsuke Kubo as Statutory Auditor | Mgmt | For | For | For | |||
Japan Post Bank Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7182 | CINS J2800C101 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Use/Transfer of Reserves | Mgmt | For | For | For | |||
3 | Elect Norito Ikeda | Mgmt | For | Against | Against | |||
4 | Elect Susumu Tanaka | Mgmt | For | For | For | |||
5 | Elect Masatsugu Nagato | Mgmt | For | For | For | |||
6 | Elect Ryohichi Nakazato | Mgmt | For | For | For | |||
7 | Elect Tomoyoshi Arita | Mgmt | For | For | For | |||
8 | Elect Sawako Nohara | Mgmt | For | For | For | |||
9 | Elect Tetsu Machida | Mgmt | For | For | For | |||
10 | Elect Nobuko Akashi | Mgmt | For | For | For | |||
11 | Elect Katsuaki Ikeda | Mgmt | For | For | For | |||
12 | Elect Hirofumi Nomoto | Mgmt | For | Against | Against | |||
13 | Elect Ryohji Chubachi | Mgmt | For | For | For | |||
JBG SMITH Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBGS | CUSIP 46590V100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew Kelly | Mgmt | For | For | For | |||
1.2 | Elect Mitchell Schear | Mgmt | For | For | For | |||
1.3 | Elect Ellen Shuman | Mgmt | For | For | For | |||
1.4 | Elect John F. Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | To opt out of Section 3- 804(c) of the Maryland General Corporation Law (theMGCL) | Mgmt | For | For | For | |||
John Wiley & Sons, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWA | CUSIP 968223206 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Bell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Laurie A. Leshin | Mgmt | For | Withhold | Against | |||
1.3 | Elect William Pence | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kalpana Raina | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
JTEKT Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6473 | CINS J2946V104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Seiichi Sudoh | Mgmt | For | For | For | |||
4 | Elect Tetsuo Agata | Mgmt | For | For | For | |||
5 | Elect Hiroyuki Miyazaki | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Kaijima | Mgmt | For | For | For | |||
7 | Elect Tomokazu Takahashi | Mgmt | For | For | For | |||
8 | Elect Takumi Matsumoto | Mgmt | For | For | For | |||
9 | Elect Takao Miyatani | Mgmt | For | For | For | |||
10 | Elect Iwao Okamoto | Mgmt | For | For | For | |||
11 | Elect Makoto Sano | Mgmt | For | For | For | |||
12 | Elect Shinji Katoh | Mgmt | For | For | For | |||
13 | Elect Hirofumi Matsuoka | Mgmt | For | For | For | |||
14 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
15 | Elect Hiroshi Takenaka | Mgmt | For | Against | Against | |||
16 | Elect Atsushi Kume | Mgmt | For | Against | Against | |||
17 | Elect Takashi Yoshida | Mgmt | For | For | For | |||
18 | Elect Hiroyuki Wakabayashi | Mgmt | For | Against | Against | |||
19 | Bonus | Mgmt | For | For | For | |||
Kajima Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1812 | CINS J29223120 | 06/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
3 | Share Consolidation | Mgmt | For | TNA | N/A | |||
4 | Elect Mitsuyoshi Nakamura | Mgmt | For | TNA | N/A | |||
5 | Elect Takashi Hinago | Mgmt | For | TNA | N/A | |||
6 | Elect Masayasu Kayano | Mgmt | For | TNA | N/A | |||
7 | Elect Hiroshi Ishikawa | Mgmt | For | TNA | N/A | |||
8 | Elect Nobuyuki Hiraizumi | Mgmt | For | TNA | N/A | |||
9 | Elect Shohichi Kajima | Mgmt | For | TNA | N/A | |||
10 | Elect Masahiro Nakagawa as Statutory Auditor | Mgmt | For | TNA | N/A | |||
Kansas City Southern | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSU | CUSIP 485170302 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lydia I. Beebe | Mgmt | For | Against | Against | |||
2 | Elect Lu M. Cordova | Mgmt | For | Against | Against | |||
3 | Elect Robert J. Druten | Mgmt | For | Against | Against | |||
4 | Elect Terrence P. Dunn | Mgmt | For | Against | Against | |||
5 | Elect Antonio O. Garza, Jr. | Mgmt | For | Against | Against | |||
6 | Elect David Francisco Garza-Santos | Mgmt | For | Against | Against | |||
7 | Elect Janet H. Kennedy | Mgmt | For | Against | Against | |||
8 | Elect Mitchell J. Krebs | Mgmt | For | Against | Against | |||
9 | Elect Henry J Maier | Mgmt | For | Against | Against | |||
10 | Elect Thomas A. McDonnell | Mgmt | For | Against | Against | |||
11 | Elect Patrick J. Ottensmeyer | Mgmt | For | Against | Against | |||
12 | Elect Rodney E. Slater | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Kao Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4452 | CINS J30642169 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Michitaka Sawada | Mgmt | For | For | For | |||
4 | Elect Katsuhiko Yoshida | Mgmt | For | For | For | |||
5 | Elect Toshiaki Takeuchi | Mgmt | For | For | For | |||
6 | Elect Yoshihiro Hasebe | Mgmt | For | For | For | |||
7 | Elect Sohnosuke Kadonaga | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Osamu Shinobe | Mgmt | For | For | For | |||
10 | Elect Nobuhiro Oka as Statutory Auditor | Mgmt | For | For | For | |||
KB Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
105560 | CINS Y46007103 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles (Bundled) | Mgmt | For | For | For | |||
3 | Elect SUNWOO Seok Ho | Mgmt | For | For | For | |||
4 | Elect CHOI Myoung Hee | Mgmt | For | For | For | |||
5 | Elect JUNG Gu Hwan | Mgmt | For | For | For | |||
6 | Elect YOO Suk Ryul | Mgmt | For | For | For | |||
7 | Elect PARK Jae Ha | Mgmt | For | For | For | |||
8 | Election of Independent Director to Become Audit Committee Member: HAN Jong Soo | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: SUNWOO Seok Ho | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member: JUNG Gu Hwan | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member: PARK Jae Ha | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Amendments to Article 36 (Shareholder Proposal) | ShrHoldr | Against | Against | For | |||
14 | Amendments to Article 48 (Shareholder Proposal) | ShrHoldr | Against | Against | For | |||
15 | Elect KWON Soon Won (Shareholder Proposal) | ShrHoldr | Against | Against | For | |||
KB Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
105560 | CINS Y46007103 | 11/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect YOON Jong Kyoo | Mgmt | For | For | For | |||
4 | Elect HUR Yin | Mgmt | For | For | For | |||
5 | Elect HA Seung Soo (Shareholder nominee) | ShrHoldr | Against | For | Against | |||
6 | Amendments to Articles (Shareholder Proposal) | ShrHoldr | Against | For | Against | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Kei Morita | Mgmt | For | For | For | |||
13 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
14 | Elect Tatsuro Ueda | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
17 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
18 | Elect Yasuhide Yamamoto as Statutory Auditor | Mgmt | For | For | For | |||
19 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
Kerry Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0683 | CINS G52440107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Final Dividend | Mgmt | For | For | For | |||
5 | Special Dividend | Mgmt | For | For | For | |||
6 | Elect WONG Siu Kong | Mgmt | For | For | For | |||
7 | Elect KUOK Khoon Hua | Mgmt | For | Against | Against | |||
8 | Elect Marina WONG Yu Pok | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Keyence Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6861 | CINS J32491102 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Takemitsu Takizaki | Mgmt | For | For | For | |||
3 | Elect Akinori Yamamoto | Mgmt | For | For | For | |||
4 | Elect Keiichi Kimura | Mgmt | For | For | For | |||
5 | Elect Tomohide Ideno | Mgmt | For | For | For | |||
6 | Elect Akiji Yamaguchi | Mgmt | For | For | For | |||
7 | Elect Masayuki Miki | Mgmt | For | For | For | |||
8 | Elect Akira Kanzawa | Mgmt | For | For | For | |||
9 | Elect Masato Fujimoto | Mgmt | For | For | For | |||
10 | Elect Yohichi Tanabe | Mgmt | For | For | For | |||
11 | Elect Masaharu Yamamoto as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect Jim Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
Kingfisher plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGF | CINS G5256E441 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jeff Carr | Mgmt | For | For | For | |||
5 | Elect Andrew Cosslett | Mgmt | For | For | For | |||
6 | Elect Pascal Cagni | Mgmt | For | For | For | |||
7 | Elect Clare M. Chapman | Mgmt | For | For | For | |||
8 | Elect Anders Dahlvig | Mgmt | For | For | For | |||
9 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | For | For | |||
10 | Elect Veronique Laury | Mgmt | For | For | For | |||
11 | Elect Mark Seligman | Mgmt | For | For | For | |||
12 | Elect Karen Witts | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Koc Holding A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KCHOL | CINS M63751107 | 03/22/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Election of Directors; Board Size; Board Term Length | Mgmt | For | TNA | N/A | |||
11 | Compensation Policy | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
16 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
17 | Wishes | Mgmt | For | TNA | N/A | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect W.A. Kolk to the Management Board | Mgmt | For | For | For | |||
11 | Elect D.R. Hooft Graafland to the Supervisory Board | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | CANCELLATION OF SHARES | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Kumba Iron Ore Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KIO | CINS S4341C103 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Re-elect Dolly Mokgatle | Mgmt | For | For | For | |||
3 | Elect Sango S. Ntsaluba | Mgmt | For | For | For | |||
4 | Elect Mandla S.V. Gantsho | Mgmt | For | For | For | |||
5 | Elect Nomalizo (Ntombi) B. Langa-Royds | Mgmt | For | For | For | |||
6 | Elect Mary S. Bomela | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Dolly Mokgatle) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Terence Goodlace) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Sango Ntsaluba) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Mary Bomela) | Mgmt | For | For | For | |||
11 | Approve Remuneration Policy | Mgmt | For | For | For | |||
12 | Approve Implementation of Remuneration Policy | Mgmt | For | For | For | |||
13 | Approve Amendments to Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | General Authority to Issue Shares | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
16 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (NEDs) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Chairman) | Mgmt | For | For | For | |||
19 | Approve Financial Assistance | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Kuraray Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3405 | CINS J37006137 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masaaki Itoh | Mgmt | For | For | For | |||
4 | Elect Sadaaki Matsuyama | Mgmt | For | For | For | |||
5 | Elect Kazuhiko Kugawa | Mgmt | For | For | For | |||
6 | Elect Hiroaya Hayase | Mgmt | For | For | For | |||
7 | Elect Kazuhiro Nakayama | Mgmt | For | For | For | |||
8 | Elect Kenichi Abe | Mgmt | For | For | For | |||
9 | Elect Yoshimasa Sano | Mgmt | For | For | For | |||
10 | Elect Tomokazu Hamaguchi | Mgmt | For | For | For | |||
11 | Elect Jun Hamano | Mgmt | For | For | For | |||
12 | Elect Yukinori Yamane | Mgmt | For | For | For | |||
13 | Elect Mitsuhiro Nagahama | Mgmt | For | For | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
6 | Elect Robert B. Millard | Mgmt | For | For | For | |||
7 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
8 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
9 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | For | For | For | |||
13 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Lagardere SCA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMB | CINS F5485U100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Remuneration of Arnaud Lagardere, Managing Partner | Mgmt | For | For | For | |||
10 | Remuneration of Pierre Leroy and Thierry Funck-Brentano, Co-Managing Partners | Mgmt | For | For | For | |||
11 | Remuneration of Xavier de Sarrau, Supervisory Board Chair | Mgmt | For | For | For | |||
12 | Elect Xavier de Sarrau | Mgmt | For | For | For | |||
13 | Elect Yves Guillemot | Mgmt | For | For | For | |||
14 | Elect Patrick Valroff | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles Regarding Board Size | Mgmt | For | For | For | |||
17 | Amendments to Articles Regarding Board Size | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Shareholder Proposal (A) Regarding Election of Helen Lee Bouygues (Amber Capital) | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal (B) Regarding Election of Arnaud Marion (Amber Capital) | ShrHoldr | Against | Against | For | |||
LG Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
003550 | CINS Y52755108 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
2 | Election of Audit Committee Member: KIM Sang Heon | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
LG Uplus | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
032640 | CINS Y5293P102 | 03/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
Liberty Expedia Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEXEA | CUSIP 53046P109 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2.1 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
2.2 | Elect Stephen M. Brett | Mgmt | For | For | For | |||
2.3 | Elect Gregg L. Engles | Mgmt | For | For | For | |||
2.4 | Elect Scott W Schoelzel | Mgmt | For | For | For | |||
2.5 | Elect Christopher W. Shean | Mgmt | For | Withhold | Against | |||
Liberty Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPT | CUSIP 531172104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Katherine E. Dietze | Mgmt | For | For | For | |||
1.3 | Elect Antonio F. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Daniel P. Garton | Mgmt | For | For | For | |||
1.5 | Elect Robert G Gifford | Mgmt | For | For | For | |||
1.6 | Elect William P. Hankowsky | Mgmt | For | Withhold | Against | |||
1.7 | Elect David L. Lingerfelt | Mgmt | For | For | For | |||
1.8 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.9 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amend the Trust's Bylaws | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect James R.C. Lupton | Mgmt | For | For | For | |||
3 | Elect Norman Roy Blackwell | Mgmt | For | For | For | |||
4 | Elect Juan Colombas | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Alan Dickinson | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Simon P. Henry | Mgmt | For | For | For | |||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
10 | Elect Deborah D. McWhinney | Mgmt | For | For | For | |||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
13 | Elect Sara Weller | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Amendments to Articles | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Loews Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
L | CUSIP 540424108 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Berman | Mgmt | For | For | For | |||
2 | Elect Joseph L. Bower | Mgmt | For | For | For | |||
3 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
4 | Elect Charles M. Diker | Mgmt | For | For | For | |||
5 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
6 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
7 | Elect Walter L. Harris | Mgmt | For | For | For | |||
8 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
9 | Elect Susan Peters | Mgmt | For | For | For | |||
10 | Elect Andrew H. Tisch | Mgmt | For | Against | Against | |||
11 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
12 | Elect Jonathan M. Tisch | Mgmt | For | For | For | |||
13 | Elect Anthony Welters | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Lotte Chemical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
011170 | CINS Y5336U100 | 03/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | For | For | |||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Marathon Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect Donna A. James | Mgmt | For | For | For | |||
3 | Elect James E. Rohr | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Certificate Amendments and Director Removal | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Marks and Spencer Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MKS | CINS G5824M107 | 07/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Manvinder S. Banga | Mgmt | For | For | For | |||
6 | Elect Patrick Bousquet-Chavanne | Mgmt | For | For | For | |||
7 | Elect Alison Brittain | Mgmt | For | For | For | |||
8 | Elect Miranda Curtis | Mgmt | For | For | For | |||
9 | Elect Andrew Fisher | Mgmt | For | For | For | |||
10 | Elect Andy Halford | Mgmt | For | For | For | |||
11 | Elect Steve Rowe | Mgmt | For | For | For | |||
12 | Elect Richard Solomons | Mgmt | For | For | For | |||
13 | Elect Robert Swannell | Mgmt | For | For | For | |||
14 | Elect Helen A. Weir | Mgmt | For | For | For | |||
15 | Elect Archie Norman | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Sharesave Plan 2017 | Mgmt | For | For | For | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
4 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | |||
5 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
6 | Elect Eric Hippeau | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Debra L. Lee | Mgmt | For | For | For | |||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
12 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
13 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
14 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Marubeni Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8002 | CINS J39788138 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Teruo Asada | Mgmt | For | For | For | |||
3 | Elect Fumiya Kokubu | Mgmt | For | For | For | |||
4 | Elect Yukihiko Matsumura | Mgmt | For | For | For | |||
5 | Elect Masumi Kakinoki | Mgmt | For | For | For | |||
6 | Elect Nobuhiro Yabe | Mgmt | For | For | For | |||
7 | Elect Hirohisa Miyata | Mgmt | For | For | For | |||
8 | Elect Takao Kitabata | Mgmt | For | For | For | |||
9 | Elect Kyohei Takahashi | Mgmt | For | For | For | |||
10 | Elect Susumu Fukuda | Mgmt | For | For | For | |||
11 | Elect Yuri Okina | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect John Mulligan | Mgmt | For | For | For | |||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Plastic Straws | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
Medical Properties Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPW | CUSIP 58463J304 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward K. Aldag, Jr. | Mgmt | For | For | For | |||
2 | Elect G. Steven Dawson | Mgmt | For | For | For | |||
3 | Elect R. Steven Hamner | Mgmt | For | For | For | |||
4 | Elect Elizabeth N. Pitman | Mgmt | For | For | For | |||
5 | Elect C. Reynolds Thompson, III | Mgmt | For | For | For | |||
6 | Elect D. Paul Sparks Jr. | Mgmt | For | For | For | |||
7 | Elect Michael G. Stewart | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Medipal Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7459 | CINS J4189T101 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shuichi Watanabe | Mgmt | For | For | For | |||
3 | Elect Yasuhiro Chohfuku | Mgmt | For | For | For | |||
4 | Elect Toshihide Yoda | Mgmt | For | For | For | |||
5 | Elect Yuji Sakon | Mgmt | For | For | For | |||
6 | Elect Takuroh Hasegawa | Mgmt | For | For | For | |||
7 | Elect Shinjiroh Watanabe | Mgmt | For | For | For | |||
8 | Elect Kunio Ninomiya | Mgmt | For | For | For | |||
9 | Elect Mitsuko Kagami | Mgmt | For | For | For | |||
10 | Elect Toshio Asano | Mgmt | For | For | For | |||
11 | Elect Kuniko Shoji | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Metro AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
B4B | CINS D5S17Q116 | 02/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | Against | Against | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Elect Herbert Bollinger to the Supervisory Board | Mgmt | For | Against | Against | |||
10 | Remuneration Policy | Mgmt | For | For | For | |||
11 | Amendment to Articles Regarding Authorised Capital | Mgmt | For | For | For | |||
12 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Mettler-Toledo International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Constance L. Harvey | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Hans Ulrich Maerki | Mgmt | For | For | For | |||
9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Josephs | Mgmt | For | For | For | |||
2 | Elect George H. Krauss | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
Mining and Metallurgical Co Norilsk Nickel | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMKN | CINS 55315J102 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Financial Statements (Consolidated) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Elect Sergey V. Barbashev | Mgmt | For | Abstain | Against | |||
7 | Elect Alexey V. Bashkirov | Mgmt | For | Abstain | Against | |||
8 | Elect Sergey B. Bratukhin | Mgmt | For | Abstain | Against | |||
9 | Elect Andrey E. Bougrov | Mgmt | For | Abstain | Against | |||
10 | Elect Artem O. Volynets | Mgmt | For | For | For | |||
11 | Elect Marianna A. Zakharova | Mgmt | For | Abstain | Against | |||
12 | Elect Andrey N. Likhachev | Mgmt | For | Abstain | Against | |||
13 | Elect Roger Munnings | Mgmt | For | For | For | |||
14 | Elect Stalbek S. Mishakov | Mgmt | For | Abstain | Against | |||
15 | Elect Gareth Penny | Mgmt | For | For | For | |||
16 | Elect Maxim M. Sokov | Mgmt | For | Abstain | Against | |||
17 | Elect Vladislav A. Soloviev | Mgmt | For | Abstain | Against | |||
18 | Elect Robert W. Edwards | Mgmt | For | For | For | |||
19 | Elect Artur G. Arustamov | Mgmt | For | For | For | |||
20 | Elect Anna V. Masalova | Mgmt | For | For | For | |||
21 | Elect Georgiy E. Svanidze | Mgmt | For | For | For | |||
22 | Elect Vladimir N. Shilkov | Mgmt | For | For | For | |||
23 | Elect Elena A. Yanevich | Mgmt | For | For | For | |||
24 | Appointment of Auditor (RAS) | Mgmt | For | For | For | |||
25 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | |||
26 | Directors' Fees | Mgmt | For | Against | Against | |||
27 | Audit Commission Fees | Mgmt | For | For | For | |||
28 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
29 | D&O Insurance | Mgmt | For | For | For | |||
30 | Membership in Organisation (Krasnoyarsk Constructors Self-Regulatory Association) | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
MISC Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MISC | CINS Y6080H105 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Halim bin Mohyiddin | Mgmt | For | For | For | |||
2 | Elect Mohd Yusri bin Mohamed Yusof | Mgmt | For | For | For | |||
3 | Elect Liza binti Mustapha | Mgmt | For | For | For | |||
4 | Elect Manharlal a/l Ratilal | Mgmt | For | For | For | |||
5 | Elect LIM Beng Choon | Mgmt | For | For | For | |||
6 | Directors' Fees for FY 2017 | Mgmt | For | For | For | |||
7 | Directors' Fees for FY 2018 | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Adoption of New Constitution | Mgmt | For | For | For | |||
Mitsubishi Chemical Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4188 | CINS J44046100 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Yoshimitsu Kobayashi | Mgmt | For | Against | Against | |||
3 | Elect Hitoshi Ochi | Mgmt | For | Against | Against | |||
4 | Elect Kenkichi Kosakai | Mgmt | For | Against | Against | |||
5 | Elect Glenn H. Fredrickson | Mgmt | For | Against | Against | |||
6 | Elect Yoshihiro Umeha | Mgmt | For | Against | Against | |||
7 | Elect Hisao Urata | Mgmt | For | Against | Against | |||
8 | Elect Ken Fujiwara | Mgmt | For | Against | Against | |||
9 | Elect Takeo Kikkawa | Mgmt | For | Against | Against | |||
10 | Elect Taigi Itoh | Mgmt | For | Against | Against | |||
11 | Elect Kazuhiro Watanabe | Mgmt | For | Against | Against | |||
12 | Elect Hideko Kunii | Mgmt | For | Against | Against | |||
13 | Elect Takayuki Hashimoto | Mgmt | For | Against | Against | |||
Mitsubishi Electric Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6503 | CINS J43873116 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Masaki Sakuyama | Mgmt | For | Against | Against | |||
3 | Elect Takeshi Sugiyama | Mgmt | For | Against | Against | |||
4 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | |||
5 | Elect Akihiro Matsuyama | Mgmt | For | Against | Against | |||
6 | Elect Masahiko Sagawa | Mgmt | For | Against | Against | |||
7 | Elect Shinji Harada | Mgmt | For | Against | Against | |||
8 | Elect Tadashi Kawagoishi | Mgmt | For | Against | Against | |||
9 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Ohbayashi | Mgmt | For | Against | Against | |||
11 | Elect Kazunori Watanabe | Mgmt | For | Against | Against | |||
12 | Elect Katsunori Nagayasu | Mgmt | For | Against | Against | |||
13 | Elect Hiroko Koide | Mgmt | For | Against | Against | |||
Mitsubishi Gas Chemical Company Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4182 | CINS J43959113 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazuo Sakai | Mgmt | For | For | For | |||
3 | Elect Toshikiyo Kurai | Mgmt | For | For | For | |||
4 | Elect Kenji Inamasa | Mgmt | For | For | For | |||
5 | Elect Yasuhiro Satoh | Mgmt | For | For | For | |||
6 | Elect Masahiro Johno | Mgmt | For | For | For | |||
7 | Elect Masashi Fujii | Mgmt | For | For | For | |||
8 | Elect Susumu Yoshida | Mgmt | For | For | For | |||
9 | Elect Masamichi Mizukami | Mgmt | For | For | For | |||
10 | Elect Masato Inari | Mgmt | For | For | For | |||
11 | Elect Nobuhisa Ariyoshi | Mgmt | For | For | For | |||
12 | Elect Kazuo Tanigawa | Mgmt | For | For | For | |||
13 | Elect Tsugio Satoh | Mgmt | For | For | For | |||
14 | Elect Kunio Kawa as Statutory Auditor | Mgmt | For | Against | Against | |||
15 | Reserved Retirement allowances for Directors | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
17 | Restricted Share Plan | Mgmt | For | For | For | |||
Mitsubishi Materials Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5711 | CINS J44024107 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Akira Takeuchi | Mgmt | For | For | For | |||
3 | Elect Osamu Iida | Mgmt | For | For | For | |||
4 | Elect Naoki Ono | Mgmt | For | For | For | |||
5 | Elect Yasunobu Suzuki | Mgmt | For | For | For | |||
6 | Elect Kazuhiro Kishi | Mgmt | For | For | For | |||
7 | Elect Makoto Shibata | Mgmt | For | For | For | |||
8 | Elect Mariko Tokunoh | Mgmt | For | For | For | |||
9 | Elect Hiroshi Watanabe | Mgmt | For | For | For | |||
10 | Elect Hikaru Sugi | Mgmt | For | For | For | |||
11 | Elect Naoto Kasai | Mgmt | For | For | For | |||
12 | Elect Tatsuo Wakabayashi | Mgmt | For | Against | Against | |||
Mitsubishi UFJ Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8306 | CINS J44497105 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroshi Kawakami | Mgmt | For | For | For | |||
4 | Elect Yuko Kawamoto | Mgmt | For | For | For | |||
5 | Elect Haruka Matsuyama | Mgmt | For | For | For | |||
6 | Elect Toby S. Myerson | Mgmt | For | For | For | |||
7 | Elect Tsutomu Okuda | Mgmt | For | For | For | |||
8 | Elect Yasushi Shingai | Mgmt | For | For | For | |||
9 | Elect Tarisa Watanagase | Mgmt | For | For | For | |||
10 | Elect Akira Yamate | Mgmt | For | For | For | |||
11 | Elect Tadashi Kuroda | Mgmt | For | For | For | |||
12 | Elect Junichi Okamoto | Mgmt | For | For | For | |||
13 | Elect Kiyoshi Sono | Mgmt | For | For | For | |||
14 | Elect Mikio Ikegaya | Mgmt | For | For | For | |||
15 | Elect Kanetsugu Mike | Mgmt | For | For | For | |||
16 | Elect Saburo Araki | Mgmt | For | For | For | |||
17 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Dismissal of Nobuyuki Hirano | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Special Committee on Certain Business Relationships | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Customer Identification Procedure | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Disclosure of Reasoning for Customer Account Termination | ShrHoldr | Against | Against | For | |||
Mitsui & Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8031 | CINS J44690139 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masami Iijima | Mgmt | For | For | For | |||
4 | Elect Tatsuo Yasunaga | Mgmt | For | For | For | |||
5 | Elect Makoto Suzuki | Mgmt | For | For | For | |||
6 | Elect Satoshi Tanaka | Mgmt | For | For | For | |||
7 | Elect Shinsuke Fujii | Mgmt | For | For | For | |||
8 | Elect Nobuaki Kitamori | Mgmt | For | For | For | |||
9 | Elect Yukio Takebe | Mgmt | For | For | For | |||
10 | Elect Takakazu Uchida | Mgmt | For | For | For | |||
11 | Elect Kenichi Hori | Mgmt | For | For | For | |||
12 | Elect Toshiroh Mutoh | Mgmt | For | For | For | |||
13 | Elect Izumi Kobayashi | Mgmt | For | For | For | |||
14 | Elect Jenifer Rogers | Mgmt | For | For | For | |||
15 | Elect Hirotaka Takeuchi | Mgmt | For | For | For | |||
16 | Elect Samuel Walsh | Mgmt | For | For | For | |||
17 | Elect Haruka Matsuyama as Statutory Auditor | Mgmt | For | For | For | |||
Mizuho Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsufumi Sakai | Mgmt | For | Against | Against | |||
3 | Elect Takanori Nishiyama | Mgmt | For | Against | Against | |||
4 | Elect Makoto Umemiya | Mgmt | For | Against | Against | |||
5 | Elect Yasuyuki Shibata | Mgmt | For | Against | Against | |||
6 | Elect Hisashi Kikuchi | Mgmt | For | Against | Against | |||
7 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
8 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
9 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
12 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
13 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
15 | Elect Izumi Kobayashi | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Response to Anti-Social Conduct in Business Relationships | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Creation of a Platform for Engagement with Shareholders | ShrHoldr | Against | Against | For | |||
Monmouth Real Estate Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNR | CUSIP 609720107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Catherine B. Elflein | Mgmt | For | For | For | |||
1.2 | Elect Eugene W. Landy | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Landy | Mgmt | For | For | For | |||
1.4 | Elect Samuel A. Landy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Slavery and Human Trafficking Report | ShrHoldr | Against | Against | For | |||
Muenchener Rueckversicherungs-Gesellschaft AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUV2 | CINS D55535104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Remuneration Policy | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Elect Maximilian Zimmerer | Mgmt | For | Against | Against | |||
13 | Elect Kurt W. Bock | Mgmt | For | Against | Against | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Naspers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPN | CINS S53435103 | 08/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Emilie M. Choi | Mgmt | For | Against | Against | |||
5 | Re-elect Jacobus (Koos) P. Bekker | Mgmt | For | Against | Against | |||
6 | Re-elect Steve J.Z. Pacak | Mgmt | For | Against | Against | |||
7 | Re-elect Fred Phaswana | Mgmt | For | Against | Against | |||
8 | Re-elect Ben J. van der Ross | Mgmt | For | Against | Against | |||
9 | Re-elect Rachel C.C. Jafta | Mgmt | For | Against | Against | |||
10 | Elect Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | General Authority to Issue Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Amendments to the Company's Share Incentive Trust Deeds and Schemes | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | |||
31 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
32 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
33 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | |||
34 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | |||
National Health Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHI | CUSIP 63633D104 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert T. Webb | Mgmt | For | Against | Against | |||
2 | Amendment to the 2012 Stock Option Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
National Retail Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNN | CUSIP 637417106 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela K. M. Beall | Mgmt | For | For | For | |||
1.2 | Elect Steven Cosler | Mgmt | For | For | For | |||
1.3 | Elect Don DeFosset | Mgmt | For | For | For | |||
1.4 | Elect David M. Fick | Mgmt | For | For | For | |||
1.5 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||
1.6 | Elect Kevin B. Habicht | Mgmt | For | For | For | |||
1.7 | Elect Robert C. Legler | Mgmt | For | For | For | |||
1.8 | Elect Sam L. Susser | Mgmt | For | For | For | |||
1.9 | Elect Julian E. Whitehurst | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/12/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Elect Paul Bulcke as Board Chair | Mgmt | For | TNA | N/A | |||
7 | Elect Ulf Mark Schneider | Mgmt | For | TNA | N/A | |||
8 | Elect Henri de Castries | Mgmt | For | TNA | N/A | |||
9 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
10 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
11 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |||
12 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
13 | Elect Eva Cheng | Mgmt | For | TNA | N/A | |||
14 | Elect Ruth Khasaya Oniang'o | Mgmt | For | TNA | N/A | |||
15 | Elect Patrick Aebischer | Mgmt | For | TNA | N/A | |||
16 | Elect Ursula M. Burns | Mgmt | For | TNA | N/A | |||
17 | Elect Kasper Rorsted | Mgmt | For | TNA | N/A | |||
18 | Elect Pablo Isla | Mgmt | For | TNA | N/A | |||
19 | Elect Kimberly Ross | Mgmt | For | TNA | N/A | |||
20 | Elect Beat Hess as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Jean-Pierre Roth as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Patrick Aebischer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Ursula M. Burns as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
25 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||
27 | Executive Compensation | Mgmt | For | TNA | N/A | |||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
29 | Additional or Amended Shareholder Proposals | ShrHoldr | Against | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
2 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
3 | Elect Gerald D. Held | Mgmt | For | For | For | |||
4 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
5 | Elect George Kurian | Mgmt | For | For | For | |||
6 | Elect George T. Shaheen | Mgmt | For | For | For | |||
7 | Elect Stephen M. Smith | Mgmt | For | Against | Against | |||
8 | Elect Richard P. Wallace | Mgmt | For | Against | Against | |||
9 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
NetEase, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTES | CUSIP 64110W102 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Lei Ding | Mgmt | For | For | For | |||
2 | Elect Alice Cheng | Mgmt | For | For | For | |||
3 | Elect Denny Lee | Mgmt | For | For | For | |||
4 | Elect Joseph Tong | Mgmt | For | For | For | |||
5 | Elect Lun FENG | Mgmt | For | For | For | |||
6 | Elect Michael LEUNG | Mgmt | For | Against | Against | |||
7 | Elect Michael Tong | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
New Residential Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRZ | CUSIP 64828T201 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Nierenberg | Mgmt | For | For | For | |||
2 | Elect Kevin J. Finnerty | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
News Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWS | CUSIP 65249B208 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect K. Rupert Murdoch | Mgmt | For | For | For | |||
2 | Elect Lachlan K. Murdoch | Mgmt | For | For | For | |||
3 | Elect Robert J. Thomson | Mgmt | For | For | For | |||
4 | Elect Kelly Ayotte | Mgmt | For | For | For | |||
5 | Elect Jose Maria Aznar | Mgmt | For | For | For | |||
6 | Elect Natalie Bancroft | Mgmt | For | For | For | |||
7 | Elect Peter L. Barnes | Mgmt | For | For | For | |||
8 | Elect Joel I. Klein | Mgmt | For | For | For | |||
9 | Elect James Murdoch | Mgmt | For | Against | Against | |||
10 | Elect Ana Paula Pessoa | Mgmt | For | For | For | |||
11 | Elect Masroor T. Siddiqui | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Next plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXT | CINS G6500M106 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jonathan Bewes | Mgmt | For | For | For | |||
5 | Elect Caroline Goodall | Mgmt | For | For | For | |||
6 | Elect Amanda James | Mgmt | For | For | For | |||
7 | Elect Richard Papp | Mgmt | For | For | For | |||
8 | Elect Michael J. Roney | Mgmt | For | For | For | |||
9 | Elect Francis Salway | Mgmt | For | For | For | |||
10 | Elect Jane Shields | Mgmt | For | For | For | |||
11 | Elect Dianne Thompson | Mgmt | For | For | For | |||
12 | Elect Simon Wolfson | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
4 | Elect Jun Sawada | Mgmt | For | For | For | |||
5 | Elect Akira Shimada | Mgmt | For | For | For | |||
6 | Elect Motoyuki Ii | Mgmt | For | For | For | |||
7 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
8 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
9 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
10 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
11 | Elect Katsuhiko Kawazoe | Mgmt | For | For | For | |||
12 | Elect Ryohta Kitamura | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
NN Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NN | CINS N64038107 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Elect Heijo Hauser | Mgmt | For | For | For | |||
12 | Elect Hans Schoen | Mgmt | For | For | For | |||
13 | Elect David Cole | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Cancellation of Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Nomura Real Estate Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3231 | CINS J5893B104 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Atsushi Yoshikawa | Mgmt | For | For | For | |||
3 | Elect Eiji Kutsukake | Mgmt | For | For | For | |||
4 | Elect Seiichi Miyajima | Mgmt | For | For | For | |||
5 | Elect Toshiaki Seki | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Kimura | Mgmt | For | For | For | |||
7 | Elect Makoto Haga | Mgmt | For | For | For | |||
8 | Elect Shigeru Matsushima | Mgmt | For | For | For | |||
9 | Elect Satoko Shinohara | Mgmt | For | For | For | |||
10 | Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 03/02/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Compensation Report | Mgmt | For | TNA | N/A | |||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
10 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect John E. Feick | Mgmt | For | For | For | |||
5 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
6 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
7 | Elect Vicki A. Hollub | Mgmt | For | For | For | |||
8 | Elect William R. Klesse | Mgmt | For | For | For | |||
9 | Elect Jack B. Moore | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Old Mutual plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Mike Arnold | Mgmt | For | Against | Against | |||
3 | Elect Zoe Cruz | Mgmt | For | Against | Against | |||
4 | Elect Alan Gillespie | Mgmt | For | Against | Against | |||
5 | Elect Danuta Gray | Mgmt | For | Against | Against | |||
6 | Elect Bruce Hemphill | Mgmt | For | Against | Against | |||
7 | Elect Adiba Ighodaro | Mgmt | For | Against | Against | |||
8 | Elect Ingrid Johnson | Mgmt | For | Against | Against | |||
9 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
10 | Elect Roger Marshall | Mgmt | For | Against | Against | |||
11 | Elect Vassi Naidoo | Mgmt | For | Against | Against | |||
12 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares Off-Market (Contingent Purchase Contracts) | Mgmt | For | For | For | |||
Old Mutual plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | First Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Old Mutual plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Second Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Old Mutual plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Managed Separation | Mgmt | For | For | For | |||
2 | Approval of the Quilter Performance Share Plan | Mgmt | For | For | For | |||
3 | Approval of the Quilter Share Reward Plan | Mgmt | For | For | For | |||
4 | Approval of Quilter Sharesave Plan | Mgmt | For | For | For | |||
5 | Approval of Quilter Share Incentive Plan | Mgmt | For | For | For | |||
6 | Approval of Old Mutual Limited Long-term Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of the Old Mutual Limited Employee Share Ownership Plan | Mgmt | For | For | For | |||
Old Republic International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORI | CUSIP 680223104 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harrington Bischof | Mgmt | For | Withhold | Against | |||
1.2 | Elect Spencer LeRoy III | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles F. Titterton | Mgmt | For | Withhold | Against | |||
1.4 | Elect Steven R. Walker | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Oversight of Climate Change Risks | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Omega Healthcare Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OHI | CUSIP 681936100 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kapila K. Anand | Mgmt | For | For | For | |||
1.2 | Elect Craig M. Bernfield | Mgmt | For | For | For | |||
1.3 | Elect Norman R. Bobins | Mgmt | For | For | For | |||
1.4 | Elect Craig R. Callen | Mgmt | For | For | For | |||
1.5 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
1.6 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
1.7 | Elect Ben W. Perks | Mgmt | For | For | For | |||
1.8 | Elect C. Taylor Pickett | Mgmt | For | For | For | |||
1.9 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | 2018 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
6 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
7 | Elect Shuhj Irie | Mgmt | For | For | For | |||
8 | Elect Hitomaro Yano | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Otsuka Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4768 | CINS J6243L115 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Takuo Fujino as Director | Mgmt | For | For | For | |||
Park Hotels & Resorts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PK | CUSIP 700517105 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
1.3 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.4 | Elect Geoffrey Garrett | Mgmt | For | For | For | |||
1.5 | Elect Christie B. Kelly | Mgmt | For | For | For | |||
1.6 | Elect Joseph I. Lieberman | Mgmt | For | For | For | |||
1.7 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | |||
1.8 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Park Hotels & Resorts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PK | CUSIP 700517105 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gordon M. Bethune | Mgmt | For | Withhold | Against | |||
1.3 | Elect Patricia M. Bedient | Mgmt | For | Withhold | Against | |||
1.4 | Elect Geoffrey Garrett | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert Harper | Mgmt | For | Withhold | Against | |||
1.6 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christie B. Kelly | Mgmt | For | Withhold | Against | |||
1.8 | Elect Joseph I. Lieberman | Mgmt | For | Withhold | Against | |||
1.9 | Elect Xianyi Mu | Mgmt | For | Withhold | Against | |||
1.10 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | |||
1.11 | Elect Stephen I. Sadove | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect Thomas F. Bonadio | Mgmt | For | For | For | |||
3 | Elect Joseph G. Doody | Mgmt | For | For | For | |||
4 | Elect David J. S. Flaschen | Mgmt | For | For | For | |||
5 | Elect Phillip Horsley | Mgmt | For | For | For | |||
6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
7 | Elect Martin Mucci | Mgmt | For | For | For | |||
8 | Elect Joseph M. Tucci | Mgmt | For | Against | Against | |||
9 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
10 | Elect Kara Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Samuel R. Chapin | Mgmt | For | For | For | |||
3 | Elect Robert F. Friel | Mgmt | For | Against | Against | |||
4 | Elect Sylvie Gregoire | Mgmt | For | For | For | |||
5 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
6 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
7 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
8 | Elect Frank Witney | Mgmt | For | For | For | |||
9 | Elect Pascale Witz | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Persimmon plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSN | CINS G70202109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Nigel Mills | Mgmt | For | For | For | |||
5 | Elect Jeff Fairburn | Mgmt | For | For | For | |||
6 | Elect Mike Killoran | Mgmt | For | For | For | |||
7 | Elect David Jenkinson | Mgmt | For | For | For | |||
8 | Elect Marion Sears | Mgmt | For | For | For | |||
9 | Elect Rachel Kentleton | Mgmt | For | For | For | |||
10 | Elect Simon Litherland | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Savings-Related Share Option Scheme | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Peugeot SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UG | CINS F72313111 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of the Co-option of Anne Guerin | Mgmt | For | Against | Against | |||
9 | Ratification of the Co-option of An Tiecheng | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Daniel Bernard | Mgmt | For | Against | Against | |||
11 | Elect Louis Gallois | Mgmt | For | Against | Against | |||
12 | Elect Marie-Helene Peugeot Roncoroni | Mgmt | For | Against | Against | |||
13 | Elect Robert Peugeot | Mgmt | For | Against | Against | |||
14 | Elect Liu Weidong | Mgmt | For | Against | Against | |||
15 | Amendment to the 2017 Remuneration Policy of the Management Board Chair | Mgmt | For | For | For | |||
16 | Amendment to the 2017 Remuneration Policy of the CFO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Management Board Chair) | Mgmt | For | For | For | |||
18 | Remuneration Policy (Management Board Members) | Mgmt | For | For | For | |||
19 | Remuneration Policy (Supervisory Board) | Mgmt | For | For | For | |||
20 | Remuneration of Carlos Tavares, Management Board Chair | Mgmt | For | For | For | |||
21 | Remuneration of Jean-Baptiste Chasseloup de Chatillon, CFO | Mgmt | For | For | For | |||
22 | Remuneration of Maxime Picat, executive VP Europe | Mgmt | For | For | For | |||
23 | Remuneration of Jean-Christophe Quemard, executive VP Africa Middle East | Mgmt | For | For | For | |||
24 | Remuneration of Louis Gallois, Supervisory Board Chair | Mgmt | For | For | For | |||
25 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
26 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
27 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
28 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
29 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Albert Bourla | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Phillips 66 | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSX | CUSIP 718546104 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
2 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
3 | Elect Victoria J. Tschinkel | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Piedmont Office Realty Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDM | CUSIP 720190206 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kelly H. Barrett | Mgmt | For | For | For | |||
1.2 | Elect Wesley E. Cantrell | Mgmt | For | For | For | |||
1.3 | Elect Barbara B. Lang | Mgmt | For | For | For | |||
1.4 | Elect Frank C. McDowell | Mgmt | For | For | For | |||
1.5 | Elect Donald A. Miller | Mgmt | For | For | For | |||
1.6 | Elect Raymond G. Milnes, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey L. Swope | Mgmt | For | For | For | |||
1.8 | Elect Dale H. Taysom | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment Clarifying Shareholder Ability to Amend Bylaws | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | For | For | |||
1.2 | Elect Mark Jung | Mgmt | For | For | For | |||
1.3 | Elect Ioannis Skoufalos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pou Chen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9904 | CINS Y70786101 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEN Huan-Chung as Independent Director | Mgmt | For | For | For | |||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Prologis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLD | CUSIP 74340W103 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||
2 | Elect Cristina G. Bita | Mgmt | For | For | For | |||
3 | Elect George L. Fotiades | Mgmt | For | For | For | |||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
5 | Elect J. Michael Losh | Mgmt | For | For | For | |||
6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||
7 | Elect David P. O'Connor | Mgmt | For | For | For | |||
8 | Elect Olivier Piani | Mgmt | For | For | For | |||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||
10 | Elect Carl B. Webb | Mgmt | For | For | For | |||
11 | Elect William D. Zollars | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
PS Business Parks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSB | CUSIP 69360J107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald L. Havner, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Maria R. Hawthorne | Mgmt | For | For | For | |||
1.3 | Elect Jennifer Holden Dunbar | Mgmt | For | For | For | |||
1.4 | Elect James H. Kropp | Mgmt | For | For | For | |||
1.5 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||
1.6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
1.7 | Elect Robert S. Rollo | Mgmt | For | For | For | |||
1.8 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Peter Schultz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PT Bank Negara Indonesia (Persero) Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBNI | CINS Y74568166 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Commissioners | Mgmt | For | Against | Against | |||
PTT Global Chemical Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTTGC | CINS Y7150W105 | 04/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Piyasvasti Amranand | Mgmt | For | Against | Against | |||
6 | Elect Pakorn Nilprapunt | Mgmt | For | Against | Against | |||
7 | Elect Somkit Lertpaithoon | Mgmt | For | Against | Against | |||
8 | Elect Nithi Chungcharoen | Mgmt | For | Against | Against | |||
9 | Elect Boobpha Amorkniatkajorn | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||
PTT Public Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTT | CINS Y6883U113 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Authority to Reduce Registered Share Capital | Mgmt | For | For | For | |||
5 | Amendment to Par Value | Mgmt | For | For | For | |||
6 | Approval of Fund Raising Plan | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Acknowledgement of Restructuring and IPO of Subsidiary | Mgmt | For | For | For | |||
10 | Elect Nuntawan Sakuntanaga | Mgmt | For | Against | Against | |||
11 | Elect Thon Tharmrongnawasawat | Mgmt | For | Against | Against | |||
12 | Elect Surapon Nitikraipot | Mgmt | For | Against | Against | |||
13 | Elect Danucha Pichayanan | Mgmt | For | Against | Against | |||
14 | Elect Tevin Vongvanich | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Public Bank Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBBANK | CINS Y71497104 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LAI Wan | Mgmt | For | For | For | |||
2 | Elect TANG Wing Chew | Mgmt | For | For | For | |||
3 | Elect CHEAH Kim Ling | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
5 | Directors' Benefits | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
8 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
9 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | To Allow Shareholders to Amend Company Bylaws | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
PVH Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVH | CUSIP 693656100 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Baglivo | Mgmt | For | For | For | |||
2 | Elect Brent Callinicos | Mgmt | For | For | For | |||
3 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
4 | Elect Juan R. Figuereo | Mgmt | For | For | For | |||
5 | Elect Joseph B. Fuller | Mgmt | For | For | For | |||
6 | Elect V. James Marino | Mgmt | For | For | For | |||
7 | Elect G. Penny McIntyre | Mgmt | For | For | For | |||
8 | Elect Amy McPherson | Mgmt | For | For | For | |||
9 | Elect Henry Nasella | Mgmt | For | For | For | |||
10 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
12 | Elect Judith Amanda Sourry Knox | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Qantas Airways Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QAN | CINS Q77974550 | 10/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect William Meaney | Mgmt | For | For | For | |||
3 | Re-elect Paul Rayner | Mgmt | For | For | For | |||
4 | Re-elect Todd Sampson | Mgmt | For | For | For | |||
5 | Elect Richard J. Goyder | Mgmt | For | For | For | |||
6 | Equity Grant (MD/CEO Alan Joyce) | Mgmt | For | For | For | |||
7 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Radiant Opto-Electronics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6176 | CINS Y7174K103 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
6 | Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
7 | Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
8 | Elect WANG Ben-Ran | Mgmt | For | For | For | |||
9 | Elect WANG Ben-Feng | Mgmt | For | For | For | |||
10 | Elect SU Hui-Zhu | Mgmt | For | For | For | |||
11 | Elect WANG Ben-Zong | Mgmt | For | For | For | |||
12 | Elect WANG Ben-Qin | Mgmt | For | For | For | |||
13 | Elect BU Xiang-Kun | Mgmt | For | For | For | |||
14 | Elect HUANG Zi-Cheng as Indepnedent Director | Mgmt | For | For | For | |||
15 | Elect JIANG Yao-Zong as Indepnedent Director | Mgmt | For | For | For | |||
16 | Elect ZENG Lun-Bin as Indepnedent Director | Mgmt | For | For | For | |||
17 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Randstad Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAND | CINS N7291Y137 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Allocation of Additional Dividend | Mgmt | For | For | For | |||
9 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | Elect Jacqcues van den Broek to the Management Board | Mgmt | For | For | For | |||
12 | Elect Chris Heutink to the Management Board | Mgmt | For | For | For | |||
13 | Elect Henry Schirmer to the Management Board | Mgmt | For | For | For | |||
14 | Sign-on Payment for Henry Schirmer | Mgmt | For | For | For | |||
15 | Elect Frank Dorjee to the Supervisory Board | Mgmt | For | Against | Against | |||
16 | Elect Annet Aris to the Supervisory Board | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Cancellation of Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A. Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
12 | Elect Robert O. Work | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Realty Income Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
O | CUSIP 756109104 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathleen R. Allen | Mgmt | For | For | For | |||
2 | Elect John P. Case | Mgmt | For | For | For | |||
3 | Elect A. Larry Chapman | Mgmt | For | For | For | |||
4 | Elect Priya Cherian Huskins | Mgmt | For | For | For | |||
5 | Elect Michael D. McKee | Mgmt | For | For | For | |||
6 | Elect Gregory T. McLaughlin | Mgmt | For | For | For | |||
7 | Elect Ronald L. Merriman | Mgmt | For | For | For | |||
8 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Recordati - Industria Chimica E Farmaceutica Spa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REC | CINS T78458139 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Remuneration Policy | Mgmt | For | For | For | |||
3 | 2018-2022 Stock Option Plan | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
3 | Elect Stanley B. Tulin | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amend the Articles of Incorporation to Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Repsol, S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REP | CINS E8471S130 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | First Scrip Dividend | Mgmt | For | For | For | |||
6 | Second Scrip Dividend | Mgmt | For | For | For | |||
7 | Authority to Cancel Treasury Shares and Reduce Share Capital | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
10 | Ratify Co-Option and Elect Jordi Gual Sole | Mgmt | For | Against | Against | |||
11 | Elect Maria del Carmen Ganyet i Cirera | Mgmt | For | Against | Against | |||
12 | Elect Ignacio Martin San Vicente | Mgmt | For | Against | Against | |||
13 | Remuneration Report | Mgmt | For | For | For | |||
14 | Share Acquisition Plan 2019-2021 | Mgmt | For | For | For | |||
15 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Resona Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8308 | CINS J6448E106 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Kazuhiro Higashi | Mgmt | For | For | For | |||
4 | Elect Shohichi Iwanaga | Mgmt | For | For | For | |||
5 | Elect Satoshi Fukuoka | Mgmt | For | For | For | |||
6 | Elect Kaoru Isono | Mgmt | For | For | For | |||
7 | Elect Toshio Arima | Mgmt | For | For | For | |||
8 | Elect Yohko Sanuki | Mgmt | For | For | For | |||
9 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
10 | Elect Tadamitsu Matsui | Mgmt | For | For | For | |||
11 | Elect Hidehiko Satoh | Mgmt | For | For | For | |||
12 | Elect Chiharu Baba | Mgmt | For | For | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (UK advisory) | Mgmt | For | For | For | |||
5 | Remuneration Report (AUS advisory) | Mgmt | For | For | For | |||
6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of Termination Payments | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | Against | Against | |||
9 | Elect David W. Constable | Mgmt | For | Against | Against | |||
10 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | |||
11 | Elect Simon P. Henry | Mgmt | For | Against | Against | |||
12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | Against | Against | |||
13 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
14 | Elect Michael G. L'Estrange | Mgmt | For | Against | Against | |||
15 | Elect Christopher (Chris) J. Lynch | Mgmt | For | Against | Against | |||
16 | Elect Simon R. Thompson | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ross Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP 778296103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Balmuth | Mgmt | For | For | For | |||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | |||
3 | Elect Michael J. Bush | Mgmt | For | For | For | |||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | |||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect George P. Orban | Mgmt | For | For | For | |||
8 | Elect Michael O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | |||
10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | |||
11 | Elect Barbara Rentler | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
12 | Elect Jessica Uhl | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Royal Mail Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMG | CINS G7368G108 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rita Griffin | Mgmt | For | For | For | |||
5 | Elect Peter J. Long | Mgmt | For | For | For | |||
6 | Elect Moya M. Greene | Mgmt | For | For | For | |||
7 | Elect Cath Keers | Mgmt | For | For | For | |||
8 | Elect Paul Murray | Mgmt | For | For | For | |||
9 | Elect Orna NiChionna | Mgmt | For | For | For | |||
10 | Elect Arthur (Les) L. Owen | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
RTL Group S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTL | CINS L80326108 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Luxembourg | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidate Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Elect Lauren Zalaznick | Mgmt | For | Against | Against | |||
9 | Elect Bert Habets | Mgmt | For | Against | Against | |||
10 | Elect Elmar Heggen | Mgmt | For | Against | Against | |||
11 | Elect Guillaume de Posch | Mgmt | For | Against | Against | |||
12 | Elect Thomas Gotz | Mgmt | For | Against | Against | |||
13 | Elect Rolf Hellermann | Mgmt | For | Against | Against | |||
14 | Elect Bernd Hirsch | Mgmt | For | Against | Against | |||
15 | Elect Bernd Kundrun | Mgmt | For | Against | Against | |||
16 | Elect Thomas Rabe | Mgmt | For | Against | Against | |||
17 | Elect Jean-Louis Schiltz | Mgmt | For | Against | Against | |||
18 | Elect Rolf Schmidt-Holtz | Mgmt | For | Against | Against | |||
19 | Elect James Singh | Mgmt | For | Against | Against | |||
20 | Elect Martin Taylor | Mgmt | For | Against | Against | |||
21 | Appointment of Auditor | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | |||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | |||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | |||
5 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | |||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | |||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P307 | 06/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Management Nominee Sylvia K. Barnes | Mgmt | For | TNA | N/A | |||
2 | Elect Management Nominee Kenneth H. Beer | Mgmt | For | TNA | N/A | |||
3 | Elect Management Nominee Michael L. Bennett | Mgmt | For | TNA | N/A | |||
4 | Elect Management Nominee William M. Griffin | Mgmt | For | TNA | N/A | |||
5 | Elect Management Nominee David J. Kornder | Mgmt | For | TNA | N/A | |||
6 | Elect Dissident Nominee Bob G. Alexander | ShrHoldr | N/A | TNA | N/A | |||
7 | Elect Dissident Nominee Jonathan Christodoro | ShrHoldr | N/A | TNA | N/A | |||
8 | Elect Dissident Nominee Nancy Dunlap | ShrHoldr | N/A | TNA | N/A | |||
9 | Elect Dissident Nominee Jonathan Frates | ShrHoldr | N/A | TNA | N/A | |||
10 | Elect Dissident Nominee Nicholas Graziano | ShrHoldr | N/A | TNA | N/A | |||
11 | Elect Dissident Nominee John J. Lipinski | ShrHoldr | N/A | TNA | N/A | |||
12 | Elect Dissident Nominee Randolph C. Read | ShrHoldr | N/A | TNA | N/A | |||
13 | Approval of Shareholder Rights Plan | Mgmt | For | TNA | N/A | |||
14 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
SandRidge Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SD | CUSIP 80007P307 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Jonathan Frates | Mgmt | N/A | For | N/A | |||
1.2 | Elect Dissident Nominee Nicholas Graziano | Mgmt | N/A | For | N/A | |||
1.3 | Elect Dissident Nominee John J. Lipinski | Mgmt | N/A | For | N/A | |||
1.4 | Elect Dissident Nominee Bob G. Alexander | Mgmt | N/A | For | N/A | |||
1.5 | Elect Dissident Nominee Randolph C. Read | Mgmt | N/A | For | N/A | |||
1.6 | Elect Dissident Nominee Jonathan Christodoro | Mgmt | N/A | For | N/A | |||
1.7 | Elect Dissident Nominee Nancy Dunlap | Mgmt | N/A | For | N/A | |||
2 | Ratification and extension of the Poison Pill | Mgmt | N/A | Against | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
4 | Advisory Vote on Executive Compensation | Mgmt | N/A | Against | N/A | |||
Sappi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS S73544108 | 02/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Bonakele (Boni) Mehlomakulu | Mgmt | For | For | For | |||
3 | Re-elect Sir Nigel R. Rudd | Mgmt | For | For | For | |||
4 | Re-elect Nkateko (Peter) Mageza | Mgmt | For | For | For | |||
5 | Re-elect Mohammed (Valli) Moosa | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Deenadayalen Konar) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Michael Fallon) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Nkateko Mageza) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Karen Osar) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Robertus Renders) | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares Pursuant to Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Issue Shares Pursuant to Scheme | Mgmt | For | For | For | |||
14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
15 | Approve Implementation Report | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees | Mgmt | For | For | For | |||
17 | Approve Financial Assistance | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Saul Centers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFS | CUSIP 804395101 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip D. Caraci | Mgmt | For | Withhold | Against | |||
1.2 | Elect Earl A. Powell III | Mgmt | For | For | For | |||
1.3 | Elect Mark Sullivan III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Sberbank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CINS 80585Y308 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Elect Esko Tapani Aho | Mgmt | For | Abstain | Against | |||
7 | Elect Leonid B. Boguslavskiy | Mgmt | For | Abstain | Against | |||
8 | Elect Valery P. Goreglyad | Mgmt | For | Abstain | Against | |||
9 | Elect Herman O. Gref | Mgmt | For | Abstain | Against | |||
10 | Elect Bella I. Zlatkis | Mgmt | For | Abstain | Against | |||
11 | Elect Nadezhda Y. Ivanova | Mgmt | For | Abstain | Against | |||
12 | Elect Sergey M. Ignatyev | Mgmt | For | Abstain | Against | |||
13 | Elect Aleksandr P. Kuleshov | Mgmt | For | Abstain | Against | |||
14 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | |||
15 | Elect Gennady G. Melikyan | Mgmt | For | Abstain | Against | |||
16 | Elect Maksim S. Oreshkin | Mgmt | For | Abstain | Against | |||
17 | Elect Olga N. Skorobogatova | Mgmt | For | Abstain | Against | |||
18 | Elect Nadia Wells | Mgmt | For | Abstain | Against | |||
19 | Elect Sergei A. Shvetsov | Mgmt | For | Abstain | Against | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Elect Alexey A. Bogatov | Mgmt | For | For | For | |||
22 | Elect Natalya P. Borodina | Mgmt | For | For | For | |||
23 | Elect Maria S. Voloshina | Mgmt | For | For | For | |||
24 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | |||
25 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | |||
26 | Elect Irina B. Litvinova | Mgmt | For | For | For | |||
27 | Elect Alexey E. Minenko | Mgmt | For | For | For | |||
28 | D&O Insurance | Mgmt | For | Abstain | Against | |||
29 | Amendments to Articles | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Select Income REIT | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIR | CUSIP 81618T100 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William A. Lamkin | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Shinhan Financial Group Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
055550 | CINS Y7749X101 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Hwa Nam | Mgmt | For | For | For | |||
3 | Elect PARK Byoung Dae | Mgmt | For | For | For | |||
4 | Elect PARK Cheul | Mgmt | For | For | For | |||
5 | Elect Steven LEE Sung Ryang | Mgmt | For | For | For | |||
6 | Elect CHOI Kyong Rok | Mgmt | For | For | For | |||
7 | Elect Philippe Avril | Mgmt | For | For | For | |||
8 | Elect Yuki Hirakawa | Mgmt | For | For | For | |||
9 | Election of Independent Director to Become Audit Committee Member: LEE Man Woo | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member: PARK Byoung Dae | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member: Steven LEE Sung Ryang | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member: JOO Jae Seong | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Shionogi & Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4507 | CINS J74229105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Motozoh Shiono | Mgmt | For | For | For | |||
5 | Elect Isao Teshirogi | Mgmt | For | For | For | |||
6 | Elect Takuko Sawada | Mgmt | For | For | For | |||
7 | Elect Akio Nomura | Mgmt | For | For | For | |||
8 | Elect Teppei Mogi | Mgmt | For | For | For | |||
9 | Elect Keiichi Andoh | Mgmt | For | For | For | |||
10 | Elect Takaoki Fujiwara as Statutory Auditor | Mgmt | For | For | For | |||
11 | Restricted Share Plan | Mgmt | For | For | For | |||
Siam Cement Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCC | CINS Y7866P147 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Annual Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Chumpol NaLamlieng | Mgmt | For | For | For | |||
7 | Elect Roongrote Rangsiyopash | Mgmt | For | For | For | |||
8 | Elect Satitpong Sukvimol | Mgmt | For | For | For | |||
9 | Elect Kasem Watanachai | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | Against | Against | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
Simon Property Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPG | CUSIP 828806109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||
7 | Elect Stefan Selig | Mgmt | For | For | For | |||
8 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
10 | Elect Marta R. Stewart | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Prohibiting Termination Benefits Following a Change in Control | ShrHoldr | Against | Against | For | |||
Sinopec Shanghai Petrochemical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0338 | CINS Y80373106 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Financial Budget Report | Mgmt | For | For | For | |||
8 | Appointment of International and Domestic Auditors and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect JIN Wenmin | Mgmt | For | For | For | |||
Sinopec Shanghai Petrochemical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0338 | CINS Y80373106 | 08/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect LI Yuanqin | Mgmt | For | For | For | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: PARK Sung Wook | Mgmt | For | For | For | |||
3 | Elect SONG Ho Geun | Mgmt | For | For | For | |||
4 | Elect JO Heon Jae | Mgmt | For | For | For | |||
5 | Elect YOON Tae Hwa | Mgmt | For | For | For | |||
6 | Election of Independent Director to Become Audit Committee Member: YOON Tae Hwa | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Share Option Grant | Mgmt | For | For | For | |||
9 | Share Options Previously Granted by Board Resolution | Mgmt | For | For | For | |||
SK Innovation Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
096770 | CINS Y8063L103 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Gwan | Mgmt | For | For | For | |||
3 | Election of Audit Committee Member: CHOI Woo Seok | Mgmt | For | For | For | |||
4 | Share Option Grant | Mgmt | For | For | For | |||
5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
SK Telecom Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
017670 | CINS Y4935N104 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Share Option Grant | Mgmt | For | For | For | |||
3 | Elect YOO Young Sang | Mgmt | For | For | For | |||
4 | Elect YOON Young Min | Mgmt | For | For | For | |||
5 | Election of Audit Committee Members: YOON Young Min | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
Sky Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SKY | CINS G8212B105 | 10/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Jeremy Darroch | Mgmt | For | For | For | |||
5 | Elect Andrew Griffith | Mgmt | For | For | For | |||
6 | Elect Tracy Clarke | Mgmt | For | For | For | |||
7 | Elect Martin Gilbert | Mgmt | For | Against | Against | |||
8 | Elect Adine Grate | Mgmt | For | For | For | |||
9 | Elect Matthieu Pigasse | Mgmt | For | For | For | |||
10 | Elect Andy Sukawaty | Mgmt | For | For | For | |||
11 | Elect Katrin Wehr-Seiter | Mgmt | For | For | For | |||
12 | Elect James Murdoch | Mgmt | For | Against | Against | |||
13 | Elect Chase Carey | Mgmt | For | For | For | |||
14 | Elect John Nallen | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SL Green Realty Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLG | CUSIP 78440X101 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John H. Alschuler | Mgmt | For | For | For | |||
2 | Elect Lauren B. Dillard | Mgmt | For | For | For | |||
3 | Elect Stephen L. Green | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
SMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6273 | CINS J75734103 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Yoshiyuki Takada | Mgmt | For | For | For | |||
4 | Elect Katsunori Maruyama | Mgmt | For | For | For | |||
5 | Elect Ikuji Usui | Mgmt | For | For | For | |||
6 | Elect Seiji Kosugi | Mgmt | For | For | For | |||
7 | Elect Masahiko Satake | Mgmt | For | For | For | |||
8 | Elect Osamu Kuwahara | Mgmt | For | For | For | |||
9 | Elect Yoshiki Takada | Mgmt | For | For | For | |||
10 | Elect Eiji Ohhashi | Mgmt | For | For | For | |||
11 | Elect Masanobu Kaizu | Mgmt | For | For | For | |||
12 | Elect Toshiharu Kagawa | Mgmt | For | For | For | |||
Smiles Fidelidade S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLS3 | CINS P8T12X108 | 04/30/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
5 | Board Size | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
9 | Allocate Cumulative Votes to Constantino de Oliveira Junior | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Cumulative Votes to Joaquim Constantino Neto | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Ricardo Constantino | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Cassio Casseb Lima | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Fabio Bruggioni | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Marcos Grodetzky | Mgmt | N/A | TNA | N/A | |||
15 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
16 | Request Election of Minority Candidate to the Board of Directors | Mgmt | N/A | TNA | N/A | |||
17 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
18 | Instructions If Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Smiles Fidelidade S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLS3 | CINS P8T12X108 | 04/30/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles (Technical) | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | TNA | N/A | |||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
7 | Instructions If Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Spirit Realty Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRC | CUSIP 84860W102 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jackson Hsieh | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Charlton | Mgmt | For | Withhold | Against | |||
1.3 | Elect Todd A. Dunn | Mgmt | For | For | For | |||
1.4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
1.5 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.6 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||
1.7 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
St. Shine Optical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1565 | CINS Y8176Z106 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2017 Financial Statements | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect ZHOU Yuran | Mgmt | For | For | For | |||
4 | Elect CHEN Mingxian as Representative director of Yun Ming Investment Co., Ltd. | Mgmt | For | For | For | |||
5 | Elect CHEN Qida | Mgmt | For | For | For | |||
6 | Elect CHU Yingjie | Mgmt | For | For | For | |||
7 | Elect WANG Huizhong | Mgmt | For | For | For | |||
8 | Elect XIE Wenyu | Mgmt | For | For | For | |||
9 | Elect LIAO Ruyang | Mgmt | For | For | For | |||
10 | Elect CHEN Jinlong as Supervisor | Mgmt | For | For | For | |||
11 | Elect HE Chunbo as Supervisor | Mgmt | For | For | For | |||
12 | Elect ZHOU Zhilong as Supervisor | Mgmt | For | For | For | |||
13 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Starwood Property Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STWD | CUSIP 85571B105 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | |||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||
1.5 | Elect Barry S. Sternlicht | Mgmt | For | Withhold | Against | |||
1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Statoil ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STL | CINS R8413J103 | 05/15/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
7 | Agenda | Mgmt | For | TNA | N/A | |||
8 | Minutes | Mgmt | For | TNA | N/A | |||
9 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Authority to Distribute Interim Dividend | Mgmt | For | TNA | N/A | |||
11 | Amendments to Articles Regarding Name Change | Mgmt | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Move from Fossil Fuels to Renewable Energy | ShrHoldr | Against | TNA | N/A | |||
13 | Shareholder Proposal Regarding Exploration Drilling in the Barents Sea | ShrHoldr | Against | TNA | N/A | |||
14 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
15 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
16 | Share-Based Incentive Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
18 | Elect Tone Lunde Bakker | Mgmt | For | TNA | N/A | |||
19 | Elect Nils Bastiansen | Mgmt | For | TNA | N/A | |||
20 | Elect Greger Mannsverk | Mgmt | For | TNA | N/A | |||
21 | Elect Ingvald Strommen | Mgmt | For | TNA | N/A | |||
22 | Elect Rune Bjerke | Mgmt | For | TNA | N/A | |||
23 | Elect Siri Kalvig | Mgmt | For | TNA | N/A | |||
24 | Elect Terje Venold | Mgmt | For | TNA | N/A | |||
25 | Elect Kjersti Kleven | Mgmt | For | TNA | N/A | |||
26 | Elect Birgitte Ringstad Vartdal | Mgmt | For | TNA | N/A | |||
27 | Elect Jarle Roth | Mgmt | For | TNA | N/A | |||
28 | Elect Finn Kinserdal | Mgmt | For | TNA | N/A | |||
29 | Elect Kari Skeidsvoll Moe | Mgmt | For | TNA | N/A | |||
30 | Elect Kjerstin Fyllingen as Deputy Member | Mgmt | For | TNA | N/A | |||
31 | Elect Nina Kivijervi as Deputy Member | Mgmt | For | TNA | N/A | |||
32 | Elect Marit Hansen as Deputy Member | Mgmt | For | TNA | N/A | |||
33 | Elect Martin Wien Fjell as Deputy Member | Mgmt | For | TNA | N/A | |||
34 | Corporate Assembly Fees | Mgmt | For | TNA | N/A | |||
35 | Elect Tone Lunde Bakker | Mgmt | For | TNA | N/A | |||
36 | Elect Elisabeth Berge and Bjorn Stale Haavik as Personal Deputy Member | Mgmt | For | TNA | N/A | |||
37 | Elect Jarle Roth | Mgmt | For | TNA | N/A | |||
38 | Elect Berit L. Henriksen | Mgmt | For | TNA | N/A | |||
39 | Nomination Committee Fees | Mgmt | For | TNA | N/A | |||
40 | Authority to Repurchase Shares Pursuant to Employee Share Savings Plan | Mgmt | For | TNA | N/A | |||
41 | Authority to Repurchase Shares for Cancellation | Mgmt | For | TNA | N/A | |||
42 | Adjustment of Marketing Instructions | Mgmt | For | TNA | N/A | |||
Stichting Administratiekantoor ABN AMRO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAK | CINS N0162C102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Acknowledgement of ABN AMRO Group NV Annual General Meeting Agenda | Mgmt | For | For | For | |||
6 | Amendments to Articles | Mgmt | For | For | For | |||
7 | Amendments to Trust Conditions | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Koichi Miyata | Mgmt | For | Against | Against | |||
4 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
7 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
8 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
9 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
10 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
11 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
12 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
13 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
14 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
15 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
16 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
17 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
18 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
19 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Trust Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8309 | CINS J0752J108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Testuo Ohkubo | Mgmt | For | Against | Against | |||
4 | Elect Jiro Araumi | Mgmt | For | Against | Against | |||
5 | Elect Toru Takakura | Mgmt | For | Against | Against | |||
6 | Elect Masaru Hashimoto | Mgmt | For | Against | Against | |||
7 | Elect Kunitaro Kitamura | Mgmt | For | Against | Against | |||
8 | Elect Hitoshi Tsunekage | Mgmt | For | Against | Against | |||
9 | Elect Yasuyuki Yagi | Mgmt | For | Against | Against | |||
10 | Elect Hiroshi Misawa | Mgmt | For | Against | Against | |||
11 | Elect Soichi Shinohara | Mgmt | For | Against | Against | |||
12 | Elect Takeshi Suzuki | Mgmt | For | Against | Against | |||
13 | Elect Mikio Araki | Mgmt | For | Against | Against | |||
14 | Elect Isao Matsushita | Mgmt | For | Against | Against | |||
15 | Elect Shinichi Saito | Mgmt | For | Against | Against | |||
16 | Elect Takashi Yoshida | Mgmt | For | Against | Against | |||
17 | Elect Hiroko Kawamoto | Mgmt | For | Against | Against | |||
Sun Hung Kai Properties Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0016 | CINS Y82594121 | 11/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Victor LUI Ting | Mgmt | For | For | For | |||
6 | Elect Eric LI Ka Cheung | Mgmt | For | Against | Against | |||
7 | Elect Margaret LEUNG Ko May Yee | Mgmt | For | Against | Against | |||
8 | Elect WOO Po Shing | Mgmt | For | Against | Against | |||
9 | Elect Eric TUNG Chi-Ho | Mgmt | For | For | For | |||
10 | Elect Allen FUNG Yuk-Lun | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Sunstone Hotel Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHO | CUSIP 867892101 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John V. Arabia | Mgmt | For | For | For | |||
2 | Elect W. Blake Baird | Mgmt | For | Against | Against | |||
3 | Elect Andrew Batinovich | Mgmt | For | For | For | |||
4 | Elect Z. Jamie Behar | Mgmt | For | For | For | |||
5 | Elect Thomas A. Lewis Jr. | Mgmt | For | For | For | |||
6 | Elect Murray J. McCabe | Mgmt | For | For | For | |||
7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
8 | Elect Keith P. Russell | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||
2 | Elect Dallas S. Clement | Mgmt | For | For | For | |||
3 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
4 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
5 | Elect Donna S. Morea | Mgmt | For | For | For | |||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
8 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
10 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Suzuki Motor Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7269 | CINS J78529138 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Osamu Suzuki | Mgmt | For | For | For | |||
5 | Elect Yasuhito Harayama | Mgmt | For | For | For | |||
6 | Elect Toshihiro Suzuki | Mgmt | For | For | For | |||
7 | Elect Osamu Honda | Mgmt | For | For | For | |||
8 | Elect Masahiko Nagao | Mgmt | For | For | For | |||
9 | Elect Hiroaki Matsuura | Mgmt | For | For | For | |||
10 | Elect Masakazu Iguchi | Mgmt | For | For | For | |||
11 | Elect Sakutaroh Tanino | Mgmt | For | For | For | |||
Swedish Match AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWMA | CINS W92277115 | 04/11/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
12 | Ratification of Board and CEO Acts | Mgmt | For | TNA | N/A | |||
13 | Board Size | Mgmt | For | TNA | N/A | |||
14 | Directors' Fees | Mgmt | For | TNA | N/A | |||
15 | Election of Directors | Mgmt | For | TNA | N/A | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
17 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
18 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
21 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
Swiss Re Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SREN | CINS H8431B109 | 04/20/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Executive compensation (short-term) | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
7 | Elect Walter B. Kielholz as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Raymond K. F. Ch'ien | Mgmt | For | TNA | N/A | |||
9 | Elect Renato Fassbind | Mgmt | For | TNA | N/A | |||
10 | Elect Trevor Manuel | Mgmt | For | TNA | N/A | |||
11 | Elect Jay Ralph | Mgmt | For | TNA | N/A | |||
12 | Elect Jorg Reinhardt | Mgmt | For | TNA | N/A | |||
13 | Elect Phillip K. Ryan | Mgmt | For | TNA | N/A | |||
14 | Elect Sir Paul Tucker | Mgmt | For | TNA | N/A | |||
15 | Elect Jacques de Vaucleroy | Mgmt | For | TNA | N/A | |||
16 | Elect Susan L. Wagner | Mgmt | For | TNA | N/A | |||
17 | Elect Karen Gavan | Mgmt | For | TNA | N/A | |||
18 | Elect Eileen Rominger | Mgmt | For | TNA | N/A | |||
19 | Elect Larry D. Zimpleman | Mgmt | For | TNA | N/A | |||
20 | Elect Raymond K. F. Ch'ien as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Renato Fassbind as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Jorg Reinhardt as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Jacques de Vaucleroy as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Board Compensation | Mgmt | For | TNA | N/A | |||
27 | Executive compensation (fixed and long-term) | Mgmt | For | TNA | N/A | |||
28 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
29 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
30 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Swisscom AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCMN | CINS H8398N104 | 04/04/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Elect Roland Abt | Mgmt | For | TNA | N/A | |||
7 | Elect Valerie Berset Bircher | Mgmt | For | TNA | N/A | |||
8 | Elect Alain Carrupt | Mgmt | For | TNA | N/A | |||
9 | Elect Frank Esser | Mgmt | For | TNA | N/A | |||
10 | Elect Barbara Frei | Mgmt | For | TNA | N/A | |||
11 | Elect Anna Mossberg | Mgmt | For | TNA | N/A | |||
12 | Elect Catherine Muhlemann | Mgmt | For | TNA | N/A | |||
13 | Elect Hansueli Loosli | Mgmt | For | TNA | N/A | |||
14 | Appoint Hansueli Loosli as Board Chair | Mgmt | For | TNA | N/A | |||
15 | Elect Roland Abt as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
16 | Elect Frank Esser as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
17 | Elect Barbara Frei as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Hansueli Loosli as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Renzo Simoni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Board Compensation | Mgmt | For | TNA | N/A | |||
21 | Executive Compensation | Mgmt | For | TNA | N/A | |||
22 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
24 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Synnex Technology International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2347 | CINS Y8344J109 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Elect MIAU Feng-Chiang | Mgmt | For | For | For | |||
6 | Elect TU Shu-Wu | Mgmt | For | For | For | |||
7 | Elect CHOU Te-Chien | Mgmt | For | For | For | |||
8 | Elect YANG Hsiang-Yun | Mgmt | For | For | For | |||
9 | Elect WAY Yung-Do | Mgmt | For | Against | Against | |||
10 | Elect CHANG An-Ping | Mgmt | For | Against | Against | |||
11 | Elect CHIAO Yu-Cheng | Mgmt | For | For | For | |||
12 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||
2 | Elect John M. Cassaday | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect Joshua D. Frank | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Bradley M. Halverson | Mgmt | For | For | For | |||
7 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | |||
8 | Elect Nancy S. Newcomb | Mgmt | For | For | For | |||
9 | Elect Nelson Peltz | Mgmt | For | For | For | |||
10 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | Elect Richard G. Tilghman | Mgmt | For | For | For | |||
13 | Elect Jackie M. Ward | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Taisei Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1801 | CINS J79561148 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4.1 | Elect F.C. TSENG | Mgmt | For | For | For | |||
4.2 | Elect Mei-ling Chen | Mgmt | For | For | For | |||
4.3 | Elect Mark LIU | Mgmt | For | For | For | |||
4.4 | Elect C.C. WEI | Mgmt | For | For | For | |||
4.5 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
4.6 | Elect SHIH Stan | Mgmt | For | For | For | |||
4.7 | Elect Thomas J. Engibous | Mgmt | For | Withhold | Against | |||
4.8 | Elect CHEN Kok-Choo | Mgmt | For | For | For | |||
4.9 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
Tate & Lyle plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TATE | CINS G86838128 | 07/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Gerry Murphy | Mgmt | For | For | For | |||
6 | Elect Javed Ahmed | Mgmt | For | For | For | |||
7 | Elect Nick Hampton | Mgmt | For | For | For | |||
8 | Elect Paul Forman | Mgmt | For | For | For | |||
9 | Elect Lars Vinge Frederiksen | Mgmt | For | For | For | |||
10 | Elect Douglas Hurt | Mgmt | For | For | For | |||
11 | Elect Jeanne Johns | Mgmt | For | For | For | |||
12 | Elect Anne E. Minto | Mgmt | For | For | For | |||
13 | Elect Ajai Puri | Mgmt | For | For | For | |||
14 | Elect Sybella Stanley | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Taylor Wimpey plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CINS G86954107 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends (Special Dividends) | Mgmt | For | For | For | |||
4 | Elect Kevin S. Beeston | Mgmt | For | For | For | |||
5 | Elect Peter Redfern | Mgmt | For | For | For | |||
6 | Elect Ryan Mangold | Mgmt | For | For | For | |||
7 | Elect James J. Jordan | Mgmt | For | For | For | |||
8 | Elect Kate Barker | Mgmt | For | For | For | |||
9 | Elect Mike Hussey | Mgmt | For | For | For | |||
10 | Elect Angela A. Knight | Mgmt | For | For | For | |||
11 | Elect Humphrey S.M. Singer | Mgmt | For | For | For | |||
12 | Elect Gwyn Burr | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
TDK Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6762 | CINS J82141136 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigenao Ishiguro | Mgmt | For | For | For | |||
4 | Elect Tetsuji Yamanishi | Mgmt | For | For | For | |||
5 | Elect Makoto Sumita | Mgmt | For | For | For | |||
6 | Elect Seiji Ohsaka | Mgmt | For | For | For | |||
7 | Elect Kazumasa Yoshida | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Ishimura | Mgmt | For | For | For | |||
9 | Elect Kazunori Yagi | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Telkom SA SOC Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKG | CINS S84197102 | 08/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hamadoun Toure | Mgmt | For | For | For | |||
2 | Re-elect Santie Botha | Mgmt | For | Against | Against | |||
3 | Re-elect Khanyisile Kweyama | Mgmt | For | Against | Against | |||
4 | Re-elect Fagmeedah Petersen-Lurie | Mgmt | For | For | For | |||
5 | Re-elect Louis von Zeuner | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Itumeleng Kgaboesele) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Kholeka Mzondeki) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Louis von Zeuner) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Rex Tomlinson) | Mgmt | For | For | For | |||
10 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
11 | Appointment of Auditor (Nkonki) | Mgmt | For | For | For | |||
12 | General Authority to Issue Shares | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees | Mgmt | For | For | For | |||
17 | Approve Financial Assistance | Mgmt | For | For | For | |||
Telstra Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLS | CINS Q8975N105 | 10/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Peter R. Hearl | Mgmt | For | For | For | |||
3 | Re-elect John P. Mullen | Mgmt | For | For | For | |||
4 | Equity Grant (MD/CEO Andrew Penn) | Mgmt | For | For | For | |||
5 | REMUNERATION REPORT | Mgmt | For | For | For | |||
Tenaga Nasional Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TENAGA | CINS Y85859109 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abd Manaf bin Hashim | Mgmt | For | For | For | |||
2 | Elect Sakthivel a/l Alagappan | Mgmt | For | For | For | |||
3 | Elect GEE Siew Yoong | Mgmt | For | For | For | |||
4 | Elect Noraini binti Che Dan | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Directors' Benefits | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Tenaga Nasional Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TENAGA | CINS Y85859109 | 12/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Juniwati bt Rahmat Hussin | Mgmt | For | For | For | |||
3 | Elect Amran Hafiz bin Affifudin | Mgmt | For | For | For | |||
4 | Elect Badrul Ilahan bin Abd Jabbar | Mgmt | For | For | For | |||
5 | Elect Azman bin Mohd | Mgmt | For | For | For | |||
6 | Elect CHOR Chee Heung | Mgmt | For | For | For | |||
7 | Elect Leo Moggie | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Non-executive Directors' Benefits | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Adoption of New Constitution | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Tervita Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCR-U | CUSIP 88156LAF7 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | To appoint Ernst & Young LLP as the auditors of Tervita for the ensuing year at a remuneration to be determined by the board of directors of Tervita | Mgmt | For | For | For | |||
2 | To approve a resolution fixing the number of directors to be elected to the Tervita Board at the Tervita Meeting at seven (7) | Mgmt | For | For | For | |||
3 | Elect Grant Billing | Mgmt | For | For | For | |||
4 | Elect Allen Hagerman | Mgmt | For | For | For | |||
5 | Elect Cameron Kramer | Mgmt | For | For | For | |||
6 | Elect Douglas Ramsay | Mgmt | For | For | For | |||
7 | Elect Jay Thornton | Mgmt | For | For | For | |||
8 | Elect Kevin Walbridge | Mgmt | For | For | For | |||
9 | Elect John Cooper | Mgmt | For | For | For | |||
10 | To approve a special resolution, the full text of which is set forth in Appendix "C" of the Information Circular, approving the continuance of Tervita out of the federal jurisdiction of Canada under the Canada Business Corporations Act and into the jurisdiction of Alberta under the Business Corporations Act (Alberta) (the "ABCA") and the adoption by Tervita of a new ABCA compliant by-law as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
11 | To approve a special resolution, the full text of which is set forth in Appendix "A" of the Information Circular, approving a plan of arrangement (the "Arrangement") involving, among others, Tervita, Newalta, the Tervita Shareholders and the Newalta Securityholders under Section 193 of the ABCA, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
12 | To approve an ordinary resolution authorizing the adoption by Tervita of the amended and restated option plan of Tervita, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
13 | To approve an ordinary resolution authorizing the adoption by Tervita of the amended and restated restricted stock unit plan of Tervita, as more particularly described in the Information Circular. | Mgmt | For | For | For | |||
Tesco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CINS G87621101 | 02/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
Tesco plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CINS G87621101 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Stewart Gilliland | Mgmt | For | For | For | |||
7 | Elect Charles Wilson | Mgmt | For | For | For | |||
8 | Elect John M. Allan | Mgmt | For | For | For | |||
9 | Elect Mark Armour | Mgmt | For | For | For | |||
10 | Elect Stephen W. Golsby | Mgmt | For | For | For | |||
11 | Elect Byron Grote | Mgmt | For | For | For | |||
12 | Elect David Lewis | Mgmt | For | For | For | |||
13 | Elect Mikael Olsson | Mgmt | For | For | For | |||
14 | Elect Deanna W. Oppenheimer | Mgmt | For | For | For | |||
15 | Elect Simon Patterson | Mgmt | For | For | For | |||
16 | Elect Alison Platt | Mgmt | For | For | For | |||
17 | Elect Lindsey Pownall | Mgmt | For | For | For | |||
18 | Elect Alan Stewart | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authorisation of Political Donations | Mgmt | For | For | For | |||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | |||
8 | Elect J.M. Hobby | Mgmt | For | For | For | |||
9 | Elect Ronald Kirk | Mgmt | For | For | For | |||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Thai Oil PCL | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOP | CINS Y8620B119 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of 2017 Operational Results and the Company's Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Thosaporn Sirisumphand | Mgmt | For | Against | Against | |||
6 | Elect Atikom Terbsiri | Mgmt | For | Against | Against | |||
7 | Elect Chularat Suteethorn | Mgmt | For | Against | Against | |||
8 | Elect Pasu Decharin | Mgmt | For | Against | Against | |||
9 | Elect Suchalee Sumamal | Mgmt | For | Against | Against | |||
10 | Elect Auttapol Rerkpiboon | Mgmt | For | Against | Against | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
4 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||
5 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
8 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
9 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
10 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Karl Whiteman | Mgmt | For | For | For | |||
7 | Elect Sean Ellis | Mgmt | For | For | For | |||
8 | Elect John Armitt | Mgmt | For | For | For | |||
9 | Elect Alison Nimmo | Mgmt | For | For | For | |||
10 | Elect Veronica Wadley | Mgmt | For | For | For | |||
11 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
12 | Elect Adrian David LI Man Kiu | Mgmt | For | Against | Against | |||
13 | Elect Andy Myers | Mgmt | For | For | For | |||
14 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect James W. Brown | Mgmt | For | For | For | |||
1.3 | Elect Michele G. Buck | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect James C. Katzman | Mgmt | For | For | For | |||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | |||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The J. M. Smucker Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | Against | Against | |||
2 | Elect Paul J. Dolan | Mgmt | For | Against | Against | |||
3 | Elect Jay L. Henderson | Mgmt | For | Against | Against | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | Against | Against | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | Against | Against | |||
6 | Elect Gary A. Oatey | Mgmt | For | Against | Against | |||
7 | Elect Kirk L. Perry | Mgmt | For | Against | Against | |||
8 | Elect Sandra Pianalto | Mgmt | For | Against | Against | |||
9 | Elect Alex Shumate | Mgmt | For | Against | Against | |||
10 | Elect Mark T. Smucker | Mgmt | For | Against | Against | |||
11 | Elect Richard K. Smucker | Mgmt | For | Against | Against | |||
12 | Elect Timothy P. Smucker | Mgmt | For | Against | Against | |||
13 | Elect Dawn C. Willoughby | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
The Macerich Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAC | CUSIP 554382101 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peggy Alford | Mgmt | For | For | For | |||
2 | Elect John H. Alschuler | Mgmt | For | For | For | |||
3 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
4 | Elect Edward C. Coppola | Mgmt | For | For | For | |||
5 | Elect Steven R. Hash | Mgmt | For | For | For | |||
6 | Elect Daniel J. Hirsch | Mgmt | For | For | For | |||
7 | Elect Diana M. Laing | Mgmt | For | For | For | |||
8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||
9 | Elect Steven L. Soboroff | Mgmt | For | For | For | |||
10 | Elect Andrea M. Stephen | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules for Shareholders' General Meeting | Mgmt | For | Against | Against | |||
4 | Amendments to Procedural Rules for Board Meetings | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules for Meeting of Board of Supervisors | Mgmt | For | For | For | |||
6 | Fixed Assets Investment Budget for 2018 | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect MIAO Jianmin as Executive Director | Mgmt | For | Against | Against | |||
3 | Elect XIE Yiqun as Executive Director | Mgmt | For | Against | Against | |||
4 | Elect TANG Zhigang as Executive Director | Mgmt | For | Against | Against | |||
5 | Elect WANG Qingjian as Non-Executive Director | Mgmt | For | Against | Against | |||
6 | Elect XIAO Xuefeng as Non-Executive Director | Mgmt | For | Against | Against | |||
7 | Elect HUA Rixin as Non-Executive Director | Mgmt | For | Against | Against | |||
8 | Elect CHENG Yuqin as Non-Executive Director | Mgmt | For | Against | Against | |||
9 | Elect WANG Zhibin as Non-Executive Director | Mgmt | For | Against | Against | |||
10 | Elect SHIU Sin Por as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
11 | Elect KO Wing Man as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
12 | Elect Peter LUK Kin Yu as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
13 | Elect LIN Yixiang as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
14 | Elect CHEN Wuzhao as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
15 | Elect LIN Fan as Supervisor | Mgmt | For | Against | Against | |||
16 | Elect XU Yongxian as Supervisor | Mgmt | For | Against | Against | |||
17 | Elect JING Xin as Supervisor | Mgmt | For | Against | Against | |||
18 | Liability Insurance | Mgmt | For | For | For | |||
19 | Profit Distribution Plan | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Extension of the Validity for Issuance of A Shares | Mgmt | For | For | For | |||
7 | Extension of the Validity of Authorisation of A Share Offering | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 07/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Class of Shares | Mgmt | For | Against | Against | |||
3 | Nominal Value Per Share | Mgmt | For | Against | Against | |||
4 | Proposed Stock Exchange for Listing | Mgmt | For | Against | Against | |||
5 | Offering Size | Mgmt | For | Against | Against | |||
6 | Target Subscribers | Mgmt | For | Against | Against | |||
7 | Strategic Placing | Mgmt | For | Against | Against | |||
8 | Mode of Offering | Mgmt | For | Against | Against | |||
9 | Pricing Methodology | Mgmt | For | Against | Against | |||
10 | Form of Underwriting | Mgmt | For | Against | Against | |||
11 | Conversion into a Joint Stock Company | Mgmt | For | Against | Against | |||
12 | Valid Period | Mgmt | For | Against | Against | |||
13 | Board Authorization to Implement Share Offering | Mgmt | For | For | For | |||
14 | Use of Proceeds | Mgmt | For | Against | Against | |||
15 | Accumulated Profit Distribution Plan | Mgmt | For | Against | Against | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Three-Year Dividend Plan | Mgmt | For | For | For | |||
18 | Price Stabilization of A Shares | Mgmt | For | For | For | |||
19 | Undertakings | Mgmt | For | For | For | |||
20 | Dilution of Immediate Returns and Remedial Measures | Mgmt | For | For | For | |||
21 | Status Report on Use of Previously Raised Funds | Mgmt | For | For | For | |||
22 | Amendments to Procedural Rules for General Meeting | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Capital Replenishment Bonds | Mgmt | For | For | For | |||
3 | Elect XIE Yiqun | Mgmt | For | For | For | |||
4 | Elect Tang Zhigang | Mgmt | For | For | For | |||
5 | Elect Xiao Xuefeng | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 10/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 12/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Settlement Scheme for Directors and Supervisors for Financial Year 2016 | Mgmt | For | For | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
6 | Elect Daniel R. Hesse | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Linda R. Medler | Mgmt | For | For | For | |||
9 | Elect Martin Pfinsgraff | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Michael J. Ward | Mgmt | For | For | For | |||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nelson Peltz | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | N/A | TNA | N/A | |||
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | TNA | N/A | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | TNA | N/A | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Amy Chang | Mgmt | For | For | For | |||
1.4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
1.5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
1.8 | Elect David. S. Taylor | Mgmt | For | For | For | |||
1.9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
1.10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
1.11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | |||
The Scotts Miracle-Gro Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMG | CUSIP 810186106 | 01/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas N. Kelly, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Peter E. Shumlin | Mgmt | For | For | For | |||
1.3 | Elect John R. Vines | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect David T. Ching | Mgmt | For | For | For | |||
4 | Elect Ernie Herrman | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
6 | Elect William J. Kane | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
10 | Elect Alan D. Schnitzer | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
4 | Elect John S. Chen | Mgmt | For | Against | Against | |||
5 | Elect Francis deSouza | Mgmt | For | For | For | |||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
8 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | |||
9 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
10 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Tier Reit, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIER | CUSIP 88650V208 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
1.2 | Elect Scott W. Fordham | Mgmt | For | For | For | |||
1.3 | Elect R. Kent Griffin | Mgmt | For | For | For | |||
1.4 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||
1.5 | Elect Dennis J. Martin | Mgmt | For | For | For | |||
1.6 | Elect Gregory J. Whyte | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
TIM Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CINS P91536469 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratify Co-Option and Elect Mario Di Mauro | Mgmt | For | TNA | N/A | |||
6 | Ratify Co-Option and Elect Joao Cox Neto | Mgmt | For | TNA | N/A | |||
7 | Ratify Co-Option and Elect Celso Luis Loducca | Mgmt | For | TNA | N/A | |||
8 | Ratify Co-Option and Elect Piergiorgio Peluso | Mgmt | For | TNA | N/A | |||
9 | Elect Agostino Nuzzolo | Mgmt | For | TNA | N/A | |||
10 | Elect Raimondo Zizza | Mgmt | For | TNA | N/A | |||
11 | Elect Giovanni Ferigo | Mgmt | For | TNA | N/A | |||
12 | Supervisory Council Size | Mgmt | For | TNA | N/A | |||
13 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
14 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | For | TNA | N/A | |||
15 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
TIM Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CINS P91536469 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Extension of Cooperation and Support Agreement | Mgmt | For | TNA | N/A | |||
4 | Adoption of Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
Toppan Printing Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7911 | CINS 890747108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Share Consolidation | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Naoki Adachi | Mgmt | For | Against | Against | |||
5 | Elect Shingo Kaneko | Mgmt | For | For | For | |||
6 | Elect Yukio Maeda | Mgmt | For | For | For | |||
7 | Elect Shinichi Ohkubo | Mgmt | For | For | For | |||
8 | Elect Atsushi Itoh | Mgmt | For | For | For | |||
9 | Elect Makoto Arai | Mgmt | For | For | For | |||
10 | Elect Hideharu Maro | Mgmt | For | For | For | |||
11 | Elect Naoyuki Matsuda | Mgmt | For | For | For | |||
12 | Elect Nobuaki Satoh | Mgmt | For | For | For | |||
13 | Elect Taroh Izawa | Mgmt | For | For | For | |||
14 | Elect Sumio Ezaki | Mgmt | For | For | For | |||
15 | Elect Yasuhiko Yamano | Mgmt | For | For | For | |||
16 | Elect Kunio Sakuma | Mgmt | For | For | For | |||
17 | Elect Yoshinobu Noma | Mgmt | For | For | For | |||
18 | Elect Ryohko Tohyama | Mgmt | For | For | For | |||
19 | Elect Tetsuroh Ueki | Mgmt | For | For | For | |||
20 | Elect Norio Yamanaka | Mgmt | For | For | For | |||
21 | Elect Mitsuhiro Nakao | Mgmt | For | For | For | |||
22 | Elect Takashi Kurobe | Mgmt | For | For | For | |||
23 | Elect Jitsumei Takamiyagi | Mgmt | For | For | For | |||
24 | Elect Hiroyuki Shigematsu | Mgmt | For | For | For | |||
25 | Elect Haruo Kasama | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
12 | Elect Patrick Artus | Mgmt | For | For | For | |||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | |||
Toyo Suisan Kaisha Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2875 | CINS 892306101 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tadasu Tsutsumi | Mgmt | For | For | For | |||
4 | Elect Masanari Imamura | Mgmt | For | For | For | |||
5 | Elect Noritaka Sumimoto | Mgmt | For | For | For | |||
6 | Elect Hitoshi Oki | Mgmt | For | For | For | |||
7 | Elect Kiyoshi Takahashi | Mgmt | For | For | For | |||
8 | Elect Rieko Makiya | Mgmt | For | For | For | |||
9 | Elect Hiroshige Tsubaki | Mgmt | For | For | For | |||
10 | Elect Satoru Kusunoki | Mgmt | For | For | For | |||
11 | Elect Masahisa Mochizuki | Mgmt | For | For | For | |||
12 | Elect Yoshiji Murakami | Mgmt | For | For | For | |||
13 | Elect Osamu Murakami | Mgmt | For | For | For | |||
14 | Elect Ichiro Murayama | Mgmt | For | For | For | |||
15 | Elect Yasuo Ishikawa | Mgmt | For | For | For | |||
16 | Elect Tomoko Hamada | Mgmt | For | For | For | |||
17 | Elect Susumu Ogawa | Mgmt | For | For | For | |||
18 | Elect Isamu Mori as Statutory Auditor | Mgmt | For | For | For | |||
19 | Elect Tsutomu Ushijima as Alternate Statutory Auditor | Mgmt | For | For | For | |||
20 | Bonus | Mgmt | For | For | For | |||
Toyota Motor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7203 | CINS J92676113 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |||
3 | Elect Shigeru Hayakawa | Mgmt | For | For | For | |||
4 | Elect Akio Toyoda | Mgmt | For | For | For | |||
5 | Elect Kohji Kobayashi | Mgmt | For | For | For | |||
6 | Elect Didier Leroy | Mgmt | For | For | For | |||
7 | Elect Shigeki Terashi | Mgmt | For | For | For | |||
8 | Elect Ikuroh Sugawara | Mgmt | For | For | For | |||
9 | Elect Philip Craven | Mgmt | For | For | For | |||
10 | Elect Teiko Kudoh | Mgmt | For | For | For | |||
11 | Elect Masahide Yasuda | Mgmt | For | Against | Against | |||
12 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
13 | Elect Ryuji Sakai as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Toyota Tsusho Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8015 | CINS J92719111 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Jun Karube | Mgmt | For | For | For | |||
4 | Elect Ichiroh Kashitani | Mgmt | For | For | For | |||
5 | Elect Kuniaki Yamagiwa | Mgmt | For | For | For | |||
6 | Elect Sohichiroh Matsudaira | Mgmt | For | For | For | |||
7 | Elect Yuichi Ohi | Mgmt | For | For | For | |||
8 | Elect Yasuhiro Nagai | Mgmt | For | For | For | |||
9 | Elect Hiroshi Tominaga | Mgmt | For | For | For | |||
10 | Elect Hideyuki Iwamoto | Mgmt | For | For | For | |||
11 | Elect Yoriko Kawaguchi | Mgmt | For | For | For | |||
12 | Elect Kumi Fujisawa | Mgmt | For | For | For | |||
13 | Elect Kunihito Kohmoto | Mgmt | For | For | For | |||
14 | Elect Didier Leroy | Mgmt | For | For | For | |||
15 | Elect Shuhei Toyoda | Mgmt | For | Against | Against | |||
16 | Elect Yasushi Shiozaki | Mgmt | For | Against | Against | |||
17 | Elect Kazuo Yuhara | Mgmt | For | Against | Against | |||
18 | Elect Kazunori Tajima | Mgmt | For | For | For | |||
19 | Bonus | Mgmt | For | For | For | |||
Tripod Technology Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3044 | CINS Y8974X105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
7 | Abolishment of the Guidelines for Scope of Duties and Responsibilities of Supervisors | Mgmt | For | For | For | |||
8 | Elect WANG Jing-Chun | Mgmt | For | For | For | |||
9 | Elect HU Jing-Xiu | Mgmt | For | For | For | |||
10 | Elect XU Chao-Gui | Mgmt | For | Against | Against | |||
11 | Elect WANG Zheng-Ding | Mgmt | For | For | For | |||
12 | Elect WU Qiu-Wen | Mgmt | For | For | For | |||
13 | Elect CAI Mao-Tang | Mgmt | For | For | For | |||
14 | Elect ZHANG Mei-Lan | Mgmt | For | For | For | |||
15 | Elect WU Hong-Cheng | Mgmt | For | For | For | |||
16 | Elect WU Yong-Cheng | Mgmt | For | For | For | |||
17 | Elect DAI Xing-Zheng | Mgmt | For | For | For | |||
18 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Tui AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TUI | CINS D8484K166 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratify Friedrich Joussen | Mgmt | For | For | For | |||
8 | Ratify Horst Baier | Mgmt | For | For | For | |||
9 | Ratify David Burling | Mgmt | For | For | For | |||
10 | Ratify Sebastian Ebel | Mgmt | For | For | For | |||
11 | Ratify Elke Eller | Mgmt | For | For | For | |||
12 | Ratify Frank Rosenberger | Mgmt | For | For | For | |||
13 | Ratify Klaus Mangold | Mgmt | For | For | For | |||
14 | Ratify Frank Jakobi | Mgmt | For | For | For | |||
15 | Ratify Michael Hodgkinson | Mgmt | For | For | For | |||
16 | Ratify Andreas Barczewski | Mgmt | For | For | For | |||
17 | Ratify Peter Bremme | Mgmt | For | For | For | |||
18 | Ratify Edgar Ernst | Mgmt | For | For | For | |||
19 | Ratify Wolfgang Flintermann | Mgmt | For | For | For | |||
20 | Ratify Angelika Gifford | Mgmt | For | For | For | |||
21 | Ratify Valerie F. Gooding | Mgmt | For | For | For | |||
22 | Ratify Dierk Hirschel | Mgmt | For | For | For | |||
23 | Ratify Janis C. Kong | Mgmt | For | For | For | |||
24 | Ratify Peter Long | Mgmt | For | For | For | |||
25 | Ratify Coline L. McConville | Mgmt | For | For | For | |||
26 | Ratify Alexey Mordashov | Mgmt | For | For | For | |||
27 | Ratify Michael Ponipp | Mgmt | For | For | For | |||
28 | Ratify Carmen Riu Guell | Mgmt | For | For | For | |||
29 | Ratify Carmen Carola Schwirn | Mgmt | For | For | For | |||
30 | Ratify Anette Strempel | Mgmt | For | For | For | |||
31 | Ratify Ortwin Strubelt | Mgmt | For | For | For | |||
32 | Ratify Stefan Weinhofer | Mgmt | For | For | For | |||
33 | Appointment of Auditor | Mgmt | For | For | For | |||
34 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
35 | Increase in Authorised Capital for Employee Share Plans | Mgmt | For | For | For | |||
36 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
37 | Elect Dieter Zetsche as Supervisory Board Member | Mgmt | For | Against | Against | |||
38 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
Turkiye Garanti Bankasi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GARAN | CINS M4752S106 | 03/29/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | |||
5 | Presentation of Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Dividend Policy | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Ratification of Co-Option of Directors | Mgmt | For | TNA | N/A | |||
11 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
12 | Election of Directors | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Presentation of Compensation Policy | Mgmt | For | TNA | N/A | |||
15 | Directors' Fees | Mgmt | For | TNA | N/A | |||
16 | Charitable Donations | Mgmt | For | TNA | N/A | |||
17 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
18 | Presentation of Report on Competing Activities | Mgmt | For | TNA | N/A | |||
Turkiye Is Bankasi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISCTR | CINS M8933F115 | 03/30/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Directors' Fees | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
13 | Presentation of Report on Competing Activities | Mgmt | For | TNA | N/A | |||
14 | Presentation of Report on Charitable Donations | Mgmt | For | TNA | N/A | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B408 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
4 | Elect Lisa A. Pollina | Mgmt | For | For | For | |||
5 | Elect William Roth | Mgmt | For | For | For | |||
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
7 | Elect Thomas Siering | Mgmt | For | For | For | |||
8 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
9 | Elect Hope B. Woodhouse | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Marc N. Casper | Mgmt | For | For | For | |||
3 | Elect Andrew Cecere | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||
6 | Elect Roland Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
9 | Elect Karen S. Lynch | Mgmt | For | For | For | |||
10 | Elect Richard P. McKenney | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UCB SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCB | CINS B93562120 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Mix | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Report | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
11 | Elect Jean-Christophe Tellier | Mgmt | For | TNA | N/A | |||
12 | Elect Kay Davies | Mgmt | For | TNA | N/A | |||
13 | Acknowledgement of Kay Davies' Independence | Mgmt | For | TNA | N/A | |||
14 | Elect Cedric Van Rijckevorsel | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Adoption of Restricted Stock Plan | Mgmt | For | TNA | N/A | |||
17 | Change of Control Clause (EMTN Program) | Mgmt | For | TNA | N/A | |||
18 | Change of Control Clause (Amendment and Restatement Agreement) | Mgmt | For | TNA | N/A | |||
19 | Approval of Long-Term Incentive Plans | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
21 | Increase in Authorised Capital | Mgmt | For | TNA | N/A | |||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
UDR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UDR | CUSIP 902653104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine A. Cattanach | Mgmt | For | For | For | |||
2 | Elect Robert P. Freeman | Mgmt | For | For | For | |||
3 | Elect Jon A. Grove | Mgmt | For | For | For | |||
4 | Elect Mary Ann King | Mgmt | For | For | For | |||
5 | Elect James D. Klingbeil | Mgmt | For | For | For | |||
6 | Elect Clint D. McDonnough | Mgmt | For | For | For | |||
7 | Elect Robert A. McNamara | Mgmt | For | For | For | |||
8 | Elect Mark R. Patterson | Mgmt | For | For | For | |||
9 | Elect Lynne B. Sagalyn | Mgmt | For | For | For | |||
10 | Elect Thomas W. Toomey | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Amendments to Charter to Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
Uni-President Enterprises Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1216 | CINS Y91475106 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
United Overseas Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U11 | CINS Y9T10P105 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Fees to WEE Cho Yaw | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect LIM Hwee Hua | Mgmt | For | For | For | |||
7 | Elect WONG Kan Seng | Mgmt | For | For | For | |||
8 | Elect Alexander Charles Hungate | Mgmt | For | For | For | |||
9 | Elect Michael LIEN Jown Leam | Mgmt | For | For | For | |||
10 | Elect Alvin YEO Khirn Hai | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | UOB Scrip Dividend Scheme | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
United Tractors | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNTR | CINS Y7146Y140 | 04/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
US Foods Holding Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USFD | CUSIP 912008109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Lederer | Mgmt | For | For | For | |||
2 | Elect Carl A. Pforzheimer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Amendments to Charter/Bylaw - Bundled | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Approval of Shareholder Written Consent Right | Mgmt | For | For | For | |||
Vantiv Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNTV | CUSIP 92210H105 | 01/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Stock for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Ventas, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTR | CUSIP 92276F100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Melody C. Barnes | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
5 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
6 | Elect Roxanne M. Martino | Mgmt | For | For | For | |||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||
8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
9 | Elect James D. Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports: Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Xavier Huillard | Mgmt | For | Against | Against | |||
9 | Elect Yves-Thibault de Silguy | Mgmt | For | For | For | |||
10 | Elect Marie-Christine Lombard | Mgmt | For | Against | Against | |||
11 | Elect Nasser Hassan Faraj Al Ansari | Mgmt | For | Against | Against | |||
12 | Elect Rene Medori | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Supplementary Retirement Benefits (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | |||
15 | Severance Agreement (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | |||
16 | Related Party Transaction (YTSeuropaconsultants) | Mgmt | For | Against | Against | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Remuneration of Xavier Huillard, Chair and CEO | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Voestalpine AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOE | CINS A9101Y103 | 07/05/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Austria | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
W.P. Carey Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPC | CUSIP 92936U109 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark A. Alexander | Mgmt | For | For | For | |||
2 | Elect Peter J. Farrell | Mgmt | For | For | For | |||
3 | Elect Robert Flanagan | Mgmt | For | For | For | |||
4 | Elect Jason Fox | Mgmt | For | For | For | |||
5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | |||
6 | Elect Axel K.A. Hansing | Mgmt | For | For | For | |||
7 | Elect Jean Hoysradt | Mgmt | For | For | For | |||
8 | Elect Margaret G. Lewis | Mgmt | For | Against | Against | |||
9 | Elect Christopher J. Niehaus | Mgmt | For | For | For | |||
10 | Elect Nick J.M. van Ommen | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Washington Prime Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPG | CUSIP 93964W108 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Taggart Birge | Mgmt | For | For | For | |||
2 | Elect Louis G. Conforti | Mgmt | For | For | For | |||
3 | Elect John J. Dillon III | Mgmt | For | For | For | |||
4 | Elect Robert J. Laikin | Mgmt | For | For | For | |||
5 | Elect John F. Levy | Mgmt | For | For | For | |||
6 | Elect Sheryl G. von Blucher | Mgmt | For | For | For | |||
7 | Elect Jacquelyn R. Soffer | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect James C Fish | Mgmt | For | For | For | |||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Welltower Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WELL | CUSIP 95040Q104 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
2 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||
3 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | |||
4 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
5 | Elect Timothy J. Naughton | Mgmt | For | Against | Against | |||
6 | Elect Sharon M. Oster | Mgmt | For | For | For | |||
7 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
8 | Elect Sergio D. Rivera | Mgmt | For | For | For | |||
9 | Elect R. Scott Trumbull | Mgmt | For | For | For | |||
10 | Elect Gary Whitelaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
WH Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
288 | CINS G96007102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WAN Long | Mgmt | For | For | For | |||
5 | Elect JIAO Shuge | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Wm Morrison Supermarkets plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRW | CINS G62748119 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Allocation of Special Dividends | Mgmt | For | For | For | |||
5 | Elect Andrew Higginson | Mgmt | For | For | For | |||
6 | Elect David Potts | Mgmt | For | For | For | |||
7 | Elect Trevor Strain | Mgmt | For | For | For | |||
8 | Elect Rooney Anand | Mgmt | For | For | For | |||
9 | Elect Neil Davidson | Mgmt | For | For | For | |||
10 | Elect Kevin Havelock | Mgmt | For | For | For | |||
11 | Elect Belinda Richards | Mgmt | For | For | For | |||
12 | Elect Tony van Kralingen | Mgmt | For | For | For | |||
13 | Elect Paula A. Vennells | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Worldpay, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WP | CUSIP 981558109 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Drucker | Mgmt | For | For | For | |||
1.2 | Elect Karen Richardson | Mgmt | For | For | For | |||
1.3 | Elect Boon Sim | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Stiefler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Elect Timothy Teck Leng CHEN | Mgmt | For | For | For | |||
5 | Elect XU Wen Jiong | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
Yangzijiang Shipbuilding (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BS6 | CINS Y9728A102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Adoption of Constitution | Mgmt | For | For | For | |||
Yuanta Financial Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2885 | CINS Y2169H108 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
Yue Yuen Industrial (Holdings) Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0551 | CINS G98803144 | 11/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Sixth Supplemental PCC Services Agreement | Mgmt | For | For | For | |||
4 | Fifth Supplemental PCC Connected Sales Agreement | Mgmt | For | For | For | |||
5 | Fifth Supplemental PCC Connected Purchases Agreement | Mgmt | For | For | For | |||
6 | Sixth Supplemental GBD Management Service Agreement | Mgmt | For | For | For | |||
7 | Sixth Supplemental Godalming Tenancy Agreement | Mgmt | For | For | For | |||
8 | PCC/YY Tenancy Agreement | Mgmt | For | For | For | |||
9 | PCC/PS Tenancy Agreement | Mgmt | For | For | For | |||
10 | Adoption of Share Option Plan for Texas Clothing Holding Corp | Mgmt | For | Against | Against | |||
11 | Stock Option Grant to Jay Patel | Mgmt | For | Against | Against | |||
12 | Stock Option Grant to Steven Richman | Mgmt | For | Against | Against | |||
13 | Stock Option Grant to Eve Richey | Mgmt | For | Against | Against | |||
Zhongsheng Group Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0881 | CINS G9894K108 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect HUANG Yi | Mgmt | For | For | For | |||
4 | Elect SI Wei | Mgmt | For | Against | Against | |||
5 | Elect CHEAH Kim Teck | Mgmt | For | For | For | |||
6 | Elect SHEN Jinjun | Mgmt | For | Against | Against | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
2 | Elect Willie M. Reed | Mgmt | For | For | For | |||
3 | Elect Linda Rhodes | Mgmt | For | For | For | |||
4 | Elect William C. Steere, Jr. | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Emerging Markets Equity Fund | |||||||
Date of Fiscal Year End: | 08/31 | |||||||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Arcos Dorados Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARCO | CUSIP G0457F107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3.1 | Elect Woods Staton | Mgmt | For | Withhold | Against | |||
3.2 | Elect Ricardo Gutierrez Munoz | Mgmt | For | Withhold | Against | |||
3.3 | Elect Sergio Alonso | Mgmt | For | Withhold | Against | |||
3.4 | Elect Francisco Station | Mgmt | For | Withhold | Against | |||
Asian Paints Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APNT | CINS Y03638114 | 09/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Amalgamation | Mgmt | For | For | For | |||
Beijing Capital International Airport | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0694 | CINS Y07717104 | 12/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Supply of Aviation Safety and Security Guard Services Agreement | Mgmt | For | For | For | |||
4 | Supply of Power and Energy Agreement | Mgmt | For | For | For | |||
5 | Financial Services Agreement | Mgmt | For | For | For | |||
6 | International Retail Management Agreement | Mgmt | For | For | For | |||
Brilliance China Automotive Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1114 | CINS G1368B102 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect WU Xiao An | Mgmt | For | For | For | |||
5 | Elect QI Yumin | Mgmt | For | For | For | |||
6 | Elect XU Bingjin | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Canvest Environmental Protection Group Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1381 | CINS G18322100 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LAI Chun Tung | Mgmt | For | For | For | |||
6 | Elect Alexander LUI Ting Cheong | Mgmt | For | For | For | |||
7 | Elect LAI Yui | Mgmt | For | For | For | |||
8 | Elect CHUNG Wing Yin | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Cathay Financial Holding Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2882 | CINS Y11654103 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
5 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | |||
Chailease Holding Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5871 | CINS G20288109 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits as Dividends | Mgmt | For | For | For | |||
3 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Release KOO John-Lee | Mgmt | For | For | For | |||
6 | Release WONG Alfred King Wai | Mgmt | For | For | For | |||
7 | Release HWANG Dar-Yeh | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Communications Construction Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1800 | CINS Y1R36J108 | 09/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Disposal | Mgmt | For | For | For | |||
China Communications Construction Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1800 | CINS Y1R36J108 | 11/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Eligibility for Convertible Bonds Issuance | Mgmt | For | For | For | |||
4 | Type of securities to be issued | Mgmt | For | For | For | |||
5 | Size of issuance | Mgmt | For | For | For | |||
6 | Par value and issue price | Mgmt | For | For | For | |||
7 | Term | Mgmt | For | For | For | |||
8 | Interest rate | Mgmt | For | For | For | |||
9 | Method and timing of interest payment | Mgmt | For | For | For | |||
10 | Conversion period | Mgmt | For | For | For | |||
11 | Determination and adjustment of the conversion price | Mgmt | For | For | For | |||
12 | Terms of downward adjustment to conversion price | Mgmt | For | For | For | |||
13 | Method for determining the number of shares for conversion | Mgmt | For | For | For | |||
14 | Entitlement to dividend in the year of conversion | Mgmt | For | For | For | |||
15 | Terms of redemption | Mgmt | For | For | For | |||
16 | Terms of sale back | Mgmt | For | For | For | |||
17 | Method of issuance and target investors | Mgmt | For | For | For | |||
18 | Subscription arrangement for the existing shareholders | Mgmt | For | For | For | |||
19 | A share convertible bond holders and A share convertible bond holders' meetings | Mgmt | For | For | For | |||
20 | Use of proceeds | Mgmt | For | For | For | |||
21 | Rating | Mgmt | For | For | For | |||
22 | Guarantee and security | Mgmt | For | For | For | |||
23 | Deposit account for proceeds raised | Mgmt | For | For | For | |||
24 | Validity period of the resolution | Mgmt | For | For | For | |||
25 | Authorizations | Mgmt | For | For | For | |||
26 | Preliminary Plan to Issue Corporate Bonds | Mgmt | For | For | For | |||
27 | Feasibility Report on Use of Proceeds | Mgmt | For | For | For | |||
28 | Approval of Dilution Measures for Bond Issuance | Mgmt | For | For | For | |||
29 | Adoption of Rules of Procedures for Bondholders' General Meeting | Mgmt | For | For | For | |||
30 | Board Authorization to Implement Bond Issuance | Mgmt | For | For | For | |||
31 | Shareholder Returns Plan | Mgmt | For | For | For | |||
32 | Report on Use of Previously Raised Proceeds | Mgmt | For | For | For | |||
33 | Amendments to Articles | Mgmt | For | For | For | |||
34 | Related Party Transactions: Subscription for Bonds | Mgmt | For | For | For | |||
35 | Elect LIU Qitao | Mgmt | For | Against | Against | |||
36 | Elect CHEN Fenjian | Mgmt | For | Against | Against | |||
37 | Elect FU Junyuan | Mgmt | For | Against | Against | |||
38 | Elect CHEN Yun | Mgmt | For | For | For | |||
39 | Elect LIU Maoxun | Mgmt | For | Against | Against | |||
40 | Elect QI Xiaofei | Mgmt | For | For | For | |||
41 | Elect HUANG Long | Mgmt | For | Against | Against | |||
42 | Elect ZHENG Changhong | Mgmt | For | For | For | |||
43 | Elect NGAI Wai Fung | Mgmt | For | Against | Against | |||
44 | Elect LI Sen | Mgmt | For | For | For | |||
45 | Elect WANG Yongbin | Mgmt | For | For | For | |||
46 | Authority to Give Guarantees | Mgmt | For | Against | Against | |||
47 | Self-inspection Report on Real Estate Business | Mgmt | For | For | For | |||
48 | Undertaking on Matters relating to Self-inspection Report on Real Estate Business | Mgmt | For | For | For | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Supervisors' Fees | Mgmt | For | For | For | |||
10 | Elect WANG Zuji | Mgmt | For | For | For | |||
11 | Elect PANG Xiusheng | Mgmt | For | For | For | |||
12 | Elect ZHANG Gengsheng | Mgmt | For | For | For | |||
13 | Elect LI Jun | Mgmt | For | For | For | |||
14 | Elect Anita FUNG Yuen Mei | Mgmt | For | For | For | |||
15 | Elect Carl Walter | Mgmt | For | For | For | |||
16 | Elect Kenneth Patrick CHUNG | Mgmt | For | For | For | |||
17 | Elect WU Jianhang as Supervisor | Mgmt | For | Against | Against | |||
18 | Elect FANG Qiuyue as Supervisor | Mgmt | For | Against | Against | |||
19 | Capital Plan 2018-2020 | Mgmt | For | For | For | |||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
21 | Amendments to Board Authority on External Donations | Mgmt | For | For | For | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 10/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect TIAN Guoli as Director | Mgmt | For | Against | Against | |||
China Everbright Greentech Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
01257 | CINS G2R55E103 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Elect WANG Tianyi | Mgmt | For | Against | Against | |||
6 | Elect QIAN Xiaodong | Mgmt | For | For | For | |||
7 | Elect YANG Zhiqiang | Mgmt | For | For | For | |||
8 | Elect WANG Yungang | Mgmt | For | For | For | |||
9 | Elect GUO Ying | Mgmt | For | For | For | |||
10 | Elect TANG Xianqing | Mgmt | For | For | For | |||
11 | Elect CHOW Siu Lui | Mgmt | For | Against | Against | |||
12 | Elect Philip Tsao | Mgmt | For | For | For | |||
13 | Elect YAN Houmin | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
19 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
China Overseas Land & Investment Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0688 | CINS Y15004107 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LUO Liang | Mgmt | For | For | For | |||
6 | Elect Rita FAN HSU Lai Tai | Mgmt | For | For | For | |||
7 | Elect Brian David LI Man Bun | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Adoption of Share Option Scheme | Mgmt | For | For | For | |||
China State Construction International Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3311 | CINS G21677136 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect HUNG Cheung Shew | Mgmt | For | For | For | |||
5 | Elect WU Mingqing | Mgmt | For | For | For | |||
6 | Elect ZHANG Haipeng | Mgmt | For | For | For | |||
7 | Elect Raymond LEUNG Hai Ming | Mgmt | For | For | For | |||
8 | Elect LEE Shing See | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China State Construction International Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3311 | CINS G21677136 | 11/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Supplemental Agreement | Mgmt | For | For | For | |||
4 | New CSCECL Sub-construction Engagement Agreement | Mgmt | For | For | For | |||
5 | New Master CSC Group Engagement Agreement | Mgmt | For | For | For | |||
China Traditional Chinese Medicine Co. Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
570 | CINS Y1507S107 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHAO Dongji | Mgmt | For | For | For | |||
6 | Elect LIU Cunzhou | Mgmt | For | For | For | |||
7 | Elect XIE Rong | Mgmt | For | For | For | |||
8 | Elect Hailson YU Tze Shan | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
China Traditional Chinese Medicine Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
570 | CINS Y1507S107 | 12/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Huamiao Agreement and Related Transactions | Mgmt | For | For | For | |||
4 | Huatai Agreement and Related Transactions | Mgmt | For | For | For | |||
5 | HLJ Sinopharm Agreement and Related Transactions | Mgmt | For | For | For | |||
6 | Jiangyou Agreement and Related Transactions | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Water Affairs Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0855 | CINS G21090124 | 09/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Final Dividend | Mgmt | For | For | For | |||
5 | Allocation of Special Dividend | Mgmt | For | For | For | |||
6 | Elect ZHAO Hai Hu | Mgmt | For | For | For | |||
7 | Elect Makoto Inoue | Mgmt | For | Against | Against | |||
8 | Elect CHAU Kam Wing | Mgmt | For | Against | Against | |||
9 | Elect HO Ping | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Chinasoft International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0354 | CINS G2110A111 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Gao Liangyu | Mgmt | For | For | For | |||
5 | Elect Patrick LEUNG Wing Yin | Mgmt | For | For | For | |||
6 | Elect LAI Guanrong | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
12 | Refreshment of Share Option Scheme | Mgmt | For | Against | Against | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
Cnooc Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0883 | CINS Y1662W117 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect YUAN Guangyu | Mgmt | For | For | For | |||
7 | Elect YANG Hua | Mgmt | For | For | For | |||
8 | Elect Wang Dongjin | Mgmt | For | For | For | |||
9 | Elect Aloysius TSE Hau Yin | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
CTBC Financial Holding Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2891 | CINS Y15093100 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
4 | Amendment to Articles | Mgmt | For | For | For | |||
CTCI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9933 | CINS Y18229107 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
DB Insurance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005830 | CINS Y2096K109 | 03/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Independent Director to Become Audit Committee Member: PARK Sang Yong | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | Against | Against | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHFL | CINS Y2055V112 | 03/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendment to the Employee Stock Appreciation Rights Plan 2015 | Mgmt | For | For | For | |||
Dewan Housing Finance Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHFL | CINS Y2055V112 | 11/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Harshil Mehta | Mgmt | For | For | For | |||
3 | Appointment of Harshil Mehta as Joint Managing Director and CEO; Approval of Remuneration | Mgmt | For | For | For | |||
4 | Revision of Remuneration and Terms of Appointment of Kapil Wadhawan (Chairman and Managing Director) | Mgmt | For | Against | Against | |||
5 | Amendments to Articles | Mgmt | For | For | For | |||
6 | Maintenance of Company's Registers | Mgmt | For | For | For | |||
Dilip Buildcon Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBL | CINS Y2073Z103 | 09/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
3 | Change in Use of Proceeds from IPO | Mgmt | For | For | For | |||
4 | Divestitures | Mgmt | For | Against | Against | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dilip Buildcon Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DBL | CINS Y2073Z103 | 09/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Seema Suryavanshi | Mgmt | For | For | For | |||
4 | Appointment of Joint Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Appointment of Joint Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Vijay Chhibber | Mgmt | For | For | For | |||
7 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
8 | Approve Revised Remuneration of Dilip Suryavanshi (Chair & Managing Director) | Mgmt | For | Against | Against | |||
9 | Approve Revised Remuneration of Seema Suryavanshi (Whole-Time Director) | Mgmt | For | Against | Against | |||
10 | Approve Revised Remuneration of Devendra Jain (Whole-Time Director and CEO) | Mgmt | For | Against | Against | |||
11 | Approve Revised Remuneration of Rohan Suryavanshi (Head of Strategy and Planning) | Mgmt | For | For | For | |||
12 | Approve Revised Remuneration of Karan Suryavanshi (Head of Business Development) | Mgmt | For | For | For | |||
13 | Amendments to Borrowing Powers | Mgmt | For | For | For | |||
14 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
15 | Authority to Issue Commercial Papers on a Private Placement Basis | Mgmt | For | For | For | |||
16 | Determination of Fees for Servicing of Documents | Mgmt | For | For | For | |||
17 | Maintenance of Location of Register of Members | Mgmt | For | For | For | |||
18 | Maintenance of Location of Debenture Holders | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Dongbu Insurance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005830 | CINS Y2096K109 | 10/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | Against | Against | |||
Dubai Islamic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIB | CINS M2888J107 | 02/21/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Arab Emirates | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Directors' Report | Mgmt | For | TNA | N/A | |||
3 | Auditor's Report | Mgmt | For | TNA | N/A | |||
4 | Fatwa and Sharia Supervisory Board Report | Mgmt | For | TNA | N/A | |||
5 | Financial Statements | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Election of Sharia Supervisory Board | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
13 | Preemptive Rights | Mgmt | For | TNA | N/A | |||
14 | Terms of Issuance | Mgmt | For | TNA | N/A | |||
15 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
16 | Authority to Issue Sukuk and/or Other Instruments | Mgmt | For | TNA | N/A | |||
17 | Issuance of Tier 1 Capital Instruments | Mgmt | For | TNA | N/A | |||
18 | Terms of Issuance | Mgmt | For | TNA | N/A | |||
Edelweiss Financial Services Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDELWEISS | CINS Y22490208 | 08/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Rujan Panjwani | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Appointment of Rashesh Shah (Managing Director & CEO); Approval of Remuneration | Mgmt | For | For | For | |||
7 | Appointment of Venkatchalam Ramaswamy (Executive Director); Approval of Remuneration | Mgmt | For | For | For | |||
8 | Elect Pudugramam N. Venkatachalam | Mgmt | For | For | For | |||
9 | Elect Berjis Minoo Desai | Mgmt | For | Against | Against | |||
10 | Elect Sanjiv Misra | Mgmt | For | Against | Against | |||
11 | Elect Navtej S. Nandra | Mgmt | For | For | For | |||
12 | Elect Kunnasagaran Chinniah | Mgmt | For | For | For | |||
Edelweiss Financial Services Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDELWEISS | CINS Y22490208 | 11/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
2 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Fibria Celulose SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIBR3 | CINS P3997N101 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
7 | Supervisory Council Size | Mgmt | For | TNA | N/A | |||
8 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
9 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Elect Domenica Eisenstein Noronha as Supervisory Council Member Presented by Minority Shareholders | Mgmt | N/A | TNA | N/A | |||
12 | Elect Marcos Tadeu De Siqueira as Supervisory Council Member Presented by Minority Shareholders | Mgmt | N/A | TNA | N/A | |||
13 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
14 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Fleury SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLRY3 | CINS P418BW104 | 04/23/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratify Interim Dividends | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratify Co-Option of Ivan Luiz Gontijo Junior | Mgmt | For | TNA | N/A | |||
7 | Ratify Co-Option of Andrea da Motta Chamma | Mgmt | For | TNA | N/A | |||
8 | Ratify Co-Option of Octavio de Lazari Junior (Alternate) | Mgmt | For | TNA | N/A | |||
9 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
10 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
11 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
Formosa Plastics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1301 | CINS Y26095102 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
5 | Elect Jason LIN Chien-Nan | Mgmt | For | For | For | |||
6 | Elect William WONG Wen-Yuan | Mgmt | For | For | For | |||
7 | Elect Susan WANG Ruey-Hwa | Mgmt | For | For | For | |||
8 | Elect Wilfred WANG Wen-Chao | Mgmt | For | For | For | |||
9 | Elect LI Chih-Tsun | Mgmt | For | For | For | |||
10 | Elect Cher WANG Xue-Hong | Mgmt | For | Against | Against | |||
11 | Elect Ralph HO Min-Ting | Mgmt | For | Against | Against | |||
12 | Elect WU Kuo-Hsiung | Mgmt | For | Against | Against | |||
13 | Elect K.L. HUANG | Mgmt | For | For | For | |||
14 | Elect CHENG Cheng-Chung | Mgmt | For | For | For | |||
15 | Elect Jerry LIN Sheng-Kuan | Mgmt | For | For | For | |||
16 | Elect HUANG Ching-Lian | Mgmt | For | For | For | |||
17 | Elect C.L. WEI as Independent Director | Mgmt | For | Against | Against | |||
18 | Elect WU Ching-Ji as Independent Director | Mgmt | For | For | For | |||
19 | Elect SHIH Yen-Shiang as Independent Director | Mgmt | For | For | For | |||
20 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Globalwafers Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6488 | CINS Y2722U109 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Elect ZHENG Jixiong | Mgmt | For | For | For | |||
6 | Elect ZHANG Junyan | Mgmt | For | For | For | |||
7 | Elect ZHENG Zheng-Yuan | Mgmt | For | For | For | |||
8 | Elect Director 4 | Mgmt | For | Abstain | Against | |||
9 | Elect Director 5 | Mgmt | For | Abstain | Against | |||
10 | Elect Director 6 | Mgmt | For | Abstain | Against | |||
11 | Elect Director 7 | Mgmt | For | Abstain | Against | |||
12 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Gruma S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUMA | CINS P4948K121 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
6 | Election of Audit and Corporate Governance Committees' Chairs | Mgmt | For | Against | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
8 | Minutes | Mgmt | For | For | For | |||
Grupo Financiero Galicia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGAL | CUSIP 399909100 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Cast Votes and Attend General Meeting of Subsidiary | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Fees | Mgmt | For | For | For | |||
7 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
8 | Authority to Advance Directors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Supervisory Council | Mgmt | For | For | For | |||
10 | Board Size | Mgmt | For | For | For | |||
11 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Terms of Debt Issuance | Mgmt | For | Against | Against | |||
Grupo Supervielle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUPV | CUSIP 40054A108 | 07/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Issuance of Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
3 | Reduce Term to Exercise Preemptive Rights and Accretion Rights | Mgmt | For | For | For | |||
4 | Authorise Board to Request the Listing/Trading Before Any Authorised Stock Exchange | Mgmt | For | For | For | |||
5 | Authorise the Board to Set Terms Related to Capital Increase | Mgmt | For | For | For | |||
6 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Hana Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
086790 | CINS Y29975102 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect YOON Seong Bok | Mgmt | For | For | For | |||
4 | Elect KIM Hong Jin | Mgmt | For | For | For | |||
5 | Elect PARK Si Hwan | Mgmt | For | For | For | |||
6 | Elect Baek Tae Seung | Mgmt | For | For | For | |||
7 | Elect YANG Dong Hoon | Mgmt | For | For | For | |||
8 | Elect HEO Yoon | Mgmt | For | For | For | |||
9 | Elect KIM Jung Tae | Mgmt | For | For | For | |||
10 | Election of Independent Director to Become Audit Committee Member: PARK Won Gu | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member: KIM Hong Jin | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member: Baek Tae Seung | Mgmt | For | For | For | |||
13 | Election of Audit Committee Member: HEO Yoon | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P174 | 01/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
2 | Related Party Transactions | Mgmt | For | For | For | |||
3 | Preferential Issuance of Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P174 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Keki M. Mistry | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For | For | |||
6 | Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For | For | |||
7 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
HDFC Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HDFCBANK | CINS Y3119P174 | 07/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Paresh D. Sukthankar | Mgmt | For | For | For | |||
4 | Elect Kaizad Bharucha | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect Srikanth Nadhamuni | Mgmt | For | For | For | |||
7 | Appointment of Paresh Sukthanka (Deputy Managing Director); Approval of Remuneration | Mgmt | For | For | For | |||
8 | Appointment of Kaizad Bharucha (Executive Director); Approval of Remuneration | Mgmt | For | For | For | |||
9 | Elect Shyamala Gopinath | Mgmt | For | For | For | |||
10 | Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | For | For | |||
11 | Related Party Transactions with HDB Financial Services Limited | Mgmt | For | For | For | |||
12 | Authority to Issue Debt Instruments and Bonds on Private Placement | Mgmt | For | For | For | |||
Hilong Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1623 | CINS G4509G105 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHANG Jun | Mgmt | For | For | For | |||
6 | Elect WANG Tao | Mgmt | For | For | For | |||
7 | Elect WANG Tao | Mgmt | For | For | For | |||
8 | Elect SHI Zheyan | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | |||
Hindalco Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HINDALCO | CINS Y3196V185 | 09/13/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect A. K. Agarwala | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
7 | Authority to Issue Non-Convertible Debentures | Mgmt | For | Abstain | Against | |||
Hong Kong Exchanges And Clearing Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0388 | CINS Y3506N139 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Tze Ching I. CHAN | Mgmt | For | For | For | |||
6 | Elect Fred HU Zuliu | Mgmt | For | For | For | |||
7 | Elect John M.M. Williamson | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
Honghua Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
196 | CINS G4584R109 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect ZHANG Mi | Mgmt | For | Against | Against | |||
5 | Elect REN Jie | Mgmt | For | Against | Against | |||
6 | Elect LIU Xiaofeng | Mgmt | For | Against | Against | |||
7 | Elect CHEN Guoming | Mgmt | For | Against | Against | |||
8 | Elect POON Chiu Kwok | Mgmt | For | Against | Against | |||
9 | Elect CHANG Qing | Mgmt | For | Against | Against | |||
10 | Elect WU Yuwu | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
16 | Lease Framework Agreement - Sales and Finance Lease | Mgmt | For | For | For | |||
17 | Lease Framework Agreement - Sales and Operating Lease | Mgmt | For | For | For | |||
18 | Financial Cooperation Agreement | Mgmt | For | Against | Against | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hyundai Marine & Fire Insurance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001450 | CINS Y3842K104 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Independent Director to Become Audit Committee Member: YOO Jae Kwon | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
Indian Oil Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IOC | CINS Y3925Y112 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Increase in Authorized Capital; Amendment to Memorandum and Articles | Mgmt | For | For | For | |||
3 | Bonus Share Issuance | Mgmt | For | For | For | |||
Indorama Ventures Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVL | CINS ADPV12922 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Minutes | Mgmt | For | For | For | |||
2 | Results of Operations | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Kanit Si | Mgmt | For | For | For | |||
6 | Elect Dilip Kumar Agarwal | Mgmt | For | For | For | |||
7 | Elect Udey P.S. Gill | Mgmt | For | For | For | |||
8 | Elect Russell Leighton Kekuewa | Mgmt | For | For | For | |||
9 | Elect Chakramon Phasukavanich | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | 2016 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | |||
3 | Elect Anthony Francis Neoh | Mgmt | For | For | For | |||
4 | Amendments to Articles and Rules of Procedure for Shareholders' General Meetings | Mgmt | For | For | For | |||
5 | Amendments to Articles and Rules of Procedure for Board of Directors | Mgmt | For | For | For | |||
6 | Amendments to Articles and Rules of Procedure for Board Supervisors | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial & Commercial Bank of China Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Directors' Report | Mgmt | For | For | For | |||
3 | Supervisors' Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Profit Distribution Plan 2017 | Mgmt | For | For | For | |||
6 | 2018 Fixed Asset Investment Plan | Mgmt | For | For | For | |||
7 | 2018-2020 Capital Planning of ICBC | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect CHENG Fengchao | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Infosys Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INFY | CINS Y4082C133 | 06/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect U. B. Pravin Rao | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
ING Life Insurance Korea Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
079440 | CINS Y4R80Y104 | 03/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Byeong Joo | Mgmt | For | For | For | |||
3 | Elect YOON Jong Ha | Mgmt | For | For | For | |||
4 | Elect YOON Suk Heon | Mgmt | For | For | For | |||
5 | Elect SONG Woong Soon | Mgmt | For | For | For | |||
6 | Elect AHN Jae Beom | Mgmt | For | For | For | |||
7 | Election of Independent Director to Become Audit Committee Member: KWON Hyeok Sang | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: SONG Woong Soon | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: AHN Jae Beom | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
Iochpe-Maxion SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYPK3 | CINS P58749105 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
5 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Iochpe-Maxion SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYPK3 | CINS P58749105 | 12/07/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Merger Agreement | Mgmt | For | TNA | N/A | |||
4 | Ratification of Appointment of the Appraiser | Mgmt | For | TNA | N/A | |||
5 | Valuation Report | Mgmt | For | TNA | N/A | |||
6 | Merger by Absorption (Maxion Componentes Estruturais Ltda.) | Mgmt | For | TNA | N/A | |||
7 | Authorisation of Legal Formalities | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Elect Nara de Deus Vieira as Supervisory Council Member | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 09/22/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Article 59 (Arbitration) | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 11/06/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
Jain Irrigation Systems Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JISLJALEQS | CINS Y42531148 | 09/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
Jain Irrigation Systems Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JISLJALEQS | CINS Y42531148 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ajit B. Jain | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
5 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
6 | Independent Non-Executive Directors' Commission | Mgmt | For | For | For | |||
Jubilant FoodWorks Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JUBLFOOD | CINS Y4493W108 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Increase in Authorized Capital; Amendments to Memorandum | Mgmt | For | For | For | |||
3 | Bonus Share Issuance | Mgmt | For | For | For | |||
Jumbo S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BELA | CINS X4114P111 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Ratification of Management Board and Auditors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | Against | Against | |||
7 | Election of Audit Committee Members | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Authority to Issue Convertible Bond Loan | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
KEC International Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEC | CINS Y4605M113 | 07/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Harsh Vardhan Goenka | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Appointment of Branch Auditors | Mgmt | For | For | For | |||
6 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
7 | Adoption of New Articles | Mgmt | For | Against | Against | |||
Korea Zinc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
010130 | CINS Y4960Y108 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
KWG Property Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1813 | CINS G53224104 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Authorization of Legal Formalities (Final Dividends) | Mgmt | For | For | For | |||
6 | Elect KONG Jian Nan | Mgmt | For | For | For | |||
7 | Elect TAM Chun Fai | Mgmt | For | Against | Against | |||
8 | Elect LI Bin Hai | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | CINS P6330Z111 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | CINS P6330Z111 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Localiza Rent A Car SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RENT3 | CINS P6330Z111 | 07/12/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Adoption of Equity Compensation Plans | Mgmt | For | TNA | N/A | |||
3 | Amendments to Article 2 (Registered Address) | Mgmt | For | TNA | N/A | |||
4 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Loma Negra Cia Industrial | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOMA | CUSIP 54150E104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Transfer of reserves | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Acts | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Council Fees | Mgmt | For | Against | Against | |||
9 | Election of Directors; Board Size | Mgmt | For | Against | Against | |||
10 | Election of Supervisory Council | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
14 | Audit Committee Budget | Mgmt | For | Against | Against | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
MediaTek Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2454 | CINS Y5945U103 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Share Premium Account | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
5 | Adoption of Employee Restricted Stock Plan | Mgmt | For | For | For | |||
6 | Elect TSAI Ming-Kai | Mgmt | For | For | For | |||
7 | Elect TSAI Rick | Mgmt | For | For | For | |||
8 | Elect HSIEH Ching-Jiang | Mgmt | For | For | For | |||
9 | Elect SUN Cheng-Yaw | Mgmt | For | For | For | |||
10 | Elect KIN Lian-Fang | Mgmt | For | For | For | |||
11 | Elect LIANG Wayne | Mgmt | For | For | For | |||
12 | Elect WU Chung-Yu | Mgmt | For | For | For | |||
13 | Elect CHANG Peng-Heng | Mgmt | For | For | For | |||
14 | Elect TANG Ming-Je | Mgmt | For | For | For | |||
15 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
Mondi plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNDI | CINS G6258S107 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Young | Mgmt | For | For | For | |||
2 | Elect Tanya Fratto | Mgmt | For | For | For | |||
3 | Elect Stephen C. Harris | Mgmt | For | For | For | |||
4 | Elect Andrew King | Mgmt | For | For | For | |||
5 | Elect Peter Oswald | Mgmt | For | For | For | |||
6 | Elect Fred Phaswana | Mgmt | For | For | For | |||
7 | Elect Dominique Reiniche | Mgmt | For | For | For | |||
8 | Elect David Williams | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Tanya Fratto) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Stephen C. Harris) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Stephen Young) | Mgmt | For | For | For | |||
12 | Accounts and Reports (Mondi Ltd) | Mgmt | For | For | For | |||
13 | Remuneration Policy (Mondi Ltd) | Mgmt | For | For | For | |||
14 | Remuneration Report (Mondi Ltd) | Mgmt | For | For | For | |||
15 | Approve NEDs' Fees (Mondi Ltd) | Mgmt | For | For | For | |||
16 | Approve NEDs' Fee Structure (Mondi Ltd) | Mgmt | For | For | For | |||
17 | Final Dividend | Mgmt | For | For | For | |||
18 | Special Dividend | Mgmt | For | For | For | |||
19 | Appointment of Auditor (Mondi Ltd) | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees (Mondi Ltd) | Mgmt | For | For | For | |||
21 | Approve Financial Assistance (Mondi Ltd) | Mgmt | For | For | For | |||
22 | General Authority to Issue Ordinary Shares (Mondi Ltd) | Mgmt | For | For | For | |||
23 | General Authority to Issue Special Converting Shares (Mondi Ltd) | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) | Mgmt | For | For | For | |||
25 | Authority to Repurchase Shares (Mondi Ltd) | Mgmt | For | For | For | |||
26 | Accounts and Reports (Mondi plc) | Mgmt | For | For | For | |||
27 | Remuneration Report (Mondi plc- Advisory) | Mgmt | For | For | For | |||
28 | Final Dividend (Mondi plc) | Mgmt | For | For | For | |||
29 | Special Dividend (Mondi plc) | Mgmt | For | For | For | |||
30 | Appointment of Auditor (Mondi plc) | Mgmt | For | For | For | |||
31 | Authority to Set Auditor's Fees (Mondi plc) | Mgmt | For | For | For | |||
32 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Mgmt | For | For | For | |||
33 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Mgmt | For | For | For | |||
34 | Authority to Repurchase Shares (Mondi plc) | Mgmt | For | For | For | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Moneta Money Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MONET | CINS X3R0GS100 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Czech Republic | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Meeting Procedures | Mgmt | For | For | For | |||
2 | Election of Presiding Chair and Other Meeting Officials | Mgmt | For | For | For | |||
3 | Elect Gabriel Eichler | Mgmt | For | Against | Against | |||
4 | Elect Tomas Pardubicky | Mgmt | For | Against | Against | |||
5 | Elect Audit Committee Member (Zuzana Prokopcova) | Mgmt | For | Abstain | Against | |||
6 | Supervisory Board Fees; Draft Agreement with Supervisory Board Members | Mgmt | For | Abstain | Against | |||
7 | Audit Committee Fees; Draft Agreement with Audit Committee Members | Mgmt | For | For | For | |||
Mota-Engil SGPS SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGL | CINS X5588N110 | 05/11/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | TNA | N/A | |||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
7 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |||
8 | Shareholder Proposal Regarding Amendments to Articles (Board Size) | Mgmt | For | TNA | N/A | |||
9 | Shareholder Proposal Regarding Board Size | Mgmt | For | TNA | N/A | |||
10 | Shareholder Proposal Regarding Election of Corporate Bodies | Mgmt | For | TNA | N/A | |||
11 | Shareholder Proposal Regarding Election of Chair and Vice-Chairs of the Board | Mgmt | For | TNA | N/A | |||
12 | Shareholder Proposal Regarding Indemnification of Directors | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase and Reissue Debt Instruments | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Motor Oil (Hellas) Corinth Refineries S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOH | CINS X55904100 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Greece | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Election of Audit Committee Members | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Special Bonus | Mgmt | For | For | For | |||
9 | Early Termination of Share Repurchase Program | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Creation of Special Reserve | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nameson Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1982 | CINS G6362E101 | 12/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Acquisition | Mgmt | For | For | For | |||
Naspers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPN | CINS S53435103 | 08/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Emilie M. Choi | Mgmt | For | Against | Against | |||
5 | Re-elect Jacobus (Koos) P. Bekker | Mgmt | For | Against | Against | |||
6 | Re-elect Steve J.Z. Pacak | Mgmt | For | Against | Against | |||
7 | Re-elect Fred Phaswana | Mgmt | For | Against | Against | |||
8 | Re-elect Ben J. van der Ross | Mgmt | For | Against | Against | |||
9 | Re-elect Rachel C.C. Jafta | Mgmt | For | Against | Against | |||
10 | Elect Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | General Authority to Issue Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Amendments to the Company's Share Incentive Trust Deeds and Schemes | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | |||
31 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
32 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
33 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | |||
34 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | |||
NCsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
036570 | CINS Y6258Y104 | 03/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: KIM Taek Jin | Mgmt | For | For | For | |||
3 | Election of Independent Director: HWANG Chan Hyun | Mgmt | For | For | For | |||
4 | Election of Independent Director: SEO Yun Seok | Mgmt | For | For | For | |||
5 | ELECTION OF AUDIT COMMITTEE MEMBER: HWANG CHAN HYUN | Mgmt | For | For | For | |||
6 | ELECTION OF AUDIT COMMITTEE MEMBER: SEO YUN SEOK | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Novatek OAO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVTK | CINS 669888109 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Elect Michael Borrell | Mgmt | For | Abstain | Against | |||
8 | Elect Burckhard Bergmann | Mgmt | For | Abstain | Against | |||
9 | Elect Robert Castaigne | Mgmt | For | For | For | |||
10 | Elect Leonid V. Mikhelson | Mgmt | For | Abstain | Against | |||
11 | Elect Alexander Y. Natalenko | Mgmt | For | Abstain | Against | |||
12 | Elect Viktor P. Orlov | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Elect Andrey V. Sharonov | Mgmt | For | Abstain | Against | |||
15 | Elect Olga V. Belyaeva | Mgmt | For | For | For | |||
16 | Elect Anna V. Merzlyakova | Mgmt | For | For | For | |||
17 | Elect Igor A. Ryaskov | Mgmt | For | For | For | |||
18 | Elect Nikolay K. Shulikin | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Audit Commission Fees | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Padini Holdings Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PADINI | CINS Y6649L100 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Directors' Fees | Mgmt | For | For | For | |||
2 | Directors' Benefits | Mgmt | For | For | For | |||
3 | Elect YONG Pang Chaun | Mgmt | For | For | For | |||
4 | Elect CHIA Swee Yuen | Mgmt | For | For | For | |||
5 | Elect YONG Lai Wah | Mgmt | For | For | For | |||
6 | Elect CHEW Voon Chyn | Mgmt | For | Against | Against | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
PC Jeweller Limited (PCJ) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCJEWELLER | CINS Y6S75W109 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends (Equity Shares) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends (Preference Shares) | Mgmt | For | For | For | |||
4 | Elect Ramesh Kumar Sharma | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
PC Jeweller Limited (PCJ) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCJEWELLER | CINS Y6S75W109 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to the ESOP 2011 | Mgmt | For | Against | Against | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Consolidation of Articles | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Board Size | Mgmt | For | For | For | |||
5 | Election of Directors | Mgmt | For | For | For | |||
6 | Recasting of Votes for Amended Slate | Mgmt | For | For | For | |||
7 | Proportional Allocation of Cumulative Votes | Mgmt | For | For | For | |||
8 | Elect Marcelo Mesquita de Siqueira Filho as Board Member Presented by Minority Shareholders | Mgmt | N/A | For | N/A | |||
9 | Elect Marcelo Gasparino da Silva as Board Member Presented by Minority Shareholders | Mgmt | N/A | For | N/A | |||
10 | Election of Chair of the Board of Directors | Mgmt | For | For | For | |||
11 | Election of Supervisory Council | Mgmt | For | For | For | |||
12 | Elect Reginaldo Ferreira Alexandre as Supervisory Council Member Presented by Minority Shareholders | Mgmt | N/A | For | N/A | |||
13 | Remuneration Policy | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 11/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger by Absorption (Downstream) | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 12/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Consolidation of Articles | Mgmt | For | For | For | |||
Petronas Chemicals Group Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCHEM | CINS Y6811G103 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Md. Arif Mahmood | Mgmt | For | Against | Against | |||
2 | Elect Vimala V.R. Menon | Mgmt | For | Against | Against | |||
3 | Elect Zakaria bin Kasah | Mgmt | For | Against | Against | |||
4 | Directors' Fees for Board Chair and Non-Independent Non-Executive Directors for FY 2018 | Mgmt | For | For | For | |||
5 | Directors' Fees and Allowances | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Petronet LNG Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETRONET | CINS Y68259103 | 09/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kapil Dev Tripathi | Mgmt | For | Against | Against | |||
4 | Elect Subir Purkayastha | Mgmt | For | Against | Against | |||
5 | Elect Dinesh K. Sarraf | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Elect G.K. Satish | Mgmt | For | Against | Against | |||
8 | Elect T. Natarajan | Mgmt | For | Against | Against | |||
9 | Elect Rajkumar Duraiswamy | Mgmt | For | Against | Against | |||
10 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
11 | Related Party Transactions | Mgmt | For | Against | Against | |||
12 | Appointment of Subhash Kumar (Director, Finance); Approval of Remuneration | Mgmt | For | For | For | |||
13 | Extension of Appointment of Rajinder Singh (Director, Technical); Approval of Remuneration | Mgmt | For | For | For | |||
14 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 03/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Provision of Assured Entitlement to H Shareholders | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 03/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Provision of Assured Entitlement to H Shareholders | Mgmt | For | For | For | |||
Ping An Insurance (Group) Company of China, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2318 | CINS Y69790106 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Annual Report | Mgmt | For | For | For | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Elect MA Mingzhe | Mgmt | For | Against | Against | |||
10 | Elect SUN Jianyi | Mgmt | For | Against | Against | |||
11 | Elect REN Huichuan | Mgmt | For | Against | Against | |||
12 | Elect Jason YAO Bo | Mgmt | For | Against | Against | |||
13 | Elect LEE Yuansiong | Mgmt | For | Against | Against | |||
14 | Elect CAI Fangfang | Mgmt | For | Against | Against | |||
15 | Elect Soopakij Chearavanont | Mgmt | For | Against | Against | |||
16 | Elect YANG Xiaoping | Mgmt | For | Against | Against | |||
17 | Elect WANG Yongjian | Mgmt | For | Against | Against | |||
18 | Elect LIU Chong | Mgmt | For | Against | Against | |||
19 | Elect Dicky Peter YIP | Mgmt | For | Against | Against | |||
20 | Elect Oscar WONG Sai Hung | Mgmt | For | Against | Against | |||
21 | Elect SUN Dongdong | Mgmt | For | Against | Against | |||
22 | Elect GE Ming | Mgmt | For | Against | Against | |||
23 | Elect OUYANG Hui | Mgmt | For | Against | Against | |||
24 | Elect GU Liji | Mgmt | For | Against | Against | |||
25 | Elect HUANG Baokui | Mgmt | For | Against | Against | |||
26 | Elect ZHANG Wangjin | Mgmt | For | Against | Against | |||
27 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
28 | Allocation of Special Dividend | Mgmt | For | For | For | |||
29 | Adoption of the Shanghai Jahwa Equity Incentive Scheme | Mgmt | For | For | For | |||
PJSC Lukoil | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKOH | CINS 69343P105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Elect Vagit Y. Alekperov | Mgmt | N/A | Abstain | N/A | |||
4 | Elect Victor V. Blazheev | Mgmt | N/A | Abstain | N/A | |||
5 | Elect Toby T. Gati | Mgmt | N/A | For | N/A | |||
6 | Elect Valery I. Grayfer | Mgmt | N/A | Abstain | N/A | |||
7 | Elect Igor S. Ivanov | Mgmt | N/A | Abstain | N/A | |||
8 | Elect Aleksandr V. Leyfrid | Mgmt | N/A | Abstain | N/A | |||
9 | Elect Ravil U. Maganov | Mgmt | N/A | Abstain | N/A | |||
10 | Elect Roger Munnings | Mgmt | N/A | For | N/A | |||
11 | Elect Richard H. Matzke | Mgmt | N/A | Abstain | N/A | |||
12 | Elect Ivan Pictet | Mgmt | N/A | For | N/A | |||
13 | Elect Leonid A. Fedun | Mgmt | N/A | Abstain | N/A | |||
14 | Elect Lyubov N. Khoba | Mgmt | N/A | Abstain | N/A | |||
15 | Elect Ivan N. Vrublevsky | Mgmt | For | For | For | |||
16 | Elect Pavel A. Suloev | Mgmt | For | For | For | |||
17 | Elect Aleksandr V. Surkov | Mgmt | For | For | For | |||
18 | Directors' Fees (FY2017) | Mgmt | For | For | For | |||
19 | Directors' Fees (FY2018) | Mgmt | For | For | For | |||
20 | Audit Commission Members' Fees (FY2017) | Mgmt | For | For | For | |||
21 | Audit Commission Members' Fees (FY2018) | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | D&O Insurance | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
PJSC Lukoil | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKOH | CINS 69343P105 | 12/04/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Interim Dividends (3Q2017) | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Approval of the Company's Participation in the All-Russian Association of Employers the Russian Union of Industrialists and Entrepreneurs | Mgmt | For | For | For | |||
5 | Related Party Transactions | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Posco | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005490 | CINS Y70750115 | 03/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Article 2 | Mgmt | For | For | For | |||
4 | Amendments to Article 27 | Mgmt | For | For | For | |||
5 | Amendments to Articles 29-2, 30 and 45 | Mgmt | For | For | For | |||
6 | Elect OH In Hwan | Mgmt | For | For | For | |||
7 | Elect JANG In Hwa | Mgmt | For | For | For | |||
8 | Elect YOU Seong | Mgmt | For | For | For | |||
9 | Elect JEON Joong Sun | Mgmt | For | For | For | |||
10 | Elect KIM Seong Jin | Mgmt | For | For | For | |||
11 | Elect KIM Joo Hyun | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect PARK Kyung Suh (Shareholder Proposal) | Mgmt | For | For | For | |||
14 | Elect BAHK Byong Won | Mgmt | For | For | For | |||
15 | Election of Audit Committee Member: BAHK Byong Won | Mgmt | For | For | For | |||
16 | Directors' Fees | Mgmt | For | For | For | |||
Power Grid Corporation of India Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POWERGRID | CINS Y7028N105 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Ravi P. Singh | Mgmt | For | Against | Against | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |||
5 | Elect K. Sreekant | Mgmt | For | Against | Against | |||
6 | Elect Prabhakar Singh | Mgmt | For | Against | Against | |||
7 | Elect Tse Ten Dorji | Mgmt | For | Against | Against | |||
8 | Ratify Appointment of Jyotika Kalra | Mgmt | For | For | For | |||
9 | Authority to Set Cost Auditor's Fees | Mgmt | For | For | For | |||
10 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
11 | Authority to Issue Non-Convertible Debentures | Mgmt | For | For | For | |||
12 | Amendments to Memorandum | Mgmt | For | For | For | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Poya Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5904 | CINS Y7083H100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
PT Waskita Beton Precast Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSBP | CINS ADPV37306 | 04/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
5 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
6 | Use of Proceeds from IPO | Mgmt | For | For | For | |||
7 | Election of Directors and/or Commissioners | Mgmt | For | Against | Against | |||
PTT Public Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTT | CINS Y6883U113 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Authority to Reduce Registered Share Capital | Mgmt | For | For | For | |||
5 | Amendment to Par Value | Mgmt | For | For | For | |||
6 | Approval of Fund Raising Plan | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Acknowledgement of Restructuring and IPO of Subsidiary | Mgmt | For | For | For | |||
10 | Elect Nuntawan Sakuntanaga | Mgmt | For | Against | Against | |||
11 | Elect Thon Tharmrongnawasawat | Mgmt | For | Against | Against | |||
12 | Elect Surapon Nitikraipot | Mgmt | For | Against | Against | |||
13 | Elect Danucha Pichayanan | Mgmt | For | Against | Against | |||
14 | Elect Tevin Vongvanich | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | |||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | |||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | |||
5 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | |||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | |||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sberbank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBER | CINS 80585Y308 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Annual Report | Mgmt | For | For | For | |||
2 | Financial Statements | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | Abstain | Against | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Elect Esko Tapani Aho | Mgmt | For | Abstain | Against | |||
7 | Elect Leonid B. Boguslavskiy | Mgmt | For | Abstain | Against | |||
8 | Elect Valery P. Goreglyad | Mgmt | For | Abstain | Against | |||
9 | Elect Herman O. Gref | Mgmt | For | Abstain | Against | |||
10 | Elect Bella I. Zlatkis | Mgmt | For | Abstain | Against | |||
11 | Elect Nadezhda Y. Ivanova | Mgmt | For | Abstain | Against | |||
12 | Elect Sergey M. Ignatyev | Mgmt | For | Abstain | Against | |||
13 | Elect Aleksandr P. Kuleshov | Mgmt | For | Abstain | Against | |||
14 | Elect Vladimir A. Mau | Mgmt | For | Abstain | Against | |||
15 | Elect Gennady G. Melikyan | Mgmt | For | Abstain | Against | |||
16 | Elect Maksim S. Oreshkin | Mgmt | For | Abstain | Against | |||
17 | Elect Olga N. Skorobogatova | Mgmt | For | Abstain | Against | |||
18 | Elect Nadia Wells | Mgmt | For | Abstain | Against | |||
19 | Elect Sergei A. Shvetsov | Mgmt | For | Abstain | Against | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Elect Alexey A. Bogatov | Mgmt | For | For | For | |||
22 | Elect Natalya P. Borodina | Mgmt | For | For | For | |||
23 | Elect Maria S. Voloshina | Mgmt | For | For | For | |||
24 | Elect Tatiana A. Domanskaya | Mgmt | For | For | For | |||
25 | Elect Yulia Y. Isakhanova | Mgmt | For | For | For | |||
26 | Elect Irina B. Litvinova | Mgmt | For | For | For | |||
27 | Elect Alexey E. Minenko | Mgmt | For | For | For | |||
28 | D&O Insurance | Mgmt | For | Abstain | Against | |||
29 | Amendments to Articles | Mgmt | For | For | For | |||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Ser Educacional S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEER3 | CINS P8T84T100 | 08/15/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Capitalisation of Reserves w/o Share Issuance | Mgmt | For | TNA | N/A | |||
4 | Publication of Company Notices | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
7 | Ratify Amended Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Instructions if Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
Shriram Transport Finance Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRTRANSFIN | CINS Y7758E119 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | India | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Debentures | Mgmt | For | For | For | |||
3 | Amendment to Borrowing Powers | Mgmt | For | For | For | |||
4 | Authority to Mortgage Assets | Mgmt | For | For | For | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Loss Disposition | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Authority to Issue Shares | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
Sporton International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6146 | CINS Y8129X109 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
4 | Elect HUANG Wen Liang | Mgmt | For | For | For | |||
5 | Elect YANG Chih Hsiang | Mgmt | For | For | For | |||
6 | Elect WANG Hsin Tien | Mgmt | For | For | For | |||
7 | Elect CHANG Chao Pin | Mgmt | For | For | For | |||
8 | Elect HUANG Ming Chih | Mgmt | For | For | For | |||
9 | Elect YAO Jui as Independent Director | Mgmt | For | For | For | |||
10 | Elect CHANG Chuan Chang as Independent Director | Mgmt | For | For | For | |||
11 | Elect LIN Yen Shan as Supervisor | Mgmt | For | For | For | |||
12 | Elect LIN Ching Liang as Supervisor | Mgmt | For | For | For | |||
13 | Elect HUANG Shu Hua as Supervisor | Mgmt | For | For | For | |||
14 | Non-Compete Restrictions for Directors | Mgmt | For | For | For | |||
Sunny Friend Environmental Technology Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8341 | CINS Y8T409107 | 05/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amend Procedures for Capital Loans | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sunny Optical Technology Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2382 | CINS G8586D109 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YE Liaoning | Mgmt | For | For | For | |||
6 | Elect WANG Wenjie | Mgmt | For | For | For | |||
7 | Elect Feng Hua Jun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Suzano Papel e Celulose S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUZB3 | CINS P06768157 | 04/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Financial Statements | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
7 | Elect David Feffer | Mgmt | For | TNA | N/A | |||
8 | Elect Claudio Thomaz Lobo Sonder | Mgmt | For | TNA | N/A | |||
9 | Elect Daniel Feffer | Mgmt | For | TNA | N/A | |||
10 | Elect Jorge Feffer | Mgmt | For | TNA | N/A | |||
11 | Elect Antonio de Souza Correa Meyer | Mgmt | For | TNA | N/A | |||
12 | Elect Maria Priscila Rodini Vansetti Machado | Mgmt | For | TNA | N/A | |||
13 | Elect Nildemar Secches | Mgmt | For | TNA | N/A | |||
14 | Elect Rodrigo Kede de Freitas Lima | Mgmt | For | TNA | N/A | |||
15 | Elect Marco Antonio Bologna | Mgmt | For | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative Votes to David Feffer | Mgmt | N/A | TNA | N/A | |||
19 | Allocate Cumulative Votes to Claudio Thomaz Lobo Sonder | Mgmt | N/A | TNA | N/A | |||
20 | Allocate Cumulative Votes to Claudio Daniel Feffer | Mgmt | N/A | TNA | N/A | |||
21 | Allocate Cumulative Votes to Jorge Feffer | Mgmt | N/A | TNA | N/A | |||
22 | Allocate Cumulative Votes to Antonio de Souza Correa Meyer | Mgmt | N/A | TNA | N/A | |||
23 | Allocate Cumulative Votes to Maria Priscila Rodini Vansetti Machado | Mgmt | N/A | TNA | N/A | |||
24 | Allocate Cumulative Votes to Nildemar Secches | Mgmt | N/A | TNA | N/A | |||
25 | Allocate Cumulative Votes to Rodrigo Kede de Freitas Lima | Mgmt | N/A | TNA | N/A | |||
26 | Allocate Cumulative Votes to Marco Antonio Bologna | Mgmt | N/A | TNA | N/A | |||
27 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
28 | Elect Luiz Augusto Marques Paes | Mgmt | For | TNA | N/A | |||
29 | Elect Rubens Barletta | Mgmt | For | TNA | N/A | |||
30 | Elect Eraldo Soares Pecanha | Mgmt | For | TNA | N/A | |||
31 | Elect Vitor Paulo Camargo Goncalves | Mgmt | For | TNA | N/A | |||
32 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
33 | Request Separate Election for Board Member | Mgmt | N/A | TNA | N/A | |||
34 | Request Separate Election for Supervisory Council Member | Mgmt | N/A | TNA | N/A | |||
35 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CINS Y84629107 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect F.C. TSENG | Mgmt | For | For | For | |||
5 | Elect Mei-ling Chen | Mgmt | For | For | For | |||
6 | Elect Mark LIU | Mgmt | For | For | For | |||
7 | Elect C.C. WEI | Mgmt | For | For | For | |||
8 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
9 | Elect SHIH Stan | Mgmt | For | For | For | |||
10 | Elect Thomas J. Engibous | Mgmt | For | Against | Against | |||
11 | Elect CHEN Kok-Choo | Mgmt | For | For | For | |||
12 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
TCI Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8436 | CINS Y8T4HC102 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Capitalization of Profits and Issuance of New Shares | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO1 | CUSIP 879273209 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Election of Directors | Mgmt | For | Against | Against | |||
3 | Ratification of Board Acts | Mgmt | For | Abstain | Against | |||
4 | Delegation of Powers for Capitalisation of Reserves | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO1 | CUSIP 879273209 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Interim Dividends | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Accounts and Reports (Cablevision) | Mgmt | For | Against | Against | |||
6 | Interim Dividends (Cablevision) | Mgmt | For | For | For | |||
7 | Allocation of Profits and Dividends (Cablevision) | Mgmt | For | For | For | |||
8 | Interim Divididends (Sofora) | Mgmt | For | For | For | |||
9 | Ratification of Board Acts; Ratification of Supervisory Council Acts | Mgmt | For | For | For | |||
10 | Ratification of Board Acts; Ratification of Supervisory Council Acts (Nortel , Sofora and Telecom Personal) | Mgmt | For | Against | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Authority to Advance Directors' Fees | Mgmt | For | Against | Against | |||
13 | Supervisory Council Fees; Authority to Advance Supervisory Council's Fees | Mgmt | For | Against | Against | |||
14 | Director's Fees (Nortel, Telecom Personal and Sofora) | Mgmt | For | For | For | |||
15 | Supervisory Council's Fees (Nortel, Telecom Personal and Sofora); Authority to Advance Supervisory Council Fees | Mgmt | For | Against | Against | |||
16 | Election of Supervisory Council Members | Mgmt | Abstain | Against | Against | |||
17 | Election of Alternate Supervisory Council Members | Mgmt | For | Against | Against | |||
18 | Ratify Auditor's Fees | Mgmt | For | For | For | |||
19 | Ratify Auditor's Fees (Nortel and Telecom Personal) | Mgmt | For | Against | Against | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Audit Committee Budget | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO1 | CUSIP 879273209 | 11/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Delegation of Powers for Capitalisation of Reserves | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO1 | CUSIP 879273209 | 12/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Issue Debt Instruments under Global Notes Program | Mgmt | For | For | For | |||
3 | Authority to Set Terms of Global Notes Program | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0700 | CINS G87572163 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
TIM Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CUSIP 88706P205 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratify Co-Option and Elect Mario Di Mauro | Mgmt | For | For | For | |||
4 | Ratify Co-Option and Elect Joao Cox Neto | Mgmt | For | Against | Against | |||
5 | Ratify Co-Option and Elect Celso Luis Loducca | Mgmt | For | For | For | |||
6 | Ratify Co-Option and Elect Piergiorgio Peluso | Mgmt | For | For | For | |||
7 | Elect Agostino Nuzzolo | Mgmt | For | Against | Against | |||
8 | Elect Raimondo Zizza | Mgmt | For | Against | Against | |||
9 | Elect Giovanni Ferigo | Mgmt | For | Against | Against | |||
10 | Supervisory Council Size | Mgmt | For | Against | Against | |||
11 | Election of Supervisory Council | Mgmt | For | For | For | |||
12 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | For | Against | Against | |||
13 | Remuneration Policy | Mgmt | For | For | For | |||
14 | Extension of Cooperation and Support Agreement | Mgmt | For | For | For | |||
15 | Adoption of Long-Term Incentive Plan | Mgmt | For | For | For | |||
Unifin Financiera SAB DE CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIFIN | CINS P94461103 | 11/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
2 | Authority to Increase Share Capital (Treasury Shares) | Mgmt | For | Against | Against | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
United Company RUSAL Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0486 | CINS G9227K106 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Change in Company Name | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vieworks Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
100120 | CINS Y9330U108 | 3/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Financial Statements | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Election of Corporate Auditor | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
Wal-Mart de Mexico, S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WALMEX | CINS P98180188 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Report of the Board of Directors | Mgmt | For | For | For | |||
3 | Report of the CEO | Mgmt | For | For | For | |||
4 | Report of the Audit and Corporate Governance Committee | Mgmt | For | For | For | |||
5 | Report on Tax Compliance | Mgmt | For | For | For | |||
6 | Report on Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Report on Share Purchase Reserves | Mgmt | For | For | For | |||
8 | Report on Wal-Mart de Mexico Foundation | Mgmt | For | For | For | |||
9 | Consolidated Financial Statements | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Employees Equity Compensation Plan | Mgmt | For | Against | Against | |||
12 | Election of Directors; Election of Committee Chair; Fees | Mgmt | For | Against | Against | |||
13 | Minutes; Election of Meeting Delegates | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Walsin Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2492 | CINS Y9494B102 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Authority to Issue Shares in a Private Placement | Mgmt | For | For | For | |||
6 | Independent Director FAN Bo-Kang | Mgmt | For | For | For | |||
7 | Director of Zhi Jia Investment Co., Ltd. | Mgmt | For | For | For | |||
X5 Retail Group N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CINS 98387E205 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Ratification of Management Acts | Mgmt | For | For | For | |||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
11 | New long-term incentive plan | Mgmt | For | Against | Against | |||
12 | Restricted Stock Equity Grant (NEDs) | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase GDRs | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Xiabuxiabu Catering Management China Holdings Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
520 | CINS G98297107 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect ZHANG Chi | Mgmt | For | For | For | |||
6 | Elect Lily HSIEH Hui Yun | Mgmt | For | For | For | |||
7 | Elect Terence HON Ping Cho | Mgmt | For | For | For | |||
8 | Elect CHEUNG Sze Man | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Issuance of Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Authority to Declare Interim Dividend | Mgmt | For | For | For | |||
Xiabuxiabu Catering Management China Holdings Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
520 | CINS G98297107 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Adoption of Share Option Scheme of Coucou Restaurant Management Co., Ltd. | Mgmt | For | For | For | |||
4 | Adoption of Share Option Scheme of Xiabuxiabu Restaurant Management Co., Ltd. | Mgmt | For | For | For | |||
5 | Adoption of Share Option Scheme of Xiabuxiabu (China) Food Co., Ltd. | Mgmt | For | For | For | |||
6 | Adoption of Share Option Scheme of Xiabuxiabu Restaurant Management (Shanghai) Co., Ltd. | Mgmt | For | For | For | |||
Xinyi Glass Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0868 | CINS G9828G108 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LEE Shing Kan | Mgmt | For | For | For | |||
6 | Elect LI Ching Wai | Mgmt | For | For | For | |||
7 | Elect NG Ngan Ho | Mgmt | For | For | For | |||
8 | Elect WONG Ying Wai | Mgmt | For | For | For | |||
9 | Elect TRAN Chuen Wah John | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Term of Preparation of the 2017 Statutory Annual Accounts | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect John Boynton | Mgmt | For | Against | Against | |||
5 | Elect Esther Dyson | Mgmt | For | Against | Against | |||
6 | Elect Ilya A. Strebulaev | Mgmt | For | Against | Against | |||
7 | Authority to Cancel Shares | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Authority to Exclude Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Yatas Yatak Ve Yorgan Sanayi Ticaret A.S. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YATAS | CINS M9878S104 | 05/31/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Minutes | Mgmt | For | TNA | N/A | |||
6 | Presentation of Directors' Report | Mgmt | For | TNA | N/A | |||
7 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
10 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
11 | Election of Directors; Board Term Length | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Authority to Carry Out Related Party Transactions or Competing Activities | Mgmt | For | TNA | N/A | |||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
15 | Charitable Donations | Mgmt | For | TNA | N/A | |||
16 | Presentation of Report on Competing Activities | Mgmt | For | TNA | N/A | |||
17 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
18 | Authority to Repurchase Shares; Presentation of Report on Repurchase of Shares | Mgmt | For | TNA | N/A | |||
19 | Presentation of Report on Related Party Transactions | Mgmt | For | TNA | N/A | |||
20 | Wishes; Closing | Mgmt | For | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A |
Registrant Name : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Emerging Markets Income Fund | ||||||||
Date of Fiscal Year End: | 11/30 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Equity Spectrum Fund | |||||||
Date of Fiscal Year End: | 04/30 | |||||||
Altisource Asset Management Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAMC | CUSIP 02153X108 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George G. Ellison | Mgmt | For | Against | Against | |||
2 | Elect Ricardo C. Byrd | Mgmt | For | Against | Against | |||
3 | Elect John P. de Jongh | Mgmt | For | Against | Against | |||
4 | Elect Nathaniel Redleaf | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Altisource Portfolio Solutions S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASPS | CUSIP L0175J104 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Timo Vatto | Mgmt | For | For | For | |||
2 | Elect Orin S. Kramer | Mgmt | For | For | For | |||
3 | Elect W. Michael Linn | Mgmt | For | For | For | |||
4 | Elect Joseph L Morettini | Mgmt | For | For | For | |||
5 | Elect Roland Mueller-Ineichen | Mgmt | For | For | For | |||
6 | Elect William B. Shepro | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Approval of Annual Report | Mgmt | For | For | For | |||
9 | Approval of Directors Report | Mgmt | For | For | For | |||
10 | Allocation of Results for Fiscal Year 2017 | Mgmt | For | For | For | |||
11 | Discharge of Current and Past Directors | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Amendment to Compensation of Non-Management Directors | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cardiome Pharma Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COM | CUSIP 14159U301 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Glickman | Mgmt | For | Withhold | Against | |||
1.2 | Elect W. James O'Shea | Mgmt | For | For | For | |||
1.3 | Elect William L. Hunter | Mgmt | For | For | For | |||
1.4 | Elect Mark H. Corrigan | Mgmt | For | For | For | |||
1.5 | Elect Arthur H. Willms | Mgmt | For | For | For | |||
1.6 | Elect Robert J. Meyer | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Disposal | Mgmt | For | For | For | |||
4 | Approval of Stock Option Plan | Mgmt | For | For | For | |||
5 | Approval of Restricted Share Unit Plan | Mgmt | For | For | For | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.6 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
EchoStar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SATS | CUSIP 278768106 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Stanton Dodge | Mgmt | For | For | For | |||
1.2 | Elect Michael T. Dugan | Mgmt | For | For | For | |||
1.3 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Anthony M. Federico | Mgmt | For | For | For | |||
1.5 | Elect Pradman P. Kaul | Mgmt | For | For | For | |||
1.6 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.7 | Elect C. Michael Schroeder | Mgmt | For | For | For | |||
1.8 | Elect William David Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | N/A | TNA | N/A | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | N/A | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
GenMark Diagnostics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GNMK | CUSIP 372309104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hany Massarany | Mgmt | For | Withhold | Against | |||
1.2 | Elect Kevin C. O'Boyle | Mgmt | For | Withhold | Against | |||
2 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
HC2 Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCHC | CUSIP 404139107 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip A. Falcone | Mgmt | For | For | For | |||
1.2 | Elect Wayne Barr, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Warren H. Gfeller | Mgmt | For | For | For | |||
1.4 | Elect Lee Hillman | Mgmt | For | For | For | |||
1.5 | Elect Robert V. Leffler, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2014 Omnibus Equity Award Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
5 | Elect Simone Menne | Mgmt | For | For | For | |||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
10 | Elect R. David Yost | Mgmt | For | For | For | |||
11 | Elect John D. Young | Mgmt | For | For | For | |||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Pioneer Natural Resources Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PXD | CUSIP 723787107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edison C. Buchanan | Mgmt | For | For | For | |||
2 | Elect Andrew F. Cates | Mgmt | For | For | For | |||
3 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
4 | Elect Phillip A. Gobe | Mgmt | For | For | For | |||
5 | Elect Larry R. Grillot | Mgmt | For | For | For | |||
6 | Elect Stacy P. Methvin | Mgmt | For | For | For | |||
7 | Elect Royce W. Mitchell | Mgmt | For | For | For | |||
8 | Elect Frank A. Risch | Mgmt | For | For | For | |||
9 | Elect Scott D. Sheffield | Mgmt | For | For | For | |||
10 | Elect Mona K. Sutphen | Mgmt | For | For | For | |||
11 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |||
12 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
13 | Elect Michael D. Wortley | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
STAAR Surgical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STAA | CUSIP 852312305 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen C. Farrell | Mgmt | For | For | For | |||
1.2 | Elect Caren Mason | Mgmt | For | For | For | |||
1.3 | Elect John C. Moore | Mgmt | For | For | For | |||
1.4 | Elect Louis E. Silverman | Mgmt | For | For | For | |||
1.5 | Elect William P. Wall | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Omnibus Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
4 | Amendments to Bylaws | Mgmt | For | For | For | |||
5 | Amend Certificate of Incorporation to Increase Minimum Directors from Three to Five | Mgmt | For | For | For | |||
6 | Amend Bylaws to Increase the Minimum Number of Directors from Three to Five | Mgmt | For | For | For | |||
7 | Amendment to Certificate of Incorporation to Allow Removal of Directors Without Cause | Mgmt | For | For | For | |||
8 | Amendment to Bylaws to Allow Removal of Directors Without Cause | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote to Approve Annual Compensation Program for Non-Employee Directors as Revised | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Teva Pharmaceutical Industries Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TEVA | CUSIP 881624209 | 07/13/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sol J. Barer | Mgmt | For | TNA | N/A | |||
2 | Elect Jean-Michel Halfon | Mgmt | For | TNA | N/A | |||
3 | Elect Murray A. Goldberg | Mgmt | For | TNA | N/A | |||
4 | Elect Nechemia Peres | Mgmt | For | TNA | N/A | |||
5 | Elect Roberto A. Mignone | Mgmt | For | TNA | N/A | |||
6 | Elect Perry Nisen | Mgmt | For | TNA | N/A | |||
7 | Compensation Terms of Chair | Mgmt | For | TNA | N/A | |||
8 | Employment Terms of Interim President and CEO | Mgmt | For | TNA | N/A | |||
9 | Directors' Fees | Mgmt | For | TNA | N/A | |||
10 | Amendment to the 2015 Long-Term Equity-Based Incentive Plan | Mgmt | For | TNA | N/A | |||
11 | 2017 Executive Incentive Compensation Plan | Mgmt | For | TNA | N/A | |||
12 | Reduction of Authorized Shares | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
W.R. Grace & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRA | CUSIP 38388F108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Hudson La Force | Mgmt | For | For | For | |||
3 | Elect Mark E. Tomkins | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For |
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Fixed Income Absolute Return Fund | |||||||
Date of Fiscal Year End: | 10/31 | |||||||
Caesars Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZR | CUSIP 127686103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.2 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.3 | Elect John Dionne | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Vantage Drilling Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTGDF | CUSIP G93205113 | 08/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas R. Bates, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Matthew W. Bonanno | Mgmt | For | Against | Against | |||
3 | Elect Esa Ikaheimonen | Mgmt | For | Against | Against | |||
4 | Elect Nils E. Larsen | Mgmt | For | Against | Against | |||
5 | Elect Scott McCarty | Mgmt | For | Against | Against | |||
6 | Elect Ihab M. Toma | Mgmt | For | Against | Against | |||
7 | Elect L. Spencer Wells | Mgmt | For | Against | Against |
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Floating Rate Income Fund | |||||||
Date of Fiscal Year End: | 02/28 | |||||||
Caesars Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZR | CUSIP 127686103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.2 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.3 | Elect John Dionne | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Vantage Drilling Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTGDF | CUSIP G93205113 | 08/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas R. Bates, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Matthew W. Bonanno | Mgmt | For | Against | Against | |||
3 | Elect Esa Ikaheimonen | Mgmt | For | Against | Against | |||
4 | Elect Nils E. Larsen | Mgmt | For | Against | Against | |||
5 | Elect Scott McCarty | Mgmt | For | Against | Against | |||
6 | Elect Ihab M. Toma | Mgmt | For | Against | Against | |||
7 | Elect L. Spencer Wells | Mgmt | For | Against | Against |
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Global Consumer Fund | |||||||
Date of Fiscal Year End: | 08/31 | |||||||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Anheuser-Busch Inbev SA/NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABI | CINS B639CJ108 | 04/25/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |||
9 | Elect Paul Cornet de Ways-Ruart | Mgmt | For | TNA | N/A | |||
10 | Elect Stefan Descheemaeker | Mgmt | For | TNA | N/A | |||
11 | Elect Gregoire de Spoelberch | Mgmt | For | TNA | N/A | |||
12 | Elect Alexandre Van Damme | Mgmt | For | TNA | N/A | |||
13 | Elect Alexandre Behring | Mgmt | For | TNA | N/A | |||
14 | Elect Paulo Lemann | Mgmt | For | TNA | N/A | |||
15 | Elect Carlos Alberto Sicupira | Mgmt | For | TNA | N/A | |||
16 | Elect Marcel Herrmann Telles | Mgmt | For | TNA | N/A | |||
17 | Elect Maria Asuncion Aramburuzabala | Mgmt | For | TNA | N/A | |||
18 | Elect Martin J. Barrington | Mgmt | For | TNA | N/A | |||
19 | Elect William F. Gifford | Mgmt | For | TNA | N/A | |||
20 | Elect Alejandro Santo Domingo Davila | Mgmt | For | TNA | N/A | |||
21 | Remuneration Report | Mgmt | For | TNA | N/A | |||
22 | Increase in Remuneration of Olivier Goudet, Chair | Mgmt | For | TNA | N/A | |||
23 | Directors' Stock Option Plan | Mgmt | For | TNA | N/A | |||
24 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
25 | Authorisation of Legal Formalities | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Associated British Foods plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABF | CINS G05600138 | 12/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Emma Adamo | Mgmt | For | For | For | |||
5 | Elect John G. Bason | Mgmt | For | For | For | |||
6 | Elect Ruth Cairnie | Mgmt | For | For | For | |||
7 | Elect Javier Ferran | Mgmt | For | For | For | |||
8 | Elect Wolfhart Hauser | Mgmt | For | For | For | |||
9 | Elect Michael G. A. McLintock | Mgmt | For | For | For | |||
10 | Elect Richard Reid | Mgmt | For | For | For | |||
11 | Elect Charles Sinclair | Mgmt | For | For | For | |||
12 | Elect George G. Weston | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.4 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Campbell Soup Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPB | CUSIP 134429109 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fabiola R. Arredondo | Mgmt | For | For | For | |||
2 | Elect Howard M. Averill | Mgmt | For | For | For | |||
3 | Elect Bennett Dorrance | Mgmt | For | For | For | |||
4 | Elect Randall W. Larrimore | Mgmt | For | For | For | |||
5 | Elect Marc B. Lautenbach | Mgmt | For | For | For | |||
6 | Elect Mary Alice D. Malone | Mgmt | For | For | For | |||
7 | Elect Sara Mathew | Mgmt | For | For | For | |||
8 | Elect Keith R. McLoughlin | Mgmt | For | For | For | |||
9 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
10 | Elect Nick Shreiber | Mgmt | For | For | For | |||
11 | Elect Archbold D. van Beuren | Mgmt | For | For | For | |||
12 | Elect Les C. Vinney | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CarMax, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMX | CUSIP 143130102 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Bensen | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Sona Chawla | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Shira D. Goodman | Mgmt | For | For | For | |||
6 | Elect Robert J. Hombach | Mgmt | For | For | For | |||
7 | Elect David W. McCreight | Mgmt | For | For | For | |||
8 | Elect William D. Nash | Mgmt | For | For | For | |||
9 | Elect Marcella Shinder | Mgmt | For | For | For | |||
10 | Elect Mitchell D. Steenrod | Mgmt | For | For | For | |||
11 | Elect William R. Tiefel | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Compass Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPG | CINS G23296208 | 02/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Dominic Blakemore | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Elect Gary Green | Mgmt | For | For | For | |||
9 | Elect Johnny Thomson | Mgmt | For | For | For | |||
10 | Elect Carol Arrowsmith | Mgmt | For | For | For | |||
11 | Elect John G. Bason | Mgmt | For | For | For | |||
12 | Elect Stefan Bomhard | Mgmt | For | For | For | |||
13 | Elect Don Robert | Mgmt | For | For | For | |||
14 | Elect Nelson Luiz Costa Silva | Mgmt | For | For | For | |||
15 | Elect Ireena Vittal | Mgmt | For | Against | Against | |||
16 | Elect Paul S. Walsh | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Long Term Incentive Plan 2018 | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Coty Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COTY | CUSIP 222070203 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lambertus J.H. Becht | Mgmt | For | For | For | |||
1.2 | Elect Sabine Chalmers | Mgmt | For | For | For | |||
1.3 | Elect Joachim Faber | Mgmt | For | For | For | |||
1.4 | Elect Olivier Goudet | Mgmt | For | For | For | |||
1.5 | Elect Peter Harf | Mgmt | For | For | For | |||
1.6 | Elect Paul S. Michaels | Mgmt | For | For | For | |||
1.7 | Elect Camillo Pane | Mgmt | For | For | For | |||
1.8 | Elect Erhard Schoewel | Mgmt | For | For | For | |||
1.9 | Elect Robert S. Singer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Dixons Carphone plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DC | CINS G2903R107 | 09/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Fiona McBain | Mgmt | For | For | For | |||
5 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
6 | Elect Tony DeNunzio | Mgmt | For | For | For | |||
7 | Elect Andrea Gisle Joosen | Mgmt | For | For | For | |||
8 | Elect Andrew J. Harrison | Mgmt | For | For | For | |||
9 | Elect Sebastian R.E.C. James | Mgmt | For | For | For | |||
10 | Elect Jock F. Lennox | Mgmt | For | For | For | |||
11 | Elect Ian Paul Livingston | Mgmt | For | For | For | |||
12 | Elect Gerry Murphy | Mgmt | For | For | For | |||
13 | Elect Humphrey S.M. Singer | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approve 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth A. Bronfin | Mgmt | For | For | For | |||
2 | Elect Michael R. Burns | Mgmt | For | For | For | |||
3 | Elect Hope Cochran | Mgmt | For | For | For | |||
4 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
5 | Elect Lisa Gersh | Mgmt | For | For | For | |||
6 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
7 | Elect Alan G. Hassenfeld | Mgmt | For | For | For | |||
8 | Elect Tracy A. Leinbach | Mgmt | For | For | For | |||
9 | Elect Edward M. Philip | Mgmt | For | For | For | |||
10 | Elect Richard S. Stoddart | Mgmt | For | For | For | |||
11 | Elect Mary Beth West | Mgmt | For | For | For | |||
12 | Elect Linda K. Zecher | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | For | Against | |||
Hilton Worldwide Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLT | CUSIP 43300A203 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||
2 | Elect Jonathan D. Gray | Mgmt | For | Against | Against | |||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
10 | Elect ZHANG Ling | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Luxottica Group S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUX | CINS T6444Z110 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendment to Article18 | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Board Size Presented by Delfin S.a.R.L. | Mgmt | For | Against | Against | |||
6 | Board Term Length Presented by Delfin S.a.R.L. | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | List Presented by Delfin S.a.R.L. | Mgmt | For | N/A | N/A | |||
10 | List Presented by Group of Institutional Investors Representing 0.6% of Share Capital | Mgmt | For | For | For | |||
11 | Directors' Fees Presented by Delfin S.a.R.L. | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | List Presented by Delfin S.a.R.L. | Mgmt | N/A | Abstain | N/A | |||
15 | List Presented by Group of Institutional Investors Representing 0.6% of Share Capital | Mgmt | N/A | For | N/A | |||
16 | Statutory Auditors' Fees Presented by Delfin S.a.R.L. | Mgmt | For | Against | Against | |||
17 | Remuneration Policy | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
MakeMyTrip Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMYT | CUSIP V5633W109 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Elect Patrick Luke Kolek | Mgmt | For | Against | Against | |||
4 | Elect Charles St. Leger Searle | Mgmt | For | Against | Against | |||
5 | Elect Yuvraj Thacoor | Mgmt | For | Against | Against | |||
6 | Elect Oliver Minho Rippel | Mgmt | For | Against | Against | |||
MGM China Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2282 | CINS G60744102 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect WONG Chen Yau | Mgmt | For | For | For | |||
6 | Elect William Joseph Hornbuckle | Mgmt | For | For | For | |||
7 | Elect Daniel J. D'Arrigo | Mgmt | For | For | For | |||
8 | Elect Russell Francis Banham | Mgmt | For | For | For | |||
9 | Elect Kenneth Xiaofeng Feng | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
4 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
5 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
6 | Elect Koh Shiota | Mgmt | For | For | For | |||
7 | Elect Satoru Shibata | Mgmt | For | For | For | |||
8 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
9 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
10 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
11 | Elect Masao Yamazaki | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David E. O'Reilly | Mgmt | For | For | For | |||
2 | Elect Larry P. O'Reilly | Mgmt | For | For | For | |||
3 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
4 | Elect Greg Henslee | Mgmt | For | For | For | |||
5 | Elect Jay D. Burchfield | Mgmt | For | For | For | |||
6 | Elect Thomas T. Hendrickson | Mgmt | For | For | For | |||
7 | Elect John Murphy | Mgmt | For | For | For | |||
8 | Elect Dana M. Perlman | Mgmt | For | For | For | |||
9 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David A. Handler | Mgmt | For | For | For | |||
2 | Elect John M. Jacquemin | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2018 Long Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
RE/MAX Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMAX | CUSIP 75524W108 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gail A. Liniger | Mgmt | For | For | For | |||
1.2 | Elect Kathleen J. Cunningham | Mgmt | For | For | For | |||
1.3 | Elect Christine M. Riordan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Restaurant Brands International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QSR | CUSIP 76131D103 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.2 | Elect Marc Caira | Mgmt | For | For | For | |||
1.3 | Elect Joao M. Castro-Neves | Mgmt | For | For | For | |||
1.4 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
1.5 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
1.6 | Elect Neil Golden | Mgmt | For | For | For | |||
1.7 | Elect Ali Hedayat | Mgmt | For | For | For | |||
1.8 | Elect Golnar Khosrowshahi | Mgmt | For | For | For | |||
1.9 | Elect Daniel S. Schwartz | Mgmt | For | For | For | |||
1.10 | Elect Carlos Alberto Sicupira | Mgmt | For | For | For | |||
1.11 | Elect Roberto Moses Thompson Motta | Mgmt | For | For | For | |||
1.12 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendment to the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Report on Supply Chain Impacts of Deforestation | ShrHoldr | Against | Against | For | |||
Rightmove Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMV | CINS G75657109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Elect Scott Forbes | Mgmt | For | Against | Against | |||
7 | Elect Peter Brooks-Johnson | Mgmt | For | Against | Against | |||
8 | Elect Robyn Perriss | Mgmt | For | Against | Against | |||
9 | Elect Peter W. Williams | Mgmt | For | Against | Against | |||
10 | Elect Rakhi (Parekh) Goss-Custard | Mgmt | For | Against | Against | |||
11 | Elect Jacqueline de Rojas | Mgmt | For | Against | Against | |||
12 | Elect Andrew Findlay | Mgmt | For | Against | Against | |||
13 | Elect Lorna Tilbian | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
4 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
5 | Elect Junroh Itoh | Mgmt | For | For | For | |||
6 | Elect Katsutane Aihara | Mgmt | For | For | For | |||
7 | Elect Kimiyoshi Yamaguchi | Mgmt | For | For | For | |||
8 | Elect Fumihiko Nagamatsu | Mgmt | For | For | For | |||
9 | Elect Kazuki Furuya | Mgmt | For | For | For | |||
10 | Elect Joseph M. DePinto | Mgmt | For | For | For | |||
11 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
12 | Elect Kunio Itoh | Mgmt | For | For | For | |||
13 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
14 | Elect Tetsuroh Higashi | Mgmt | For | For | For | |||
15 | Elect Yoshitake Taniguchi | Mgmt | For | For | For | |||
16 | Elect Kazuko Rudy | Mgmt | For | For | For | |||
17 | Elect Kazuhiro Hara | Mgmt | For | For | For | |||
18 | Elect Mitsuko Inamasu | Mgmt | For | For | For | |||
19 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The Kraft Heinz Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KHC | CUSIP 500754106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect John T. Cahill | Mgmt | For | For | For | |||
4 | Elect Tracy Britt Cool | Mgmt | For | For | For | |||
5 | Elect Feroz Dewan | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Jorge Paulo Lemann | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Marcel Herrmann Telles | Mgmt | For | For | For | |||
10 | Elect Alexandre Van Damme | Mgmt | For | For | For | |||
11 | Elect George El Zoghbi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Amendments to the Remuneration Policy | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | Against | Against | |||
11 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
22 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | |||
23 | Cancellation of Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Management Nominee John J. Hagenbuch | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Management Nominee Betsy Atkins | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Management Nominee Patricia Mulroy | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | N/A | TNA | N/A | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.2 | Elect John J. Hagenbuch | Mgmt | For | For | For | |||
1.3 | Elect Patricia Mulroy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Global Dividend Fund | ||||||||
Date of Fiscal Year End: | 10/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Global Energy Fund | ||||||||
Date of Fiscal Year End: | 10/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Global Financials Fund | |||||||
Date of Fiscal Year End: | 08/31 | |||||||
Admiral Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CINS G0110T106 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Andrew Crossley | Mgmt | For | For | For | |||
6 | Elect Annette Court | Mgmt | For | For | For | |||
7 | Elect David Stevens | Mgmt | For | For | For | |||
8 | Elect Geraint Jones | Mgmt | For | For | For | |||
9 | Elect Colin P. Holmes | Mgmt | For | For | For | |||
10 | Elect Jean Park | Mgmt | For | For | For | |||
11 | Elect G. Manning Rountree | Mgmt | For | For | For | |||
12 | Elect Owen Clarke | Mgmt | For | For | For | |||
13 | Elect Justine Roberts | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authorisation of Political Donations | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Articles of Association | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect NG Keng Hooi | Mgmt | For | For | For | |||
6 | Elect Cesar V. Purisima | Mgmt | For | For | For | |||
7 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | |||
8 | Elect CHOW Chung Kong | Mgmt | For | For | For | |||
9 | Elect John B. Harrison | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | Against | Against | |||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Amundi SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMUN | CINS F8233H108 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approve Special Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Remuneration of Yves Perrier, CEO | Mgmt | For | For | For | |||
10 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
13 | Elect Remi Garuz | Mgmt | For | For | For | |||
14 | Elect Laurent Goutard | Mgmt | For | Against | Against | |||
15 | Elect Michel Mathieu | Mgmt | For | Against | Against | |||
16 | Elect Renee Talamona | Mgmt | For | Against | Against | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Bank of Ireland Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRG | CINS G0756R109 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Kent Atkinson | Mgmt | For | For | For | |||
5 | Elect Richard Goulding | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Francesca McDonagh | Mgmt | For | For | For | |||
12 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
BGP Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGP | CINS ADPC01061 | 07/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reduction in Share Premium Account | Mgmt | For | Abstain | Against | |||
2 | Distribution of Transaction Proceeds to Directors of the Company | Mgmt | For | Abstain | Against | |||
3 | Distribution of Transaction Proceeds to Directors of the BGP Investment | Mgmt | For | Abstain | Against | |||
BGP Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGP | CINS ADPC01061 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Appoint Auditor and Authorise Board to Set Fees | Mgmt | For | Against | Against | |||
3 | Amendment to Memorandum of Association and Adopt New Memorandum and Articles of Association | Mgmt | For | Against | Against | |||
Big Yellow Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BYG | CINS G1093E108 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Tim Clark | Mgmt | For | For | For | |||
5 | Elect Richard R. Cotton | Mgmt | For | For | For | |||
6 | Elect James Gibson | Mgmt | For | For | For | |||
7 | Elect Georgina Harvey | Mgmt | For | For | For | |||
8 | Elect Stephen R. Johnson | Mgmt | For | For | For | |||
9 | Elect Adrian Lee | Mgmt | For | For | For | |||
10 | Elect Vince Niblett | Mgmt | For | For | For | |||
11 | Elect John Trotman | Mgmt | For | For | For | |||
12 | Elect Nicholas Vetch | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
BlackRock, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLK | CUSIP 09247X101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
2 | Elect Pamela Daley | Mgmt | For | For | For | |||
3 | Elect William S. Demchak | Mgmt | For | For | For | |||
4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||
5 | Elect Laurence D. Fink | Mgmt | For | For | For | |||
6 | Elect William E. Ford | Mgmt | For | For | For | |||
7 | Elect Fabrizio Freda | Mgmt | For | For | For | |||
8 | Elect Murry S. Gerber | Mgmt | For | For | For | |||
9 | Elect Margaret L. Johnson | Mgmt | For | For | For | |||
10 | Elect Robert S. Kapito | Mgmt | For | For | For | |||
11 | Elect Sir Deryck C. Maughan | Mgmt | For | For | For | |||
12 | Elect Cheryl D. Mills | Mgmt | For | For | For | |||
13 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
14 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
15 | Elect Ivan G. Seidenberg | Mgmt | For | For | For | |||
16 | Elect Marco Antonio Slim Domit | Mgmt | For | For | For | |||
17 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
18 | Elect Mark Wilson | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Amendment to the 1999 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
21 | Ratification of Auditor | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Boston Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BXP | CUSIP 101121101 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||
2 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
3 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||
4 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
5 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
6 | Elect Joel I. Klein | Mgmt | For | For | For | |||
7 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
8 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
10 | Elect Martin Turchin | Mgmt | For | For | For | |||
11 | Elect David A. Twardock | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Burford Capital Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUR | CINS G17977102 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Guernsey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hugh S. Wilson | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
6 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
CaixaBank S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CABK | CINS E2427M123 | 04/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratify Co-option and Elect Eduardo Javier Sanchiz Yrazu | Mgmt | For | For | For | |||
6 | Ratify Co-option and Elect Tomas Muniesa Arantegui | Mgmt | For | For | For | |||
7 | Amendments to Article 4 (Registered Office) | Mgmt | For | For | For | |||
8 | Amendment to the Remuneration policy | Mgmt | For | For | For | |||
9 | Authority to Issue Treasury Shares Pursuant to Incentive Plan | Mgmt | For | For | For | |||
10 | Maximum Variable Remuneration | Mgmt | For | For | For | |||
11 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
12 | Remuneration Report | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratify Placement of Securities (Notes) | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For | |||
Charles Schwab Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter W. Bettinger II | Mgmt | For | For | For | |||
2 | Elect Joan T. Dea | Mgmt | For | For | For | |||
3 | Elect Christopher V. Dodds | Mgmt | For | For | For | |||
4 | Elect Mark A. Goldfarb | Mgmt | For | For | For | |||
5 | Elect Charles A. Ruffel | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Amendment to the 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
9 | Adoption of Proxy Access | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
23 | Elect Evan G. Greenberg as Chair of the Board of Directors | Mgmt | For | For | For | |||
24 | Elect Michael P. Connors | Mgmt | For | For | For | |||
25 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
28 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | |||
29 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
30 | Board Compensation | Mgmt | For | For | For | |||
31 | Executive Compensation | Mgmt | For | For | For | |||
32 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
33 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect John C. Dugan | Mgmt | For | For | For | |||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Franz B. Humer | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Renee J. James | Mgmt | For | For | For | |||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect James S. Turley | Mgmt | For | For | For | |||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Patrick A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
DBS Group Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D05 | CINS Y20246107 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Peter SEAH Lim Huat | Mgmt | For | For | For | |||
6 | Elect Piyush Gupta | Mgmt | For | For | For | |||
7 | Elect Andre Sekulic | Mgmt | For | For | For | |||
8 | Elect Olivier LIM Tse Ghow | Mgmt | For | For | For | |||
9 | Authority to Grant Awards and Issue Shares Under the DBSH Share Plan | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares Pursuant to the DBSH Scrip Dividend Scheme FY2016 | Mgmt | For | For | For | |||
12 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
E*TRADE Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETFC | CUSIP 269246401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard J. Carbone | Mgmt | For | For | For | |||
2 | Elect James P. Healy | Mgmt | For | For | For | |||
3 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||
4 | Elect Frederick W. Kanner | Mgmt | For | For | For | |||
5 | Elect James Lam | Mgmt | For | For | For | |||
6 | Elect Rodger A. Lawson | Mgmt | For | For | For | |||
7 | Elect Shelley B. Leibowitz | Mgmt | For | For | For | |||
8 | Elect Karl A. Roessner | Mgmt | For | For | For | |||
9 | Elect Rebecca Saeger | Mgmt | For | For | For | |||
10 | Elect Joseph L. Sclafani | Mgmt | For | For | For | |||
11 | Elect Gary H. Stern | Mgmt | For | For | For | |||
12 | Elect Donna L. Weaver | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Approve Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Approve Regulated Agreement with JCDecaux Holding | Mgmt | For | For | For | |||
10 | Approve Shareholder Agreement with 2010 Pact Members | Mgmt | For | For | For | |||
11 | Elect Jean-Charles Decaux | Mgmt | For | Against | Against | |||
12 | Ratification of the Co-optation of Emmanuel Russel | Mgmt | For | Against | Against | |||
13 | Elect Amelie Oudea-Castera | Mgmt | For | Against | Against | |||
14 | Elect Patrick Sayer | Mgmt | For | Against | Against | |||
15 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
16 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
17 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
18 | Elect Emmanuel Russel | Mgmt | For | Against | Against | |||
19 | Elect Robert Agostinelli as Censor | Mgmt | For | For | For | |||
20 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
21 | Remuneration Policy for Supervisory Board | Mgmt | For | For | For | |||
22 | Remuneration Policy for Management Board | Mgmt | For | For | For | |||
23 | Remuneration of Michel David-Weill, Supervisory Board Chair | Mgmt | For | For | For | |||
24 | Remuneration of Patrick Sayer, Management Board Chair | Mgmt | For | For | For | |||
25 | Remuneration of Virginie Morgon, Management Board member | Mgmt | For | For | For | |||
26 | Remuneration of Phillipe Audouin, Management Board member | Mgmt | For | For | For | |||
27 | Severance Agreement with Patrick Sayer, Management Board Chair | Mgmt | For | Against | Against | |||
28 | Post Employment Benefits of Virginie Morgon, Management Board Member | Mgmt | For | Against | Against | |||
29 | Severance Agreement with Philippe Audouin, Management Board Member | Mgmt | For | Against | Against | |||
30 | Severance Agreement with Nicolas Huet, Management Board Member | Mgmt | For | Against | Against | |||
31 | Severance Agreement with Olivier Millet, Management Board Member | Mgmt | For | Against | Against | |||
32 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
33 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
34 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
35 | Authority to Issue Shares and Convertible Securities and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
36 | Authority to Issue Shares and/or Convertible Securities and Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
37 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
38 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
39 | Greenshoe | Mgmt | For | For | For | |||
40 | Authority to Increase Capital In Consideration for Contribution in Kind | Mgmt | For | For | For | |||
41 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
42 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
43 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | For | For | |||
44 | Amendments to Articles Regarding Share Capital | Mgmt | For | For | For | |||
45 | Amendments to Articles Regarding Supervisory Board Power | Mgmt | For | For | For | |||
46 | Amendments to Articles Regarding Censors | Mgmt | For | For | For | |||
47 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Fairfax Financial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFH | CUSIP 303901102 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2.1 | Elect Anthony Griffiths | Mgmt | For | For | For | |||
2.2 | Elect Robert J. Gunn | Mgmt | For | For | For | |||
2.3 | Elect Alan D. Horn | Mgmt | For | For | For | |||
2.4 | Elect Karen l. Jurjevich | Mgmt | For | For | For | |||
2.5 | Elect Christine McLean | Mgmt | For | For | For | |||
2.6 | Elect John R.V. Palmer | Mgmt | For | For | For | |||
2.7 | Elect Timothy R. Price | Mgmt | For | For | For | |||
2.8 | Elect Brandon W. Sweitzer | Mgmt | For | For | For | |||
2.9 | Elect Lauren C. Templeton | Mgmt | For | For | For | |||
2.10 | Elect Benjamin P. Watsa | Mgmt | For | For | For | |||
2.11 | Elect V. Prem Watsa | Mgmt | For | Withhold | Against | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
First Republic Bank | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRC | CUSIP 33616C100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James H. Herbert, II | Mgmt | For | For | For | |||
2 | Elect Katherine August-deWilde | Mgmt | For | For | For | |||
3 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||
5 | Elect L. Martin Gibbs | Mgmt | For | For | For | |||
6 | Elect Boris Groysberg | Mgmt | For | For | For | |||
7 | Elect Sandra R. Hernandez | Mgmt | For | For | For | |||
8 | Elect Pamela J. Joyner | Mgmt | For | For | For | |||
9 | Elect Reynold Levy | Mgmt | For | For | For | |||
10 | Elect Duncan L. Niederauer | Mgmt | For | For | For | |||
11 | Elect George G. C. Parker | Mgmt | For | For | For | |||
12 | Elect Cheryl Spielman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Grupo Financiero Galicia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGAL | CUSIP 399909100 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | For | For | |||
2 | Authority to Cast Votes and Attend General Meeting of Subsidiary | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board and Supervisory Council Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Council Fees | Mgmt | For | For | For | |||
7 | Ratification of Directors' Fees | Mgmt | For | For | For | |||
8 | Authority to Advance Directors' Fees | Mgmt | For | Against | Against | |||
9 | Election of Supervisory Council | Mgmt | For | For | For | |||
10 | Board Size | Mgmt | For | For | For | |||
11 | Ratification of Auditor's Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Terms of Debt Issuance | Mgmt | For | Against | Against | |||
Hamilton Lane Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLNE | CUSIP 407497106 | 09/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David J. Berkman | Mgmt | For | Withhold | Against | |||
1.2 | Elect O. Griffith Sexton | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Home Capital Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCG | CUSIP 436913107 | 09/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Private Placement | Mgmt | For | Against | Against | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Dividends | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Elect Supervisory Board Member Eric Boyer de la Giroday | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Insurance Australia Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS Q49361100 | 10/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | |||
4 | Elect Helen M. Nugent | Mgmt | For | Against | Against | |||
5 | Elect Duncan M. Boyle | Mgmt | For | Against | Against | |||
6 | Re-elect Thomas W. Pockett | Mgmt | For | Against | Against | |||
Intact Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IFC | CUSIP 45823T106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Brindamour | Mgmt | For | For | For | |||
1.2 | Elect Robert W. Crispin | Mgmt | For | For | For | |||
1.3 | Elect Janet De Silva | Mgmt | For | For | For | |||
1.4 | Elect Claude Dussault | Mgmt | For | For | For | |||
1.5 | Elect Robert G. Leary | Mgmt | For | For | For | |||
1.6 | Elect Eileen A. Mercier | Mgmt | For | For | For | |||
1.7 | Elect Sylvie Paquette | Mgmt | For | For | For | |||
1.8 | Elect Timothy H. Penner | Mgmt | For | For | For | |||
1.9 | Elect Frederick Singer | Mgmt | For | For | For | |||
1.10 | Elect Stephen G. Snyder | Mgmt | For | For | For | |||
1.11 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
1.12 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intesa Sanpaolo Spa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISP | CINS T55067101 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Increase in Auditor's Fees | Mgmt | For | For | For | |||
4 | Remuneration Policy | Mgmt | For | For | For | |||
5 | Maximum Variable Pay Ratio | Mgmt | For | For | For | |||
6 | 2017 Incentive Plan | Mgmt | For | For | For | |||
7 | Authority to Issue Shares to Service 2017 Incentive Plan | Mgmt | For | For | For | |||
8 | Performance Call Option Plan 2018-2021 | Mgmt | For | For | For | |||
9 | LECOIP 2018-2021 | Mgmt | For | Against | Against | |||
10 | Conversion of Saving Shares into Ordinary Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares to Service LECOIP 2018-2021 | Mgmt | For | Against | Against | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 03/14/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Allocate Proportional Votes for Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
9 | Allocate Votes to Otavio Ladeira de Medeiros | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Votes to Alexsandro Broedel Lopes | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Votes to Flavio Eduardo Arakaki | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Votes to Raimundo Lourenco Maria Christians | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Votes to Ney Ferraz Dias | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Votes to Helio Lima Magalhaes | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Votes to Edson Soares Ferreira | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Votes to Jose Mauricio Pereira Coelho | Mgmt | N/A | TNA | N/A | |||
17 | Approve Supervisory Council | Mgmt | For | TNA | N/A | |||
18 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
19 | Request Cumulative Voting for Election of Directors | Mgmt | N/A | TNA | N/A | |||
20 | Appointment of Shareholder Nominee to Board of Directors | Mgmt | N/A | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 08/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Elect Nara de Deus Vieira as Supervisory Council Member | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 09/22/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Article 59 (Arbitration) | Mgmt | For | TNA | N/A | |||
IRB Brasil Resseguros S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRBR3 | CINS P5876C106 | 11/06/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Election of Directors | Mgmt | For | TNA | N/A | |||
Kennedy Wilson Europe Real Estate Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KWE | CINS G9877R104 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Scheme of Arrangement (Merger) | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kennedy Wilson Europe Real Estate Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KWE | CINS G9877R104 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Merger-Related Formalities | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. McMorrow | Mgmt | For | For | For | |||
2 | Elect Kent Mouton | Mgmt | For | For | For | |||
3 | Elect Norman Creighton | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 10/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Kyudenko Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1959 | CINS J38425104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Naofumi Satoh | Mgmt | For | Against | Against | |||
4 | Elect Matsuji Nishimura | Mgmt | For | For | For | |||
5 | Elect Seiki Ino | Mgmt | For | For | For | |||
6 | Elect Hironori Higaki | Mgmt | For | For | For | |||
7 | Elect Kazuyuki Ishibashi | Mgmt | For | For | For | |||
8 | Elect Masaaki Johno | Mgmt | For | For | For | |||
9 | Elect Keiji Maeda | Mgmt | For | For | For | |||
10 | Elect Kunihiko Kitamura | Mgmt | For | For | For | |||
11 | Elect Tadatsugu Kitagawa | Mgmt | For | For | For | |||
12 | Elect Yasuhiro Kashima | Mgmt | For | For | For | |||
13 | Elect Akiyoshi Watanabe | Mgmt | For | For | For | |||
14 | Elect Sumio Kuratomi | Mgmt | For | For | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
2 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
3 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
4 | Elect David L. Herzog | Mgmt | For | For | For | |||
5 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
6 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
7 | Elect Edward J. Kelly, III | Mgmt | For | For | For | |||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||
9 | Elect James M. Kilts | Mgmt | For | For | For | |||
10 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||
11 | Elect Denise M. Morrison | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
MetLife, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MET | CUSIP 59156R108 | 10/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendements to the Certificate of Incorporation to Modify the Preferred Stock Dividend Payment Tests | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
14 | Ratification of Co-Option of Bernard Dupouy | Mgmt | For | Against | Against | |||
15 | Elect Bernard Oppetit | Mgmt | For | Against | Against | |||
16 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
17 | Elect Thierry Cahn | Mgmt | For | Against | Against | |||
18 | Elect Francoise Lemalle | Mgmt | For | Against | Against | |||
19 | Non-Renewal of Statutory Auditor | Mgmt | For | For | For | |||
20 | Non-Renewal of Alternate Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Amendments to Article Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities Related to Article Amendments | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Post-Employment Agreements (Francois Riahi, Incoming CEO) | Mgmt | For | Against | Against | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Old Mutual plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Mike Arnold | Mgmt | For | Against | Against | |||
3 | Elect Zoe Cruz | Mgmt | For | Against | Against | |||
4 | Elect Alan Gillespie | Mgmt | For | Against | Against | |||
5 | Elect Danuta Gray | Mgmt | For | Against | Against | |||
6 | Elect Bruce Hemphill | Mgmt | For | Against | Against | |||
7 | Elect Adiba Ighodaro | Mgmt | For | Against | Against | |||
8 | Elect Ingrid Johnson | Mgmt | For | Against | Against | |||
9 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
10 | Elect Roger Marshall | Mgmt | For | Against | Against | |||
11 | Elect Vassi Naidoo | Mgmt | For | Against | Against | |||
12 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares Off-Market (Contingent Purchase Contracts) | Mgmt | For | For | For | |||
Old Mutual plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | First Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Old Mutual plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Second Scheme of Arrangement | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Old Mutual plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Managed Separation | Mgmt | For | For | For | |||
2 | Approval of the Quilter Performance Share Plan | Mgmt | For | For | For | |||
3 | Approval of the Quilter Share Reward Plan | Mgmt | For | For | For | |||
4 | Approval of Quilter Sharesave Plan | Mgmt | For | For | For | |||
5 | Approval of Quilter Share Incentive Plan | Mgmt | For | For | For | |||
6 | Approval of Old Mutual Limited Long-term Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of the Old Mutual Limited Employee Share Ownership Plan | Mgmt | For | For | For | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
6 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
7 | Elect Shuhj Irie | Mgmt | For | For | For | |||
8 | Elect Hitomaro Yano | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Partners Group Holding | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PGHN | CINS H6120A101 | 05/09/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
6 | Amendments to Articles Regarding Committee Composition | Mgmt | For | TNA | N/A | |||
7 | Board Compensation (FY 2017) | Mgmt | For | TNA | N/A | |||
8 | Board Compensation (FY 2018) | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation (FY 2017 and 2018) | Mgmt | For | TNA | N/A | |||
10 | Executive Compensation (FY 2019) | Mgmt | For | TNA | N/A | |||
11 | Elect Steffen Meister as Chair | Mgmt | For | TNA | N/A | |||
12 | Elect Charles Dallara | Mgmt | For | TNA | N/A | |||
13 | Elect Grace del Rosario-Castano | Mgmt | For | TNA | N/A | |||
14 | Elect Marcel Erni | Mgmt | For | TNA | N/A | |||
15 | Elect Michelle Felman | Mgmt | For | TNA | N/A | |||
16 | Elect Alfred Gantner | Mgmt | For | TNA | N/A | |||
17 | Elect Eric Strutz | Mgmt | For | TNA | N/A | |||
18 | Elect Patrick Ward | Mgmt | For | TNA | N/A | |||
19 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | |||
20 | Elect Peter Wuffli | Mgmt | For | TNA | N/A | |||
21 | Elect Grace del Rosario-Castano as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Peter Wuffli as Nominating and Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Public Storage | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSA | CUSIP 74460D109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
8 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
9 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | To Allow Shareholders to Amend Company Bylaws | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
9 | Remuneration Policy (CEO and Deputy CEOs) | Mgmt | For | For | For | |||
10 | Remuneration of Lorenzo Bini Smaghi, Chair | Mgmt | For | For | For | |||
11 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Severin Cabannes, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration of Bernardo Sanchez Incera, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration of Didier Valet, Deputy CEO | Mgmt | For | For | For | |||
15 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
16 | Elect Lorenzo Bini Smaghi | Mgmt | For | For | For | |||
17 | Elect Jerome Contamine | Mgmt | For | For | For | |||
18 | Elect Diane Cote | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Appointment of Auditor (Ernst and Young) | Mgmt | For | For | For | |||
21 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Performance Shares (Identified Staff) | Mgmt | For | For | For | |||
29 | Authority to Issue Performance Shares (Employees Excluding Identified Staff) | Mgmt | For | For | For | |||
30 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
St. James's Place plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CINS G5005D124 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Sarah Bates | Mgmt | For | For | For | |||
4 | Elect Iain Cornish | Mgmt | For | For | For | |||
5 | Elect Andrew Croft | Mgmt | For | For | For | |||
6 | Elect Ian Gascoigne | Mgmt | For | For | For | |||
7 | Elect Simon Jeffreys | Mgmt | For | For | For | |||
8 | Elect David Lamb | Mgmt | For | For | For | |||
9 | Elect Patience Wheatcroft | Mgmt | For | For | For | |||
10 | Elect Roger Yates | Mgmt | For | For | For | |||
11 | Elect Craig Gentle | Mgmt | For | For | For | |||
12 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Koichi Miyata | Mgmt | For | Against | Against | |||
4 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
7 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
8 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
9 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
10 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
11 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
12 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
13 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
14 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
15 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
16 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
17 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
18 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
19 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Sumitomo Warehouse Co. Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9303 | CINS J78013109 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Elect Takanori Ono | Mgmt | For | For | For | |||
5 | Elect Hiroshi Majima | Mgmt | For | For | For | |||
6 | Elect Masayuki Kobayashi | Mgmt | For | For | For | |||
7 | Elect Hiroyuki Ogawara | Mgmt | For | For | For | |||
8 | Elect Yuhki Kawachi | Mgmt | For | For | For | |||
9 | Elect Shuji Yamaguchi | Mgmt | For | For | For | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||
2 | Elect Dallas S. Clement | Mgmt | For | For | For | |||
3 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
4 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
5 | Elect Donna S. Morea | Mgmt | For | For | For | |||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
8 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
10 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Berkeley Group Holdings plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKG | CINS G1191G120 | 09/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Tony Pidgley | Mgmt | For | For | For | |||
4 | Elect Rob Perrins | Mgmt | For | For | For | |||
5 | Elect Richard J. Stearn | Mgmt | For | For | For | |||
6 | Elect Karl Whiteman | Mgmt | For | For | For | |||
7 | Elect Sean Ellis | Mgmt | For | For | For | |||
8 | Elect John Armitt | Mgmt | For | For | For | |||
9 | Elect Alison Nimmo | Mgmt | For | For | For | |||
10 | Elect Veronica Wadley | Mgmt | For | For | For | |||
11 | Elect Glyn A. Barker | Mgmt | For | For | For | |||
12 | Elect Adrian David LI Man Kiu | Mgmt | For | Against | Against | |||
13 | Elect Andy Myers | Mgmt | For | For | For | |||
14 | Elect Diana Brightmore-Armour | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Unifin Financiera SAB DE CV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNIFIN | CINS P94461103 | 11/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
2 | Authority to Increase Share Capital (Treasury Shares) | Mgmt | For | Against | Against | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
WisdomTree Investments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WETF | CUSIP 97717P104 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Bossone | Mgmt | For | For | For | |||
1.2 | Elect Bruce Lavine | Mgmt | For | For | For | |||
1.3 | Elect Michael Steinhardt | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Abstain | 1 Year | N/A |
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Global Industrials Fund | |||||||
Date of Fiscal Year End: | 08/31 | |||||||
ABB Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBN | CINS H0010V101 | 03/29/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Amendment to Corporate Purpose | Mgmt | For | TNA | N/A | |||
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
8 | Board Compensation | Mgmt | For | TNA | N/A | |||
9 | Executive Compensation | Mgmt | For | TNA | N/A | |||
10 | Elect Matti Alahuhta | Mgmt | For | TNA | N/A | |||
11 | Elect Gunnar Brock | Mgmt | For | TNA | N/A | |||
12 | Elect David E. Constable | Mgmt | For | TNA | N/A | |||
13 | Elect Frederico Fleury Curado | Mgmt | For | TNA | N/A | |||
14 | Elect Lars Forberg | Mgmt | For | TNA | N/A | |||
15 | Elect Jennifer Xin-Zhe Li | Mgmt | For | TNA | N/A | |||
16 | Elect Geraldine Matchett | Mgmt | For | TNA | N/A | |||
17 | Elect David Meline | Mgmt | For | TNA | N/A | |||
18 | Elect Satish Pai | Mgmt | For | TNA | N/A | |||
19 | Elect Jacob Wallenberg | Mgmt | For | TNA | N/A | |||
20 | Elect Peter R. Voser as Board Chair | Mgmt | For | TNA | N/A | |||
21 | Elect David E. Constable as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Frederico Fleury Curado as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Jennifer Xin-Zhe Li as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
Aena S.M.E. S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Individual Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratify Co-option and Elect Jaime Garcia-Legaz Ponce | Mgmt | For | For | For | |||
7 | Ratify Co-option and Elect Josep Pique i Camps | Mgmt | For | For | For | |||
8 | Ratify Co-option and Elect Luis Arias Serrano | Mgmt | For | For | For | |||
9 | Remuneration Report | Mgmt | For | For | For | |||
10 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Air Canada | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AC | CUSIP 008911877 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christie J.B. Clark | Mgmt | For | For | For | |||
1.2 | Elect Gary A. Doer | Mgmt | For | For | For | |||
1.3 | Elect Robert I. Fyfe | Mgmt | For | For | For | |||
1.4 | Elect Michael M. Green | Mgmt | For | For | For | |||
1.5 | Elect Jean Marc Huot | Mgmt | For | For | For | |||
1.6 | Elect Madeleine Paquin | Mgmt | For | For | For | |||
1.7 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.8 | Elect Vagn Sorensen | Mgmt | For | For | For | |||
1.9 | Elect Kathleen P. Taylor | Mgmt | For | For | For | |||
1.10 | Elect Annette Verschuren | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Resident Status | Mgmt | Against | Abstain | N/A | |||
Airbus Group NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIR | CINS N0280G100 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
6 | Elect Amparo Moraleda to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Victor Chu to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Clamadieu to the Board of Directors | Mgmt | For | Against | Against | |||
9 | Elect Rene Obermann to the Board of Directors | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights (Equity Plans) | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Cancellation of Shares | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BAE Systems plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
6 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
7 | Elect Harriet Green | Mgmt | For | For | For | |||
8 | Elect Chris Grigg | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Ian Tyler | Mgmt | For | For | For | |||
13 | Elect Charles Woodburn | Mgmt | For | For | For | |||
14 | Elect Revathi Advaithi | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
4 | Elect Juan Gallardo | Mgmt | For | For | For | |||
5 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
6 | Elect William A. Osborn | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
8 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Jim Umpleby III | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Human Rights Expertise on Board | ShrHoldr | Against | Against | For | |||
Central Japan Railway Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9022 | CINS J05523105 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Kohei Tsuge | Mgmt | For | For | For | |||
4 | Elect Shin Kaneko | Mgmt | For | For | For | |||
5 | Elect Yoshiki Suyama | Mgmt | For | For | For | |||
6 | Elect Shunichi Kosuge | Mgmt | For | For | For | |||
7 | Elect Mamoru Uno | Mgmt | For | For | For | |||
8 | Elect Hideyuki Shohji | Mgmt | For | For | For | |||
9 | Elect Yoshiyuki Kasai | Mgmt | For | For | For | |||
10 | Elect Yoshiomi Yamada | Mgmt | For | For | For | |||
11 | Elect Takanori Mizuno | Mgmt | For | For | For | |||
12 | Elect Toshio Ohtake | Mgmt | For | For | For | |||
13 | Elect Akihiko Itoh | Mgmt | For | For | For | |||
14 | Elect Mamoru Tanaka | Mgmt | For | For | For | |||
15 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
16 | Elect Torkel Patterson | Mgmt | For | For | For | |||
17 | Elect Fujio Choh | Mgmt | For | For | For | |||
18 | Elect Kenji Koroyasu | Mgmt | For | For | For | |||
19 | Elect Takashi Saeki | Mgmt | For | Against | Against | |||
20 | Elect Kunihiko Nasu as Statutory Auditors | Mgmt | For | For | For | |||
Cheniere Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNG | CUSIP 16411R208 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect G. Andrea Botta | Mgmt | For | For | For | |||
2 | Elect Jack A. Fusco | Mgmt | For | Against | Against | |||
3 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
4 | Elect Nuno Brandolini | Mgmt | For | For | For | |||
5 | Elect David I. Foley | Mgmt | For | For | For | |||
6 | Elect David B. Kilpatrick | Mgmt | For | For | For | |||
7 | Elect Andrew Langham | Mgmt | For | For | For | |||
8 | Elect Courtney Mather | Mgmt | For | For | For | |||
9 | Elect Donald F. Robillard, Jr. | Mgmt | For | For | For | |||
10 | Elect Neal A. Shear | Mgmt | For | For | For | |||
11 | Elect Heather R. Zichal | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Daikin Industries Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6367 | CINS J10038115 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Noriyuki Inoue | Mgmt | For | Against | Against | |||
4 | Elect Masanori Togawa | Mgmt | For | For | For | |||
5 | Elect Chiyono Terada | Mgmt | For | For | For | |||
6 | Elect Tatsuo Kawada | Mgmt | For | Against | Against | |||
7 | Elect Akiji Makino | Mgmt | For | For | For | |||
8 | Elect Ken Tayano | Mgmt | For | For | For | |||
9 | Elect Masatsugu Minaka | Mgmt | For | For | For | |||
10 | Elect Jiro Tomita | Mgmt | For | For | For | |||
11 | Elect Yuan Fang | Mgmt | For | For | For | |||
12 | Elect Kanwal Jeet Jawa | Mgmt | For | For | For | |||
13 | Elect Ichiro Ono as Alternate Statutory Auditor | Mgmt | For | For | For | |||
Dover Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOV | CUSIP 260003108 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter T. Francis | Mgmt | For | For | For | |||
2 | Elect Kristiane C. Graham | Mgmt | For | For | For | |||
3 | Elect Michael F. Johnston | Mgmt | For | For | For | |||
4 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||
5 | Elect Eric A. Spiegel | Mgmt | For | For | For | |||
6 | Elect Richard J. Tobin | Mgmt | For | For | For | |||
7 | Elect Stephen M. Todd | Mgmt | For | For | For | |||
8 | Elect Stephen K. Wagner | Mgmt | For | For | For | |||
9 | Elect Keith E. Wandell | Mgmt | For | For | For | |||
10 | Elect Mary A. Winston | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
ENN Energy Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2688 | CINS G3066L101 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect CHEUNG Yip Sang | Mgmt | For | For | For | |||
6 | Elect HAN Jishen | Mgmt | For | For | For | |||
7 | Elect WANG Dongzhi | Mgmt | For | For | For | |||
8 | Elect Quinn LAW Yee Kwan | Mgmt | For | For | For | |||
9 | Elect LIU Min | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Fanuc Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6954 | CINS J13440102 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiharu Inaba | Mgmt | For | For | For | |||
4 | Elect Kenji Yamaguchi | Mgmt | For | For | For | |||
5 | Elect Hiroyuki Uchida | Mgmt | For | For | For | |||
6 | Elect Yoshihiro Gonda | Mgmt | For | For | For | |||
7 | Elect Kiyonori Inaba | Mgmt | For | For | For | |||
8 | Elect Hiroshi Noda | Mgmt | For | For | For | |||
9 | Elect Katsuo Kohari | Mgmt | For | For | For | |||
10 | Elect Shunsuke Matsubara | Mgmt | For | For | For | |||
11 | Elect Toshiya Okada | Mgmt | For | For | For | |||
12 | Elect Richard E. Schneider | Mgmt | For | For | For | |||
13 | Elect Kazuo Tsukuda | Mgmt | For | For | For | |||
14 | Elect Yasuo Imai | Mgmt | For | For | For | |||
15 | Elect Masato Ono | Mgmt | For | For | For | |||
16 | Elect Masaharu Sumikawa as Statutory Auditor | Mgmt | For | For | For | |||
Fortive Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTV | CUSIP 34959J108 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Feroz Dewan | Mgmt | For | For | For | |||
2 | Elect James A. Lico | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Gardner Denver Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDI | CUSIP 36555P107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter M. Stavros | Mgmt | For | Abstain | Against | |||
2 | Elect William E. Kassling | Mgmt | For | Abstain | Against | |||
3 | Elect Michael V. Marn | Mgmt | For | Abstain | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Harris Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRS | CUSIP 413875105 | 10/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect William M. Brown | Mgmt | For | For | For | |||
3 | Elect Peter W. Chiarelli | Mgmt | For | For | For | |||
4 | Elect Thomas A. Dattilo | Mgmt | For | For | For | |||
5 | Elect Roger Fradin | Mgmt | For | For | For | |||
6 | Elect Terry D. Growcock | Mgmt | For | For | For | |||
7 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
8 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
9 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
10 | Elect James C. Stoffel | Mgmt | For | For | For | |||
11 | Elect Gregory T. Swienton | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Harsco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSC | CUSIP 415864107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James .F. Earl | Mgmt | For | For | For | |||
2 | Elect Kathy G. Eddy | Mgmt | For | For | For | |||
3 | Elect David C. Everitt | Mgmt | For | For | For | |||
4 | Elect F. Nicholas Grasberger, III | Mgmt | For | For | For | |||
5 | Elect Elaine La Roche | Mgmt | For | For | For | |||
6 | Elect Mario Longhi | Mgmt | For | For | For | |||
7 | Elect Edgar M. Purvis | Mgmt | For | For | For | |||
8 | Elect Phillip C. Widman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hitachi Construction Machinery Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6305 | CINS J20244109 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Kazushige Okuhara | Mgmt | For | Against | Against | |||
3 | Elect Haruyuki Toyama | Mgmt | For | Against | Against | |||
4 | Elect Junko Hirakawa | Mgmt | For | Against | Against | |||
5 | Elect Tatusroh Ishizuka | Mgmt | For | Against | Against | |||
6 | Elect Tetsuo Katsurayama | Mgmt | For | Against | Against | |||
7 | Elect Toshikazu Sakurai | Mgmt | For | Against | Against | |||
8 | Elect Kohji Sumioka | Mgmt | For | Against | Against | |||
9 | Elect Kohji Tanaka | Mgmt | For | Against | Against | |||
10 | Elect Kohtaroh Hirano | Mgmt | For | Against | Against | |||
11 | Elect Hirotoyo Fujii | Mgmt | For | Against | Against | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
5 | Elect Simone Menne | Mgmt | For | For | For | |||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
10 | Elect R. David Yost | Mgmt | For | For | For | |||
11 | Elect John D. Young | Mgmt | For | For | For | |||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
6 | Elect Robert B. Millard | Mgmt | For | For | For | |||
7 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
8 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
9 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | For | For | For | |||
13 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
4 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
5 | Elect Kanji Nishiura | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
7 | Elect Iwao Toide | Mgmt | For | For | For | |||
8 | Elect Akira Murakoshi | Mgmt | For | For | For | |||
9 | Elect Masakazu Sakakida | Mgmt | For | For | For | |||
10 | Elect Mitsumasa Ichoh | Mgmt | For | For | For | |||
11 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
12 | Elect Hideaki Ohmiya | Mgmt | For | For | For | |||
13 | Elect Toshiko Oka | Mgmt | For | For | For | |||
14 | Elect Akitaka Saiki | Mgmt | For | For | For | |||
15 | Elect Tsuneyoshi Tatsuoka | Mgmt | For | For | For | |||
16 | Elect Shuma Uchino as Statutory Auditor | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
Nidec Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6594 | CINS J52968104 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Shigenobu Nagamori | Mgmt | For | For | For | |||
4 | Elect Hiroshi Kobe | Mgmt | For | For | For | |||
5 | Elect Mikio Katayama | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Yoshimoto | Mgmt | For | For | For | |||
7 | Elect Akira Satoh | Mgmt | For | For | For | |||
8 | Elect Toshihiko Miyabe | Mgmt | For | For | For | |||
9 | Elect Tetsuo Ohnishi | Mgmt | For | For | For | |||
10 | Elect Teiichi Sato | Mgmt | For | For | For | |||
11 | Elect Osamu Shimizu | Mgmt | For | For | For | |||
12 | Elect Hiroyuki Ochiai as Statutory Auditor | Mgmt | For | For | For | |||
13 | Trust-Type Performance-Linked Equity Compensation Plan | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Wilson R. Jones | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Kimberley Metcalf-Kupres | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Mizell | Mgmt | For | For | For | |||
1.7 | Elect Stephen D. Newlin | Mgmt | For | Withhold | Against | |||
1.8 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A. Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
12 | Elect Robert O. Work | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | |||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Roper Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROP | CUSIP 776696106 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
1.2 | Elect Amy Woods Brinkley | Mgmt | For | For | For | |||
1.3 | Elect John F. Fort, III | Mgmt | For | For | For | |||
1.4 | Elect Brian D. Jellison | Mgmt | For | For | For | |||
1.5 | Elect Robert D. Johnson | Mgmt | For | For | For | |||
1.6 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Wilbur J. Prezzano | Mgmt | For | For | For | |||
1.8 | Elect Laura G. Thatcher | Mgmt | For | For | For | |||
1.9 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
1.10 | Elect Christopher Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Textron Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXT | CUSIP 883203101 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott C. Donnelly | Mgmt | For | For | For | |||
2 | Elect Kathleen M. Bader | Mgmt | For | For | For | |||
3 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
4 | Elect James T. Conway | Mgmt | For | For | For | |||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | |||
6 | Elect Paul E. Gagne | Mgmt | For | For | For | |||
7 | Elect Ralph D. Heath | Mgmt | For | For | For | |||
8 | Elect Deborah Lee James | Mgmt | For | For | For | |||
9 | Elect Lloyd G. Trotter | Mgmt | For | For | For | |||
10 | Elect James L. Ziemer | Mgmt | For | For | For | |||
11 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Director Tenure | ShrHoldr | Against | Against | For | |||
Thales Sa | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HO | CINS F9156M108 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Regulated Agreement with TSA | Mgmt | For | For | For | |||
9 | Ratification of the Co-option of Armelle de Madre | Mgmt | For | Against | Against | |||
10 | Ratification of the Co-option of Odile Renaud-Basso | Mgmt | For | Against | Against | |||
11 | Ratification of the Co-option of Bernard Fontana | Mgmt | For | Against | Against | |||
12 | Elect Charles Edelstenne | Mgmt | For | Against | Against | |||
13 | Elect Loik Segalen | Mgmt | For | Against | Against | |||
14 | Elect Anne-Claire Taittinger | Mgmt | For | Against | Against | |||
15 | Elect Ann Taylor | Mgmt | For | Against | Against | |||
16 | Elect Eric Trappier | Mgmt | For | Against | Against | |||
17 | Elect Marie-Francoise Walbaum | Mgmt | For | Against | Against | |||
18 | Elect Patrice Caine | Mgmt | For | Against | Against | |||
19 | Remuneration of of Patrice Caine, Chair and CEO | Mgmt | For | For | For | |||
20 | Severance Agreement of Patrice Caine, Chair and CEO | Mgmt | For | Against | Against | |||
21 | Post-Employment Benefits of Patrice Caine, Chair and CEO | Mgmt | For | Against | Against | |||
22 | Private Unemployment Insurance of Patrice Caine, Chair and CEO | Mgmt | For | Against | Against | |||
23 | Remuneration Policy for Chair and CEO | Mgmt | For | For | For | |||
24 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
25 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | Against | Against | |||
27 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | Against | Against | |||
28 | Authority to Issue Shares and Convertible Debt Through Private Placement w/o Preemptive Rights | Mgmt | For | Against | Against | |||
29 | Greenshoe | Mgmt | For | For | For | |||
30 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | |||
31 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
32 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
33 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
34 | Ratification of the Co-option of Delphine d'Amarzit | Mgmt | For | Against | Against | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
thyssenkrupp AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKA | CINS D8398Q119 | 01/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Titan International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWI | CUSIP 88830M102 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard M. Cashin, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Gary L. Cowger | Mgmt | For | For | For | |||
1.3 | Elect Albert J. Febbo | Mgmt | For | For | For | |||
1.4 | Elect Peter B. McNitt | Mgmt | For | For | For | |||
1.5 | Elect Mark H. Rachesky | Mgmt | For | For | For | |||
1.6 | Elect Paul G. Reitz | Mgmt | For | For | For | |||
1.7 | Elect Anthony L. Soave | Mgmt | For | For | For | |||
1.8 | Elect Maurice M. Taylor, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect David B. Dillon | Mgmt | For | For | For | |||
4 | Elect Lance M. Fritz | Mgmt | For | For | For | |||
5 | Elect Deborah C. Hopkins | Mgmt | For | For | For | |||
6 | Elect Jane H. Lute | Mgmt | For | For | For | |||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | |||
8 | Elect Thomas F. McLarty III | Mgmt | For | For | For | |||
9 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
10 | Elect Jose H. Villarreal | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Waste Connections Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 94106B101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | |||
1.2 | Elect Robert H. Davis | Mgmt | For | For | For | |||
1.3 | Elect Edward E. Gullet | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Harlan | Mgmt | For | For | For | |||
1.5 | Elect Larry S. Hughes | Mgmt | For | For | For | |||
1.6 | Elect Susan Lee | Mgmt | For | For | For | |||
1.7 | Elect William J. Razzouk | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | ShrHoldr | Against | Against | For |
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Global Sector Fund | ||||||||
Date of Fiscal Year End: | 08/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Global Technology Fund | |||||||
Date of Fiscal Year End: | 08/31 | |||||||
Activision Blizzard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATVI | CUSIP 00507V109 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Reveta Bowers | Mgmt | For | For | For | |||
2 | Elect Robert J. Corti | Mgmt | For | For | For | |||
3 | Elect Hendrik Hartong III | Mgmt | For | For | For | |||
4 | Elect Brian G. Kelly | Mgmt | For | For | For | |||
5 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
6 | Elect Barry Meyer | Mgmt | For | For | For | |||
7 | Elect Robert J. Morgado | Mgmt | For | For | For | |||
8 | Elect Peter Nolan | Mgmt | For | For | For | |||
9 | Elect Casey Wasserman | Mgmt | For | For | For | |||
10 | Elect Elaine P. Wynn | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation/Change of Continuance | Mgmt | For | For | For | |||
Broadcom Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y09827109 | 04/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock E. Tan | Mgmt | For | For | For | |||
2 | Elect James V. Diller, Sr. | Mgmt | For | For | For | |||
3 | Elect Gayla J. Delly | Mgmt | For | For | For | |||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | |||
5 | Elect Kenneth Y. Hao | Mgmt | For | For | For | |||
6 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||
7 | Elect Check Kian Low | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Elect Peter J. Marks | Mgmt | For | For | For | |||
10 | Elect Dr. Henry S. Samueli | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Ordinary and Special Preference Shares | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Casetek Holdings Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5264 | CINS G19303109 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Delivery Hero AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHER | CINS D1T0KZ103 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratify Martin Enderle | Mgmt | For | For | For | |||
8 | Ratify Georg Graf von Waldersee | Mgmt | For | For | For | |||
9 | Ratify Jonathan Green | Mgmt | For | For | For | |||
10 | Ratify Jeffrey Liebermann | Mgmt | For | For | For | |||
11 | Ratify Lukasz Gadowski | Mgmt | For | For | For | |||
12 | Ratify Kolja Hebenstreit | Mgmt | For | For | For | |||
13 | Ratify Patrik Kolek | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Janis Zech as Supervisory Board Member | Mgmt | For | For | For | |||
16 | Increase in Authorised Capital | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Dena Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2432 | CINS J1257N107 | 06/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Tomoko Namba | Mgmt | For | For | For | |||
4 | Elect Isao Moriyasu | Mgmt | For | For | For | |||
5 | Elect Akinori Harada | Mgmt | For | For | For | |||
6 | Elect Hiroyuki Ohtsuka | Mgmt | For | For | For | |||
7 | Elect Nobuo Dohmae | Mgmt | For | For | For | |||
8 | Elect Yukinao Kondoh as Statutory Auditor | Mgmt | For | For | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
Ellie Mae, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELLI | CUSIP 28849P100 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sigmund Anderman | Mgmt | For | For | For | |||
1.2 | Elect Craig Davis | Mgmt | For | For | For | |||
1.3 | Elect Rajat Taneja | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | For | Against | |||
Everbridge Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kent Mathy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
Ferrotec Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6890 | CINS J1347N109 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Akira Yamamura | Mgmt | For | For | For | |||
3 | Elect Takeru Yamamura | Mgmt | For | For | For | |||
4 | Elect HE Xianhan | Mgmt | For | For | For | |||
5 | Elect Hiroo Wakaki | Mgmt | For | For | For | |||
6 | Elect Eiji Miyanaga | Mgmt | For | For | For | |||
7 | Elect Shigeo Katayama | Mgmt | For | For | For | |||
8 | Elect Kyuzoh Nakamura | Mgmt | For | For | For | |||
9 | Elect Takanori Suzuki | Mgmt | For | For | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
7 | Elect Louise M. Parent | Mgmt | For | For | For | |||
8 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
GoDaddy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDDY | CUSIP 380237107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Herald Y. Chen | Mgmt | For | For | For | |||
1.2 | Elect Gregory K. Mondre | Mgmt | For | For | For | |||
1.3 | Elect Bob Parsons | Mgmt | For | For | For | |||
1.4 | Elect Brian H. Sharples | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Holtek Semiconductor Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6202 | CINS Y3272F104 | 05/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Legal Reserves | Mgmt | For | For | For | |||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | For | For | |||
1.2 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.3 | Elect William M. Conroy | Mgmt | For | For | For | |||
1.4 | Elect Ellen Levy | Mgmt | For | For | For | |||
1.5 | Elect Kevin Thompson | Mgmt | For | For | For | |||
1.6 | Elect Lloyd G. Waterhouse | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
InterXion Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INXN | CUSIP N47279109 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Robert A. Ruijter | Mgmt | For | For | For | |||
4 | Elect David Lister | Mgmt | For | For | For | |||
5 | Restricted Shares for Non-Executive Directors | Mgmt | For | For | For | |||
6 | Performance Shares to Executive Director | Mgmt | For | For | For | |||
7 | Authorize the Board to Issue Shares Pursuant to the Company's Equity Incentive Plans | Mgmt | For | For | For | |||
8 | Authorize the Board to Exclude Preemptive Rights for Incentive Plan Issuance of Shares | Mgmt | For | For | For | |||
9 | Authorize the Company to Issue Shares For General Corporate Purposes | Mgmt | For | For | For | |||
10 | Authorize the Company to Exclude Preemptive Rights for General Purpose Issuance of Shares | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
Lenovo Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0992 | CINS Y5257Y107 | 07/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Nobuyuki Idei | Mgmt | For | For | For | |||
6 | Elect William O. Grabe | Mgmt | For | For | For | |||
7 | Elect MA Xuezheng | Mgmt | For | For | For | |||
8 | Elect Jerry YANG Chih-Yuan | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
14 | Share Option Schemes | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lenovo Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0992 | CINS Y5257Y107 | 11/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Subscription Agreement | Mgmt | For | For | For | |||
4 | Issuance of Shares and Warrant Shares | Mgmt | For | Abstain | Against | |||
5 | Whitewash Waiver | Mgmt | For | Abstain | Against | |||
6 | Relevant Management Participation | Mgmt | For | For | For | |||
7 | Board Authorization to Implement Subscription Agreement | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
LogMeIn, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOGM | CUSIP 54142L109 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Simon | Mgmt | For | For | For | |||
2 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
3 | Elect Sara C. Andrews | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MakeMyTrip Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMYT | CUSIP V5633W109 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Elect Patrick Luke Kolek | Mgmt | For | Against | Against | |||
4 | Elect Charles St. Leger Searle | Mgmt | For | Against | Against | |||
5 | Elect Yuvraj Thacoor | Mgmt | For | Against | Against | |||
6 | Elect Oliver Minho Rippel | Mgmt | For | Against | Against | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
NCsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
036570 | CINS Y6258Y104 | 03/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: KIM Taek Jin | Mgmt | For | For | For | |||
3 | Election of Independent Director: HWANG Chan Hyun | Mgmt | For | For | For | |||
4 | Election of Independent Director: SEO Yun Seok | Mgmt | For | For | For | |||
5 | ELECTION OF AUDIT COMMITTEE MEMBER: HWANG CHAN HYUN | Mgmt | For | For | For | |||
6 | ELECTION OF AUDIT COMMITTEE MEMBER: SEO YUN SEOK | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
NXP Semiconductors N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NXPI | CUSIP N6596X109 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
4 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
5 | Elect Johannes P. Huth | Mgmt | For | For | For | |||
6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
7 | Elect Josef Kaeser | Mgmt | For | Against | Against | |||
8 | Elect Eric Meurice | Mgmt | For | For | For | |||
9 | Elect Peter Smitham | Mgmt | For | For | For | |||
10 | Elect Julie Southern | Mgmt | For | For | For | |||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
12 | Elect Steven M. Mollenkopf | Mgmt | For | For | For | |||
13 | Elect George S. Davis | Mgmt | For | For | For | |||
14 | Elect Donald J. Rosenberg | Mgmt | For | For | For | |||
15 | Elect Brian Modoff | Mgmt | For | For | For | |||
16 | Elect Robert ter Haar | Mgmt | For | For | For | |||
17 | Elect Steven Perrick | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Cancel Repurchased Shares in the Company's Capital | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
Okta, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKTA | CUSIP 679295105 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd McKinnon | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Kourey | Mgmt | For | For | For | |||
1.3 | Elect Michael Stankey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ON Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ON | CUSIP 682189105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Atsushi Abe | Mgmt | For | For | For | |||
2 | Elect Alan Campbell | Mgmt | For | For | For | |||
3 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
4 | Elect Gilles Delfassy | Mgmt | For | For | For | |||
5 | Elect Emmanuel T. Hernandez | Mgmt | For | For | For | |||
6 | Elect Keith D. Jackson | Mgmt | For | For | For | |||
7 | Elect Paul A. Mascarenas | Mgmt | For | For | For | |||
8 | Elect Daryl A. Ostrander | Mgmt | For | For | For | |||
9 | Elect Teresa M. Ressel | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.10 | Elect Renee J. James | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to 2000 Long Term-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Qorvo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | |||
1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | |||
1.6 | Elect John R. Harding | Mgmt | For | For | For | |||
1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | |||
1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | |||
1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | |||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | |||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | |||
5 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | |||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | |||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Screen Holdings Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Shin Minamishima | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Sohichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yohichi Kondoh | Mgmt | For | For | For | |||
8 | Elect Kimito Andoh | Mgmt | For | For | For | |||
9 | Elect Shohsaku Murayama | Mgmt | For | For | For | |||
10 | Elect Shigeru Saitoh | Mgmt | For | Against | Against | |||
11 | Elect Makoto Yoda | Mgmt | For | For | For | |||
12 | Election of Tetsuo Kikkawa as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Loss Disposition | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Authority to Issue Shares | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
ST Microelectronics NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STM | CINS N83574108 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Jean-Marc Chery to the Management Board | Mgmt | For | For | For | |||
10 | Stock Grant to the CEO | Mgmt | For | For | For | |||
11 | Elect Nicolas Dufourcq to the Supervisory Board | Mgmt | For | For | For | |||
12 | Elect Martine Verluyten to the Supervisory Board | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Sunny Optical Technology Group Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2382 | CINS G8586D109 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect YE Liaoning | Mgmt | For | For | For | |||
6 | Elect WANG Wenjie | Mgmt | For | For | For | |||
7 | Elect Feng Hua Jun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Talend SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLND | CUSIP 874224207 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | |||
2 | Allocation of Losses | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
5 | Appointment of Auditors | Mgmt | For | For | For | |||
6 | Ratification of the Co-option of Nora M. Denzel | Mgmt | For | For | For | |||
7 | Ratification of the Co-option of Brian J. Lillie | Mgmt | For | For | For | |||
8 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
9 | Elect Patrick S. Jones | Mgmt | For | For | For | |||
10 | Elect Brian J. Lillie | Mgmt | For | For | For | |||
11 | Elect Mark Nelson | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
15 | Greenshoe | Mgmt | For | For | For | |||
16 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
19 | Authority to Grant Warrants | Mgmt | For | For | For | |||
20 | Global Ceiling On Capital Increases For Equity Compensation Plans | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Overseas Employee Stock Purchase Plan (Custodian Banks) | Mgmt | For | For | For | |||
23 | Overseas Employee Stock Purchase Plan (Employees) | Mgmt | For | For | For | |||
24 | Global Ceilings on Capital Increases (Employee Stock Purchase Plans) | Mgmt | For | For | For | |||
TDK Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6762 | CINS J82141136 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigenao Ishiguro | Mgmt | For | For | For | |||
4 | Elect Tetsuji Yamanishi | Mgmt | For | For | For | |||
5 | Elect Makoto Sumita | Mgmt | For | For | For | |||
6 | Elect Seiji Ohsaka | Mgmt | For | For | For | |||
7 | Elect Kazumasa Yoshida | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Ishimura | Mgmt | For | For | For | |||
9 | Elect Kazunori Yagi | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Tencent Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
700 | CINS G87572163 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | |||
6 | Elect Iain Ferguson Bruce | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Use/Transfer of Reserves | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Satoshi Tsunakawa | Mgmt | For | For | For | |||
6 | Elect Shinichiro Akiba | Mgmt | For | For | For | |||
7 | Elect Masayoshi Hirata | Mgmt | For | For | For | |||
8 | Elect Naoya Sakurai | Mgmt | For | For | For | |||
9 | Elect Teruko Noda | Mgmt | For | For | For | |||
10 | Elect Koichi Ikeda | Mgmt | For | For | For | |||
11 | Elect Yuki Furuta | Mgmt | For | For | For | |||
12 | Elect Yoshimitsu Kobayashi | Mgmt | For | For | For | |||
13 | Elect Ryoji Satoh | Mgmt | For | For | For | |||
14 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
15 | Elect Junji Ota | Mgmt | For | For | For | |||
16 | Elect Mami Taniguchi | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Walsin Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2492 | CINS Y9494B102 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Authority to Issue Shares in a Private Placement | Mgmt | For | For | For | |||
6 | Independent Director FAN Bo-Kang | Mgmt | For | For | For | |||
7 | Director of Zhi Jia Investment Co., Ltd. | Mgmt | For | For | For | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Term of Preparation of the 2017 Statutory Annual Accounts | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect John Boynton | Mgmt | For | Against | Against | |||
5 | Elect Esther Dyson | Mgmt | For | Against | Against | |||
6 | Elect Ilya A. Strebulaev | Mgmt | For | Against | Against | |||
7 | Authority to Cancel Shares | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Authority to Exclude Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Global Telecommunications Fund | |||||||
Date of Fiscal Year End: | 08/31 | |||||||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 03027X100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
2 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
3 | Elect Robert D. Hormats | Mgmt | For | For | For | |||
4 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||
6 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
7 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
8 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
9 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
10 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Stock Purchase and Deferral Plan | Mgmt | For | For | For | |||
17 | Approval of the 2018 Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Cellnex Telecom S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNX | CINS E2R41M104 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Special Dividend | Mgmt | For | For | For | |||
5 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
6 | Board Size | Mgmt | For | Against | Against | |||
7 | Elect Maria Luisa Guijarro Pinal | Mgmt | For | For | For | |||
8 | Elect Anne Bouverot | Mgmt | For | For | For | |||
9 | Ratify Co-Option and Elect Carlos del Rio Carcano | Mgmt | For | For | For | |||
10 | Ratify Co-Option and Elect David Antonio Diaz Almazan | Mgmt | For | For | For | |||
11 | Elect Bertrand Boudewijn Kan | Mgmt | For | For | For | |||
12 | Elect Pierre Blayau | Mgmt | For | For | For | |||
13 | Elect Peter Shore | Mgmt | For | For | For | |||
14 | Elect Giampaolo Zambeletti Rossi | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
19 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Charter Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHTR | CUSIP 16119P108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Lance Conn | Mgmt | For | Against | Against | |||
2 | Elect Kim C. Goodman | Mgmt | For | Against | Against | |||
3 | Elect Craig A. Jacobson | Mgmt | For | Against | Against | |||
4 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
5 | Elect John C. Malone | Mgmt | For | Against | Against | |||
6 | Elect John D. Markley, Jr. | Mgmt | For | Against | Against | |||
7 | Elect David C. Merritt | Mgmt | For | Against | Against | |||
8 | Elect Steven A. Miron | Mgmt | For | Against | Against | |||
9 | Elect Balan Nair | Mgmt | For | Against | Against | |||
10 | Elect Michael A. Newhouse | Mgmt | For | Against | Against | |||
11 | Elect Mauricio Ramos | Mgmt | For | Against | Against | |||
12 | Elect Thomas M. Rutledge | Mgmt | For | Against | Against | |||
13 | Elect Eric L. Zinterhofer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
China Unicom (Hong Kong) Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0762 | CINS Y1519S111 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Fushen | Mgmt | For | Against | Against | |||
6 | Elect Timpson CHUNG Shui Ming | Mgmt | For | Against | Against | |||
7 | Elect Fanny LAW Fan Chiu Fun | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/21/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew M. Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
21 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
22 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
23 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
24 | Elect Andrew M. Barron as Chair | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Nomination Committee | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
DNA Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNA | CINS X1823C100 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Accounts and Reports | Mgmt | For | For | For | |||
10 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
11 | Ratification of Board and CEO Acts | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | For | For | |||
13 | Board Size | Mgmt | For | Against | Against | |||
14 | Election of Directors | Mgmt | For | Against | Against | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w or w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Changing Classification of Unrestricted Equity | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
InterXion Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INXN | CUSIP N47279109 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Elect Robert A. Ruijter | Mgmt | For | For | For | |||
4 | Elect David Lister | Mgmt | For | For | For | |||
5 | Restricted Shares for Non-Executive Directors | Mgmt | For | For | For | |||
6 | Performance Shares to Executive Director | Mgmt | For | For | For | |||
7 | Authorize the Board to Issue Shares Pursuant to the Company's Equity Incentive Plans | Mgmt | For | For | For | |||
8 | Authorize the Board to Exclude Preemptive Rights for Incentive Plan Issuance of Shares | Mgmt | For | For | For | |||
9 | Authorize the Company to Issue Shares For General Corporate Purposes | Mgmt | For | For | For | |||
10 | Authorize the Company to Exclude Preemptive Rights for General Purpose Issuance of Shares | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Kei Morita | Mgmt | For | For | For | |||
13 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
14 | Elect Tatsuro Ueda | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
17 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
18 | Elect Yasuhide Yamamoto as Statutory Auditor | Mgmt | For | For | For | |||
19 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
PayPal Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PYPL | CUSIP 70450Y103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
2 | Elect Wences Casares | Mgmt | For | For | For | |||
3 | Elect Jonathan Christodoro | Mgmt | For | For | For | |||
4 | Elect John J. Donahoe II | Mgmt | For | Against | Against | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Belinda J. Johnson | Mgmt | For | For | For | |||
7 | Elect Gail J. McGovern | Mgmt | For | For | For | |||
8 | Elect David M. Moffett | Mgmt | For | For | For | |||
9 | Elect Ann Sarnoff | Mgmt | For | For | For | |||
10 | Elect Daniel H. Schulman | Mgmt | For | Against | Against | |||
11 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2015 Equity Incentive Award Plan | Mgmt | For | For | For | |||
14 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Integration of Human and Indigenous Peoples' Rights Policy in Corporate Documents | ShrHoldr | Against | Against | For | |||
ServiceNow, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOW | CUSIP 81762P102 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan L. Bostrom | Mgmt | For | For | For | |||
2 | Elect Jonathan C. Chadwick | Mgmt | For | For | For | |||
3 | Elect Frederic B. Luddy | Mgmt | For | For | For | |||
4 | Elect Jeffrey A. Miller | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
SoftBank Group Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9984 | CINS J75963108 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
4 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
5 | Elect Marcelo Claure | Mgmt | For | For | For | |||
6 | Elect Rajeev Misra | Mgmt | For | For | For | |||
7 | Elect Ken Miyauchi | Mgmt | For | For | For | |||
8 | Elect Simon Segars | Mgmt | For | For | For | |||
9 | Elect Yun MA | Mgmt | For | For | For | |||
10 | Elect Yasir bin Othman Al-Rumayyan | Mgmt | For | For | For | |||
11 | Elect Katsunori Sago | Mgmt | For | For | For | |||
12 | Elect Tadashi Yanai | Mgmt | For | For | For | |||
13 | Elect Mark Schwartz | Mgmt | For | For | For | |||
14 | Elect Masami Iijima | Mgmt | For | For | For | |||
15 | Directors Remuneration | Mgmt | For | Against | Against | |||
16 | Group Employee's Equity Compensation Plan | Mgmt | For | Against | Against | |||
Sprint Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
S | CUSIP 85207U105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
1.2 | Elect Marcelo Claure | Mgmt | For | For | For | |||
1.3 | Elect Patrick Doyle | Mgmt | For | For | For | |||
1.4 | Elect Ronald D. Fisher | Mgmt | For | For | For | |||
1.5 | Elect Julius Genachowski | Mgmt | For | For | For | |||
1.6 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
1.7 | Elect Masayoshi Son | Mgmt | For | Withhold | Against | |||
1.8 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
T-Mobile US, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMUS | CUSIP 872590104 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Dannenfeldt | Mgmt | For | Withhold | Against | |||
1.2 | Elect Srikant M. Datar | Mgmt | For | Withhold | Against | |||
1.3 | Elect Lawrence H. Guffey | Mgmt | For | Withhold | Against | |||
1.4 | Elect Timotheus Hottges | Mgmt | For | Withhold | Against | |||
1.5 | Elect Bruno Jacobfeuerborn | Mgmt | For | Withhold | Against | |||
1.6 | Elect Raphael Kubler | Mgmt | For | Withhold | Against | |||
1.7 | Elect Thorsten Langheim | Mgmt | For | Withhold | Against | |||
1.8 | Elect John J. Legere | Mgmt | For | Withhold | Against | |||
1.9 | Elect G. Michael Sievert | Mgmt | For | Withhold | Against | |||
1.10 | Elect Olaf Swantee | Mgmt | For | Withhold | Against | |||
1.11 | Elect Teresa A. Taylor | Mgmt | For | Withhold | Against | |||
1.12 | Elect Kelvin R. Westbrook | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
TIM Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CUSIP 88706P205 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratify Co-Option and Elect Mario Di Mauro | Mgmt | For | For | For | |||
4 | Ratify Co-Option and Elect Joao Cox Neto | Mgmt | For | Against | Against | |||
5 | Ratify Co-Option and Elect Celso Luis Loducca | Mgmt | For | For | For | |||
6 | Ratify Co-Option and Elect Piergiorgio Peluso | Mgmt | For | For | For | |||
7 | Elect Agostino Nuzzolo | Mgmt | For | Against | Against | |||
8 | Elect Raimondo Zizza | Mgmt | For | Against | Against | |||
9 | Elect Giovanni Ferigo | Mgmt | For | Against | Against | |||
10 | Supervisory Council Size | Mgmt | For | Against | Against | |||
11 | Election of Supervisory Council | Mgmt | For | For | For | |||
12 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | For | Against | Against | |||
13 | Remuneration Policy | Mgmt | For | For | For | |||
14 | Extension of Cooperation and Support Agreement | Mgmt | For | For | For | |||
15 | Adoption of Long-Term Incentive Plan | Mgmt | For | For | For | |||
Turkcell Iletisim Hizmetleri A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCELL | CUSIP 900111 | 03/29/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
3 | Minutes | Mgmt | For | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Financial Statements | Mgmt | For | TNA | N/A | |||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
8 | Charitable Donations | Mgmt | For | TNA | N/A | |||
9 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
10 | Election of Directors; Board Term Length | Mgmt | For | TNA | N/A | |||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Maria Amparo Moraleda Martinez | Mgmt | For | For | For | |||
12 | Elect David T. Nish | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Yandex N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YNDX | CUSIP N97284108 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Term of Preparation of the 2017 Statutory Annual Accounts | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board Acts | Mgmt | For | For | For | |||
4 | Elect John Boynton | Mgmt | For | Against | Against | |||
5 | Elect Esther Dyson | Mgmt | For | Against | Against | |||
6 | Elect Ilya A. Strebulaev | Mgmt | For | Against | Against | |||
7 | Authority to Cancel Shares | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Authority to Exclude Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
Registrant Name : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Intermediate-Term Municipal Income Fund | ||||||||
Date of Fiscal Year End: | 11/30 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam International Value Fund | |||||||
Date of Fiscal Year End: | 06/30 | |||||||
Aena S.M.E. S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AENA | CINS E526K0106 | 04/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Individual Accounts and Reports | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Ratify Co-option and Elect Jaime Garcia-Legaz Ponce | Mgmt | For | For | For | |||
7 | Ratify Co-option and Elect Josep Pique i Camps | Mgmt | For | For | For | |||
8 | Ratify Co-option and Elect Luis Arias Serrano | Mgmt | For | For | For | |||
9 | Remuneration Report | Mgmt | For | For | For | |||
10 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
AIA Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1299 | CINS Y002A1105 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect NG Keng Hooi | Mgmt | For | For | For | |||
6 | Elect Cesar V. Purisima | Mgmt | For | For | For | |||
7 | Elect Lawrence LAU Juen-Yee | Mgmt | For | For | For | |||
8 | Elect CHOW Chung Kong | Mgmt | For | For | For | |||
9 | Elect John B. Harrison | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
10 | Elect N.S. Andersen to the Supervisory Board | Mgmt | For | For | For | |||
11 | Elect B.E. Grote to the Supervisory Board | Mgmt | For | For | For | |||
12 | Amendments to Remuneration Policy | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Cancellation of Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thierry Vanlancker to the Management Board | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Akzo Nobel N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKZA | CINS N01803100 | 11/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Maarten Jan de Vries to the Management Board | Mgmt | For | For | For | |||
2 | Elect Patrick W. Thomas | Mgmt | For | For | For | |||
3 | Elect Sue M. Clark | Mgmt | For | For | For | |||
4 | Elect Michiel Jaski | Mgmt | For | For | For | |||
5 | Approval of Demerger | Mgmt | For | For | For | |||
Allianz SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALV | CINS D03080112 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Increase in Authorised Capital 2018/I | Mgmt | For | For | For | |||
10 | Increase in Authorised Capital for Employee Share Issuances | Mgmt | For | For | For | |||
11 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares for Trading Purposes | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For | For | |||
15 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
16 | Approval of Intra-Company Control Agreement with Allianz Asset Management GmbH | Mgmt | For | For | For | |||
17 | Approval of Intra-Company Control Agreement with Allianz Climate Solutions GmbH | Mgmt | For | For | For | |||
Astrazeneca plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AZN | CINS G0593M107 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
5 | Elect Leif Johansson | Mgmt | For | For | For | |||
6 | Elect Pascal Soriot | Mgmt | For | For | For | |||
7 | Elect Marc Dunoyer | Mgmt | For | For | For | |||
8 | Elect Genevieve B. Berger | Mgmt | For | For | For | |||
9 | Elect Philip Broadley | Mgmt | For | For | For | |||
10 | Elect Graham Chipchase | Mgmt | For | For | For | |||
11 | Elect Deborah DiSanzo | Mgmt | For | For | For | |||
12 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||
13 | Elect Sheri McCoy | Mgmt | For | For | For | |||
14 | Elect Nazneen Rahman | Mgmt | For | For | For | |||
15 | Elect Shriti Vadera | Mgmt | For | For | For | |||
16 | Elect Marcus Wallenberg | Mgmt | For | Against | Against | |||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Amendments to Articles | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Australia and New Zealand Banking Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANZ | CINS Q09504137 | 12/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (CEO Shayne Elliott) | Mgmt | For | For | For | |||
4 | Re-elect Ilana Atlas | Mgmt | For | For | For | |||
5 | Re-elect David Gonski | Mgmt | For | For | For | |||
6 | Re-elect John MacFarlane | Mgmt | For | For | For | |||
7 | Authority to Reduce Convertible Preference Share Capital | Mgmt | For | For | For | |||
AXA S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CS | CINS F06106102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Remuneration of Denis Duverne, Chair | Mgmt | For | For | For | |||
9 | Remuneration of Thomas Buberl, CEO | Mgmt | For | For | For | |||
10 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
11 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
12 | Related Party Transactions | Mgmt | For | For | For | |||
13 | Severance Agreement (Thomas Buberl, CEO) | Mgmt | For | For | For | |||
14 | Elect Denis Duverne | Mgmt | For | For | For | |||
15 | Elect Thomas Buberl | Mgmt | For | For | For | |||
16 | Elect Andre Francois-Poncet | Mgmt | For | For | For | |||
17 | Elect Patricia Barbizet | Mgmt | For | For | For | |||
18 | Elect Rachel Duan | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
26 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
BAE Systems plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CINS G06940103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Carr | Mgmt | For | For | For | |||
5 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
6 | Elect Gerard J. DeMuro | Mgmt | For | For | For | |||
7 | Elect Harriet Green | Mgmt | For | For | For | |||
8 | Elect Chris Grigg | Mgmt | For | For | For | |||
9 | Elect Peter Lynas | Mgmt | For | For | For | |||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
11 | Elect Nicholas Rose | Mgmt | For | For | For | |||
12 | Elect Ian Tyler | Mgmt | For | For | For | |||
13 | Elect Charles Woodburn | Mgmt | For | For | For | |||
14 | Elect Revathi Advaithi | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bank of Ireland Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRG | CINS G0756R109 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Elect Kent Atkinson | Mgmt | For | For | For | |||
5 | Elect Richard Goulding | Mgmt | For | For | For | |||
6 | Elect Patrick Haren | Mgmt | For | For | For | |||
7 | Elect Archie G. Kane | Mgmt | For | For | For | |||
8 | Elect Andrew Keating | Mgmt | For | For | For | |||
9 | Elect Patrick Kennedy | Mgmt | For | For | For | |||
10 | Elect Davida Marston | Mgmt | For | For | For | |||
11 | Elect Francesca McDonagh | Mgmt | For | For | For | |||
12 | Elect Fiona Muldoon | Mgmt | For | For | For | |||
13 | Elect Patrick Mulvihill | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Equity Convertible Notes w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Equity Convertible Notes w/o Preemptive Rights | Mgmt | For | For | For | |||
Bayer AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAYN | CINS D0712D163 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Norbert Winkeljohann as Supervisory Board Member | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
BCE Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCE | CUSIP 05534B760 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | |||
1.2 | Elect Sophie Brochu | Mgmt | For | For | For | |||
1.3 | Elect Robert E. Brown | Mgmt | For | For | For | |||
1.4 | Elect George A. Cope | Mgmt | For | For | For | |||
1.5 | Elect David F. Denison | Mgmt | For | For | For | |||
1.6 | Elect Robert P. Dexter | Mgmt | For | For | For | |||
1.7 | Elect Ian Greenberg | Mgmt | For | For | For | |||
1.8 | Elect Katherine Lee | Mgmt | For | For | For | |||
1.9 | Elect Monique F. Leroux | Mgmt | For | For | For | |||
1.10 | Elect Gordon M. Nixon | Mgmt | For | For | For | |||
1.11 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.12 | Elect Karen Sheriff | Mgmt | For | For | For | |||
1.13 | Elect Robert C. Simmonds | Mgmt | For | For | For | |||
1.14 | Elect Paul R. Weiss | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Determining Director Compensation | ShrHoldr | Against | Against | For | |||
Challenger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CGF | CINS Q22685103 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Re-elect Leon Zwier | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Ratify Placement of Securities (Notes) | Mgmt | For | For | For | |||
5 | Ratify Placement of Securities (Shares) | Mgmt | For | For | For | |||
Chubb Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CB | CUSIP H1467J104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Dividends from Reserves | Mgmt | For | For | For | |||
4 | Ratification of Board Acts | Mgmt | For | For | For | |||
5 | Election of Statutory Auditors | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Appointment of Special Auditor | Mgmt | For | For | For | |||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | |||
9 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
10 | Elect Michael G. Atieh | Mgmt | For | For | For | |||
11 | Elect Sheila P. Burke | Mgmt | For | For | For | |||
12 | Elect James I. Cash, Jr. | Mgmt | For | For | For | |||
13 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
14 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
15 | Elect John A. Edwardson | Mgmt | For | For | For | |||
16 | Elect Kimberly Ross | Mgmt | For | For | For | |||
17 | Elect Robert W. Scully | Mgmt | For | For | For | |||
18 | Elect Eugene B. Shanks, Jr. | Mgmt | For | For | For | |||
19 | Elect Theodore Shasta | Mgmt | For | For | For | |||
20 | Elect David H. Sidwell | Mgmt | For | For | For | |||
21 | Elect Olivier Steimer | Mgmt | For | For | For | |||
22 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
23 | Elect Evan G. Greenberg as Chair of the Board of Directors | Mgmt | For | For | For | |||
24 | Elect Michael P. Connors | Mgmt | For | For | For | |||
25 | Elect Mary A. Cirillo | Mgmt | For | For | For | |||
26 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
27 | Elect James M. Zimmerman | Mgmt | For | For | For | |||
28 | Election of Homburger AG as independent proxy | Mgmt | For | For | For | |||
29 | Amendment to Articles Regarding Authorized Share Capital for General Purposes | Mgmt | For | For | For | |||
30 | Board Compensation | Mgmt | For | For | For | |||
31 | Executive Compensation | Mgmt | For | For | For | |||
32 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
33 | Additional or Miscellaneous Proposals | Mgmt | For | Against | Against | |||
Com Hem Holding AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COMH | CINS W2R054108 | 03/21/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
16 | Board Size | Mgmt | For | TNA | N/A | |||
17 | Number of Auditors | Mgmt | For | TNA | N/A | |||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
19 | Elect Andrew M. Barron | Mgmt | For | TNA | N/A | |||
20 | Elect Monica Caneman | Mgmt | For | TNA | N/A | |||
21 | Elect Thomas Ekman | Mgmt | For | TNA | N/A | |||
22 | Elect Eva Lindqvist | Mgmt | For | TNA | N/A | |||
23 | Elect Anders Nilsson | Mgmt | For | TNA | N/A | |||
24 | Elect Andrew M. Barron as Chair | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Nomination Committee | Mgmt | For | TNA | N/A | |||
27 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
28 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |||
29 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Compagnie de Saint Gobain SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGO | CINS F80343100 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Pierre-Andre de Chalendar | Mgmt | For | Against | Against | |||
9 | Ratification of the co-option of Dominique Leroy | Mgmt | For | Against | Against | |||
10 | Remuneration of Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
12 | Severance Agreements with Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | Against | Against | |||
13 | Supplementary Retirement Benefits of Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | Against | Against | |||
14 | Compensation Benefits of Pierre-Andre de Chalendar, Chair and CEO | Mgmt | For | Against | Against | |||
15 | Appointment of KPMG as Statutory Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
17 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
18 | Amendments to Article Regarding Employee Representatives | Mgmt | For | Against | Against | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CINS H3698D419 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Losses | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Urs Rohner as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Iris Bohnet | Mgmt | For | TNA | N/A | |||
9 | Elect Andreas Gottschling | Mgmt | For | TNA | N/A | |||
10 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |||
11 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
12 | Elect Seraina Macia | Mgmt | For | TNA | N/A | |||
13 | Elect Kaikhushru Nargolwala | Mgmt | For | TNA | N/A | |||
14 | Elect Joaquin J. Ribeiro | Mgmt | For | TNA | N/A | |||
15 | Elect Severin Schwan | Mgmt | For | TNA | N/A | |||
16 | Elect John Tiner | Mgmt | For | TNA | N/A | |||
17 | Elect Alexandre Zeller | Mgmt | For | TNA | N/A | |||
18 | Elect Michael Klein | Mgmt | For | TNA | N/A | |||
19 | Elect Ana Paula Pessoa | Mgmt | For | TNA | N/A | |||
20 | Elect Iris Bohnet as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Andreas Koopmann as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Kaikhushru Nargolwala as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Alexandre Zeller as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Board Compensation | Mgmt | For | TNA | N/A | |||
25 | Executive Compensation (Variable Short-term) | Mgmt | For | TNA | N/A | |||
26 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
27 | Executive Compensation (Variable Long-term) | Mgmt | For | TNA | N/A | |||
28 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
29 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
30 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
31 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
32 | Additional or Amended Shareholder Proposals | ShrHoldr | N/A | TNA | N/A | |||
33 | Additional or Amended Board Proposals | Mgmt | For | TNA | N/A | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | For | For | |||
5 | Elect Richard Boucher | Mgmt | For | For | For | |||
6 | Elect Nicky Hartery | Mgmt | For | For | For | |||
7 | Elect Patrick J. Kennedy | Mgmt | For | For | For | |||
8 | Elect Don McGovern | Mgmt | For | For | For | |||
9 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
10 | Elect Albert Manifold | Mgmt | For | For | For | |||
11 | Elect Senan Murphy | Mgmt | For | For | For | |||
12 | Elect Gillian L. Platt | Mgmt | For | For | For | |||
13 | Elect Lucinda Riches | Mgmt | For | For | For | |||
14 | Elect Henk Rottinghuis | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
22 | Scrip Dividend | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
Dalata Hotel Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHG | CINS G2630L100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect John Hennessy | Mgmt | For | For | For | |||
4 | Elect Patrick A. McCann | Mgmt | For | For | For | |||
5 | Elect Stephen McNally | Mgmt | For | For | For | |||
6 | Elect Dermot Crowley | Mgmt | For | For | For | |||
7 | Elect Robert Dix | Mgmt | For | For | For | |||
8 | Elect Alf Smiddy | Mgmt | For | For | For | |||
9 | Elect Margaret Sweeney | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Danske Bank A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DANSKE | CINS K22272114 | 03/15/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
7 | Elect Ole Andersen | Mgmt | For | TNA | N/A | |||
8 | Elect Jorn P. Jensen | Mgmt | For | TNA | N/A | |||
9 | Elect Carol Sergeant | Mgmt | For | TNA | N/A | |||
10 | Elect Lars-Erik Brenoe | Mgmt | For | TNA | N/A | |||
11 | Elect Rolv E. Ryssdal | Mgmt | For | TNA | N/A | |||
12 | Elect Hilde Merete Tonne | Mgmt | For | TNA | N/A | |||
13 | Elect Jens Due Olsen | Mgmt | For | TNA | N/A | |||
14 | Elect Ingrid Bonde | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
19 | Amendments to Articles Regarding Mandatory Retirement Age | Mgmt | For | TNA | N/A | |||
20 | Amendments to Articles Regarding Executive Board | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
22 | Directors' Fees | Mgmt | For | TNA | N/A | |||
23 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
DNB ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNB | CINS R1640U124 | 04/24/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Agenda | Mgmt | For | TNA | N/A | |||
6 | Minutes | Mgmt | For | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Remuneration Guidelines (Advisory) | Mgmt | For | TNA | N/A | |||
9 | Remuneration Guidelines (Binding) | Mgmt | For | TNA | N/A | |||
10 | Corporate Governance Report | Mgmt | For | TNA | N/A | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
12 | Cancellation of Shares | Mgmt | For | TNA | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
14 | Election of Directors | Mgmt | For | TNA | N/A | |||
15 | Election Committee | Mgmt | For | TNA | N/A | |||
16 | Directors' Fees; Election Committee Fees | Mgmt | For | TNA | N/A | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Eurazeo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RF | CINS F3296A108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Approve Auditors Report on Regulated Agreements | Mgmt | For | For | For | |||
9 | Approve Regulated Agreement with JCDecaux Holding | Mgmt | For | For | For | |||
10 | Approve Shareholder Agreement with 2010 Pact Members | Mgmt | For | For | For | |||
11 | Elect Jean-Charles Decaux | Mgmt | For | Against | Against | |||
12 | Ratification of the Co-optation of Emmanuel Russel | Mgmt | For | Against | Against | |||
13 | Elect Amelie Oudea-Castera | Mgmt | For | Against | Against | |||
14 | Elect Patrick Sayer | Mgmt | For | Against | Against | |||
15 | Elect Michel David-Weill | Mgmt | For | Against | Against | |||
16 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
17 | Elect Olivier Merveilleux du Vignaux | Mgmt | For | Against | Against | |||
18 | Elect Emmanuel Russel | Mgmt | For | Against | Against | |||
19 | Elect Robert Agostinelli as Censor | Mgmt | For | For | For | |||
20 | Elect Jean-Pierre Richardson as Censor | Mgmt | For | For | For | |||
21 | Remuneration Policy for Supervisory Board | Mgmt | For | For | For | |||
22 | Remuneration Policy for Management Board | Mgmt | For | For | For | |||
23 | Remuneration of Michel David-Weill, Supervisory Board Chair | Mgmt | For | For | For | |||
24 | Remuneration of Patrick Sayer, Management Board Chair | Mgmt | For | For | For | |||
25 | Remuneration of Virginie Morgon, Management Board member | Mgmt | For | For | For | |||
26 | Remuneration of Phillipe Audouin, Management Board member | Mgmt | For | For | For | |||
27 | Severance Agreement with Patrick Sayer, Management Board Chair | Mgmt | For | Against | Against | |||
28 | Post Employment Benefits of Virginie Morgon, Management Board Member | Mgmt | For | Against | Against | |||
29 | Severance Agreement with Philippe Audouin, Management Board Member | Mgmt | For | Against | Against | |||
30 | Severance Agreement with Nicolas Huet, Management Board Member | Mgmt | For | Against | Against | |||
31 | Severance Agreement with Olivier Millet, Management Board Member | Mgmt | For | Against | Against | |||
32 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
33 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
34 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
35 | Authority to Issue Shares and Convertible Securities and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
36 | Authority to Issue Shares and/or Convertible Securities and Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
37 | Authority to Issue Shares Through Private Placement | Mgmt | For | For | For | |||
38 | Authority to Set Offering Price of Shares | Mgmt | For | For | For | |||
39 | Greenshoe | Mgmt | For | For | For | |||
40 | Authority to Increase Capital In Consideration for Contribution in Kind | Mgmt | For | For | For | |||
41 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
42 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
43 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | For | For | |||
44 | Amendments to Articles Regarding Share Capital | Mgmt | For | For | For | |||
45 | Amendments to Articles Regarding Supervisory Board Power | Mgmt | For | For | For | |||
46 | Amendments to Articles Regarding Censors | Mgmt | For | For | For | |||
47 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Ferguson Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FERG | CINS G3408R105 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Special Dividend & Share Consolidation | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Ferguson Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FERG | CINS G3408R105 | 11/28/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Remuneration Report (Advisory) | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Elect Kevin Murphy | Mgmt | For | TNA | N/A | |||
5 | Elect Mike Powell | Mgmt | For | TNA | N/A | |||
6 | Elect Nadia Shouraboura | Mgmt | For | TNA | N/A | |||
7 | Elect Tessa E. Bamford | Mgmt | For | TNA | N/A | |||
8 | Elect John P. Daly | Mgmt | For | TNA | N/A | |||
9 | Elect Gareth Davis | Mgmt | For | TNA | N/A | |||
10 | Elect Pilar Lopez | Mgmt | For | TNA | N/A | |||
11 | Elect John Martin | Mgmt | For | TNA | N/A | |||
12 | Elect Alan Murray | Mgmt | For | TNA | N/A | |||
13 | Elect Darren M. Shapland | Mgmt | For | TNA | N/A | |||
14 | Elect Jacqueline Simmonds | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
17 | Authorisation of Political Donations | Mgmt | For | TNA | N/A | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | TNA | N/A | |||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
Fiat Chrysler Automobiles N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCAU | CINS N31738102 | 04/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect John Elkann as Executive Director | Mgmt | For | Against | Against | |||
9 | Elect Sergio Marchionne as Executive Director | Mgmt | For | Against | Against | |||
10 | Elect Ronald L. Thompson as Non-Executive Director | Mgmt | For | For | For | |||
11 | Elect John Abbott as Non-Executive Director | Mgmt | For | For | For | |||
12 | Elect Andrea Agnelli as Non-Executive Director | Mgmt | For | For | For | |||
13 | Elect Tiberto Brandolini d'Adda as Non-Executive Director | Mgmt | For | For | For | |||
14 | Elect Glenn Earle as Non-Executive Director | Mgmt | For | For | For | |||
15 | Elect Valerie A. Mars as Non-Executive Director | Mgmt | For | For | For | |||
16 | Elect Ruth J. Simmons as Non-Executive Director | Mgmt | For | For | For | |||
17 | Elect Michelangelo A. Volpi as Non-Executive Director | Mgmt | For | For | For | |||
18 | Elect Patience Wheatcroft as Non-Executive Director | Mgmt | For | For | For | |||
19 | Elect Ermenegildo Zegna as Non-Executive Director | Mgmt | For | Against | Against | |||
20 | Appointment of Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Glencore plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLEN | CINS G39420107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | |||
3 | Elect Anthony B. Hayward | Mgmt | For | For | For | |||
4 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | |||
5 | Elect Peter R. Coates | Mgmt | For | For | For | |||
6 | Elect Leonhard Fischer | Mgmt | For | For | For | |||
7 | Elect Martin J Gilbert | Mgmt | For | Against | Against | |||
8 | Elect John J. Mack | Mgmt | For | For | For | |||
9 | Elect Gill Marcus | Mgmt | For | For | For | |||
10 | Elect Patrice Merrin | Mgmt | For | For | For | |||
11 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights(Specified Capital Investment) | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hibernia REIT PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBRN | CINS G4432Z105 | 07/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Remuneration Report (Advisory) | Mgmt | For | Against | Against | |||
4 | Elect Daniel Kitchen | Mgmt | For | For | For | |||
5 | Elect Kevin Nowlan | Mgmt | For | For | For | |||
6 | Elect Thomas Edwards-Moss | Mgmt | For | For | For | |||
7 | Elect Colm Barrington | Mgmt | For | For | For | |||
8 | Elect Stewart Harrington | Mgmt | For | For | For | |||
9 | Elect Terence O'Rourke | Mgmt | For | For | For | |||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
Hoya Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7741 | CINS J22848105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Itaru Koeda | Mgmt | For | For | For | |||
3 | Elect Yukako Uchinaga | Mgmt | For | For | For | |||
4 | Elect Mitsudo Urano | Mgmt | For | For | For | |||
5 | Elect Takeo Takasu | Mgmt | For | For | For | |||
6 | Elect Shuzoh Kaihori | Mgmt | For | For | For | |||
7 | Elect Hiroaki Yoshihara | Mgmt | For | For | For | |||
8 | Elect Hiroshi Suzuki | Mgmt | For | For | For | |||
Imperial Brands Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMB | CINS G4721W102 | 02/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Alison Cooper | Mgmt | For | For | For | |||
6 | Elect Therese Esperdy | Mgmt | For | For | For | |||
7 | Elect David J. Haines | Mgmt | For | For | For | |||
8 | Elect Simon Langelier | Mgmt | For | For | For | |||
9 | Elect Matthew Phillips | Mgmt | For | For | For | |||
10 | Elect Steven P. Stanbrook | Mgmt | For | For | For | |||
11 | Elect Oliver Tant | Mgmt | For | For | For | |||
12 | Elect Mark Williamson | Mgmt | For | For | For | |||
13 | Elect Karen Witts | Mgmt | For | For | For | |||
14 | Elect Malcolm Wyman | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
ING Groep N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGA | CINS N4578E595 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Accounts and Reports | Mgmt | For | For | For | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Allocation of Dividends | Mgmt | For | For | For | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Ratification of Management Acts | Mgmt | For | For | For | |||
14 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Elect Supervisory Board Member Eric Boyer de la Giroday | Mgmt | For | Against | Against | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Insurance Australia Group Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IAG | CINS Q49361100 | 10/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Equity Grant (MD/CEO Peter Harmer) | Mgmt | For | For | For | |||
4 | Elect Helen M. Nugent | Mgmt | For | Against | Against | |||
5 | Elect Duncan M. Boyle | Mgmt | For | Against | Against | |||
6 | Re-elect Thomas W. Pockett | Mgmt | For | Against | Against | |||
Itochu Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8001 | CINS J2501P104 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Masahiro Okafuji | Mgmt | For | For | For | |||
5 | Elect Yoshihisa Suzuki | Mgmt | For | For | For | |||
6 | Elect Tomofumi Yoshida | Mgmt | For | For | For | |||
7 | Elect Fumihiko Kobayashi | Mgmt | For | For | For | |||
8 | Elect Tsuyoshi Hachimura | Mgmt | For | For | For | |||
9 | Elect Atsuko Muraki | Mgmt | For | For | For | |||
10 | Elect Harufumi Mochizuki | Mgmt | For | For | For | |||
11 | Elect Masatoshi Kawana | Mgmt | For | For | For | |||
12 | Elect Shuzaburo Tsuchihashi as Statutory Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | Against | For | |||
Japan Airlines Company Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9201 | CINS J25979121 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiharu Ueki | Mgmt | For | For | For | |||
4 | Elect Yuji Akasaka | Mgmt | For | For | For | |||
5 | Elect Tadashi Fujita | Mgmt | For | For | For | |||
6 | Elect Norikazu Saitoh | Mgmt | For | For | For | |||
7 | Elect Hideki Kikuyama | Mgmt | For | For | For | |||
8 | Elect Toshinori Shin | Mgmt | For | For | For | |||
9 | Elect Shinichiroh Shimizu | Mgmt | For | For | For | |||
10 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |||
11 | Elect Masatoshi Itoh | Mgmt | For | Against | Against | |||
12 | Elect Sonoko Hacchoji | Mgmt | For | For | For | |||
13 | Elect Shinsuke Kubo as Statutory Auditor | Mgmt | For | For | For | |||
Johnson Controls International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP G51502105 | 03/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael E. Daniels | Mgmt | For | For | For | |||
2 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
4 | Elect Gretchen R. Haggerty | Mgmt | For | For | For | |||
5 | Elect Simone Menne | Mgmt | For | For | For | |||
6 | Elect George R. Oliver | Mgmt | For | For | For | |||
7 | Elect Juan Pablo del Valle Perochena | Mgmt | For | For | For | |||
8 | Elect Carl Jurgen Tinggren | Mgmt | For | For | For | |||
9 | Elect Mark P. Vergnano | Mgmt | For | For | For | |||
10 | Elect R. David Yost | Mgmt | For | For | For | |||
11 | Elect John D. Young | Mgmt | For | For | For | |||
12 | Ratification of PricewaterhouseCoopers | Mgmt | For | For | For | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Reduction of Authorized Capital | Mgmt | For | For | For | |||
20 | Amendment Regarding Capital Reduction | Mgmt | For | For | For | |||
KDDI Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9433 | CINS J31843105 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Takashi Tanaka | Mgmt | For | For | For | |||
5 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |||
6 | Elect Makoto Takahashi | Mgmt | For | For | For | |||
7 | Elect Yuzoh Ishikawa | Mgmt | For | For | For | |||
8 | Elect Yoshiaki Uchida | Mgmt | For | For | For | |||
9 | Elect Takashi Shohji | Mgmt | For | For | For | |||
10 | Elect Shinichi Muramoto | Mgmt | For | For | For | |||
11 | Elect Keiichi Mori | Mgmt | For | For | For | |||
12 | Elect Kei Morita | Mgmt | For | For | For | |||
13 | Elect Goroh Yamaguchi | Mgmt | For | For | For | |||
14 | Elect Tatsuro Ueda | Mgmt | For | For | For | |||
15 | Elect Kuniko Tanabe | Mgmt | For | For | For | |||
16 | Elect Yoshiaki Nemoto | Mgmt | For | For | For | |||
17 | Elect Shigeo Ohyagi | Mgmt | For | For | For | |||
18 | Elect Yasuhide Yamamoto as Statutory Auditor | Mgmt | For | For | For | |||
19 | Trust-Type Equity Compensation Plan | Mgmt | For | For | For | |||
Kerry Group Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KRZ | CINS G52416107 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Gerard Culligan | Mgmt | For | For | For | |||
4 | Elect Cornelius Murphy | Mgmt | For | For | For | |||
5 | Elect Edmond Scanlan | Mgmt | For | For | For | |||
6 | Elect Gerry Behan | Mgmt | For | For | For | |||
7 | Elect Dr. Hugh Brady | Mgmt | For | For | For | |||
8 | Elect Karin L. Dorrepaal | Mgmt | For | For | For | |||
9 | Elect Joan Garahy | Mgmt | For | For | For | |||
10 | Elect James C. Kenny | Mgmt | For | For | For | |||
11 | Elect Brian Mehigan | Mgmt | For | For | For | |||
12 | Elect Tom Moran | Mgmt | For | For | For | |||
13 | Elect Philip Toomey | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Remuneration Policy (Non-UK Issuer - Advisory) | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Amendments to Articles (Companies Act 2014) | Mgmt | For | For | For | |||
Kion Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KGX | CINS D4S14D103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Change of Company Headquarters | Mgmt | For | For | For | |||
10 | Approval of Intra-Company Control Agreement with KION IoT Systems GmbH | Mgmt | For | For | For | |||
Koninklijke Ahold Delhaize N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AD | CINS N0074E105 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
10 | Elect W.A. Kolk to the Management Board | Mgmt | For | For | For | |||
11 | Elect D.R. Hooft Graafland to the Supervisory Board | Mgmt | For | For | For | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | CANCELLATION OF SHARES | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
LafargeHolcim Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHN | CINS H4768E105 | 05/08/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Compensation Report | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | |||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | |||
7 | Elect Beat Hess as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
9 | Elect Oscar Fanjul | Mgmt | For | TNA | N/A | |||
10 | Elect Patrick Kron | Mgmt | For | TNA | N/A | |||
11 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
12 | Elect Adrian Loader | Mgmt | For | TNA | N/A | |||
13 | Elect Jurg Oleas | Mgmt | For | TNA | N/A | |||
14 | Elect Nassef Sawiris | Mgmt | For | TNA | N/A | |||
15 | Elect Hanne Birgitte Breinbjerg Sorensen | Mgmt | For | TNA | N/A | |||
16 | Elect Dieter Spalti | Mgmt | For | TNA | N/A | |||
17 | Elect Paul Desmarais, Jr. as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
18 | Elect Oscar Fanjul as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
19 | Elect Adrian Loader as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Nassef Sawiris as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Hanne Birgitte Breinbjerg Sorensen as Nominating, Compensation and Governance Committee Member | Mgmt | For | TNA | N/A | |||
22 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
23 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
24 | Board Compensation | Mgmt | For | TNA | N/A | |||
25 | Executive Compensation | Mgmt | For | TNA | N/A | |||
26 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Lanxess AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LXS | CINS D5032B102 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratify Matthias Zachert | Mgmt | For | For | For | |||
7 | Ratify Hubert Fink | Mgmt | For | For | For | |||
8 | Ratify Stephen Forsyth | Mgmt | For | For | For | |||
9 | Ratify Michael Pontzen | Mgmt | For | For | For | |||
10 | Ratify Rainier van Roessel | Mgmt | For | For | For | |||
11 | Ratify Rolf Stomberg | Mgmt | For | For | For | |||
12 | Ratify Werner Czaplik | Mgmt | For | For | For | |||
13 | Ratify Hans-Dieter Gerriets | Mgmt | For | For | For | |||
14 | Ratify Heike Hanagarth | Mgmt | For | For | For | |||
15 | Ratify Friedrich Janssen | Mgmt | For | For | For | |||
16 | Ratify Thomas Meiers | Mgmt | For | For | For | |||
17 | Ratify Lawrence Rosen | Mgmt | For | For | For | |||
18 | Ratify Ralf Sikorski | Mgmt | For | For | For | |||
19 | Ratify Manuela Strauch | Mgmt | For | For | For | |||
20 | Ratify Ifraim Tairi | Mgmt | For | For | For | |||
21 | Ratify Theo Walthie | Mgmt | For | For | For | |||
22 | Ratify Matthias Wolfgruber | Mgmt | For | For | For | |||
23 | Appointment of Auditor | Mgmt | For | For | For | |||
24 | Appointment of Auditor for Interim Statements | Mgmt | For | For | For | |||
25 | Elect Pamela Knapp to the Supervisory Board | Mgmt | For | Against | Against | |||
26 | Increase in Authorised Capital | Mgmt | For | For | For | |||
27 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Mgmt | For | For | For | |||
Lloyds Banking Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLOY | CINS G5533W248 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect James R.C. Lupton | Mgmt | For | For | For | |||
3 | Elect Norman Roy Blackwell | Mgmt | For | For | For | |||
4 | Elect Juan Colombas | Mgmt | For | For | For | |||
5 | Elect George Culmer | Mgmt | For | For | For | |||
6 | Elect Alan Dickinson | Mgmt | For | For | For | |||
7 | Elect Anita Frew | Mgmt | For | For | For | |||
8 | Elect Simon P. Henry | Mgmt | For | For | For | |||
9 | Elect Antonio Horta-Osorio | Mgmt | For | For | For | |||
10 | Elect Deborah D. McWhinney | Mgmt | For | For | For | |||
11 | Elect Nick Prettejohn | Mgmt | For | For | For | |||
12 | Elect Stuart Sinclair | Mgmt | For | For | For | |||
13 | Elect Sara Weller | Mgmt | For | For | For | |||
14 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
15 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Regulatory Capital Convertible Instruments w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
23 | Authority to Issue Regulatory Capital Convertible Instruments w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
25 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
26 | Amendments to Articles | Mgmt | For | For | For | |||
27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Mary S. Chan | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||
1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.7 | Elect William A. Ruh | Mgmt | For | For | For | |||
1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Elect Lawrence D. Worrall | Mgmt | For | For | For | |||
1.11 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Resolution on Executive Compensation | Mgmt | For | For | For | |||
Mitsubishi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8058 | CINS J43830116 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Ken Kobayashi | Mgmt | For | For | For | |||
4 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | |||
5 | Elect Kanji Nishiura | Mgmt | For | For | For | |||
6 | Elect Kazuyuki Masu | Mgmt | For | For | For | |||
7 | Elect Iwao Toide | Mgmt | For | For | For | |||
8 | Elect Akira Murakoshi | Mgmt | For | For | For | |||
9 | Elect Masakazu Sakakida | Mgmt | For | For | For | |||
10 | Elect Mitsumasa Ichoh | Mgmt | For | For | For | |||
11 | Elect Akihiko Nishiyama | Mgmt | For | For | For | |||
12 | Elect Hideaki Ohmiya | Mgmt | For | For | For | |||
13 | Elect Toshiko Oka | Mgmt | For | For | For | |||
14 | Elect Akitaka Saiki | Mgmt | For | For | For | |||
15 | Elect Tsuneyoshi Tatsuoka | Mgmt | For | For | For | |||
16 | Elect Shuma Uchino as Statutory Auditor | Mgmt | For | For | For | |||
17 | Bonus | Mgmt | For | For | For | |||
Mitsui Fudosan Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8801 | CINS J4509L101 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Bonus | Mgmt | For | For | For | |||
4 | Directors' & Statutory Auditors' Fees | Mgmt | For | For | For | |||
Mizuho Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8411 | CINS J4599L102 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Tatsufumi Sakai | Mgmt | For | Against | Against | |||
3 | Elect Takanori Nishiyama | Mgmt | For | Against | Against | |||
4 | Elect Makoto Umemiya | Mgmt | For | Against | Against | |||
5 | Elect Yasuyuki Shibata | Mgmt | For | Against | Against | |||
6 | Elect Hisashi Kikuchi | Mgmt | For | Against | Against | |||
7 | Elect Yasuhiro Satoh | Mgmt | For | Against | Against | |||
8 | Elect Ryusuke Aya | Mgmt | For | Against | Against | |||
9 | Elect Nobukatsu Funaki | Mgmt | For | Against | Against | |||
10 | Elect Tetsuo Seki | Mgmt | For | Against | Against | |||
11 | Elect Takashi Kawamura | Mgmt | For | Against | Against | |||
12 | Elect Tatsuo Kainaka | Mgmt | For | Against | Against | |||
13 | Elect Hirotake Abe | Mgmt | For | Against | Against | |||
14 | Elect Hiroko Ohta | Mgmt | For | Against | Against | |||
15 | Elect Izumi Kobayashi | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Individual Compensation Disclosure | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Outside Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Exercise of Voting Rights | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Response to Anti-Social Conduct in Business Relationships | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Creation of a Platform for Engagement with Shareholders | ShrHoldr | Against | Against | For | |||
Natixis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KN | CINS F6483L100 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
9 | Remuneration of Francois Perol, Chair | Mgmt | For | For | For | |||
10 | Remuneration of Laurent Mignon, CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
12 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
13 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
14 | Ratification of Co-Option of Bernard Dupouy | Mgmt | For | Against | Against | |||
15 | Elect Bernard Oppetit | Mgmt | For | Against | Against | |||
16 | Elect Anne Lalou | Mgmt | For | Against | Against | |||
17 | Elect Thierry Cahn | Mgmt | For | Against | Against | |||
18 | Elect Francoise Lemalle | Mgmt | For | Against | Against | |||
19 | Non-Renewal of Statutory Auditor | Mgmt | For | For | For | |||
20 | Non-Renewal of Alternate Auditor | Mgmt | For | For | For | |||
21 | Authority to Repurchase and Reissue Shares | Mgmt | For | Against | Against | |||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
23 | Amendments to Article Regarding Alternate Statutory Auditors | Mgmt | For | For | For | |||
24 | Authorisation of Legal Formalities Related to Article Amendments | Mgmt | For | For | For | |||
25 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
26 | Post-Employment Agreements (Francois Riahi, Incoming CEO) | Mgmt | For | Against | Against | |||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Nintendo Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7974 | CINS J51699106 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigeru Miyamoto | Mgmt | For | For | For | |||
4 | Elect Shinya Takahashi | Mgmt | For | For | For | |||
5 | Elect Shuntaroh Furukawa | Mgmt | For | For | For | |||
6 | Elect Koh Shiota | Mgmt | For | For | For | |||
7 | Elect Satoru Shibata | Mgmt | For | For | For | |||
8 | Elect Naoki Noguchi | Mgmt | For | For | For | |||
9 | Elect Naoki Mizutani | Mgmt | For | For | For | |||
10 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | |||
11 | Elect Masao Yamazaki | Mgmt | For | For | For | |||
Nippon Telegraph And Telephone Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9432 | CINS J59396101 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |||
4 | Elect Jun Sawada | Mgmt | For | For | For | |||
5 | Elect Akira Shimada | Mgmt | For | For | For | |||
6 | Elect Motoyuki Ii | Mgmt | For | For | For | |||
7 | Elect Tsunehisa Okuno | Mgmt | For | For | For | |||
8 | Elect Hiroki Kuriyama | Mgmt | For | For | For | |||
9 | Elect Takashi Hiroi | Mgmt | For | For | For | |||
10 | Elect Eiichi Sakamoto | Mgmt | For | For | For | |||
11 | Elect Katsuhiko Kawazoe | Mgmt | For | For | For | |||
12 | Elect Ryohta Kitamura | Mgmt | For | For | For | |||
13 | Elect Katsuhiko Shirai | Mgmt | For | For | For | |||
14 | Elect Sadayuki Sakakibara | Mgmt | For | For | For | |||
Nissan Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7201 | CINS J57160129 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Keiko Ihara | Mgmt | For | For | For | |||
4 | Elect Masakazu Toyoda | Mgmt | For | For | For | |||
5 | Elect Hidetoshi Imazu | Mgmt | For | For | For | |||
6 | Elect Motoo Nagai | Mgmt | For | For | For | |||
7 | Elect Tetsunobu Ikeda | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CINS H5820Q150 | 03/02/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | |||
6 | Board Compensation | Mgmt | For | TNA | N/A | |||
7 | Executive Compensation | Mgmt | For | TNA | N/A | |||
8 | Compensation Report | Mgmt | For | TNA | N/A | |||
9 | Elect Jorg Reinhardt as Board Chair | Mgmt | For | TNA | N/A | |||
10 | Elect Nancy C. Andrews | Mgmt | For | TNA | N/A | |||
11 | Elect Dimitri Azar | Mgmt | For | TNA | N/A | |||
12 | Elect Ton Buchner | Mgmt | For | TNA | N/A | |||
13 | Elect Srikant M. Datar | Mgmt | For | TNA | N/A | |||
14 | Elect Elizabeth Doherty | Mgmt | For | TNA | N/A | |||
15 | Elect Ann M. Fudge | Mgmt | For | TNA | N/A | |||
16 | Elect Frans van Houten | Mgmt | For | TNA | N/A | |||
17 | Elect Andreas von Planta | Mgmt | For | TNA | N/A | |||
18 | Elect Charles L. Sawyers | Mgmt | For | TNA | N/A | |||
19 | Elect Enrico Vanni | Mgmt | For | TNA | N/A | |||
20 | Elect William T. Winters | Mgmt | For | TNA | N/A | |||
21 | Elect Srikant M. Datar as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Ann M. Fudge as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Elect Enrico Vanni as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
24 | Elect William T. Winters as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
27 | Additional or Miscellaneous Proposals | ShrHoldr | N/A | TNA | N/A | |||
NSK Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6471 | CINS J55505101 | 06/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Toshihiro Uchiyama | Mgmt | For | Against | Against | |||
3 | Elect Saimon Nogami | Mgmt | For | Against | Against | |||
4 | Elect Shigeyuki Suzuki | Mgmt | For | Against | Against | |||
5 | Elect Yasuhiro Kamio | Mgmt | For | Against | Against | |||
6 | Elect Nobuo Goto | Mgmt | For | Against | Against | |||
7 | Elect Akitoshi Ichii | Mgmt | For | Against | Against | |||
8 | Elect Toshihiko Enomoto | Mgmt | For | Against | Against | |||
9 | Elect Kazuaki Kama | Mgmt | For | Against | Against | |||
10 | Elect Yasunobu Furukawa | Mgmt | For | Against | Against | |||
11 | Elect Teruhiko Ikeda | Mgmt | For | Against | Against | |||
12 | Elect Hajime Bada | Mgmt | For | Against | Against | |||
13 | Elect Akemi Mochizuki | Mgmt | For | Against | Against | |||
Orix Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8591 | CINS J61933123 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect Makoto Inoue | Mgmt | For | For | For | |||
4 | Elect Yuichi Nishigori | Mgmt | For | For | For | |||
5 | Elect Kiyoshi Fushitani | Mgmt | For | For | For | |||
6 | Elect Stan Koyanagi | Mgmt | For | For | For | |||
7 | Elect Shuhj Irie | Mgmt | For | For | For | |||
8 | Elect Hitomaro Yano | Mgmt | For | For | For | |||
9 | Elect Eiko Tsujiyama | Mgmt | For | For | For | |||
10 | Elect Robert Feldman | Mgmt | For | For | For | |||
11 | Elect Takeshi Niinami | Mgmt | For | For | For | |||
12 | Elect Nobuaki Usui | Mgmt | For | For | For | |||
13 | Elect Ryuji Yasuda | Mgmt | For | For | For | |||
14 | Elect Heizoh Takenaka | Mgmt | For | For | For | |||
Orkla ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORK | CINS R67787102 | 10/25/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Special Dividend | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Panasonic Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6752 | CINS J6354Y104 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Shusaku Nagae | Mgmt | For | For | For | |||
3 | Elect Masayuki Matsushita | Mgmt | For | For | For | |||
4 | Elect Kazuhiro Tsuga | Mgmt | For | For | For | |||
5 | Elect Yoshio Ito | Mgmt | For | For | For | |||
6 | Elect Mototsugu Sato | Mgmt | For | For | For | |||
7 | Elect Yasuyuki Higuchi | Mgmt | For | For | For | |||
8 | Elect Masayuki Oku | Mgmt | For | For | For | |||
9 | Elect Yoshinobu Tsutsui | Mgmt | For | For | For | |||
10 | Elect Hiroko Ota | Mgmt | For | For | For | |||
11 | Elect Kazuhiko Toyama | Mgmt | For | For | For | |||
12 | Elect Hirokazu Umeda | Mgmt | For | For | For | |||
13 | Elect Laurence W. Bates | Mgmt | For | For | For | |||
14 | Elect Yoshio Sato | Mgmt | For | For | For | |||
15 | Elect Toshio Kinoshita | Mgmt | For | For | For | |||
Prudential plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CINS G72899100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Mark FitzPatrick | Mgmt | For | For | For | |||
4 | Elect Stuart James Turner | Mgmt | For | For | For | |||
5 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
6 | Elect Howard J. Davies | Mgmt | For | For | For | |||
7 | Elect John Foley | Mgmt | For | For | For | |||
8 | Elect David Law | Mgmt | For | For | For | |||
9 | Elect Paul Manduca | Mgmt | For | For | For | |||
10 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | |||
11 | Elect Nic Nicandrou | Mgmt | For | For | For | |||
12 | Elect Anthony Nightingale | Mgmt | For | Against | Against | |||
13 | Elect Philip Remnant | Mgmt | For | For | For | |||
14 | Elect Ann Helen Richards | Mgmt | For | For | For | |||
15 | Elect Alice Schroeder | Mgmt | For | For | For | |||
16 | Elect Barry Stowe | Mgmt | For | For | For | |||
17 | Elect Jonathan Adair Turner | Mgmt | For | For | For | |||
18 | Elect Michael A. Wells | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
21 | Authorisation of Political Donations | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Issue Mandatory Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Issue Mandatory Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | |||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
29 | Amendments to Articles of Association | Mgmt | For | For | For | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
4 | Remuneration Report (UK advisory) | Mgmt | For | For | For | |||
5 | Remuneration Report (AUS advisory) | Mgmt | For | For | For | |||
6 | 2018 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Approval of Termination Payments | Mgmt | For | For | For | |||
8 | Elect Megan E. Clark | Mgmt | For | Against | Against | |||
9 | Elect David W. Constable | Mgmt | For | Against | Against | |||
10 | Elect Ann F. Godbehere | Mgmt | For | Against | Against | |||
11 | Elect Simon P. Henry | Mgmt | For | Against | Against | |||
12 | Elect Jean-Sebastien D.F. Jacques | Mgmt | For | Against | Against | |||
13 | Elect Sam H. Laidlaw | Mgmt | For | Against | Against | |||
14 | Elect Michael G. L'Estrange | Mgmt | For | Against | Against | |||
15 | Elect Christopher (Chris) J. Lynch | Mgmt | For | Against | Against | |||
16 | Elect Simon R. Thompson | Mgmt | For | Against | Against | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
19 | Authorisation of Political Donations | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
12 | Elect Jessica Uhl | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CINS G7690A118 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
12 | Elect Jessica Uhl | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | |||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | |||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | |||
5 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | |||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | |||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sanofi | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS F5548N101 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Olivier Brandicourt | Mgmt | For | For | For | |||
9 | Elect Patrick Kron | Mgmt | For | For | For | |||
10 | Elect Christian Mulliez | Mgmt | For | For | For | |||
11 | Elect Emmanuel Babeau | Mgmt | For | Against | Against | |||
12 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
13 | Remuneration Policy (CEO) | Mgmt | For | For | For | |||
14 | Remuneration of Serge Weinberg, Chair | Mgmt | For | For | For | |||
15 | Remuneration of Olivier Brandicourt, CEO | Mgmt | For | For | For | |||
16 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
17 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
18 | Amendment to Articles Regarding Age Limits | Mgmt | For | Against | Against | |||
19 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Sanwa Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5929 | CINS J6858G104 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Toshitaka Takayama | Mgmt | For | For | For | |||
4 | Elect Yasushi Takayama | Mgmt | For | For | For | |||
5 | Elect Hiroatsu Fujisawa | Mgmt | For | For | For | |||
6 | Elect Masahiro Fukuda | Mgmt | For | For | For | |||
7 | Elect Meiji Takayama | Mgmt | For | For | For | |||
8 | Elect Makoto Yasuda | Mgmt | For | For | For | |||
9 | Elect Teikoh Zaima | Mgmt | For | For | For | |||
10 | Elect Tsunekatsu Yonezawa | Mgmt | For | For | For | |||
11 | Elect Akira Gokita | Mgmt | For | For | For | |||
12 | Elect Makoto Yasuda as Alternate Audit Committee Director | Mgmt | For | For | For | |||
Scor SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCR | CINS F15561677 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports: Non-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Supplementary Retirement Benefits (Denis Kessler, Chair and CEO) | Mgmt | For | For | For | |||
9 | Severance Agreement (Denis Kessler, Chair and CEO) | Mgmt | For | For | For | |||
10 | Remuneration of Denis Kessler, Chair and CEO | Mgmt | For | For | For | |||
11 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
12 | Elect Bruno Pfister | Mgmt | For | For | For | |||
13 | Elect Zhen Wang | Mgmt | For | For | For | |||
14 | Directors' Fees | Mgmt | For | For | For | |||
15 | Appointment of Alternate Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and/or Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and/or Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Greenshoe | Mgmt | For | For | For | |||
24 | Authority to Grant Contingent Convertible Warrants (Underwriters of Investment Services) | Mgmt | For | For | For | |||
25 | Authority to Grant Contingent Convertible Warrants (Category of Entities) | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authority to Issue Stock Options | Mgmt | For | For | For | |||
28 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
29 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
30 | Global Ceiling on Capital Increases | Mgmt | For | For | For | |||
31 | Amendment Regarding Employee Representation on the Board | Mgmt | For | For | For | |||
32 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Screen Holdings Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7735 | CINS J6988U114 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Eiji Kakiuchi | Mgmt | For | For | For | |||
4 | Elect Shin Minamishima | Mgmt | For | For | For | |||
5 | Elect Katsutoshi Oki | Mgmt | For | For | For | |||
6 | Elect Sohichi Nadahara | Mgmt | For | For | For | |||
7 | Elect Yohichi Kondoh | Mgmt | For | For | For | |||
8 | Elect Kimito Andoh | Mgmt | For | For | For | |||
9 | Elect Shohsaku Murayama | Mgmt | For | For | For | |||
10 | Elect Shigeru Saitoh | Mgmt | For | Against | Against | |||
11 | Elect Makoto Yoda | Mgmt | For | For | For | |||
12 | Election of Tetsuo Kikkawa as an Alternate Statutory Auditor | Mgmt | For | For | For | |||
Seven & I Holdings Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3382 | CINS J7165H108 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits | Mgmt | For | For | For | |||
3 | Elect Ryuichi Isaka | Mgmt | For | For | For | |||
4 | Elect Katsuhiro Gotoh | Mgmt | For | For | For | |||
5 | Elect Junroh Itoh | Mgmt | For | For | For | |||
6 | Elect Katsutane Aihara | Mgmt | For | For | For | |||
7 | Elect Kimiyoshi Yamaguchi | Mgmt | For | For | For | |||
8 | Elect Fumihiko Nagamatsu | Mgmt | For | For | For | |||
9 | Elect Kazuki Furuya | Mgmt | For | For | For | |||
10 | Elect Joseph M. DePinto | Mgmt | For | For | For | |||
11 | Elect Yoshio Tsukio | Mgmt | For | For | For | |||
12 | Elect Kunio Itoh | Mgmt | For | For | For | |||
13 | Elect Toshiroh Yonemura | Mgmt | For | For | For | |||
14 | Elect Tetsuroh Higashi | Mgmt | For | For | For | |||
15 | Elect Yoshitake Taniguchi | Mgmt | For | For | For | |||
16 | Elect Kazuko Rudy | Mgmt | For | For | For | |||
17 | Elect Kazuhiro Hara | Mgmt | For | For | For | |||
18 | Elect Mitsuko Inamasu | Mgmt | For | For | For | |||
19 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
Shiseido Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4911 | CINS J74358144 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Masahiko Uotani | Mgmt | For | For | For | |||
4 | Elect Jun Aoki | Mgmt | For | For | For | |||
5 | Elect Yohichi Shimatani | Mgmt | For | For | For | |||
6 | Elect Yohko Ishikura | Mgmt | For | For | For | |||
7 | Elect Shinsaku Iwahara | Mgmt | For | For | For | |||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | |||
9 | Elect Takeshi Yoshida as Statutory Auditor | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Directors' Long Term Incentive Plan | Mgmt | For | Against | Against | |||
Siemens AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SIE | CINS D69671218 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Elect Werner Brandt | Mgmt | For | For | For | |||
11 | Elect Michael Diekmann | Mgmt | For | For | For | |||
12 | Elect Benoit Potier | Mgmt | For | For | For | |||
13 | Elect Norbert Reithofer | Mgmt | For | For | For | |||
14 | Elect Nemat Shafik | Mgmt | For | For | For | |||
15 | Elect Nathalie von Siemens | Mgmt | For | For | For | |||
16 | Elect Matthias Zachert | Mgmt | For | For | For | |||
17 | Amendment to Corporate Purpose | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | For | For | |||
19 | Approval of Intra-Company Control Agreement with Flender GmbH | Mgmt | For | For | For | |||
20 | Approval of Intra-Company Control Agreement with Kyros 53 GmbH | Mgmt | For | For | For | |||
21 | Approval of Intra-Company Control Agreement with Kyros 54 GmbH | Mgmt | For | For | For | |||
Sino-American Silicon Products Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5483 | CINS Y8022X107 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Loss Disposition | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Authority to Issue Shares | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules for Shareholder Meetings | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Derivatives Trading | Mgmt | For | For | For | |||
Skandinaviska Enskilda Banken | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEBA | CINS W25381141 | 03/26/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
14 | Ratification of Board and President Acts | Mgmt | For | TNA | N/A | |||
15 | Board Size; Number of Auditors | Mgmt | For | TNA | N/A | |||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |||
17 | Elect Johan H. Andresen, Jr. | Mgmt | For | TNA | N/A | |||
18 | Elect Signhild Arnegard Hansen | Mgmt | For | TNA | N/A | |||
19 | Elect Samir Brikho | Mgmt | For | TNA | N/A | |||
20 | Elect Winnie Kin Wah Fok | Mgmt | For | TNA | N/A | |||
21 | Elect Tomas Nicolin | Mgmt | For | TNA | N/A | |||
22 | Elect Sven Nyman | Mgmt | For | TNA | N/A | |||
23 | Elect Jesper Ovesen | Mgmt | For | TNA | N/A | |||
24 | Elect Helena Saxon | Mgmt | For | TNA | N/A | |||
25 | Elect Johan Torgeby | Mgmt | For | TNA | N/A | |||
26 | Elect Marcus Wallenberg | Mgmt | For | TNA | N/A | |||
27 | Elect Sara Ohrvall | Mgmt | For | TNA | N/A | |||
28 | Elect Marcus Wallenberg as Chair | Mgmt | For | TNA | N/A | |||
29 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
30 | Remuneration Guidelines | Mgmt | For | TNA | N/A | |||
31 | All Employee Programme (AEP) | Mgmt | For | TNA | N/A | |||
32 | Share Deferral Programme (SDP) | Mgmt | For | TNA | N/A | |||
33 | Restricted Share Programme (RSP) | Mgmt | For | TNA | N/A | |||
34 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |||
35 | Authority to Repurchase Shares and to Issue Treasury Shares | Mgmt | For | TNA | N/A | |||
36 | Transfer of Shares Pursuant of LTIPs | Mgmt | For | TNA | N/A | |||
37 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | |||
38 | Appointment of Auditors in Foundations | Mgmt | For | TNA | N/A | |||
39 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
Societe Generale S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLE | CINS F43638141 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Remuneration Policy (Chair) | Mgmt | For | For | For | |||
9 | Remuneration Policy (CEO and Deputy CEOs) | Mgmt | For | For | For | |||
10 | Remuneration of Lorenzo Bini Smaghi, Chair | Mgmt | For | For | For | |||
11 | Remuneration of Frederic Oudea, CEO | Mgmt | For | For | For | |||
12 | Remuneration of Severin Cabannes, Deputy CEO | Mgmt | For | For | For | |||
13 | Remuneration of Bernardo Sanchez Incera, Deputy CEO | Mgmt | For | For | For | |||
14 | Remuneration of Didier Valet, Deputy CEO | Mgmt | For | For | For | |||
15 | Remuneration of Identified Staff | Mgmt | For | For | For | |||
16 | Elect Lorenzo Bini Smaghi | Mgmt | For | For | For | |||
17 | Elect Jerome Contamine | Mgmt | For | For | For | |||
18 | Elect Diane Cote | Mgmt | For | For | For | |||
19 | Directors' Fees | Mgmt | For | For | For | |||
20 | Appointment of Auditor (Ernst and Young) | Mgmt | For | For | For | |||
21 | Appointment of Auditor (Deloitte) | Mgmt | For | For | For | |||
22 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
23 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
24 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
26 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
27 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
28 | Authority to Issue Performance Shares (Identified Staff) | Mgmt | For | For | For | |||
29 | Authority to Issue Performance Shares (Employees Excluding Identified Staff) | Mgmt | For | For | For | |||
30 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
31 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Spark New Zealand Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPK | CINS Q8619N107 | 11/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | New Zealand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
3 | Re-elect Paul Berriman | Mgmt | For | For | For | |||
4 | Re-elect Charles T. Sitch | Mgmt | For | For | For | |||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | |||
SSE plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSE | CINS G8842P102 | 07/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Gregor Alexander | Mgmt | For | For | For | |||
5 | Elect Jeremy Beeton | Mgmt | For | For | For | |||
6 | Elect Katie Bickerstaffe | Mgmt | For | For | For | |||
7 | Elect Sue Bruce | Mgmt | For | For | For | |||
8 | Elect Crawford Gillies | Mgmt | For | For | For | |||
9 | Elect Richard Gillingwater | Mgmt | For | For | For | |||
10 | Elect Peter Lynas | Mgmt | For | For | For | |||
11 | Elect Helen Mahy | Mgmt | For | For | For | |||
12 | Elect Alistair Phillips-Davies | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Sumitomo Mitsui Financial Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8316 | CINS J7771X109 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Koichi Miyata | Mgmt | For | Against | Against | |||
4 | Elect Takeshi Kunibe | Mgmt | For | Against | Against | |||
5 | Elect Makoto Takashima | Mgmt | For | Against | Against | |||
6 | Elect Kohzoh Ogino | Mgmt | For | Against | Against | |||
7 | Elect Jun Ohta | Mgmt | For | Against | Against | |||
8 | Elect Katsunori Tanizaki | Mgmt | For | Against | Against | |||
9 | Elect Toshikazu Yaku | Mgmt | For | Against | Against | |||
10 | Elect Toshiyuki Teramoto | Mgmt | For | Against | Against | |||
11 | Elect Tohru Mikami | Mgmt | For | Against | Against | |||
12 | Elect Tetsuya Kubo | Mgmt | For | Against | Against | |||
13 | Elect Masayuki Matsumoto | Mgmt | For | Against | Against | |||
14 | Elect Arthur M. Mitchell | Mgmt | For | Against | Against | |||
15 | Elect Shohzoh Yamazaki | Mgmt | For | Against | Against | |||
16 | Elect Masaharu Kohno | Mgmt | For | Against | Against | |||
17 | Elect Yoshinobu Tsutsui | Mgmt | For | Against | Against | |||
18 | Elect Katsuyoshi Shimbo | Mgmt | For | Against | Against | |||
19 | Elect Eriko Sakurai | Mgmt | For | Against | Against | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TDK Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6762 | CINS J82141136 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shigenao Ishiguro | Mgmt | For | For | For | |||
4 | Elect Tetsuji Yamanishi | Mgmt | For | For | For | |||
5 | Elect Makoto Sumita | Mgmt | For | For | For | |||
6 | Elect Seiji Ohsaka | Mgmt | For | For | For | |||
7 | Elect Kazumasa Yoshida | Mgmt | For | For | For | |||
8 | Elect Kazuhiko Ishimura | Mgmt | For | For | For | |||
9 | Elect Kazunori Yagi | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
thyssenkrupp AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKA | CINS D8398Q119 | 01/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Toshiba Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6502 | CINS J89752117 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Use/Transfer of Reserves | Mgmt | For | For | For | |||
3 | Share Consolidation | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect Satoshi Tsunakawa | Mgmt | For | For | For | |||
6 | Elect Shinichiro Akiba | Mgmt | For | For | For | |||
7 | Elect Masayoshi Hirata | Mgmt | For | For | For | |||
8 | Elect Naoya Sakurai | Mgmt | For | For | For | |||
9 | Elect Teruko Noda | Mgmt | For | For | For | |||
10 | Elect Koichi Ikeda | Mgmt | For | For | For | |||
11 | Elect Yuki Furuta | Mgmt | For | For | For | |||
12 | Elect Yoshimitsu Kobayashi | Mgmt | For | For | For | |||
13 | Elect Ryoji Satoh | Mgmt | For | For | For | |||
14 | Elect Nobuaki Kurumatani | Mgmt | For | For | For | |||
15 | Elect Junji Ota | Mgmt | For | For | For | |||
16 | Elect Mami Taniguchi | Mgmt | For | For | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CINS F92124100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
9 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
10 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
11 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
12 | Elect Patrick Artus | Mgmt | For | For | For | |||
13 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
14 | Related Party Transactions | Mgmt | For | For | For | |||
15 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
16 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
25 | Shareholder Proposal (A) Regarding the Election Procedure of Directors Representing Employee Shareholders | ShrHoldr | Against | Against | For | |||
UBS Group AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBSG | CINS H892U1882 | 05/03/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
2 | Compensation Report | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits; Dividends from Reserves | Mgmt | For | TNA | N/A | |||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
5 | Executive Compensation (Variable) | Mgmt | For | TNA | N/A | |||
6 | Executive Compensation (Fixed) | Mgmt | For | TNA | N/A | |||
7 | Elect Axel A. Weber as Board Chair | Mgmt | For | TNA | N/A | |||
8 | Elect Michel Demare | Mgmt | For | TNA | N/A | |||
9 | Elect David H. Sidwell | Mgmt | For | TNA | N/A | |||
10 | Elect Reto Francioni | Mgmt | For | TNA | N/A | |||
11 | Elect Ann F. Godbehere | Mgmt | For | TNA | N/A | |||
12 | Elect Julie G. Richardson | Mgmt | For | TNA | N/A | |||
13 | Elect Isabelle Romy | Mgmt | For | TNA | N/A | |||
14 | Elect Robert W. Scully | Mgmt | For | TNA | N/A | |||
15 | Elect Beatrice Weder di Mauro | Mgmt | For | TNA | N/A | |||
16 | Elect Dieter Wemmer | Mgmt | For | TNA | N/A | |||
17 | Elect Jeremy Anderson | Mgmt | For | TNA | N/A | |||
18 | Elect Fred Hu | Mgmt | For | TNA | N/A | |||
19 | Elect Ann F. Godbehere as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
20 | Elect Michel Demare as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
21 | Elect Julie G. Richardson as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
22 | Elect Dieter Wemmer as Compensation Committee Member | Mgmt | For | TNA | N/A | |||
23 | Board Compensation | Mgmt | For | TNA | N/A | |||
24 | Appointment of Independent Proxy | Mgmt | For | TNA | N/A | |||
25 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
26 | Appointment of Special Auditor | Mgmt | For | TNA | N/A | |||
27 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
28 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Unilever NV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNA | CINS N8981F271 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Ratification of Executive Directors' Acts | Mgmt | For | For | For | |||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | |||
5 | Amendments to the Remuneration Policy | Mgmt | For | For | For | |||
6 | Elect Nils Andersen to the Board of Directors | Mgmt | For | For | For | |||
7 | Elect Laura M.L. Cha to the Board of Directors | Mgmt | For | For | For | |||
8 | Elect Vittorio Colao to the Board of Directors | Mgmt | For | For | For | |||
9 | Elect Marijn E. Dekkers to the Board of Directors | Mgmt | For | For | For | |||
10 | Elect Judith Hartmann to the Board of Directors | Mgmt | For | Against | Against | |||
11 | Elect Mary MA Xuezheng to the Board of Directors | Mgmt | For | For | For | |||
12 | Elect Strive T. Masiyiwa to the Board of Directors | Mgmt | For | For | For | |||
13 | Elect Youngme E. Moon to the Board of Directors | Mgmt | For | For | For | |||
14 | Elect Graeme D. Pitkethly to the Board of Directors | Mgmt | For | For | For | |||
15 | Elect Paul Polman to the Board of Directors | Mgmt | For | For | For | |||
16 | Elect John Rishton to the Board of Directors | Mgmt | For | For | For | |||
17 | Elect Feike Sijbesma to the Board of Directors | Mgmt | For | For | For | |||
18 | Elect Andrea Jung to the Board of Directors | Mgmt | For | For | For | |||
19 | Appointment of Auditor | Mgmt | For | For | For | |||
20 | Authority to Repurchase Cumulative Preference Shares | Mgmt | For | For | For | |||
21 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
22 | Cancellation of Cumulative Preference Shares | Mgmt | For | For | For | |||
23 | Cancellation of Ordinary Shares | Mgmt | For | For | For | |||
24 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
25 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||
26 | Authority to Suppress Preemptive Rights (Acquisition or Capital Investment) | Mgmt | For | For | For | |||
Valeo SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FR | CINS F96221340 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Ratification of the Co-Option of Bruno Bezard | Mgmt | For | For | For | |||
10 | Elect Bruno Bezard | Mgmt | For | For | For | |||
11 | Elect Noelle Lenoir | Mgmt | For | For | For | |||
12 | Elect Gilles Michel | Mgmt | For | For | For | |||
13 | Remuneration of Jacques Aschenbroich, Chair and CEO | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
16 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Veolia Environnement | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIE | CINS F9686M107 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Approve Special Auditors Report | Mgmt | For | For | For | |||
10 | Supplementary Retirement Benefits (Antoine Frerot, Chair and CEO) | Mgmt | For | For | For | |||
11 | Severance Agreement (Antoine Frerot, Chair and CEO) | Mgmt | For | For | For | |||
12 | Elect Antoine Frerot | Mgmt | For | For | For | |||
13 | Remuneration of Antoine Frerot (Chair and CEO) | Mgmt | For | For | For | |||
14 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
15 | Director Fees | Mgmt | For | For | For | |||
16 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
17 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
21 | Greenshoe | Mgmt | For | For | For | |||
22 | Authority to Increase Capital through Capitalisations | Mgmt | For | For | For | |||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
24 | Employee Stock Purchase Plan (Identified Beneficiaries) | Mgmt | For | For | For | |||
25 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
26 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
27 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Vicinity Centres | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VCX | CINS Q9395F102 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Re-elect Peter Kahan | Mgmt | For | Against | Against | |||
5 | Re-elect Karen L.C. Penrose | Mgmt | For | Against | Against | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Equity Grant (MD/CEO Grant Kelley) | Mgmt | For | For | For | |||
Vinci | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DG | CINS F5879X108 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Accounts and Reports: Approval of Non-Tax Deductible Expenses | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Elect Xavier Huillard | Mgmt | For | Against | Against | |||
9 | Elect Yves-Thibault de Silguy | Mgmt | For | For | For | |||
10 | Elect Marie-Christine Lombard | Mgmt | For | Against | Against | |||
11 | Elect Nasser Hassan Faraj Al Ansari | Mgmt | For | Against | Against | |||
12 | Elect Rene Medori | Mgmt | For | For | For | |||
13 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
14 | Supplementary Retirement Benefits (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | |||
15 | Severance Agreement (Xavier Huillard, Chair and CEO) | Mgmt | For | For | For | |||
16 | Related Party Transaction (YTSeuropaconsultants) | Mgmt | For | Against | Against | |||
17 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
18 | Remuneration of Xavier Huillard, Chair and CEO | Mgmt | For | For | For | |||
19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
20 | Authority to Grant Performance Shares | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | |||
23 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Vodafone Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VOD | CINS G93882192 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
3 | Elect Vittorio Colao | Mgmt | For | For | For | |||
4 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
5 | Elect Crispin H. Davis | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Clara Furse | Mgmt | For | For | For | |||
8 | Elect Valerie F. Gooding | Mgmt | For | For | For | |||
9 | Elect Renee J. James | Mgmt | For | For | For | |||
10 | Elect Samuel E. Jonah | Mgmt | For | For | For | |||
11 | Elect Maria Amparo Moraleda Martinez | Mgmt | For | For | For | |||
12 | Elect David T. Nish | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Remuneration Policy (Binding) | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authorisation of Political Donations | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Yamaha Motor Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7272 | CINS J95776126 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |||
4 | Elect Yoshihiro Hidaka | Mgmt | For | For | For | |||
5 | Elect Katsuaki Watanabe | Mgmt | For | For | For | |||
6 | Elect Toshizumi Katoh | Mgmt | For | For | For | |||
7 | Elect Katsuhito Yamaji | Mgmt | For | For | For | |||
8 | Elect Makoto Shimamoto | Mgmt | For | For | For | |||
9 | Elect Tatsumi Ohkawa | Mgmt | For | For | For | |||
10 | Elect Takuya Nakata | Mgmt | For | For | For | |||
11 | Elect Atsushi Niimi | Mgmt | For | For | For | |||
12 | Elect Genichi Tamatsuka | Mgmt | For | For | For | |||
13 | Elect Takehiro Kamigama | Mgmt | For | Against | Against | |||
14 | Elect Masatake Yone as Alternate Statutory Auditor | Mgmt | For | For | For |
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Low Volatility Equity Fund | |||||||
Date of Fiscal Year End: | 07/31 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
AGNC Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 00123Q104 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary D. Kain | Mgmt | For | For | For | |||
2 | Elect Morris A. Davis | Mgmt | For | For | For | |||
3 | Elect Larry K. Harvey | Mgmt | For | For | For | |||
4 | Elect Prue B. Larocca | Mgmt | For | For | For | |||
5 | Elect Paul E. Mullings | Mgmt | For | For | For | |||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP G0177J108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
2 | Elect Paul M. Bisaro | Mgmt | For | Against | Against | |||
3 | Elect Joseph H. Boccuzi | Mgmt | For | For | For | |||
4 | Elect Christopher W. Bodine | Mgmt | For | For | For | |||
5 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
6 | Elect Christopher J. Coughlin | Mgmt | For | For | For | |||
7 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
8 | Elect Catherine M. Klema | Mgmt | For | For | For | |||
9 | Elect Peter J. McDonnell | Mgmt | For | For | For | |||
10 | Elect Patrick J. O'Sullivan | Mgmt | For | For | For | |||
11 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
12 | Elect Fred G. Weiss | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | Against | For | |||
Altaba Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AABA | CUSIP 021346101 | 10/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tor R. Braham | Mgmt | For | For | For | |||
2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
3 | Elect Catherine J. Friedman | Mgmt | For | For | For | |||
4 | Elect Richard L. Kauffman | Mgmt | For | For | For | |||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | |||
6 | Approval of New Investment Advisory Agreement with BlackRock | Mgmt | For | For | For | |||
7 | Approval of New Investment Advisory Agreement with MSSB | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Approval of Long-Term Deferred Compensation Incentive Plan | Mgmt | For | Against | Against | |||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John T. Casteen III | Mgmt | For | For | For | |||
2 | Elect Dinyar S. Devitre | Mgmt | For | For | For | |||
3 | Elect Thomas F. Farrell II | Mgmt | For | Against | Against | |||
4 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | |||
5 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
6 | Elect Kathryn B. McQuade | Mgmt | For | For | For | |||
7 | Elect George Munoz | Mgmt | For | For | For | |||
8 | Elect Mark E. Newman | Mgmt | For | For | For | |||
9 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | |||
10 | Elect Virginia E. Shanks | Mgmt | For | For | For | |||
11 | Elect Howard Willard III | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Nicotine Levels in Tobacco Products | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 01/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Minicucci | Mgmt | For | For | For | |||
2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
3 | Elect John T. McLennan | Mgmt | For | For | For | |||
4 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
5 | Elect Julian A. Brodsky | Mgmt | For | For | For | |||
6 | Elect Eli Gelman | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Richard T.C. LeFave | Mgmt | For | For | For | |||
9 | Elect Giora Yaron | Mgmt | For | For | For | |||
10 | Elect Baroness Ariane de Rothschild | Mgmt | For | For | For | |||
11 | Elect Rafael de la Vega | Mgmt | For | For | For | |||
12 | Increase Quarterly Dividend | Mgmt | For | For | For | |||
13 | Accounts and Reports | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
American Electric Power Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEP | CUSIP 025537101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas K. Akins | Mgmt | For | For | For | |||
2 | Elect David J. Anderson | Mgmt | For | For | For | |||
3 | Elect J. Barnie Beasley, Jr. | Mgmt | For | For | For | |||
4 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Linda A. Goodspeed | Mgmt | For | For | For | |||
6 | Elect Thomas E. Hoaglin | Mgmt | For | For | For | |||
7 | Elect Sandra Beach Lin | Mgmt | For | For | For | |||
8 | Elect Richard C. Notebaert | Mgmt | For | For | For | |||
9 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
10 | Elect Stephen S. Rasmussen | Mgmt | For | For | For | |||
11 | Elect Oliver G. Richard, III | Mgmt | For | For | For | |||
12 | Elect Sara Martinez Tucker | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect John J. Brennan | Mgmt | For | For | For | |||
3 | Elect Peter Chernin | Mgmt | For | For | For | |||
4 | Elect Ralph de la Vega | Mgmt | For | For | For | |||
5 | Elect Anne M. A. Lauvergeon | Mgmt | For | For | For | |||
6 | Elect Micheal O. Leavitt | Mgmt | For | For | For | |||
7 | Elect Theodore Leonsis | Mgmt | For | For | For | |||
8 | Elect Richard C. Levin | Mgmt | For | For | For | |||
9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
10 | Elect Stephen J. Squeri | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Christopher Young | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
American Homes 4 Rent | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMH | CUSIP 02665T306 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Wayne Hughes | Mgmt | For | For | For | |||
2 | Elect David P. Singelyn | Mgmt | For | For | For | |||
3 | Elect John Corrigan | Mgmt | For | For | For | |||
4 | Elect Dann V. Angeloff | Mgmt | For | For | For | |||
5 | Elect Douglas N. Benham | Mgmt | For | For | For | |||
6 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
7 | Elect Matthew J. Hart | Mgmt | For | For | For | |||
8 | Elect James H. Kropp | Mgmt | For | For | For | |||
9 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Annaly Capital Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLY | CUSIP 035710409 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wellington J. Denahan-Norris | Mgmt | For | For | For | |||
2 | Elect Michael Haylon | Mgmt | For | For | For | |||
3 | Elect Donnell A. Segalas | Mgmt | For | For | For | |||
4 | Elect Katie B. Fallon | Mgmt | For | For | For | |||
5 | Elect Vicki Williams | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect Julie A. Hill | Mgmt | For | For | For | |||
3 | Elect Antonio F. Neri | Mgmt | For | For | For | |||
4 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Right to Call Special Meetings (20% Threshold) | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Apple Hospitality REIT, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APLE | CUSIP 03784Y200 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce H. Matson | Mgmt | For | For | For | |||
1.2 | Elect Blythe J. McGarvie | Mgmt | For | For | For | |||
1.3 | Elect L. Hugh Redd | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Board Declassification Article Amendment | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Aramark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARMK | CUSIP 03852U106 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric J. Foss | Mgmt | For | For | For | |||
1.2 | Elect Pierre-Olivier Beckers-Vieujant | Mgmt | For | For | For | |||
1.3 | Elect Lisa G. Bisaccia | Mgmt | For | For | For | |||
1.4 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.5 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Irene M. Esteves | Mgmt | For | For | For | |||
1.7 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
1.8 | Elect Sanjeev Mehra | Mgmt | For | For | For | |||
1.9 | Elect Patricia Morrison | Mgmt | For | For | For | |||
1.10 | Elect John A. Quelch | Mgmt | For | For | For | |||
1.11 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
ARRIS International plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRS | CUSIP G0551A103 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew M. Barron | Mgmt | For | For | For | |||
2 | Elect J. Timothy Bryan | Mgmt | For | For | For | |||
3 | Elect James A. Chiddix | Mgmt | For | For | For | |||
4 | Elect Andrew T. Heller | Mgmt | For | For | For | |||
5 | Elect KIM Jeong | Mgmt | For | For | For | |||
6 | Elect Bruce McClelland | Mgmt | For | For | For | |||
7 | Elect Robert J. Stanzione | Mgmt | For | For | For | |||
8 | Elect Doreen A. Toben | Mgmt | For | For | For | |||
9 | Elect Debora J. Wilson | Mgmt | For | For | For | |||
10 | Elect David A. Woodle | Mgmt | For | For | For | |||
11 | Accounts and Reports | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Ratification of UK Statutory Auditor | Mgmt | For | For | For | |||
14 | Authority to Set UK Statutory Auditor's Fees | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | UK Remuneration Report (Advisory) | Mgmt | For | For | For | |||
Automatic Data Processing Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/07/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Bisson | Mgmt | For | TNA | N/A | |||
1.2 | Elect Richard T. Clark | Mgmt | For | TNA | N/A | |||
1.3 | Elect Eric C. Fast | Mgmt | For | TNA | N/A | |||
1.4 | Elect Linda R. Gooden | Mgmt | For | TNA | N/A | |||
1.5 | Elect Michael P. Gregoire | Mgmt | For | TNA | N/A | |||
1.6 | Elect R. Glenn Hubbard | Mgmt | For | TNA | N/A | |||
1.7 | Elect John P. Jones | Mgmt | For | TNA | N/A | |||
1.8 | Elect William J. Ready | Mgmt | For | TNA | N/A | |||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | TNA | N/A | |||
1.10 | Elect Sandra S. Wijnberg | Mgmt | For | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | TNA | Against | |||
4 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
5 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | TNA | N/A | |||
Automatic Data Processing Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William A. Ackman | Mgmt | N/A | For | N/A | |||
1.2 | Elect Veronica M. Hagen | Mgmt | N/A | For | N/A | |||
1.3 | Elect V. Paul Unruh | Mgmt | N/A | For | N/A | |||
1.4 | Elect Mgmt. Nominee Peter Bisson | Mgmt | N/A | For | N/A | |||
1.5 | Elect Mgmt. Nominee Richard T. Clark | Mgmt | N/A | For | N/A | |||
1.6 | Elect Mgmt. Nominee Linda R. Gooden | Mgmt | N/A | For | N/A | |||
1.7 | Elect Mgmt. Nominee Michael P. Gregoire | Mgmt | N/A | For | N/A | |||
1.8 | Elect Mgmt. Nominee William J. Ready | Mgmt | N/A | For | N/A | |||
1.9 | Elect Mgmt. Nominee Carlos A. Rodriguez | Mgmt | N/A | For | N/A | |||
1.10 | Elect Mgmt. Nominee Sandra S. Wijnberg | Mgmt | N/A | For | N/A | |||
2 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | For | N/A | |||
3 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
5 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
2 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
3 | Elect Peter K. Barker | Mgmt | For | For | For | |||
4 | Elect Mitchell R. Butier | Mgmt | For | For | For | |||
5 | Elect Ken Hicks | Mgmt | For | For | For | |||
6 | Elect Andres A. Lopez | Mgmt | For | For | For | |||
7 | Elect David Pyott | Mgmt | For | For | For | |||
8 | Elect Dean A. Scarborough | Mgmt | For | For | For | |||
9 | Elect Patrick T. Siewert | Mgmt | For | For | For | |||
10 | Elect Julia Stewart | Mgmt | For | For | For | |||
11 | Elect Martha Sullivan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Munib Islam | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
10 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
11 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
12 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jennifer S. Banner | Mgmt | For | For | For | |||
2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
3 | Elect Anna R. Cablik | Mgmt | For | For | For | |||
4 | Elect I. Patricia Henry | Mgmt | For | For | For | |||
5 | Elect Eric C. Kendrick | Mgmt | For | For | For | |||
6 | Elect Kelly S. King | Mgmt | For | For | For | |||
7 | Elect Louis B. Lynn | Mgmt | For | For | For | |||
8 | Elect Charles A. Patton | Mgmt | For | For | For | |||
9 | Elect Nido R. Qubein | Mgmt | For | For | For | |||
10 | Elect William J. Reuter | Mgmt | For | For | For | |||
11 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | |||
12 | Elect Christine Sears | Mgmt | For | For | For | |||
13 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
14 | Elect Thomas N. Thompson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670108 | 05/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.6 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.7 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.8 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.10 | Elect Ajit Jain | Mgmt | For | For | For | |||
1.11 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.14 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
3 | Shareholder Proposal Regarding Sustainability Reporting Policy for Subsidiaries | ShrHoldr | Against | Against | For | |||
Berry Global Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BERY | CUSIP 08579W103 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas E. Salmon | Mgmt | For | For | For | |||
2 | Elect Robert V. Seminara | Mgmt | For | For | For | |||
3 | Elect Paula A. Sneed | Mgmt | For | For | For | |||
4 | Elect Robert A. Steele | Mgmt | For | For | For | |||
5 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Booking Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKNG | CUSIP 09857L108 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy M. Armstrong | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey H. Boyd | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey E. Epstein | Mgmt | For | For | For | |||
1.4 | Elect Glenn D. Fogel | Mgmt | For | For | For | |||
1.5 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | |||
1.6 | Elect James M. Guyette | Mgmt | For | For | For | |||
1.7 | Elect Robert J. Mylod, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Charles H. Noski | Mgmt | For | For | For | |||
1.9 | Elect Nancy B. Peretsman | Mgmt | For | For | For | |||
1.10 | Elect Nicholas J. Read | Mgmt | For | For | For | |||
1.11 | Elect Thomas E. Rothman | Mgmt | For | For | For | |||
1.12 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
1.13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 1999 Omnibus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nelda J. Connors | Mgmt | For | For | For | |||
2 | Elect Charles J. Dockendorff | Mgmt | For | For | For | |||
3 | Elect Yoshiaki Fujimori | Mgmt | For | For | For | |||
4 | Elect Donna A. James | Mgmt | For | For | For | |||
5 | Elect Edward J. Ludwig | Mgmt | For | For | For | |||
6 | Elect Stephen P. MacMillan | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect David J. Roux | Mgmt | For | For | For | |||
9 | Elect John E. Sununu | Mgmt | For | For | For | |||
10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Brandywine Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDN | CUSIP 105368203 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Diggs | Mgmt | For | For | For | |||
2 | Elect Wyche Fowler | Mgmt | For | For | For | |||
3 | Elect H. Richard Haverstick, Jr. | Mgmt | For | For | For | |||
4 | Elect Terri A. Herubin | Mgmt | For | For | For | |||
5 | Elect Michael J. Joyce | Mgmt | For | For | For | |||
6 | Elect Anthony A. Nichols, Sr. | Mgmt | For | For | For | |||
7 | Elect Charles P. Pizzi | Mgmt | For | For | For | |||
8 | Elect Gerard H. Sweeney | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements for Certain Mergers | Mgmt | For | For | For | |||
12 | Opt Out of Maryland Business Combination Act | Mgmt | For | For | For | |||
13 | Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie Atkinson | Mgmt | For | For | For | |||
2 | Elect E. Townes Duncan | Mgmt | For | For | For | |||
3 | Elect Jordan Hitch | Mgmt | For | For | For | |||
4 | Elect Linda A. Mason | Mgmt | For | For | For | |||
5 | Elect Mary Ann Tocio | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Bristol-Myers Squibb Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMY | CUSIP 110122108 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Jose Baselga | Mgmt | For | For | For | |||
3 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
4 | Elect Giovanni Caforio | Mgmt | For | For | For | |||
5 | Elect Matthew W. Emmens | Mgmt | For | For | For | |||
6 | Elect Michael Grobstein | Mgmt | For | For | For | |||
7 | Elect Alan J. Lacy | Mgmt | For | For | For | |||
8 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
9 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
10 | Elect Gerald Storch | Mgmt | For | For | For | |||
11 | Elect Vicki L. Sato | Mgmt | For | For | For | |||
12 | Elect Karen H. Vousden | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Broadridge Financial Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BR | CUSIP 11133T103 | 11/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
3 | Elect Richard J. Daly | Mgmt | For | For | For | |||
4 | Elect Robert N. Duelks | Mgmt | For | For | For | |||
5 | Elect Richard J. Haviland | Mgmt | For | For | For | |||
6 | Elect Brett A. Keller | Mgmt | For | For | For | |||
7 | Elect Stuart R. Levine | Mgmt | For | For | For | |||
8 | Elect Maura A. Markus | Mgmt | For | For | For | |||
9 | Elect Thomas J. Perna | Mgmt | For | For | For | |||
10 | Elect Alan J. Weber | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
BWX Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan A. Bertsch | Mgmt | For | For | For | |||
1.2 | Elect James M. Jaska | Mgmt | For | For | For | |||
1.3 | Elect Kenneth J. Krieg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Camden Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPT | CUSIP 133131102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||
1.3 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.4 | Elect Renu Khator | Mgmt | For | For | For | |||
1.5 | Elect William B. McGuire, Jr. | Mgmt | For | For | For | |||
1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||
1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||
1.9 | Elect Steven Webster | Mgmt | For | For | For | |||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of 2018 Share Incentive Plan | Mgmt | For | For | For | |||
5 | Approval of 2018 Employee Share Purchase Plan | Mgmt | For | For | For | |||
CDK Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDK | CUSIP 12508E101 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
1.2 | Elect Willie A. Deese | Mgmt | For | For | For | |||
1.3 | Elect Amy J. Hillman | Mgmt | For | For | For | |||
1.4 | Elect Brian P. MacDonald | Mgmt | For | For | For | |||
1.5 | Elect Eileen J. Martinson | Mgmt | For | For | For | |||
1.6 | Elect Stephen A. Miles | Mgmt | For | For | For | |||
1.7 | Elect Robert E. Radway | Mgmt | For | For | For | |||
1.8 | Elect Stephen F. Schuckenbrock | Mgmt | For | For | For | |||
1.9 | Elect Frank S. Sowinski | Mgmt | For | For | For | |||
1.10 | Elect Robert M. Tarkoff | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Celgene Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CELG | CUSIP 151020104 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark J. Alles | Mgmt | For | For | For | |||
1.2 | Elect Richard W. Barker | Mgmt | For | For | For | |||
1.3 | Elect Hans E. Bishop | Mgmt | For | For | For | |||
1.4 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
1.5 | Elect Michael D. Casey | Mgmt | For | For | For | |||
1.6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
1.7 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
1.8 | Elect Julia A. Haller | Mgmt | For | For | For | |||
1.9 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
1.10 | Elect James J. Loughlin | Mgmt | For | For | For | |||
1.11 | Elect Ernest Mario | Mgmt | For | For | For | |||
1.12 | Elect John H. Weiland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Charles River Laboratories International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRL | CUSIP 159864107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James C. Foster | Mgmt | For | For | For | |||
2 | Elect Robert J. Bertolini | Mgmt | For | For | For | |||
3 | Elect Stephen D. Chubb | Mgmt | For | For | For | |||
4 | Elect Deborah T. Kochevar | Mgmt | For | For | For | |||
5 | Elect Martin Mackay | Mgmt | For | For | For | |||
6 | Elect Jean-Paul Mangeolle | Mgmt | For | For | For | |||
7 | Elect George E. Massaro | Mgmt | For | For | For | |||
8 | Elect George M. Milne, Jr. | Mgmt | For | For | For | |||
9 | Elect C. Richard Reese | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Richard F. Wallman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2018 Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Chimera Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CIM | CUSIP 16934Q208 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Teresa Bryce Bazemore | Mgmt | For | For | For | |||
2 | Elect Dennis M. Mahoney | Mgmt | For | For | For | |||
3 | Elect Debra W. Still | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect Amy L. Chang | Mgmt | For | For | For | |||
5 | Elect John L. Hennessy | Mgmt | For | For | For | |||
6 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
7 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
8 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Amendment and Restatement of the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
CME Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Terrence A. Duffy | Mgmt | For | Against | Against | |||
2 | Elect Timothy S. Bitsberger | Mgmt | For | Against | Against | |||
3 | Elect Charles P. Carey | Mgmt | For | Against | Against | |||
4 | Elect Dennis H. Chookaszian | Mgmt | For | Against | Against | |||
5 | Elect Ana Dutra | Mgmt | For | Against | Against | |||
6 | Elect Martin J. Gepsman | Mgmt | For | Against | Against | |||
7 | Elect Larry G. Gerdes | Mgmt | For | Against | Against | |||
8 | Elect Daniel R. Glickman | Mgmt | For | Against | Against | |||
9 | Elect Deborah J. Lucas | Mgmt | For | Against | Against | |||
10 | Elect Alex J. Pollock | Mgmt | For | Against | Against | |||
11 | Elect Terry L. Savage | Mgmt | For | Against | Against | |||
12 | Elect William R. Shepard | Mgmt | For | Against | Against | |||
13 | Elect Howard J. Siegel | Mgmt | For | Against | Against | |||
14 | Elect Dennis A. Suskind | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | CUSIP 192446102 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Betsy Atkins | Mgmt | For | For | For | |||
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect John M. Dineen | Mgmt | For | For | For | |||
6 | Elect Francisco D'Souza | Mgmt | For | For | For | |||
7 | Elect John N. Fox, Jr. | Mgmt | For | For | For | |||
8 | Elect John E. Klein | Mgmt | For | For | For | |||
9 | Elect Leo S. Mackay, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | |||
11 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement for Amendments to Bylaws | Mgmt | For | For | For | |||
16 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | |||
17 | Elimination of Supermajority Requirement to Amend Certain Provisions of Certificate of Incorporation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
ConAgra Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAG | CUSIP 205887102 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
1.2 | Elect Thomas K. Brown | Mgmt | For | Withhold | Against | |||
1.3 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
1.4 | Elect Sean M. Connolly | Mgmt | For | For | For | |||
1.5 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||
1.6 | Elect Steven F. Goldstone | Mgmt | For | For | For | |||
1.7 | Elect Joie Gregor | Mgmt | For | For | For | |||
1.8 | Elect Rajive Johri | Mgmt | For | For | For | |||
1.9 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
1.10 | Elect Ruth Ann Marshall | Mgmt | For | For | For | |||
1.11 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CoreLogic Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLGX | CUSIP 21871D103 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. David Chatham | Mgmt | For | For | For | |||
2 | Elect Douglas C. Curling | Mgmt | For | For | For | |||
3 | Elect John C. Dorman | Mgmt | For | For | For | |||
4 | Elect Paul F. Folino | Mgmt | For | For | For | |||
5 | Elect Frank D. Martell | Mgmt | For | For | For | |||
6 | Elect Claudia F. Munce | Mgmt | For | For | For | |||
7 | Elect Thomas C. O'Brien | Mgmt | For | For | For | |||
8 | Elect Vikrant Raina | Mgmt | For | For | For | |||
9 | Elect Jaynie M. Studenmund | Mgmt | For | For | For | |||
10 | Elect David F. Walker | Mgmt | For | For | For | |||
11 | Elect Mary Lee Widener | Mgmt | For | For | For | |||
12 | Approval of the 2018 Performance Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald W. Blair | Mgmt | For | For | For | |||
2 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
3 | Elect John A. Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Richard T. Clark | Mgmt | For | For | For | |||
5 | Elect Robert F. Cummings, Jr. | Mgmt | For | For | For | |||
6 | Elect Deborah A. Henretta | Mgmt | For | For | For | |||
7 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
8 | Elect Kurt M. Landgraf | Mgmt | For | For | For | |||
9 | Elect Kevin J. Martin | Mgmt | For | For | For | |||
10 | Elect Deborah Rieman | Mgmt | For | For | For | |||
11 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Corporate Office Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OFC | CUSIP 22002T108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas F. Brady | Mgmt | For | For | For | |||
2 | Elect Stephen E. Budorick | Mgmt | For | For | For | |||
3 | Elect Robert L. Denton | Mgmt | For | For | For | |||
4 | Elect Philip L. Hawkins | Mgmt | For | For | For | |||
5 | Elect David M. Jacobstein | Mgmt | For | For | For | |||
6 | Elect Steven D. Kesler | Mgmt | For | For | For | |||
7 | Elect C. Taylor Pickett | Mgmt | For | For | For | |||
8 | Elect Lisa G. Trimberger | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Adopt Simple Majority Vote to Approve Mergers or Business Combinations | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Crown Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCK | CUSIP 228368106 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John W. Conway | Mgmt | For | For | For | |||
1.2 | Elect Timothy J. Donahue | Mgmt | For | For | For | |||
1.3 | Elect Arnold W. Donald | Mgmt | For | Withhold | Against | |||
1.4 | Elect Andrea Funk | Mgmt | For | For | For | |||
1.5 | Elect Rose Lee | Mgmt | For | For | For | |||
1.6 | Elect William G. Little | Mgmt | For | For | For | |||
1.7 | Elect Hans J. Loliger | Mgmt | For | For | For | |||
1.8 | Elect James H. Miller | Mgmt | For | For | For | |||
1.9 | Elect Josef M. Muller | Mgmt | For | For | For | |||
1.10 | Elect Caesar F. Sweitzer | Mgmt | For | For | For | |||
1.11 | Elect Jim L. Turner | Mgmt | For | For | For | |||
1.12 | Elect William S. Urkiel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | |||
2 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | |||
3 | Elect Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | |||
6 | Elect Mitchell P. Rales | Mgmt | For | Against | Against | |||
7 | Elect Steven M. Rales | Mgmt | For | For | For | |||
8 | Elect John T. Schwieters | Mgmt | For | For | For | |||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | |||
10 | Elect Raymond C. Stevens | Mgmt | For | For | For | |||
11 | Elect Elias A. Zerhouni | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Dell Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVMT | CUSIP 24703L103 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Dorman | Mgmt | For | Withhold | Against | |||
1.2 | Elect William D. Green | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ellen J. Kullman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Duke Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DUK | CUSIP 26441C204 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael G. Browning | Mgmt | For | For | For | |||
1.2 | Elect Theodore F. Craver, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert M. Davis | Mgmt | For | For | For | |||
1.4 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
1.5 | Elect John H. Forsgren | Mgmt | For | For | For | |||
1.6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
1.7 | Elect John T. Herron | Mgmt | For | For | For | |||
1.8 | Elect James B. Hyler, Jr. | Mgmt | For | For | For | |||
1.9 | Elect William E. Kennard | Mgmt | For | For | For | |||
1.10 | Elect E. Marie McKee | Mgmt | For | For | For | |||
1.11 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
1.12 | Elect Carlos A. Saladrigas | Mgmt | For | For | For | |||
1.13 | Elect Thomas E. Skains | Mgmt | For | For | For | |||
1.14 | Elect William E. Webster | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Duke Realty Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRE | CUSIP 264411505 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John P. Case | Mgmt | For | For | For | |||
2 | Elect William Cavanaugh III | Mgmt | For | For | For | |||
3 | Elect Alan H. Cohen | Mgmt | For | For | For | |||
4 | Elect James B. Connor | Mgmt | For | For | For | |||
5 | Elect Ngaire E. Cuneo | Mgmt | For | For | For | |||
6 | Elect Charles R. Eitel | Mgmt | For | For | For | |||
7 | Elect Norman K. Jenkins | Mgmt | For | For | For | |||
8 | Elect Melanie R. Sabelhaus | Mgmt | For | For | For | |||
9 | Elect Peter M. Scott III | Mgmt | For | For | For | |||
10 | Elect David P. Stockert | Mgmt | For | For | For | |||
11 | Elect Chris Sultemeier | Mgmt | For | For | For | |||
12 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||
13 | Elect Lynn C. Thurber | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | |||
2 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Diana Farrell | Mgmt | For | For | For | |||
5 | Elect Logan D. Green | Mgmt | For | For | For | |||
6 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
7 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
8 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
9 | Elect Paul S. Pressler | Mgmt | For | For | For | |||
10 | Elect Robert H. Swan | Mgmt | For | For | For | |||
11 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Barbara J. Beck | Mgmt | For | Against | Against | |||
3 | Elect Leslie S. Biller | Mgmt | For | Against | Against | |||
4 | Elect Carl M. Casale | Mgmt | For | Against | Against | |||
5 | Elect Stephen I. Chazen | Mgmt | For | Against | Against | |||
6 | Elect Jeffrey M. Ettinger | Mgmt | For | Against | Against | |||
7 | Elect Arthur J. Higgins | Mgmt | For | Against | Against | |||
8 | Elect Michael Larson | Mgmt | For | Against | Against | |||
9 | Elect David W. MacLennan | Mgmt | For | Against | Against | |||
10 | Elect Tracy B. McKibben | Mgmt | For | Against | Against | |||
11 | Elect Victoria J. Reich | Mgmt | For | Against | Against | |||
12 | Elect Suzanne M. Vautrinot | Mgmt | For | Against | Against | |||
13 | Elect John J. Zillmer | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call A Special Meeting | ShrHoldr | Against | Against | For | |||
Eli Lilly and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLY | CUSIP 532457108 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine Baicker | Mgmt | For | For | For | |||
2 | Elect J. Erik Fyrwald | Mgmt | For | For | For | |||
3 | Elect Jamere Jackson | Mgmt | For | For | For | |||
4 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
5 | Elect Jackson P. Tai | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
10 | Amendment to the 2002 Stock Plan | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Cannabis Policy Advocacy | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Empire State Realty Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRT | CUSIP 292104106 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony E. Malkin | Mgmt | For | For | For | |||
1.2 | Elect William H. Berkman | Mgmt | For | For | For | |||
1.3 | Elect Leslie D. Biddle | Mgmt | For | For | For | |||
1.4 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||
1.5 | Elect Steven J. Gilbert | Mgmt | For | For | For | |||
1.6 | Elect S. Michael Giliberto | Mgmt | For | For | For | |||
1.7 | Elect James D. Robinson, IV | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
EPR Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 26884U109 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas M. Bloch | Mgmt | For | For | For | |||
1.2 | Elect Jack A. Newman, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity Commonwealth | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQC | CUSIP 294628102 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Zell | Mgmt | For | For | For | |||
1.2 | Elect James S. Corl | Mgmt | For | For | For | |||
1.3 | Elect Martin L. Edelman | Mgmt | For | For | For | |||
1.4 | Elect Edward A. Glickman | Mgmt | For | For | For | |||
1.5 | Elect David Helfand | Mgmt | For | For | For | |||
1.6 | Elect Peter Linneman | Mgmt | For | For | For | |||
1.7 | Elect James L. Lozier, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Mary Jane Robertson | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Shea | Mgmt | For | For | For | |||
1.10 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.11 | Elect James A. Star | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Equity Residential Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQR | CUSIP 29476L107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles L. Atwood | Mgmt | For | For | For | |||
1.2 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
1.6 | Elect John E. Neal | Mgmt | For | For | For | |||
1.7 | Elect David J. Neithercut | Mgmt | For | For | For | |||
1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
1.10 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||
1.11 | Elect Samuel Zell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan K. Avery | Mgmt | For | For | For | |||
2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
3 | Elect Ursula M. Burns | Mgmt | For | Against | Against | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Steven A. Kandarian | Mgmt | For | For | For | |||
6 | Elect Douglas R. Oberhelman | Mgmt | For | For | For | |||
7 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
8 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
9 | Elect William C. Weldon | Mgmt | For | For | For | |||
10 | Elect Darren W. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Disclosure of Director Skills Matrix | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
F5 Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFIV | CUSIP 315616102 | 03/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect A. Gary Ames | Mgmt | For | For | For | |||
2 | Elect Sandra E. Bergeron | Mgmt | For | For | For | |||
3 | Elect Deborah L. Bevier | Mgmt | For | For | For | |||
4 | Elect Jonathan Chadwick | Mgmt | For | For | For | |||
5 | Elect Michael Dreyer | Mgmt | For | For | For | |||
6 | Elect Alan J. Higginson | Mgmt | For | For | For | |||
7 | Elect Peter Klein | Mgmt | For | For | For | |||
8 | Elect Francois Lochoh-Donou | Mgmt | For | For | For | |||
9 | Elect John McAdam | Mgmt | For | For | For | |||
10 | Elect Stephen Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
Fidelity National Information Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIS | CUSIP 31620M106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ellen R. Alemany | Mgmt | For | For | For | |||
2 | Elect Keith W. Hughes | Mgmt | For | For | For | |||
3 | Elect David K. Hunt | Mgmt | For | For | For | |||
4 | Elect Stephan A. James | Mgmt | For | For | For | |||
5 | Elect Leslie M. Muma | Mgmt | For | For | For | |||
6 | Elect Gary A. Norcross | Mgmt | For | For | For | |||
7 | Elect Louise M. Parent | Mgmt | For | For | For | |||
8 | Elect James B. Stallings, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Fiserv, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISV | CUSIP 337738108 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alison Davis | Mgmt | For | For | For | |||
1.2 | Elect Harry DiSimone | Mgmt | For | For | For | |||
1.3 | Elect John Y. Kim | Mgmt | For | For | For | |||
1.4 | Elect Dennis F. Lynch | Mgmt | For | For | For | |||
1.5 | Elect Denis J. O'Leary | Mgmt | For | For | For | |||
1.6 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
1.7 | Elect Kim M. Robak | Mgmt | For | For | For | |||
1.8 | Elect J.D. Sherman | Mgmt | For | For | For | |||
1.9 | Elect Doyle R. Simons | Mgmt | For | For | For | |||
1.10 | Elect Jeffery W. Yabuki | Mgmt | For | For | For | |||
2 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Ford Motor Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
F | CUSIP 345370860 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen G. Butler | Mgmt | For | For | For | |||
2 | Elect Kimberly A. Casiano | Mgmt | For | For | For | |||
3 | Elect Anthony F. Earley, Jr. | Mgmt | For | For | For | |||
4 | Elect Edsel B. Ford II | Mgmt | For | For | For | |||
5 | Elect William Clay Ford, Jr. | Mgmt | For | For | For | |||
6 | Elect James P. Hackett | Mgmt | For | For | For | |||
7 | Elect William W. Helman IV | Mgmt | For | For | For | |||
8 | Elect William E. Kennard | Mgmt | For | For | For | |||
9 | Elect John C. Lechleiter | Mgmt | For | For | For | |||
10 | Elect Ellen R. Marram | Mgmt | For | For | For | |||
11 | Elect John L. Thornton | Mgmt | For | For | For | |||
12 | Elect John B. Veihmeyer | Mgmt | For | For | For | |||
13 | Elect Lynn M. Vojvodich | Mgmt | For | For | For | |||
14 | Elect John S. Weinberg | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Approval of the 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Gaming And Leisure Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLPI | CUSIP 36467J108 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||
1.3 | Elect James B. Perry | Mgmt | For | For | For | |||
1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||
1.5 | Elect Earl Shanks | Mgmt | For | For | For | |||
1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James S. Crown | Mgmt | For | For | For | |||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
5 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
6 | Elect C. Howard Nye | Mgmt | For | Against | Against | |||
7 | Elect William A. Osborn | Mgmt | For | For | For | |||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | For | |||
9 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
10 | Elect Peter A. Wall | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Genpact Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
G | CUSIP G3922B107 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect N.V. Tyagarajan | Mgmt | For | For | For | |||
2 | Elect Robert Scott | Mgmt | For | For | For | |||
3 | Elect Amit Chandra | Mgmt | For | For | For | |||
4 | Elect Laura Conigliaro | Mgmt | For | For | For | |||
5 | Elect David Humphrey | Mgmt | For | For | For | |||
6 | Elect Carol Lindstrom | Mgmt | For | For | For | |||
7 | Elect James C. Madden | Mgmt | For | For | For | |||
8 | Elect Alex J. Mandl | Mgmt | For | For | For | |||
9 | Elect Cecelia Morken | Mgmt | For | For | For | |||
10 | Elect Mark Nunnelly | Mgmt | For | For | For | |||
11 | Elect Mark Verdi | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Approval of the Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John C. Martin | Mgmt | For | For | For | |||
6 | Elect John F. Milligan | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Great Plains Energy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXP | CUSIP 391164100 | 11/21/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger of Equals | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Harris Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRS | CUSIP 413875105 | 10/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James F. Albaugh | Mgmt | For | For | For | |||
2 | Elect William M. Brown | Mgmt | For | For | For | |||
3 | Elect Peter W. Chiarelli | Mgmt | For | For | For | |||
4 | Elect Thomas A. Dattilo | Mgmt | For | For | For | |||
5 | Elect Roger Fradin | Mgmt | For | For | For | |||
6 | Elect Terry D. Growcock | Mgmt | For | For | For | |||
7 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
8 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
9 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
10 | Elect James C. Stoffel | Mgmt | For | For | For | |||
11 | Elect Gregory T. Swienton | Mgmt | For | For | For | |||
12 | Elect Hansel E. Tookes II | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
HEICO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CUSIP 422806109 | 03/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | |||
1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | |||
1.3 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | |||
1.4 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | |||
1.5 | Elect Eric A. Mendelson | Mgmt | For | For | For | |||
1.6 | Elect Laurans A. Mendelson | Mgmt | For | For | For | |||
1.7 | Elect Victor H. Mendelson | Mgmt | For | For | For | |||
1.8 | Elect Julie Neitzel | Mgmt | For | For | For | |||
1.9 | Elect Alan Schriesheim | Mgmt | For | For | For | |||
1.10 | Elect Frank J. Schwitter | Mgmt | For | For | For | |||
2 | Re-approval of the Performance Goals Under the 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Approval of the 2018 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
5 | Increase of Authorized Class A Common Stock | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Highwoods Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HIW | CUSIP 431284108 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | |||
1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Carlos E. Evans | Mgmt | For | For | For | |||
1.4 | Elect Edward J. Fritsch | Mgmt | For | For | For | |||
1.5 | Elect David J. Hartzell | Mgmt | For | For | For | |||
1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | |||
1.7 | Elect Anne H. Lloyd | Mgmt | For | For | For | |||
1.8 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
Honeywell International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HON | CUSIP 438516106 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Darius Adamczyk | Mgmt | For | For | For | |||
2 | Elect Duncan B. Angove | Mgmt | For | For | For | |||
3 | Elect William S. Ayer | Mgmt | For | For | For | |||
4 | Elect Kevin Burke | Mgmt | For | For | For | |||
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |||
6 | Elect D. Scott Davis | Mgmt | For | For | For | |||
7 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
8 | Elect Judd Gregg | Mgmt | For | For | For | |||
9 | Elect Clive Hollick | Mgmt | For | For | For | |||
10 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
11 | Elect George Paz | Mgmt | For | For | For | |||
12 | Elect Robin L. Washington | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
5 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
6 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
7 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
8 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
9 | Elect Subra Suresh | Mgmt | For | For | For | |||
10 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Hudson Pacific Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPP | CUSIP 444097109 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Victor J. Coleman | Mgmt | For | For | For | |||
2 | Elect Theodore R. Antenucci | Mgmt | For | For | For | |||
3 | Elect Andrea L. Wong | Mgmt | For | For | For | |||
4 | Elect Richard B. Fried | Mgmt | For | For | For | |||
5 | Elect Jonathan M. Glaser | Mgmt | For | For | For | |||
6 | Elect Robert L. Harris II | Mgmt | For | For | For | |||
7 | Elect Mark D. Linehan | Mgmt | For | For | For | |||
8 | Elect Robert M. Moran, Jr. | Mgmt | For | For | For | |||
9 | Elect Michael Nash | Mgmt | For | Against | Against | |||
10 | Elect Barry A. Porter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
8 | Elect William J. McDonald | Mgmt | For | For | For | |||
9 | Elect William E. Mitchell | Mgmt | For | For | For | |||
10 | Elect David B. Nash | Mgmt | For | For | For | |||
11 | Elect James J. O'Brien | Mgmt | For | For | For | |||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Huntington Ingalls Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HII | CUSIP 446413106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philip M. Bilden | Mgmt | For | For | For | |||
1.2 | Elect Augustus L. Collins | Mgmt | For | For | For | |||
1.3 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
1.4 | Elect Thomas B. Fargo | Mgmt | For | For | For | |||
1.5 | Elect Victoria D. Harker | Mgmt | For | For | For | |||
1.6 | Elect Anastasia D. Kelly | Mgmt | For | For | For | |||
1.7 | Elect C. Michael Petters | Mgmt | For | For | For | |||
1.8 | Elect Thomas C. Schievelbein | Mgmt | For | For | For | |||
1.9 | Elect John K. Welch | Mgmt | For | For | For | |||
1.10 | Elect Stephen R. Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Hyatt Hotels Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H | CUSIP 448579102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
1.2 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
1.3 | Elect Jason Pritzker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ingredion Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INGR | CUSIP 457187102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luis Aranguren-Trellez | Mgmt | For | For | For | |||
2 | Elect David B. Fischer | Mgmt | For | For | For | |||
3 | Elect Ilene S. Gordon | Mgmt | For | Against | Against | |||
4 | Elect Paul Hanrahan | Mgmt | For | For | For | |||
5 | Elect Rhonda L. Jordan | Mgmt | For | For | For | |||
6 | Elect Gregory B. Kenny | Mgmt | For | For | For | |||
7 | Elect Barbara A. Klein | Mgmt | For | For | For | |||
8 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
9 | Elect Jorge A. Uribe | Mgmt | For | For | For | |||
10 | Elect Dwayne A. Wilson | Mgmt | For | For | For | |||
11 | Elect James Zallie | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Intercontinental Exchange, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICE | CUSIP 45866F104 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon Y. Bowen | Mgmt | For | For | For | |||
2 | Elect Ann M. Cairns | Mgmt | For | For | For | |||
3 | Elect Charles R. Crisp | Mgmt | For | For | For | |||
4 | Elect Duriya M. Farooqui | Mgmt | For | For | For | |||
5 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |||
6 | Elect William Jefferson Hague | Mgmt | For | For | For | |||
7 | Elect Fred W. Hatfield | Mgmt | For | For | For | |||
8 | Elect Thomas E. Noonan | Mgmt | For | For | For | |||
9 | Elect Frederic V. Salerno | Mgmt | For | For | For | |||
10 | Elect Jeffrey C. Sprecher | Mgmt | For | For | For | |||
11 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
12 | Elect Vincent S. Tese | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of 2018 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eve Burton | Mgmt | For | For | For | |||
2 | Elect Scott D. Cook | Mgmt | For | For | For | |||
3 | Elect Richard Dalzell | Mgmt | For | For | For | |||
4 | Elect Deborah Liu | Mgmt | For | For | For | |||
5 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
6 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
7 | Elect Brad D. Smith | Mgmt | For | For | For | |||
8 | Elect Thomas J. Szkutak | Mgmt | For | For | For | |||
9 | Elect Raul Vazquez | Mgmt | For | For | For | |||
10 | Elect Jeff Weiner | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of Material Terms of Performance Goals Under Senior Executive Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig H. Barratt | Mgmt | For | For | For | |||
2 | Elect Michael A. Friedman | Mgmt | For | For | For | |||
3 | Elect Gary S. Guthart | Mgmt | For | For | For | |||
4 | Elect Amal M. Johnson | Mgmt | For | For | For | |||
5 | Elect Keith R. Leonard, Jr. | Mgmt | For | For | For | |||
6 | Elect Alan J. Levy | Mgmt | For | For | For | |||
7 | Elect Jami Dover Nachtsheim | Mgmt | For | For | For | |||
8 | Elect Mark J. Rubash | Mgmt | For | For | For | |||
9 | Elect Lonnie M. Smith | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Intuitive Surgical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISRG | CUSIP 46120E602 | 09/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock and Forward Stock Split | Mgmt | For | For | For | |||
John Wiley & Sons, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWA | CUSIP 968223206 | 09/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Bell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Laurie A. Leshin | Mgmt | For | Withhold | Against | |||
1.3 | Elect William Pence | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kalpana Raina | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Kansas City Southern | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSU | CUSIP 485170302 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lydia I. Beebe | Mgmt | For | Against | Against | |||
2 | Elect Lu M. Cordova | Mgmt | For | Against | Against | |||
3 | Elect Robert J. Druten | Mgmt | For | Against | Against | |||
4 | Elect Terrence P. Dunn | Mgmt | For | Against | Against | |||
5 | Elect Antonio O. Garza, Jr. | Mgmt | For | Against | Against | |||
6 | Elect David Francisco Garza-Santos | Mgmt | For | Against | Against | |||
7 | Elect Janet H. Kennedy | Mgmt | For | Against | Against | |||
8 | Elect Mitchell J. Krebs | Mgmt | For | Against | Against | |||
9 | Elect Henry J Maier | Mgmt | For | Against | Against | |||
10 | Elect Thomas A. McDonnell | Mgmt | For | Against | Against | |||
11 | Elect Patrick J. Ottensmeyer | Mgmt | For | Against | Against | |||
12 | Elect Rodney E. Slater | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect Jim Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kinder Morgan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMI | CUSIP 49456B101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
2 | Elect Steven J. Kean | Mgmt | For | For | For | |||
3 | Elect Kimberly A. Dang | Mgmt | For | For | For | |||
4 | Elect Ted A. Gardner | Mgmt | For | For | For | |||
5 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Gary L. Hultquist | Mgmt | For | For | For | |||
7 | Elect Ronald L. Kuehn, Jr. | Mgmt | For | For | For | |||
8 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
9 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
10 | Elect Arthur C. Reichstetter | Mgmt | For | For | For | |||
11 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
12 | Elect C. Park Shaper | Mgmt | For | For | For | |||
13 | Elect William A. Smith | Mgmt | For | For | For | |||
14 | Elect Joel V. Staff | Mgmt | For | For | For | |||
15 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
16 | Elect Perry M. Waughtal | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
20 | Shareholder Proposal Regarding Methane Emissions Reporting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Two Degree Scenario Analysis Report | ShrHoldr | Against | Against | For | |||
L3 Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLL | CUSIP 502413107 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Claude R. Canizares | Mgmt | For | For | For | |||
2 | Elect Thomas A. Corcoran | Mgmt | For | For | For | |||
3 | Elect Ann E. Dunwoody | Mgmt | For | For | For | |||
4 | Elect Lewis Kramer | Mgmt | For | For | For | |||
5 | Elect Christopher E. Kubasik | Mgmt | For | For | For | |||
6 | Elect Robert B. Millard | Mgmt | For | For | For | |||
7 | Elect Lloyd W. Newton | Mgmt | For | For | For | |||
8 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | |||
9 | Elect H. Hugh Shelton | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | For | For | For | |||
13 | Shareholder Proposal Regarding Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Liberty Expedia Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEXEA | CUSIP 53046P109 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2.1 | Elect John C. Malone | Mgmt | For | Withhold | Against | |||
2.2 | Elect Stephen M. Brett | Mgmt | For | For | For | |||
2.3 | Elect Gregg L. Engles | Mgmt | For | For | For | |||
2.4 | Elect Scott W Schoelzel | Mgmt | For | For | For | |||
2.5 | Elect Christopher W. Shean | Mgmt | For | Withhold | Against | |||
Liberty Property Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPT | CUSIP 531172104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Katherine E. Dietze | Mgmt | For | For | For | |||
1.3 | Elect Antonio F. Fernandez | Mgmt | For | For | For | |||
1.4 | Elect Daniel P. Garton | Mgmt | For | For | For | |||
1.5 | Elect Robert G Gifford | Mgmt | For | For | For | |||
1.6 | Elect William P. Hankowsky | Mgmt | For | Withhold | Against | |||
1.7 | Elect David L. Lingerfelt | Mgmt | For | For | For | |||
1.8 | Elect Marguerite Nader | Mgmt | For | For | For | |||
1.9 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amend the Trust's Bylaws | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Loews Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
L | CUSIP 540424108 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ann E. Berman | Mgmt | For | For | For | |||
2 | Elect Joseph L. Bower | Mgmt | For | For | For | |||
3 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
4 | Elect Charles M. Diker | Mgmt | For | For | For | |||
5 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
6 | Elect Paul J. Fribourg | Mgmt | For | For | For | |||
7 | Elect Walter L. Harris | Mgmt | For | For | For | |||
8 | Elect Philip A. Laskawy | Mgmt | For | For | For | |||
9 | Elect Susan Peters | Mgmt | For | For | For | |||
10 | Elect Andrew H. Tisch | Mgmt | For | Against | Against | |||
11 | Elect James S. Tisch | Mgmt | For | Against | Against | |||
12 | Elect Jonathan M. Tisch | Mgmt | For | For | For | |||
13 | Elect Anthony Welters | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Marathon Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MPC | CUSIP 56585A102 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Abdulaziz F. Alkhayyal | Mgmt | For | For | For | |||
2 | Elect Donna A. James | Mgmt | For | For | For | |||
3 | Elect James E. Rohr | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement for Certificate Amendments and Director Removal | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Marriott International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAR | CUSIP 571903202 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |||
2 | Elect Mary K. Bush | Mgmt | For | For | For | |||
3 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||
4 | Elect Deborah Marriott Harrison | Mgmt | For | For | For | |||
5 | Elect Frederick A. Henderson | Mgmt | For | For | For | |||
6 | Elect Eric Hippeau | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Debra L. Lee | Mgmt | For | For | For | |||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
12 | Elect W. Mitt Romney | Mgmt | For | For | For | |||
13 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
14 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||
2 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
3 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
4 | Elect Margaret H. Georgiadis | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
7 | Elect Richard H. Lenny | Mgmt | For | For | For | |||
8 | Elect John Mulligan | Mgmt | For | For | For | |||
9 | Elect Sheila A. Penrose | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Plastic Straws | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Charitable Contributions Report | ShrHoldr | Against | Against | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie A. Brun | Mgmt | For | For | For | |||
2 | Elect Thomas R. Cech | Mgmt | For | For | For | |||
3 | Elect Pamela J. Craig | Mgmt | For | For | For | |||
4 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
6 | Elect Rochelle B. Lazarus | Mgmt | For | For | For | |||
7 | Elect John H. Noseworthy | Mgmt | For | For | For | |||
8 | Elect Paul B. Rothman | Mgmt | For | For | For | |||
9 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
10 | Elect Craig B. Thompson | Mgmt | For | For | For | |||
11 | Elect Inge G. Thulin | Mgmt | For | Against | Against | |||
12 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
13 | Elect Peter C. Wendell | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Mettler-Toledo International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert F. Spoerry | Mgmt | For | For | For | |||
2 | Elect Wah-Hui Chu | Mgmt | For | For | For | |||
3 | Elect Olivier A. Filliol | Mgmt | For | For | For | |||
4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||
5 | Elect Richard Francis | Mgmt | For | For | For | |||
6 | Elect Constance L. Harvey | Mgmt | For | For | For | |||
7 | Elect Michael A. Kelly | Mgmt | For | For | For | |||
8 | Elect Hans Ulrich Maerki | Mgmt | For | For | For | |||
9 | Elect Thomas P. Salice | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robin Josephs | Mgmt | For | For | For | |||
2 | Elect George H. Krauss | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
Monster Beverage Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNST | CUSIP 61174X109 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Sacks | Mgmt | For | For | For | |||
1.2 | Elect Hilton H. Schlosberg | Mgmt | For | For | For | |||
1.3 | Elect Mark J. Hall | Mgmt | For | For | For | |||
1.4 | Elect Norman C. Epstein | Mgmt | For | For | For | |||
1.5 | Elect Gary P. Fayard | Mgmt | For | For | For | |||
1.6 | Elect Benjamin M. Polk | Mgmt | For | For | For | |||
1.7 | Elect Sydney Selati | Mgmt | For | For | For | |||
1.8 | Elect Harold C. Taber, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
1.10 | Elect Mark S. Vidergauz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Slavery and Human Trafficking Report | ShrHoldr | Against | Against | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
2 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
3 | Elect Gerald D. Held | Mgmt | For | For | For | |||
4 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
5 | Elect George Kurian | Mgmt | For | For | For | |||
6 | Elect George T. Shaheen | Mgmt | For | For | For | |||
7 | Elect Stephen M. Smith | Mgmt | For | Against | Against | |||
8 | Elect Richard P. Wallace | Mgmt | For | Against | Against | |||
9 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
New Residential Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRZ | CUSIP 64828T201 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Nierenberg | Mgmt | For | For | For | |||
2 | Elect Kevin J. Finnerty | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
News Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWS | CUSIP 65249B208 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect K. Rupert Murdoch | Mgmt | For | For | For | |||
2 | Elect Lachlan K. Murdoch | Mgmt | For | For | For | |||
3 | Elect Robert J. Thomson | Mgmt | For | For | For | |||
4 | Elect Kelly Ayotte | Mgmt | For | For | For | |||
5 | Elect Jose Maria Aznar | Mgmt | For | For | For | |||
6 | Elect Natalie Bancroft | Mgmt | For | For | For | |||
7 | Elect Peter L. Barnes | Mgmt | For | For | For | |||
8 | Elect Joel I. Klein | Mgmt | For | For | For | |||
9 | Elect James Murdoch | Mgmt | For | Against | Against | |||
10 | Elect Ana Paula Pessoa | Mgmt | For | For | For | |||
11 | Elect Masroor T. Siddiqui | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Northrop Grumman Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOC | CUSIP 666807102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
2 | Elect Marianne C. Brown | Mgmt | For | For | For | |||
3 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
4 | Elect Ann M. Fudge | Mgmt | For | For | For | |||
5 | Elect Bruce S. Gordon | Mgmt | For | For | For | |||
6 | Elect William H. Hernandez | Mgmt | For | For | For | |||
7 | Elect Madeleine A. Kleiner | Mgmt | For | For | For | |||
8 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
9 | Elect Gary Roughead | Mgmt | For | For | For | |||
10 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
11 | Elect James S. Turley | Mgmt | For | For | For | |||
12 | Elect Mark A. Welsh III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard I. Atkins | Mgmt | For | For | For | |||
3 | Elect Eugene L. Batchelder | Mgmt | For | For | For | |||
4 | Elect John E. Feick | Mgmt | For | For | For | |||
5 | Elect Margaret M. Foran | Mgmt | For | For | For | |||
6 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | |||
7 | Elect Vicki A. Hollub | Mgmt | For | For | For | |||
8 | Elect William R. Klesse | Mgmt | For | For | For | |||
9 | Elect Jack B. Moore | Mgmt | For | For | For | |||
10 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
11 | Elect Elisse B. Walter | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2015 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Old Republic International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORI | CUSIP 680223104 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harrington Bischof | Mgmt | For | Withhold | Against | |||
1.2 | Elect Spencer LeRoy III | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles F. Titterton | Mgmt | For | Withhold | Against | |||
1.4 | Elect Steven R. Walker | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Oversight of Climate Change Risks | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
Park Hotels & Resorts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PK | CUSIP 700517105 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||
1.3 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.4 | Elect Geoffrey Garrett | Mgmt | For | For | For | |||
1.5 | Elect Christie B. Kelly | Mgmt | For | For | For | |||
1.6 | Elect Joseph I. Lieberman | Mgmt | For | For | For | |||
1.7 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | |||
1.8 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Park Hotels & Resorts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PK | CUSIP 700517105 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gordon M. Bethune | Mgmt | For | Withhold | Against | |||
1.3 | Elect Patricia M. Bedient | Mgmt | For | Withhold | Against | |||
1.4 | Elect Geoffrey Garrett | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert Harper | Mgmt | For | Withhold | Against | |||
1.6 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christie B. Kelly | Mgmt | For | Withhold | Against | |||
1.8 | Elect Joseph I. Lieberman | Mgmt | For | Withhold | Against | |||
1.9 | Elect Xianyi Mu | Mgmt | For | Withhold | Against | |||
1.10 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | |||
1.11 | Elect Stephen I. Sadove | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect Thomas F. Bonadio | Mgmt | For | For | For | |||
3 | Elect Joseph G. Doody | Mgmt | For | For | For | |||
4 | Elect David J. S. Flaschen | Mgmt | For | For | For | |||
5 | Elect Phillip Horsley | Mgmt | For | For | For | |||
6 | Elect Grant M. Inman | Mgmt | For | For | For | |||
7 | Elect Martin Mucci | Mgmt | For | For | For | |||
8 | Elect Joseph M. Tucci | Mgmt | For | Against | Against | |||
9 | Elect Joseph M. Velli | Mgmt | For | For | For | |||
10 | Elect Kara Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Perkinelmer, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PKI | CUSIP 714046109 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Barrett | Mgmt | For | For | For | |||
2 | Elect Samuel R. Chapin | Mgmt | For | For | For | |||
3 | Elect Robert F. Friel | Mgmt | For | Against | Against | |||
4 | Elect Sylvie Gregoire | Mgmt | For | For | For | |||
5 | Elect Nicholas A. Lopardo | Mgmt | For | For | For | |||
6 | Elect Alexis P. Michas | Mgmt | For | For | For | |||
7 | Elect Patrick J. Sullivan | Mgmt | For | For | For | |||
8 | Elect Frank Witney | Mgmt | For | For | For | |||
9 | Elect Pascale Witz | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Albert Bourla | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Phillips 66 | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSX | CUSIP 718546104 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
2 | Elect Harold W. McGraw III | Mgmt | For | For | For | |||
3 | Elect Victoria J. Tschinkel | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Piedmont Office Realty Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDM | CUSIP 720190206 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kelly H. Barrett | Mgmt | For | For | For | |||
1.2 | Elect Wesley E. Cantrell | Mgmt | For | For | For | |||
1.3 | Elect Barbara B. Lang | Mgmt | For | For | For | |||
1.4 | Elect Frank C. McDowell | Mgmt | For | For | For | |||
1.5 | Elect Donald A. Miller | Mgmt | For | For | For | |||
1.6 | Elect Raymond G. Milnes, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Jeffrey L. Swope | Mgmt | For | For | For | |||
1.8 | Elect Dale H. Taysom | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment Clarifying Shareholder Ability to Amend Bylaws | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Pinnacle Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PF | CUSIP 72348P104 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ann Fandozzi | Mgmt | For | For | For | |||
1.2 | Elect Mark Jung | Mgmt | For | For | For | |||
1.3 | Elect Ioannis Skoufalos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PVH Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVH | CUSIP 693656100 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Baglivo | Mgmt | For | For | For | |||
2 | Elect Brent Callinicos | Mgmt | For | For | For | |||
3 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
4 | Elect Juan R. Figuereo | Mgmt | For | For | For | |||
5 | Elect Joseph B. Fuller | Mgmt | For | For | For | |||
6 | Elect V. James Marino | Mgmt | For | For | For | |||
7 | Elect G. Penny McIntyre | Mgmt | For | For | For | |||
8 | Elect Amy McPherson | Mgmt | For | For | For | |||
9 | Elect Henry Nasella | Mgmt | For | For | For | |||
10 | Elect Edward R. Rosenfeld | Mgmt | For | For | For | |||
11 | Elect Craig W. Rydin | Mgmt | For | For | For | |||
12 | Elect Judith Amanda Sourry Knox | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Raytheon Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RTN | CUSIP 755111507 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tracy A. Atkinson | Mgmt | For | For | For | |||
2 | Elect Robert E. Beauchamp | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Vernon E. Clark | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hadley | Mgmt | For | For | For | |||
6 | Elect Thomas A. Kennedy | Mgmt | For | For | For | |||
7 | Elect Letitia A. Long | Mgmt | For | For | For | |||
8 | Elect George R. Oliver | Mgmt | For | For | For | |||
9 | Elect Dinesh C. Paliwal | Mgmt | For | For | For | |||
10 | Elect William R. Spivey | Mgmt | For | For | For | |||
11 | Elect James A. Winnefeld, Jr. | Mgmt | For | For | For | |||
12 | Elect Robert O. Work | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Patricia L. Guinn | Mgmt | For | For | For | |||
2 | Elect Frederick J. Sievert | Mgmt | For | For | For | |||
3 | Elect Stanley B. Tulin | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Amend the Articles of Incorporation to Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Ross Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP 778296103 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Balmuth | Mgmt | For | For | For | |||
2 | Elect K. Gunnar Bjorklund | Mgmt | For | For | For | |||
3 | Elect Michael J. Bush | Mgmt | For | For | For | |||
4 | Elect Norman A. Ferber | Mgmt | For | For | For | |||
5 | Elect Sharon D. Garrett | Mgmt | For | For | For | |||
6 | Elect Stephen D. Milligan | Mgmt | For | For | For | |||
7 | Elect George P. Orban | Mgmt | For | For | For | |||
8 | Elect Michael O'Sullivan | Mgmt | For | For | For | |||
9 | Elect Lawrence S. Peiros | Mgmt | For | For | For | |||
10 | Elect Gregory L. Quesnel | Mgmt | For | For | For | |||
11 | Elect Barbara Rentler | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Spirit Realty Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRC | CUSIP 84860W102 | 06/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jackson Hsieh | Mgmt | For | For | For | |||
1.2 | Elect Kevin M. Charlton | Mgmt | For | Withhold | Against | |||
1.3 | Elect Todd A. Dunn | Mgmt | For | For | For | |||
1.4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
1.5 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
1.6 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||
1.7 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Starwood Property Trust Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STWD | CUSIP 85571B105 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | |||
1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | |||
1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | |||
1.5 | Elect Barry S. Sternlicht | Mgmt | For | Withhold | Against | |||
1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||
2 | Elect Dallas S. Clement | Mgmt | For | For | For | |||
3 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
4 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
5 | Elect Donna S. Morea | Mgmt | For | For | For | |||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
8 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
10 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Synopsys, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNPS | CUSIP 871607107 | 04/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
1.2 | Elect Chi-Foon Chan | Mgmt | For | For | For | |||
1.3 | Elect Janice D. Chaffin | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
1.6 | Elect Chrysostomos L. Nikias | Mgmt | For | For | For | |||
1.7 | Elect John Schwarz | Mgmt | For | For | For | |||
1.8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
1.9 | Elect Steven C. Walske | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/17/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Brutto | Mgmt | For | For | For | |||
2 | Elect John M. Cassaday | Mgmt | For | For | For | |||
3 | Elect William J. DeLaney | Mgmt | For | For | For | |||
4 | Elect Joshua D. Frank | Mgmt | For | For | For | |||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
6 | Elect Bradley M. Halverson | Mgmt | For | For | For | |||
7 | Elect Hans-Joachim Koerber | Mgmt | For | For | For | |||
8 | Elect Nancy S. Newcomb | Mgmt | For | For | For | |||
9 | Elect Nelson Peltz | Mgmt | For | For | For | |||
10 | Elect Edward D. Shirley | Mgmt | For | For | For | |||
11 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
12 | Elect Richard G. Tilghman | Mgmt | For | For | For | |||
13 | Elect Jackie M. Ward | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | |||
8 | Elect J.M. Hobby | Mgmt | For | For | For | |||
9 | Elect Ronald Kirk | Mgmt | For | For | For | |||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kermit R. Crawford | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect Margaret M. Keane | Mgmt | For | For | For | |||
4 | Elect Siddharth N. Mehta | Mgmt | For | For | For | |||
5 | Elect Jacques P. Perold | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | For | For | |||
7 | Elect Gregg M. Sherrill | Mgmt | For | For | For | |||
8 | Elect Judith A. Sprieser | Mgmt | For | For | For | |||
9 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
10 | Elect Thomas J. Wilson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
The Hershey Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HSY | CUSIP 427866108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||
1.2 | Elect James W. Brown | Mgmt | For | For | For | |||
1.3 | Elect Michele G. Buck | Mgmt | For | For | For | |||
1.4 | Elect Charles A. Davis | Mgmt | For | For | For | |||
1.5 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
1.6 | Elect James C. Katzman | Mgmt | For | For | For | |||
1.7 | Elect M. Diane Koken | Mgmt | For | For | For | |||
1.8 | Elect Robert M. Malcolm | Mgmt | For | For | For | |||
1.9 | Elect Anthony J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect Wendy L. Schoppert | Mgmt | For | For | For | |||
1.11 | Elect David L. Shedlarz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The J. M. Smucker Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | Against | Against | |||
2 | Elect Paul J. Dolan | Mgmt | For | Against | Against | |||
3 | Elect Jay L. Henderson | Mgmt | For | Against | Against | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | Against | Against | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | Against | Against | |||
6 | Elect Gary A. Oatey | Mgmt | For | Against | Against | |||
7 | Elect Kirk L. Perry | Mgmt | For | Against | Against | |||
8 | Elect Sandra Pianalto | Mgmt | For | Against | Against | |||
9 | Elect Alex Shumate | Mgmt | For | Against | Against | |||
10 | Elect Mark T. Smucker | Mgmt | For | Against | Against | |||
11 | Elect Richard K. Smucker | Mgmt | For | Against | Against | |||
12 | Elect Timothy P. Smucker | Mgmt | For | Against | Against | |||
13 | Elect Dawn C. Willoughby | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
3 | Elect Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||
4 | Elect William S. Demchak | Mgmt | For | For | For | |||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | |||
6 | Elect Daniel R. Hesse | Mgmt | For | For | For | |||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
8 | Elect Linda R. Medler | Mgmt | For | For | For | |||
9 | Elect Martin Pfinsgraff | Mgmt | For | For | For | |||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
11 | Elect Michael J. Ward | Mgmt | For | For | For | |||
12 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nelson Peltz | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Mgmt. Nominee Francis S. Blake | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Mgmt. Nominee Angela F. Braly | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Mgmt. Nominee Amy L. Chang | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Mgmt. Nominee Kenneth I. Chenault | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Mgmt. Nominee Scott D. Cook | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Mgmt. Nominee Terry J. Lundgren | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Mgmt. Nominee W. James McNerney, Jr. | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Mgmt. Nominee David. S. Taylor | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Mgmt. Nominee Margaret C. Whitman | Mgmt | N/A | TNA | N/A | |||
1.11 | Elect Mgmt. Nominee Patricia A. Woertz | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | N/A | TNA | N/A | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | N/A | TNA | N/A | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | N/A | TNA | N/A | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francis S. Blake | Mgmt | For | For | For | |||
1.2 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.3 | Elect Amy Chang | Mgmt | For | For | For | |||
1.4 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
1.5 | Elect Scott D. Cook | Mgmt | For | For | For | |||
1.6 | Elect Terry J. Lundgren | Mgmt | For | For | For | |||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
1.8 | Elect David. S. Taylor | Mgmt | For | For | For | |||
1.9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
1.10 | Elect Patricia A. Woertz | Mgmt | For | For | For | |||
1.11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Holy Land Principles | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Report on Risks Of LGBT-Focused State Regulations | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Report on Conducting Business in Conflict-Affected Areas | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Repeal of Bylaw Amendments | ShrHoldr | Against | Against | For | |||
The Scotts Miracle-Gro Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMG | CUSIP 810186106 | 01/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas N. Kelly, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Peter E. Shumlin | Mgmt | For | For | For | |||
1.3 | Elect John R. Vines | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | CUSIP 824348106 | 04/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
2 | Elect David F. Hodnik | Mgmt | For | For | For | |||
3 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect John G. Morikis | Mgmt | For | For | For | |||
6 | Elect Christine A. Poon | Mgmt | For | For | For | |||
7 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
8 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
9 | Elect Matthew Thornton | Mgmt | For | For | For | |||
10 | Elect Steven H. Wunning | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The TJX Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TJX | CUSIP 872540109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zein Abdalla | Mgmt | For | For | For | |||
2 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
3 | Elect David T. Ching | Mgmt | For | For | For | |||
4 | Elect Ernie Herrman | Mgmt | For | For | For | |||
5 | Elect Michael F. Hines | Mgmt | For | For | For | |||
6 | Elect Amy B. Lane | Mgmt | For | For | For | |||
7 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
8 | Elect Jackwyn L. Nemerov | Mgmt | For | For | For | |||
9 | Elect John F. O'Brien | Mgmt | For | For | For | |||
10 | Elect Willow B. Shire | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Prison Labor Report | ShrHoldr | Against | Against | For | |||
The Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | CUSIP 89417E109 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Beller | Mgmt | For | For | For | |||
2 | Elect John H. Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet M. Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Patricia L. Higgins | Mgmt | For | For | For | |||
6 | Elect William J. Kane | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Philip T. Ruegger III | Mgmt | For | For | For | |||
9 | Elect Todd C. Schermerhorn | Mgmt | For | For | For | |||
10 | Elect Alan D. Schnitzer | Mgmt | For | For | For | |||
11 | Elect Donald J. Shepard | Mgmt | For | For | For | |||
12 | Elect Laurie J. Thomsen | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
4 | Elect John S. Chen | Mgmt | For | Against | Against | |||
5 | Elect Francis deSouza | Mgmt | For | For | For | |||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
8 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc N. Casper | Mgmt | For | For | For | |||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | |||
3 | Elect C. Martin Harris | Mgmt | For | For | For | |||
4 | Elect Tyler Jacks | Mgmt | For | For | For | |||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | |||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | |||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | |||
8 | Elect Lars Rebien Sorensen | Mgmt | For | For | For | |||
9 | Elect Scott M. Sperling | Mgmt | For | For | For | |||
10 | Elect Elaine S. Ullian | Mgmt | For | For | For | |||
11 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Two Harbors Investment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWO | CUSIP 90187B408 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect E. Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect James J. Bender | Mgmt | For | For | For | |||
3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | |||
4 | Elect Lisa A. Pollina | Mgmt | For | For | For | |||
5 | Elect William Roth | Mgmt | For | For | For | |||
6 | Elect W. Reid Sanders | Mgmt | For | For | For | |||
7 | Elect Thomas Siering | Mgmt | For | For | For | |||
8 | Elect Brian C. Taylor | Mgmt | For | For | For | |||
9 | Elect Hope B. Woodhouse | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warner L. Baxter | Mgmt | For | For | For | |||
2 | Elect Marc N. Casper | Mgmt | For | For | For | |||
3 | Elect Andrew Cecere | Mgmt | For | For | For | |||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Kimberly J. Harris | Mgmt | For | For | For | |||
6 | Elect Roland Hernandez | Mgmt | For | For | For | |||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
8 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||
9 | Elect Karen S. Lynch | Mgmt | For | For | For | |||
10 | Elect Richard P. McKenney | Mgmt | For | For | For | |||
11 | Elect David B. O'Maley | Mgmt | For | For | For | |||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | |||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||
14 | Elect Scott W. Wine | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UDR, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UDR | CUSIP 902653104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katherine A. Cattanach | Mgmt | For | For | For | |||
2 | Elect Robert P. Freeman | Mgmt | For | For | For | |||
3 | Elect Jon A. Grove | Mgmt | For | For | For | |||
4 | Elect Mary Ann King | Mgmt | For | For | For | |||
5 | Elect James D. Klingbeil | Mgmt | For | For | For | |||
6 | Elect Clint D. McDonnough | Mgmt | For | For | For | |||
7 | Elect Robert A. McNamara | Mgmt | For | For | For | |||
8 | Elect Mark R. Patterson | Mgmt | For | For | For | |||
9 | Elect Lynne B. Sagalyn | Mgmt | For | For | For | |||
10 | Elect Thomas W. Toomey | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Amendments to Charter to Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard T. Burke | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Stephen J. Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele J. Hooper | Mgmt | For | For | For | |||
6 | Elect F. William McNabb, III | Mgmt | For | For | For | |||
7 | Elect Valerie C. Montgomery Rice | Mgmt | For | For | For | |||
8 | Elect Glenn M. Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth I. Shine | Mgmt | For | For | For | |||
10 | Elect David S. Wichmann | Mgmt | For | For | For | |||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
US Foods Holding Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USFD | CUSIP 912008109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Lederer | Mgmt | For | For | For | |||
2 | Elect Carl A. Pforzheimer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Amendments to Charter/Bylaw - Bundled | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Approval of Shareholder Written Consent Right | Mgmt | For | For | For | |||
Vantiv Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNTV | CUSIP 92210H105 | 01/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Stock for Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Verizon Communications Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VZ | CUSIP 92343V104 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | |||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | |||
3 | Elect Richard L. Carrion | Mgmt | For | For | For | |||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
5 | Elect M. Frances Keeth | Mgmt | For | For | For | |||
6 | Elect Lowell C. McAdam | Mgmt | For | For | For | |||
7 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
8 | Elect Rodney E. Slater | Mgmt | For | For | For | |||
9 | Elect Kathryn A. Tesija | Mgmt | For | For | For | |||
10 | Elect Gregory D. Wasson | Mgmt | For | For | For | |||
11 | Elect Gregory G. Weaver | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Linking Executive Pay to Cybersecurity | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Executive Deferral Plan | ShrHoldr | Against | Against | For | |||
Vertex Pharmaceuticals Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRTX | CUSIP 92532F100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sangeeta N. Bhatia | Mgmt | For | For | For | |||
2 | Elect Jeffrey M. Leiden | Mgmt | For | For | For | |||
3 | Elect Bruce I. Sachs | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Amendment to the 2013 Stock and Option Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Report on Drug Pricing Risks | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect James C Fish | Mgmt | For | For | For | |||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Worldpay, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WP | CUSIP 981558109 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Drucker | Mgmt | For | For | For | |||
1.2 | Elect Karen Richardson | Mgmt | For | For | For | |||
1.3 | Elect Boon Sim | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Stiefler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Zoetis Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZTS | CUSIP 98978V103 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
2 | Elect Willie M. Reed | Mgmt | For | For | For | |||
3 | Elect Linda Rhodes | Mgmt | For | For | For | |||
4 | Elect William C. Steere, Jr. | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Money Market Liquidity Fund | ||||||||
Date of Fiscal Year End: | 9/30 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Mortgage Opportunities Fund | ||||||||
Date of Fiscal Year End: | 05/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Multi-Asset Absolute Return Fund | |||||||
Date of Fiscal Year End: | 10/31 | |||||||
Acer Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2353 | CINS Y0003F171 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Allocation of Dividends from Capital Reserve | Mgmt | For | For | For | |||
4 | Disposal of Equity Stake in Subsidiaries/Waiver of Rights to Subscribe the New Shares Issued by the Planned IPO Subsidiaries | Mgmt | For | For | For | |||
Aeroflot | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFLT | CINS X00096101 | 12/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Russian Federation | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Major Transactions (Lease Agreement) | Mgmt | For | For | For | |||
2 | Major Transactions (Service Agreement) | Mgmt | For | For | For | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Agricultural Bank of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Fixed Assets Investment Budget | Mgmt | For | For | For | |||
4 | Elect LI Qiyun as a Director | Mgmt | For | For | For | |||
5 | Grant to the Board of A General Mandate to Issue Shares | Mgmt | For | For | For | |||
6 | Class and Par Value | Mgmt | For | For | For | |||
7 | Issuance Method | Mgmt | For | For | For | |||
8 | Amount and Use of Proceeds | Mgmt | For | For | For | |||
9 | Target Subscribers and Subscription Method | Mgmt | For | For | For | |||
10 | Issuance Price and Pricing Principles | Mgmt | For | For | For | |||
11 | Issuing Volume | Mgmt | For | For | For | |||
12 | Lock-up Period | Mgmt | For | For | For | |||
13 | Place of Listing | Mgmt | For | For | For | |||
14 | Undistributed Profits | Mgmt | For | For | For | |||
15 | Validity of Resolution | Mgmt | For | For | For | |||
16 | Authorization in Respect of the Private Placement | Mgmt | For | For | For | |||
17 | Proposal on Being Qualified for Private Placement | Mgmt | For | For | For | |||
18 | Feasibility Analysis Report on the Use of Proceeds | Mgmt | For | For | For | |||
19 | Report on Utilization of Proceeds from Previous Fund Raising | Mgmt | For | For | For | |||
20 | Remedial Measures Regarding Dilution on Returns | Mgmt | For | For | For | |||
21 | Shareholders' Return Plan 2018-2020 | Mgmt | For | For | For | |||
Agricultural Bank of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Profit Distribution Plan | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
9 | Elect XIAO Xing | Mgmt | For | For | For | |||
10 | Charitable Donations | Mgmt | For | For | For | |||
11 | Elect HU Xiaohui | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Agricultural Bank of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1288 | CINS Y00289119 | 12/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Rules of Procedure of Shareholders' General Meeting | Mgmt | For | For | For | |||
4 | Amendments to Rules of Procedure of Board of Directors | Mgmt | For | For | For | |||
5 | Amendments to Rules of Procedure of Board of Supervisors | Mgmt | For | For | For | |||
6 | Adjustment to Board Authorization regarding Approving Write-off of Credit Assets | Mgmt | For | For | For | |||
7 | Elect WANG Wei | Mgmt | For | For | For | |||
8 | Elect GUO Ningning | Mgmt | For | For | For | |||
9 | Directors' and Supervisors' Final Remuneration for 2016 | Mgmt | For | For | For | |||
10 | Elect ZHANG Dinglong | Mgmt | For | For | For | |||
11 | Elect CHEN Jianbo | Mgmt | For | For | For | |||
12 | Elect XU Jiandong | Mgmt | For | For | For | |||
Air Asia Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 01/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement: Internal Reorganization | Mgmt | For | For | For | |||
Air Asia Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIRASIA | CINS Y0029V101 | 01/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Scheme of Arrangement: Internal Reorganization | Mgmt | For | For | For | |||
Alibaba Group Holding Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BABA | CUSIP 01609W102 | 10/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jack Yun Ma | Mgmt | For | Against | Against | |||
2 | Elect Masayoshi Son | Mgmt | For | Against | Against | |||
3 | Elect Walter Teh Ming Kwauk | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
Anhui Conch Cement Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0914 | CINS Y01373102 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Authority to Give Guarantees | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Anhui Conch Cement Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0914 | CINS Y01373102 | 10/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect WU Xiaoming as Supervisor | Mgmt | For | Against | Against | |||
Banco Do Brasil S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBAS3 | CINS P11427112 | 07/05/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Adhesion to State-Owned Enterprise Governance Program | Mgmt | For | TNA | N/A | |||
5 | Elect Eduardo Salloum as Alternate Member to the Supervisory Council | Mgmt | For | TNA | N/A | |||
Banco Santander (Brasil) SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB3 | CINS P1505Z160 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
6 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
Banco Santander (Brasil) SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SANB3 | CINS P1505Z160 | 09/18/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Cancellation of Treasury Shares | Mgmt | For | TNA | N/A | |||
4 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
Bank Negara Indonesia (Persero) Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBNI | CINS Y74568166 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | |||
5 | Appointment of Undisclosed Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
6 | Approval of the Company's Recovery Plan | Mgmt | For | For | For | |||
7 | Implementation of New Regulation | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | Against | Against | |||
9 | Election of Directors and/or Commissioners (Slate) | Mgmt | For | Against | Against | |||
Bank Of Communications Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3328 | CINS Y06988102 | 10/27/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Amendments to Rules of Procedures for Shareholder Meetings | Mgmt | For | For | For | |||
4 | Amendments to Rules of Procedures for Board Meetings | Mgmt | For | For | For | |||
5 | Amendments to Working Procedures for Independent Directors | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
7 | Supervisors' Fees | Mgmt | For | For | For | |||
8 | Elect LI Yao as Supervisor | Mgmt | For | For | For | |||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Barloworld Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAW | CINS S08470189 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Re-elect Sango S. Ntsaluba | Mgmt | For | For | For | |||
3 | Re-elect Dominic M. Sewela | Mgmt | For | For | For | |||
4 | Re-elect Frances N. O. Edozien | Mgmt | For | For | For | |||
5 | Elect Hester H. Hickey | Mgmt | For | For | For | |||
6 | Elect Michael Lynch-Bell | Mgmt | For | For | For | |||
7 | Elect Nomavuso P. Mnxasana | Mgmt | For | For | For | |||
8 | Elect Peter Schmid | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Sango Ntsaluba) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Frances Edozien) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Hester Hickey) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Michael Lynch-Bell) | Mgmt | For | For | For | |||
13 | Elect Audit Committee Member (Nomavuso Mnxasana) | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Approve Remuneration Policy | Mgmt | For | For | For | |||
16 | Approve NEDs Fees (Chairman of the Board) | Mgmt | For | For | For | |||
17 | Approve NEDs Fees (Resident NEDs) | Mgmt | For | For | For | |||
18 | Approve NEDs Fees (Non-resident NEDs) | Mgmt | For | For | For | |||
19 | Approve NEDs Fees (Resident Audit Committee Chair) | Mgmt | For | For | For | |||
20 | Approve NEDs Fees (Resident Audit Committee Members) | Mgmt | For | For | For | |||
21 | Approve NEDs Fees (Non-resident Audit Committee Members) | Mgmt | For | For | For | |||
22 | Approve NEDs Fees (Resident Remuneration Committee Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs Fees (Resident Social, Ethics & Transformation Committee Chair) | Mgmt | For | For | For | |||
24 | Approve NEDs Fees (Resident Risk & Sustainability Committee Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs Fees (Resident General Purposes Committee Chair) | Mgmt | For | For | For | |||
26 | Approve NEDs Fees (Resident Nomination Committee Chair) | Mgmt | For | For | For | |||
27 | Approve NEDs Fees (Resident Members of Non-Audit Committees) | Mgmt | For | For | For | |||
28 | Approve NEDs Fees (Non-resident Members of Non-Audit Committees) | Mgmt | For | For | For | |||
29 | Approve Financial Assistance | Mgmt | For | For | For | |||
30 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Caesars Entertainment Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CZR | CUSIP 127686103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.2 | Elect James S. Hunt | Mgmt | For | For | For | |||
1.3 | Elect John Dionne | Mgmt | For | For | For | |||
1.4 | Elect Richard P. Schifter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Chailease Holding Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5871 | CINS G20288109 | 08/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Alfred WONG King-Wai | Mgmt | For | For | For | |||
3 | Elect CHENG Hsiu-Tze | Mgmt | For | For | For | |||
4 | Elect CHEN Chih-Yang | Mgmt | For | For | For | |||
5 | Non-compete Restrictions for Director: Alfred WONG King-Wai | Mgmt | For | For | For | |||
6 | Non-compete Restrictions for Director: CHENG Hsiu-Tze | Mgmt | For | For | For | |||
7 | Non-compete Restrictions for Director: CHEN Chih-Yang | Mgmt | For | For | For | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 04/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect HE Jieping | Mgmt | For | Against | Against | |||
2 | Elect XU Long | Mgmt | For | Against | Against | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Cinda Asset Management Co.,Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1359 | CINS Y1R34V103 | 10/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
3 | Subscription of Non-publicly Issued Shares of Cinda Real Estate Co., Ltd. | Mgmt | For | Against | Against | |||
4 | Amendments to Rules of Procedures of General Meetings | Mgmt | For | For | For | |||
5 | Amendments to Rules of Procedures of Board Meetings | Mgmt | For | For | For | |||
6 | Amendments to Rules of Procedures of the Board of Supervisors Meetings | Mgmt | For | For | For | |||
7 | Director Remuneration Settlement Scheme for 2016 | Mgmt | For | Against | Against | |||
8 | Supervisor Remuneration Settlement Scheme for 2016 | Mgmt | For | Against | Against | |||
China Construction Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0939 | CINS Y1397N101 | 10/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect TIAN Guoli as Director | Mgmt | For | Against | Against | |||
China Dongxiang (Group) Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3818 | CINS G2112Y109 | 03/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Connected Subscription by ZHANG Zhiyong | Mgmt | For | For | For | |||
4 | Connected Subscription by CHEN Chen | Mgmt | For | For | For | |||
5 | Connected Subscription by REN Yi | Mgmt | For | For | For | |||
6 | Connected Subscription by YANG Yang | Mgmt | For | For | For | |||
7 | Connected Subscription by LYU Guanghon | Mgmt | For | For | For | |||
8 | Connected Subscription by TANG Lijun | Mgmt | For | For | For | |||
9 | Connected Subscription by SUN We | Mgmt | For | For | For | |||
10 | Management Specific Mandate | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Report on Deposit and Use of Raised Funds | Mgmt | For | For | For | |||
3 | Self-Assessment Report On Real Estate | Mgmt | For | For | For | |||
4 | Undertaking Letter in Relation To Real Estates Matters | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 04/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Fixed Asset Budget for 2018 | Mgmt | For | For | For | |||
4 | Final Financial Account Plan | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 08/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Share Type | Mgmt | For | For | For | |||
3 | Number and Issue Size | Mgmt | For | For | For | |||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||
5 | Maturity of Issuance Plan | Mgmt | For | For | For | |||
6 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
7 | Lock-up Period | Mgmt | For | For | For | |||
8 | Dividend Distribution Terms | Mgmt | For | For | For | |||
9 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
10 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
11 | Restriction and Restoration of Voting Rights | Mgmt | For | For | For | |||
12 | Procedures for Liquidation | Mgmt | For | For | For | |||
13 | Rating Arrangements | Mgmt | For | For | For | |||
14 | Security | Mgmt | For | For | For | |||
15 | Use of Proceeds | Mgmt | For | For | For | |||
16 | Listing/Trading Arrangements | Mgmt | For | For | For | |||
17 | Validity Period | Mgmt | For | For | For | |||
18 | Authorization Matters | Mgmt | For | For | For | |||
19 | Amendments to Articles (Offshore Preference Shares) | Mgmt | For | For | For | |||
20 | Amendments to Articles (A Shares + Offshore Preference Shares) | Mgmt | For | For | For | |||
21 | Amendments to Procedural Rules of General Meetings (Offshore Preference Shares) | Mgmt | For | For | For | |||
22 | Amendments to Procedural Rules of General Meetings (A Shares + Offshore Preference Shares) | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 08/07/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Type | Mgmt | For | For | For | |||
3 | Number and Issue Size | Mgmt | For | For | For | |||
4 | Par Value and Issue Price | Mgmt | For | For | For | |||
5 | Maturity | Mgmt | For | For | For | |||
6 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
7 | Lock-up Period | Mgmt | For | For | For | |||
8 | Dividend Distribution Terms | Mgmt | For | For | For | |||
9 | Terms of Mandatory Conversion | Mgmt | For | For | For | |||
10 | Terms of Conditional Redemption | Mgmt | For | For | For | |||
11 | Restriction and Restoration of Voting Rights | Mgmt | For | For | For | |||
12 | Procedures for Liquidation | Mgmt | For | For | For | |||
13 | Rating Arrangements | Mgmt | For | For | For | |||
14 | Security | Mgmt | For | For | For | |||
15 | Use of Proceeds | Mgmt | For | For | For | |||
16 | Listing/Trading Arrangements | Mgmt | For | For | For | |||
17 | Validity Period | Mgmt | For | For | For | |||
18 | Authorization Matters | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 09/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Updated A Share Issuance | Mgmt | For | Against | Against | |||
3 | Authorization for Extension of Validity Period | Mgmt | For | Against | Against | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 09/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Updated A Share Issuance | Mgmt | For | Against | Against | |||
3 | Authorization for Extension of Validity Period | Mgmt | For | Against | Against | |||
4 | Special Report for Use of Previously Raised Funds | Mgmt | For | For | For | |||
5 | Approval of Self-Assessment Report | Mgmt | For | For | For | |||
6 | Consideration and Approval of Undertaking Letter in Relation to Real Estate Transactions | Mgmt | For | For | For | |||
China Huarong Asset Management Co Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2799 | CINS ADPV30665 | 12/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Approve Capital Increase in Huarong Consumer Finance | Mgmt | For | For | For | |||
3 | Remuneration Package for Directors for FY 2016 | Mgmt | For | For | For | |||
4 | Remuneration Package for Supervisors for FY 2016 | Mgmt | For | For | For | |||
China Railway Construction Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1186 | CINS Y1508P110 | 10/30/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
China Railway Construction Corporation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1186 | CINS Y1508P110 | 12/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Satisfaction of Conditions of Public Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
4 | Type of Securities to Be Issued | Mgmt | For | For | For | |||
5 | Size of Issuance | Mgmt | For | For | For | |||
6 | Par Value and Issue Price | Mgmt | For | For | For | |||
7 | Term | Mgmt | For | For | For | |||
8 | Interest rate | Mgmt | For | For | For | |||
9 | Method and Timing of Interest Payment | Mgmt | For | For | For | |||
10 | Conversion Period | Mgmt | For | For | For | |||
11 | Determination and Adjustment of Conversion Price | Mgmt | For | For | For | |||
12 | Terms of Downward Adjustment to Conversion Price | Mgmt | For | For | For | |||
13 | Method for Determining the Number of Shares for Conversion | Mgmt | For | For | For | |||
14 | Entitlement to Dividend in Year of Conversion | Mgmt | For | For | For | |||
15 | Terms of Redemption | Mgmt | For | For | For | |||
16 | Terms of Sale Back | Mgmt | For | For | For | |||
17 | Method of Issuance and Target Investors | Mgmt | For | For | For | |||
18 | Subscription Arrangement for Existing Shareholders | Mgmt | For | For | For | |||
19 | A Share Convertible Bond Holders and A Share Convertible Bond Holders' Meetings | Mgmt | For | For | For | |||
20 | Use of Proceeds | Mgmt | For | For | For | |||
21 | Rating | Mgmt | For | For | For | |||
22 | Guarantee and Security | Mgmt | For | For | For | |||
23 | Deposit Account for Proceeds Raised | Mgmt | For | For | For | |||
24 | Validity Period of Resolution | Mgmt | For | For | For | |||
25 | Authorizations | Mgmt | For | For | For | |||
26 | Preliminary Plan of Proposed Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
27 | Dilution of Immediate Returns by Proposed Issuance of A Share Convertible Bonds and Remedial Measures to Be Adopted | Mgmt | For | For | For | |||
28 | Undertaking Letter in Relation to Practical Performance of Remedial and Return Measures | Mgmt | For | For | For | |||
29 | Undertaking Letter of Directors and Senior Management in relation to Practical Performance of Remedial and Return Measures | Mgmt | For | For | For | |||
30 | Feasibility Report on Use of Proceeds Raised from Proposed Issuance of A Share Convertible Bonds | Mgmt | For | For | For | |||
31 | Status of Use of Previously Raised Proceeds | Mgmt | For | For | For | |||
32 | Rules for A Share Convertible Bondholders' Meeting | Mgmt | For | For | For | |||
33 | Shareholders' Return Plan for Three Years of 2018 to 2020 | Mgmt | For | For | For | |||
34 | Connected Transaction in Relation to Possible Subscription for A Share Convertible Bonds by China Railway Construction Corporation | Mgmt | For | For | For | |||
35 | Special Self-inspection Report of Real Estate Development Business | Mgmt | For | For | For | |||
36 | Undertaking of the Company on Compliance of Relevant Real Estate Enterprises | Mgmt | For | For | For | |||
37 | Undertaking of Directors, Supervisors and Senior Management of the Company on Compliance of Relevant Real Estate Enterprises | Mgmt | For | For | For | |||
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
39 | Elect MENG Fengchao | Mgmt | For | For | For | |||
40 | Elect ZHUANG Shangbiao | Mgmt | For | For | For | |||
41 | Elect XIA Guobin | Mgmt | For | For | For | |||
42 | Elect LIU Ruchen | Mgmt | For | For | For | |||
43 | Elect GE Fuxing | Mgmt | For | For | For | |||
44 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
45 | Elect WANG Huacheng | Mgmt | For | For | For | |||
46 | Elect Patrick SUN | Mgmt | For | Against | Against | |||
47 | Elect CHENG Wen | Mgmt | For | For | For | |||
48 | Elect Amanda LU Xiaoqiang | Mgmt | For | For | For | |||
49 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
50 | Elect CAO Xirui | Mgmt | For | Against | Against | |||
51 | Elect LIU Zhengchang | Mgmt | For | Against | Against | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0728 | CINS Y1505D102 | 01/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Telecom Corporation Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0728 | CINS Y1505D102 | 11/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect LIU Aili | Mgmt | For | For | For | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | 2018 Financial Budget | Mgmt | For | Abstain | Against | |||
8 | Annual Report | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Revision of Dilution of Current Returns from IPO and Listing of A Shares and the Remedial Measures | Mgmt | For | Abstain | Against | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Supervisors' Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Extension of Validity Period for Resolution of A Shares IPO | Mgmt | For | Abstain | Against | |||
15 | Extension of Board Authorization | Mgmt | For | Abstain | Against | |||
16 | Issuance of Qualified Tier 2 Capital Instruments | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Chongqing Rural Commercial Bank Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3618 | CINS Y1594G107 | 12/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Report on the Use of Previously Raised Funds | Mgmt | For | For | For | |||
3 | Amendments to Rules of Procedures for Board | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
4 | Dividend Policy | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 04/27/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Board Size | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Cumulative Votes to Mario Engler Pinto Junior | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Jerson Kelman | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Rogerio Ceron de Oliveira | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Francisco Vidal Luna | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Jeronimo Antunes | Mgmt | N/A | TNA | N/A | |||
15 | Allocate Cumulative Votes to Reinaldo Guerreiro | Mgmt | N/A | TNA | N/A | |||
16 | Allocate Cumulative Votes to Francisco Luiz Sibut Gomide | Mgmt | N/A | TNA | N/A | |||
17 | Allocate Cumulative Votes to Lucas Navarro Prado | Mgmt | N/A | TNA | N/A | |||
18 | Allocate Cumulative Votes to Ernesto Rubens Gelbcke | Mgmt | N/A | TNA | N/A | |||
19 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
20 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
21 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | N/A | TNA | N/A | |||
22 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
Cia De Saneamento Basico De Sao Paulo | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBSP3 | CINS P2R268136 | 08/21/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Board Size | Mgmt | For | TNA | N/A | |||
4 | Elect Lucas Navarro Prado | Mgmt | For | TNA | N/A | |||
5 | Ratify Updated Global Remuneration | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
DISH Network Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George R. Brokaw | Mgmt | For | For | For | |||
1.2 | Elect James DeFranco | Mgmt | For | For | For | |||
1.3 | Elect Cantey M. Ergen | Mgmt | For | For | For | |||
1.4 | Elect Charles W. Ergen | Mgmt | For | For | For | |||
1.5 | Elect Charles M. Lillis | Mgmt | For | For | For | |||
1.6 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||
1.7 | Elect David K. Moskowitz | Mgmt | For | For | For | |||
1.8 | Elect Tom A. Ortolf | Mgmt | For | For | For | |||
1.9 | Elect Carl E. Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Ford Otomotiv Sanayi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FROTO | CINS M7608S105 | 03/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Election of Directors; Board Size; Board Term Length | Mgmt | For | TNA | N/A | |||
11 | Compensation Policy | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
16 | Wishes | Mgmt | For | TNA | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Ford Otomotiv Sanayi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FROTO | CINS M7608S105 | 10/27/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Ratification of Co-Option of Joseph Bakaj | Mgmt | For | TNA | N/A | |||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | |||
7 | Wishes | Mgmt | For | TNA | N/A | |||
Formosa Chemicals & Fibre Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1326 | CINS Y25946107 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Derivatives Trading | Mgmt | For | For | For | |||
6 | Elect WONG Wen-Yuan | Mgmt | For | Against | Against | |||
7 | Elect HUNG Fu-Yuen | Mgmt | For | For | For | |||
8 | Elect Wilfred WANG Wen-Chao | Mgmt | For | For | For | |||
9 | Elect WANG Rui-Yu | Mgmt | For | For | For | |||
10 | Elect Walter WANG Wen-Hsiang | Mgmt | For | Against | Against | |||
11 | Elect HUANG Tung-Teng | Mgmt | For | For | For | |||
12 | Elect FANG Ying-Ta | Mgmt | For | For | For | |||
13 | Elect Lu Wen-Jin | Mgmt | For | For | For | |||
14 | Elect LI Qing-Fen | Mgmt | For | For | For | |||
15 | Elect PAN Jin-Hua | Mgmt | For | For | For | |||
16 | Elect JIAN Wei-Geng | Mgmt | For | For | For | |||
17 | Elect ZHANG Zong-Yuan | Mgmt | For | For | For | |||
18 | Elect CHEN Ruey-Long as Independent Director | Mgmt | For | For | For | |||
19 | Elect HUANG Hui-Zhen as Independent Director | Mgmt | For | For | For | |||
20 | Elect JIAN Tai-Lang as Independent Director | Mgmt | For | For | For | |||
21 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
5 | Elect Courtney R. Mather | Mgmt | For | For | For | |||
6 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
7 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gruma S.A.B. de C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRUMA | CINS P4948K121 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | Against | Against | |||
2 | Report on Tax Compliance | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |||
4 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
5 | Election of Directors; Fees | Mgmt | For | Against | Against | |||
6 | Election of Audit and Corporate Governance Committees' Chairs | Mgmt | For | Against | Against | |||
7 | Election of Meeting Delegates | Mgmt | For | For | For | |||
8 | Minutes | Mgmt | For | For | For | |||
Grupo Financiero Galicia SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GGAL | CUSIP 399909100 | 08/15/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | TNA | N/A | |||
2 | Issuance of Shares w/ Preemptive Rights | Mgmt | For | TNA | N/A | |||
3 | Reduce Term to Exercise Preemptive Rights and Accretion Rights | Mgmt | For | TNA | N/A | |||
4 | Authorise Board to Request the Listing/Trading Before Any Authorised Stock Exchange | Mgmt | For | TNA | N/A | |||
5 | Authorise the Board to Set Terms Related to Capital Increase | Mgmt | For | TNA | N/A | |||
Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0874 | CINS Y2932P106 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Conformity of Transaction with Provisions of Relevant Laws | Mgmt | For | For | For | |||
3 | Resolution on Transaction Not Constituting a Connected Transaction | Mgmt | For | For | For | |||
4 | Resolution on Conformity of Transaction with Rule 4 of Regulations of Major Assets Restructuring | Mgmt | For | For | For | |||
5 | Implementation of Legal Procedures, Compliance, and Validity of Legal Documents | Mgmt | For | For | For | |||
6 | Independence of Valuer, Reasonableness of Appraisal Assumptions, Relevance Between Appraisal Method and Purpose | Mgmt | For | For | For | |||
7 | Confirmation of Audit Report and Valuation Report | Mgmt | For | For | For | |||
8 | Resolution on Current Earnings will Not be Diluted | Mgmt | For | For | For | |||
9 | The Overall Plan | Mgmt | For | For | For | |||
10 | The Specific Plan: Evaluation Base Date | Mgmt | For | For | For | |||
11 | The Specific Plan: Transaction Manner and Counterparties | Mgmt | For | For | For | |||
12 | The Specific Plan: Value of Target Assets | Mgmt | For | For | For | |||
13 | The Specific Plan: Payment of Consideration | Mgmt | For | For | For | |||
14 | The Specific Plan: Put Options | Mgmt | For | For | For | |||
15 | The Specific Plan: Arrangement of Profits and Losses | Mgmt | For | For | For | |||
16 | The Specific Plan: Employees | Mgmt | For | For | For | |||
17 | The Specific Plan: Compensation Scheme | Mgmt | For | For | For | |||
18 | The Specific Plan: Validity of Resolution | Mgmt | For | For | For | |||
19 | Agreements Related to Major Assets Restructuring | Mgmt | For | For | For | |||
20 | Report on The Material Acquisition of Assets | Mgmt | For | For | For | |||
21 | Board Authority to Implement Major Assets Restructuring | Mgmt | For | For | For | |||
Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0874 | CINS Y2932P106 | 12/22/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Appointment of Internal Control Auditor | Mgmt | For | For | For | |||
4 | Use of Proceeds from Placement | Mgmt | For | For | For | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Director's Report | Mgmt | For | For | For | |||
2 | Supervisor's Report | Mgmt | For | For | For | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Authority to Declare Interim Dividends | Mgmt | For | For | For | |||
7 | Elect LI Sze Lim | Mgmt | For | For | For | |||
8 | Elect ZHANG LI | Mgmt | For | For | For | |||
9 | Elect ZHOU Yaonan | Mgmt | For | For | For | |||
10 | Elect LU Jing | Mgmt | For | For | For | |||
11 | Elect Daniel NG Yau Wah | Mgmt | For | For | For | |||
12 | Appointment of Domestic Auditor | Mgmt | For | For | For | |||
13 | Application for Composite Credit Facilities | Mgmt | For | For | For | |||
14 | Authority to Extend Guarantees | Mgmt | For | Against | Against | |||
15 | Approve 2017 Guarantees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Class of shares | Mgmt | For | Against | Against | |||
18 | Place of listing | Mgmt | For | Against | Against | |||
19 | Issuer | Mgmt | For | Against | Against | |||
20 | No. of shares to be issued | Mgmt | For | Against | Against | |||
21 | Nominal value of the shares to be issued | Mgmt | For | Against | Against | |||
22 | Target subscriber | Mgmt | For | Against | Against | |||
23 | Issue price | Mgmt | For | Against | Against | |||
24 | Method of issue | Mgmt | For | Against | Against | |||
25 | Underwriting method | Mgmt | For | Against | Against | |||
26 | Use of proceeds | Mgmt | For | Against | Against | |||
27 | Plan on the allocation of accumulated profits prior to the issue | Mgmt | For | Against | Against | |||
28 | Effective period of the resolution | Mgmt | For | Against | Against | |||
29 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
30 | Listing/Trading Arrangements | Mgmt | For | Against | Against | |||
31 | Board Authorization to Implement Listing/Trading Arrangements | Mgmt | For | For | For | |||
32 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
33 | Board Authorization to Implement Debt Financing Plan | Mgmt | For | For | For | |||
34 | Amendments to Articles | Mgmt | For | For | For | |||
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Guangzhou R & F Properties Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2777 | CINS Y2933F115 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Class of shares | Mgmt | For | Against | Against | |||
3 | Place of listing | Mgmt | For | Against | Against | |||
4 | Issuer | Mgmt | For | Against | Against | |||
5 | No. of shares to be issued | Mgmt | For | Against | Against | |||
6 | Nominal value of the shares to be issued | Mgmt | For | Against | Against | |||
7 | Target subscriber | Mgmt | For | Against | Against | |||
8 | Issue price | Mgmt | For | Against | Against | |||
9 | Method of issue | Mgmt | For | Against | Against | |||
10 | Underwriting method | Mgmt | For | Against | Against | |||
11 | Use of proceeds | Mgmt | For | Against | Against | |||
12 | Plan on the allocation of accumulated profits prior to the issue | Mgmt | For | Against | Against | |||
13 | Effective period of the resolution | Mgmt | For | Against | Against | |||
14 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Mgmt | For | For | For | |||
15 | Listing/Trading Arrangements | Mgmt | For | Against | Against | |||
16 | Board Authorization to Implement Listing/Trading Arrangements | Mgmt | For | For | For | |||
Hanwha Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000880 | CINS Y3065M100 | 03/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Elect LEE Tae Jong | Mgmt | For | For | For | |||
4 | Elect KIM Youn Chul | Mgmt | For | For | For | |||
5 | Elect OK Kyung Seok | Mgmt | For | For | For | |||
6 | Elect KIM Chang Rok | Mgmt | For | For | For | |||
7 | Elect LEE Kwang Hoon | Mgmt | For | For | For | |||
8 | Election of Audit Committee Member: KIM Chang Rok | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: LEE Kwang Hoon | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hon Hai Precision Industry | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2354 | CINS Y36861105 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Initial Public Offering and Listing of A Shares | Mgmt | For | For | For | |||
3 | Elect WANG Kuo-Cheng as Director | Mgmt | For | For | For | |||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hypermarcas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYPE3 | CINS P5230A101 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Amendments to Articles 1 (Company's Name) | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles 24 and 28; Removal of Article 35 (Management Board) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | TNA | N/A | |||
5 | Consolidations of Articles | Mgmt | For | TNA | N/A | |||
6 | Adoption of Matching Share Plan | Mgmt | For | TNA | N/A | |||
7 | Ratify Updated Global Remuneration Amount for 2016 | Mgmt | For | TNA | N/A | |||
8 | Amendments to Matching Shares Plan | Mgmt | For | TNA | N/A | |||
9 | Amendments to Restricted Shares Plan | Mgmt | For | TNA | N/A | |||
10 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |||
11 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
12 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Hypermarcas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HYPE3 | CINS P5230A101 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
5 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
6 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Hyundai Marine & Fire Insurance Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
001450 | CINS Y3842K104 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Independent Director to Become Audit Committee Member: YOO Jae Kwon | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
Imperial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPL | CINS S38127122 | 10/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Elect Audit Committee Member (Graham Dempster) | Mgmt | For | For | For | |||
4 | Elect Audit Committee Member (Thembisa Dingaan) | Mgmt | For | For | For | |||
5 | Elect Audit Committee Member (Phumzile Langeni) | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Roddy Sparks) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Younaid Waja) | Mgmt | For | For | For | |||
8 | Re-elect Osman Arbee | Mgmt | For | Against | Against | |||
9 | Re-elect Graham Dempster | Mgmt | For | Against | Against | |||
10 | Re-elect Suresh Kana | Mgmt | For | Against | Against | |||
11 | Re-elect Valli Moosa | Mgmt | For | Against | Against | |||
12 | Re-elect Younaid Waja | Mgmt | For | Against | Against | |||
13 | Elect Mohammed Akoojee | Mgmt | For | Against | Against | |||
14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
15 | Approve Implementation Report | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees (Chairperson) | Mgmt | For | For | For | |||
17 | Approve NEDs' Fees (Deputy Chairperson and Lead independent Director) | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Board Member) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Assets and Liabilities Committee Chairperson) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Assets and Liabilities Committee Member) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit Committee Chairperson) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Audit Committee Member) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Divisional Board Member: Motus Division) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Divisional Board Member: Logistics Division) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Divisional Finance and Risk Committee Memeber: Motus) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Divisional Finance and Risk Committee Memeber: Logistics) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Investment Committee Chairperson) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Investment Committee Member) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Risk Committee Chairman) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Risk Committee Member) | Mgmt | For | For | For | |||
31 | Approve NEDs' Fees (Remuneration Committee Chairperson) | Mgmt | For | For | For | |||
32 | Approve NEDs' Fees (Remuneration Committee Member) | Mgmt | For | For | For | |||
33 | Approve NEDs' Fees (Nomination Committee Chairperson) | Mgmt | For | For | For | |||
34 | Approve NEDs' Fees (Nomination Committee Member) | Mgmt | For | For | For | |||
35 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Chairperson) | Mgmt | For | For | For | |||
36 | Approve NEDs' Fees (Social, Ethics and Sustainability Committee Member) | Mgmt | For | For | For | |||
37 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
38 | General Authority to Issue Shares | Mgmt | For | For | For | |||
39 | AUTHORITY TO ISSUE SHARES FOR CASH | Mgmt | For | For | For | |||
40 | General Authority to Issue Preference Shares | Mgmt | For | Against | Against | |||
41 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
42 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
Industrial & Commercial Bank Of China | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1398 | CINS Y3990B112 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | 2016 Payment Plan of Remuneration to Directors and Supervisors | Mgmt | For | For | For | |||
3 | Elect Anthony Francis Neoh | Mgmt | For | For | For | |||
4 | Amendments to Articles and Rules of Procedure for Shareholders' General Meetings | Mgmt | For | For | For | |||
5 | Amendments to Articles and Rules of Procedure for Board of Directors | Mgmt | For | For | For | |||
6 | Amendments to Articles and Rules of Procedure for Board Supervisors | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Industrial Bank of Korea | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
024110 | CINS Y3994L108 | 03/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | For | For | |||
3 | Corporate Auditors' Fees | Mgmt | For | For | For | |||
ITAUSA INVESTIMENTOS ITAU SA, SAO PAULO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITSA4 | CINS P5887P427 | 04/12/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose Maria Rabelo as Supervisory Council Member Presented by Preferred Shareholders | Mgmt | N/A | TNA | N/A | |||
KB Financial Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
105560 | CINS Y46007103 | 11/20/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Elect YOON Jong Kyoo | Mgmt | For | For | For | |||
4 | Elect HUR Yin | Mgmt | For | For | For | |||
5 | Elect HA Seung Soo (Shareholder nominee) | ShrHoldr | Against | For | Against | |||
6 | Amendments to Articles (Shareholder Proposal) | ShrHoldr | Against | For | Against | |||
Koc Holding A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KCHOL | CINS M63751107 | 03/22/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Election of Directors; Board Size; Board Term Length | Mgmt | For | TNA | N/A | |||
11 | Compensation Policy | Mgmt | For | TNA | N/A | |||
12 | Directors' Fees | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Charitable Donations | Mgmt | For | TNA | N/A | |||
15 | Presentation of Report on Guarantees | Mgmt | For | TNA | N/A | |||
16 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
17 | Wishes | Mgmt | For | TNA | N/A | |||
LG Uplus | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
032640 | CINS Y5293P102 | 03/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |||
4 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
Lotte Chemical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
011170 | CINS Y5336U100 | 03/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | For | For | |||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
MISC Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MISC | CINS Y6080H105 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Halim bin Mohyiddin | Mgmt | For | For | For | |||
2 | Elect Mohd Yusri bin Mohamed Yusof | Mgmt | For | For | For | |||
3 | Elect Liza binti Mustapha | Mgmt | For | For | For | |||
4 | Elect Manharlal a/l Ratilal | Mgmt | For | For | For | |||
5 | Elect LIM Beng Choon | Mgmt | For | For | For | |||
6 | Directors' Fees for FY 2017 | Mgmt | For | For | For | |||
7 | Directors' Fees for FY 2018 | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
10 | Adoption of New Constitution | Mgmt | For | For | For | |||
Naspers Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NPN | CINS S53435103 | 08/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Approve Allocation of Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Elect Emilie M. Choi | Mgmt | For | Against | Against | |||
5 | Re-elect Jacobus (Koos) P. Bekker | Mgmt | For | Against | Against | |||
6 | Re-elect Steve J.Z. Pacak | Mgmt | For | Against | Against | |||
7 | Re-elect Fred Phaswana | Mgmt | For | Against | Against | |||
8 | Re-elect Ben J. van der Ross | Mgmt | For | Against | Against | |||
9 | Re-elect Rachel C.C. Jafta | Mgmt | For | Against | Against | |||
10 | Elect Audit Committee Member (Don Eriksson) | Mgmt | For | For | For | |||
11 | Elect Audit Committee Member (Ben van der Ross) | Mgmt | For | For | For | |||
12 | Elect Audit Committee Member (Rachel Jafta) | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | General Authority to Issue Shares | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Amendments to the Company's Share Incentive Trust Deeds and Schemes | Mgmt | For | For | For | |||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
18 | Approve NEDs' Fees (Board - Chair) | Mgmt | For | For | For | |||
19 | Approve NEDs' Fees (Board - Member) | Mgmt | For | For | For | |||
20 | Approve NEDs' Fees (Audit Committee - Chair) | Mgmt | For | For | For | |||
21 | Approve NEDs' Fees (Audit Committee - Member) | Mgmt | For | For | For | |||
22 | Approve NEDs' Fees (Risk Committee - Chair) | Mgmt | For | For | For | |||
23 | Approve NEDs' Fees (Risk Committee - Member) | Mgmt | For | For | For | |||
24 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Chair) | Mgmt | For | For | For | |||
25 | Approve NEDs' Fees (Human Resources and Remuneration Committee - Member) | Mgmt | For | For | For | |||
26 | Approve NEDs' Fees (Nomination Committee - Chair) | Mgmt | For | For | For | |||
27 | Approve NEDs' Fees (Nomination Committee - Member) | Mgmt | For | For | For | |||
28 | Approve NEDs' Fees (Social and Ethics Committee - Chair) | Mgmt | For | For | For | |||
29 | Approve NEDs' Fees (Social and Ethics Committee - Member) | Mgmt | For | For | For | |||
30 | Approve NEDs' Fees (Trustee of Group Share Schemes/Other Personnel Funds) | Mgmt | For | For | For | |||
31 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | |||
32 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | |||
33 | Authority to Repurchase N Ordinary Shares | Mgmt | For | For | For | |||
34 | Authority to Repurchase A Ordinary Shares | Mgmt | For | For | For | |||
NetApp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 09/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
2 | Elect Alan L. Earhart | Mgmt | For | For | For | |||
3 | Elect Gerald D. Held | Mgmt | For | For | For | |||
4 | Elect Kathryn M. Hill | Mgmt | For | For | For | |||
5 | Elect George Kurian | Mgmt | For | For | For | |||
6 | Elect George T. Shaheen | Mgmt | For | For | For | |||
7 | Elect Stephen M. Smith | Mgmt | For | Against | Against | |||
8 | Elect Richard P. Wallace | Mgmt | For | Against | Against | |||
9 | Amendment to the 1999 Stock Option Plan | Mgmt | For | For | For | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | N/A | For | N/A | |||
NetEase, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTES | CUSIP 64110W102 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Lei Ding | Mgmt | For | For | For | |||
2 | Elect Alice Cheng | Mgmt | For | For | For | |||
3 | Elect Denny Lee | Mgmt | For | For | For | |||
4 | Elect Joseph Tong | Mgmt | For | For | For | |||
5 | Elect Lun FENG | Mgmt | For | For | For | |||
6 | Elect Michael LEUNG | Mgmt | For | Against | Against | |||
7 | Elect Michael Tong | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Old Mutual plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OML | CINS G67395114 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Mike Arnold | Mgmt | For | Against | Against | |||
3 | Elect Zoe Cruz | Mgmt | For | Against | Against | |||
4 | Elect Alan Gillespie | Mgmt | For | Against | Against | |||
5 | Elect Danuta Gray | Mgmt | For | Against | Against | |||
6 | Elect Bruce Hemphill | Mgmt | For | Against | Against | |||
7 | Elect Adiba Ighodaro | Mgmt | For | Against | Against | |||
8 | Elect Ingrid Johnson | Mgmt | For | Against | Against | |||
9 | Elect Trevor Manuel | Mgmt | For | Against | Against | |||
10 | Elect Roger Marshall | Mgmt | For | Against | Against | |||
11 | Elect Vassi Naidoo | Mgmt | For | Against | Against | |||
12 | Elect Patrick O'Sullivan | Mgmt | For | Against | Against | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares Off-Market (Contingent Purchase Contracts) | Mgmt | For | For | For | |||
Park Hotels & Resorts Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PK | CUSIP 700517105 | 07/28/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gordon M. Bethune | Mgmt | For | Withhold | Against | |||
1.3 | Elect Patricia M. Bedient | Mgmt | For | Withhold | Against | |||
1.4 | Elect Geoffrey Garrett | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert Harper | Mgmt | For | Withhold | Against | |||
1.6 | Elect Tyler S. Henritze | Mgmt | For | Withhold | Against | |||
1.7 | Elect Christie B. Kelly | Mgmt | For | Withhold | Against | |||
1.8 | Elect Joseph I. Lieberman | Mgmt | For | Withhold | Against | |||
1.9 | Elect Xianyi Mu | Mgmt | For | Withhold | Against | |||
1.10 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | |||
1.11 | Elect Stephen I. Sadove | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Pou Chen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
9904 | CINS Y70786101 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect CHEN Huan-Chung as Independent Director | Mgmt | For | For | For | |||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
PT Bank Negara Indonesia (Persero) Tbk | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBNI | CINS Y74568166 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Commissioners | Mgmt | For | Against | Against | |||
PTT Global Chemical Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTTGC | CINS Y7150W105 | 04/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Piyasvasti Amranand | Mgmt | For | Against | Against | |||
6 | Elect Pakorn Nilprapunt | Mgmt | For | Against | Against | |||
7 | Elect Somkit Lertpaithoon | Mgmt | For | Against | Against | |||
8 | Elect Nithi Chungcharoen | Mgmt | For | Against | Against | |||
9 | Elect Boobpha Amorkniatkajorn | Mgmt | For | Against | Against | |||
10 | Directors' Fees | Mgmt | For | Against | Against | |||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
12 | Amendments to Articles | Mgmt | For | For | For | |||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |||
PTT Public Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTT | CINS Y6883U113 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Authority to Reduce Registered Share Capital | Mgmt | For | For | For | |||
5 | Amendment to Par Value | Mgmt | For | For | For | |||
6 | Approval of Fund Raising Plan | Mgmt | For | For | For | |||
7 | Amendments to Articles | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | Against | Against | |||
9 | Acknowledgement of Restructuring and IPO of Subsidiary | Mgmt | For | For | For | |||
10 | Elect Nuntawan Sakuntanaga | Mgmt | For | Against | Against | |||
11 | Elect Thon Tharmrongnawasawat | Mgmt | For | Against | Against | |||
12 | Elect Surapon Nitikraipot | Mgmt | For | Against | Against | |||
13 | Elect Danucha Pichayanan | Mgmt | For | Against | Against | |||
14 | Elect Tevin Vongvanich | Mgmt | For | Against | Against | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Public Bank Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBBANK | CINS Y71497104 | 04/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect LAI Wan | Mgmt | For | For | For | |||
2 | Elect TANG Wing Chew | Mgmt | For | For | For | |||
3 | Elect CHEAH Kim Ling | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | Against | Against | |||
5 | Directors' Benefits | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Radiant Opto-Electronics Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6176 | CINS Y7174K103 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
6 | Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
7 | Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
8 | Elect WANG Ben-Ran | Mgmt | For | For | For | |||
9 | Elect WANG Ben-Feng | Mgmt | For | For | For | |||
10 | Elect SU Hui-Zhu | Mgmt | For | For | For | |||
11 | Elect WANG Ben-Zong | Mgmt | For | For | For | |||
12 | Elect WANG Ben-Qin | Mgmt | For | For | For | |||
13 | Elect BU Xiang-Kun | Mgmt | For | For | For | |||
14 | Elect HUANG Zi-Cheng as Indepnedent Director | Mgmt | For | For | For | |||
15 | Elect JIANG Yao-Zong as Indepnedent Director | Mgmt | For | For | For | |||
16 | Elect ZENG Lun-Bin as Indepnedent Director | Mgmt | For | For | For | |||
17 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Hoon | Mgmt | For | For | For | |||
3 | Elect KIM Sun Uk | Mgmt | For | For | For | |||
4 | Elect PARK Byung Gook | Mgmt | For | For | For | |||
5 | Elect LEE Sang Hoon | Mgmt | For | For | For | |||
6 | Elect KIM Ki Nam | Mgmt | For | For | For | |||
7 | Elect KIM Hyun Suk | Mgmt | For | For | For | |||
8 | Elect KOH Dong Jin | Mgmt | For | For | For | |||
9 | Election of Audit Committee Member: KIM Sun Uk | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Stock Split and Amendments to Articles | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Sappi Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAP | CINS S73544108 | 02/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Bonakele (Boni) Mehlomakulu | Mgmt | For | For | For | |||
3 | Re-elect Sir Nigel R. Rudd | Mgmt | For | For | For | |||
4 | Re-elect Nkateko (Peter) Mageza | Mgmt | For | For | For | |||
5 | Re-elect Mohammed (Valli) Moosa | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Deenadayalen Konar) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Michael Fallon) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Nkateko Mageza) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Karen Osar) | Mgmt | For | For | For | |||
10 | Elect Audit Committee Member (Robertus Renders) | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Issue Shares Pursuant to Incentive Plan | Mgmt | For | For | For | |||
13 | Authority to Issue Shares Pursuant to Scheme | Mgmt | For | For | For | |||
14 | Approve Remuneration Policy | Mgmt | For | For | For | |||
15 | Approve Implementation Report | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees | Mgmt | For | For | For | |||
17 | Approve Financial Assistance | Mgmt | For | For | For | |||
18 | Authorisation of Legal Formalities | Mgmt | For | For | For | |||
Shinhan Financial Group Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
055550 | CINS Y7749X101 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Hwa Nam | Mgmt | For | For | For | |||
3 | Elect PARK Byoung Dae | Mgmt | For | For | For | |||
4 | Elect PARK Cheul | Mgmt | For | For | For | |||
5 | Elect Steven LEE Sung Ryang | Mgmt | For | For | For | |||
6 | Elect CHOI Kyong Rok | Mgmt | For | For | For | |||
7 | Elect Philippe Avril | Mgmt | For | For | For | |||
8 | Elect Yuki Hirakawa | Mgmt | For | For | For | |||
9 | Election of Independent Director to Become Audit Committee Member: LEE Man Woo | Mgmt | For | For | For | |||
10 | Election of Audit Committee Member: PARK Byoung Dae | Mgmt | For | For | For | |||
11 | Election of Audit Committee Member: Steven LEE Sung Ryang | Mgmt | For | For | For | |||
12 | Election of Audit Committee Member: JOO Jae Seong | Mgmt | For | For | For | |||
13 | Directors' Fees | Mgmt | For | For | For | |||
Siam Cement Public Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCC | CINS Y7866P147 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Annual Report | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Elect Chumpol NaLamlieng | Mgmt | For | For | For | |||
7 | Elect Roongrote Rangsiyopash | Mgmt | For | For | For | |||
8 | Elect Satitpong Sukvimol | Mgmt | For | For | For | |||
9 | Elect Kasem Watanachai | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Directors' Fees | Mgmt | For | Against | Against | |||
13 | Amendments to Articles | Mgmt | For | For | For | |||
Sinopec Shanghai Petrochemical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0338 | CINS Y80373106 | 08/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Amendments to Articles | Mgmt | For | For | For | |||
5 | Elect LI Yuanqin | Mgmt | For | For | For | |||
SK Hynix Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
000660 | CINS Y8085F100 | 03/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Executive Director: PARK Sung Wook | Mgmt | For | For | For | |||
3 | Elect SONG Ho Geun | Mgmt | For | For | For | |||
4 | Elect JO Heon Jae | Mgmt | For | For | For | |||
5 | Elect YOON Tae Hwa | Mgmt | For | For | For | |||
6 | Election of Independent Director to Become Audit Committee Member: YOON Tae Hwa | Mgmt | For | For | For | |||
7 | Directors' Fees | Mgmt | For | For | For | |||
8 | Share Option Grant | Mgmt | For | For | For | |||
9 | Share Options Previously Granted by Board Resolution | Mgmt | For | For | For | |||
SK Innovation Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
096770 | CINS Y8063L103 | 03/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect KIM Jeong Gwan | Mgmt | For | For | For | |||
3 | Election of Audit Committee Member: CHOI Woo Seok | Mgmt | For | For | For | |||
4 | Share Option Grant | Mgmt | For | For | For | |||
5 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | Against | Against | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
SK Telecom Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
017670 | CINS Y4935N104 | 03/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Share Option Grant | Mgmt | For | For | For | |||
3 | Elect YOO Young Sang | Mgmt | For | For | For | |||
4 | Elect YOON Young Min | Mgmt | For | For | For | |||
5 | Election of Audit Committee Members: YOON Young Min | Mgmt | For | For | For | |||
6 | Directors' Fees | Mgmt | For | For | For | |||
Smiles Fidelidade S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLS3 | CINS P8T12X108 | 04/30/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
4 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
5 | Board Size | Mgmt | For | TNA | N/A | |||
6 | Election of Directors | Mgmt | For | TNA | N/A | |||
7 | Approve Recasting of Votes for Amended Slate | Mgmt | N/A | TNA | N/A | |||
8 | Proportional Allocation of Cumulative Votes | Mgmt | N/A | TNA | N/A | |||
9 | Allocate Cumulative Votes to Constantino de Oliveira Junior | Mgmt | N/A | TNA | N/A | |||
10 | Allocate Cumulative Votes to Joaquim Constantino Neto | Mgmt | N/A | TNA | N/A | |||
11 | Allocate Cumulative Votes to Ricardo Constantino | Mgmt | N/A | TNA | N/A | |||
12 | Allocate Cumulative Votes to Cassio Casseb Lima | Mgmt | N/A | TNA | N/A | |||
13 | Allocate Cumulative Votes to Fabio Bruggioni | Mgmt | N/A | TNA | N/A | |||
14 | Allocate Cumulative Votes to Marcos Grodetzky | Mgmt | N/A | TNA | N/A | |||
15 | Request Cumulative Voting | Mgmt | N/A | TNA | N/A | |||
16 | Request Election of Minority Candidate to the Board of Directors | Mgmt | N/A | TNA | N/A | |||
17 | Request Establishment of Supervisory Council | Mgmt | N/A | TNA | N/A | |||
18 | Instructions If Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
19 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Smiles Fidelidade S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMLS3 | CINS P8T12X108 | 04/30/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Amendments to Article 5 (Reconciliation of Share Capital) | Mgmt | For | TNA | N/A | |||
4 | Amendments to Articles (Technical) | Mgmt | For | TNA | N/A | |||
5 | Amendments to Articles (Novo Mercado Regulations) | Mgmt | For | TNA | N/A | |||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | |||
7 | Instructions If Meeting is Held on Second Call | Mgmt | N/A | TNA | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
St. Shine Optical Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1565 | CINS Y8176Z106 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2017 Financial Statements | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect ZHOU Yuran | Mgmt | For | For | For | |||
4 | Elect CHEN Mingxian as Representative director of Yun Ming Investment Co., Ltd. | Mgmt | For | For | For | |||
5 | Elect CHEN Qida | Mgmt | For | For | For | |||
6 | Elect CHU Yingjie | Mgmt | For | For | For | |||
7 | Elect WANG Huizhong | Mgmt | For | For | For | |||
8 | Elect XIE Wenyu | Mgmt | For | For | For | |||
9 | Elect LIAO Ruyang | Mgmt | For | For | For | |||
10 | Elect CHEN Jinlong as Supervisor | Mgmt | For | For | For | |||
11 | Elect HE Chunbo as Supervisor | Mgmt | For | For | For | |||
12 | Elect ZHOU Zhilong as Supervisor | Mgmt | For | For | For | |||
13 | Non-compete Restrictions for Directors | Mgmt | For | Against | Against | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Synnex Technology International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2347 | CINS Y8344J109 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Elect MIAU Feng-Chiang | Mgmt | For | For | For | |||
6 | Elect TU Shu-Wu | Mgmt | For | For | For | |||
7 | Elect CHOU Te-Chien | Mgmt | For | For | For | |||
8 | Elect YANG Hsiang-Yun | Mgmt | For | For | For | |||
9 | Elect WAY Yung-Do | Mgmt | For | Against | Against | |||
10 | Elect CHANG An-Ping | Mgmt | For | Against | Against | |||
11 | Elect CHIAO Yu-Cheng | Mgmt | For | For | For | |||
12 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4.1 | Elect F.C. TSENG | Mgmt | For | For | For | |||
4.2 | Elect Mei-ling Chen | Mgmt | For | For | For | |||
4.3 | Elect Mark LIU | Mgmt | For | For | For | |||
4.4 | Elect C.C. WEI | Mgmt | For | For | For | |||
4.5 | Elect Peter L. Bonfield | Mgmt | For | For | For | |||
4.6 | Elect SHIH Stan | Mgmt | For | For | For | |||
4.7 | Elect Thomas J. Engibous | Mgmt | For | Withhold | Against | |||
4.8 | Elect CHEN Kok-Choo | Mgmt | For | For | For | |||
4.9 | Elect Michael R. Splinter | Mgmt | For | For | For | |||
Telecom Argentina S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TECO1 | CUSIP 879273209 | 08/31/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Election of Meeting Delegates in Charge of Meeting Minutes | Mgmt | For | TNA | N/A | |||
2 | Merger | Mgmt | For | TNA | N/A | |||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
4 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | |||
Telkom SA SOC Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TKG | CINS S84197102 | 08/24/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hamadoun Toure | Mgmt | For | For | For | |||
2 | Re-elect Santie Botha | Mgmt | For | Against | Against | |||
3 | Re-elect Khanyisile Kweyama | Mgmt | For | Against | Against | |||
4 | Re-elect Fagmeedah Petersen-Lurie | Mgmt | For | For | For | |||
5 | Re-elect Louis von Zeuner | Mgmt | For | For | For | |||
6 | Elect Audit Committee Member (Itumeleng Kgaboesele) | Mgmt | For | For | For | |||
7 | Elect Audit Committee Member (Kholeka Mzondeki) | Mgmt | For | For | For | |||
8 | Elect Audit Committee Member (Louis von Zeuner) | Mgmt | For | For | For | |||
9 | Elect Audit Committee Member (Rex Tomlinson) | Mgmt | For | For | For | |||
10 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
11 | Appointment of Auditor (Nkonki) | Mgmt | For | For | For | |||
12 | General Authority to Issue Shares | Mgmt | For | For | For | |||
13 | Approve Remuneration Policy | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Shares for Cash | Mgmt | For | For | For | |||
16 | Approve NEDs' Fees | Mgmt | For | For | For | |||
17 | Approve Financial Assistance | Mgmt | For | For | For | |||
Tenaga Nasional Berhad | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TENAGA | CINS Y85859109 | 12/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Malaysia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Juniwati bt Rahmat Hussin | Mgmt | For | For | For | |||
3 | Elect Amran Hafiz bin Affifudin | Mgmt | For | For | For | |||
4 | Elect Badrul Ilahan bin Abd Jabbar | Mgmt | For | For | For | |||
5 | Elect Azman bin Mohd | Mgmt | For | For | For | |||
6 | Elect CHOR Chee Heung | Mgmt | For | For | For | |||
7 | Elect Leo Moggie | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Non-executive Directors' Benefits | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
12 | Adoption of New Constitution | Mgmt | For | For | For | |||
Thai Oil PCL | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TOP | CINS Y8620B119 | 04/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Thailand | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of 2017 Operational Results and the Company's Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | Against | Against | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Elect Thosaporn Sirisumphand | Mgmt | For | Against | Against | |||
6 | Elect Atikom Terbsiri | Mgmt | For | Against | Against | |||
7 | Elect Chularat Suteethorn | Mgmt | For | Against | Against | |||
8 | Elect Pasu Decharin | Mgmt | For | Against | Against | |||
9 | Elect Suchalee Sumamal | Mgmt | For | Against | Against | |||
10 | Elect Auttapol Rerkpiboon | Mgmt | For | Against | Against | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Transaction of Other Business | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The J. M. Smucker Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SJM | CUSIP 832696405 | 08/16/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn W. Dindo | Mgmt | For | Against | Against | |||
2 | Elect Paul J. Dolan | Mgmt | For | Against | Against | |||
3 | Elect Jay L. Henderson | Mgmt | For | Against | Against | |||
4 | Elect Nancy Lopez Knight | Mgmt | For | Against | Against | |||
5 | Elect Elizabeth Valk Long | Mgmt | For | Against | Against | |||
6 | Elect Gary A. Oatey | Mgmt | For | Against | Against | |||
7 | Elect Kirk L. Perry | Mgmt | For | Against | Against | |||
8 | Elect Sandra Pianalto | Mgmt | For | Against | Against | |||
9 | Elect Alex Shumate | Mgmt | For | Against | Against | |||
10 | Elect Mark T. Smucker | Mgmt | For | Against | Against | |||
11 | Elect Richard K. Smucker | Mgmt | For | Against | Against | |||
12 | Elect Timothy P. Smucker | Mgmt | For | Against | Against | |||
13 | Elect Dawn C. Willoughby | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Increase in Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 03/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules for Shareholders' General Meeting | Mgmt | For | Against | Against | |||
4 | Amendments to Procedural Rules for Board Meetings | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules for Meeting of Board of Supervisors | Mgmt | For | For | For | |||
6 | Fixed Assets Investment Budget for 2018 | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect MIAO Jianmin as Executive Director | Mgmt | For | Against | Against | |||
3 | Elect XIE Yiqun as Executive Director | Mgmt | For | Against | Against | |||
4 | Elect TANG Zhigang as Executive Director | Mgmt | For | Against | Against | |||
5 | Elect WANG Qingjian as Non-Executive Director | Mgmt | For | Against | Against | |||
6 | Elect XIAO Xuefeng as Non-Executive Director | Mgmt | For | Against | Against | |||
7 | Elect HUA Rixin as Non-Executive Director | Mgmt | For | Against | Against | |||
8 | Elect CHENG Yuqin as Non-Executive Director | Mgmt | For | Against | Against | |||
9 | Elect WANG Zhibin as Non-Executive Director | Mgmt | For | Against | Against | |||
10 | Elect SHIU Sin Por as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
11 | Elect KO Wing Man as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
12 | Elect Peter LUK Kin Yu as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
13 | Elect LIN Yixiang as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
14 | Elect CHEN Wuzhao as Independent Non-Executive Director | Mgmt | For | Against | Against | |||
15 | Elect LIN Fan as Supervisor | Mgmt | For | Against | Against | |||
16 | Elect XU Yongxian as Supervisor | Mgmt | For | Against | Against | |||
17 | Elect JING Xin as Supervisor | Mgmt | For | Against | Against | |||
18 | Liability Insurance | Mgmt | For | For | For | |||
19 | Profit Distribution Plan | Mgmt | For | For | For | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 07/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Class of Shares | Mgmt | For | Against | Against | |||
3 | Nominal Value Per Share | Mgmt | For | Against | Against | |||
4 | Proposed Stock Exchange for Listing | Mgmt | For | Against | Against | |||
5 | Offering Size | Mgmt | For | Against | Against | |||
6 | Target Subscribers | Mgmt | For | Against | Against | |||
7 | Strategic Placing | Mgmt | For | Against | Against | |||
8 | Mode of Offering | Mgmt | For | Against | Against | |||
9 | Pricing Methodology | Mgmt | For | Against | Against | |||
10 | Form of Underwriting | Mgmt | For | Against | Against | |||
11 | Conversion into a Joint Stock Company | Mgmt | For | Against | Against | |||
12 | Valid Period | Mgmt | For | Against | Against | |||
13 | Board Authorization to Implement Share Offering | Mgmt | For | For | For | |||
14 | Use of Proceeds | Mgmt | For | Against | Against | |||
15 | Accumulated Profit Distribution Plan | Mgmt | For | Against | Against | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Three-Year Dividend Plan | Mgmt | For | For | For | |||
18 | Price Stabilization of A Shares | Mgmt | For | For | For | |||
19 | Undertakings | Mgmt | For | For | For | |||
20 | Dilution of Immediate Returns and Remedial Measures | Mgmt | For | For | For | |||
21 | Status Report on Use of Previously Raised Funds | Mgmt | For | For | For | |||
22 | Amendments to Procedural Rules for General Meeting | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 09/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Authority to Issue Capital Replenishment Bonds | Mgmt | For | For | For | |||
3 | Elect XIE Yiqun | Mgmt | For | For | For | |||
4 | Elect Tang Zhigang | Mgmt | For | For | For | |||
5 | Elect Xiao Xuefeng | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 10/31/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
The People's Insurance Company (Group) of China Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1339 | CINS Y6800A109 | 12/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Remuneration Settlement Scheme for Directors and Supervisors for Financial Year 2016 | Mgmt | For | For | For | |||
TIM Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CINS P91536469 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
5 | Ratify Co-Option and Elect Mario Di Mauro | Mgmt | For | TNA | N/A | |||
6 | Ratify Co-Option and Elect Joao Cox Neto | Mgmt | For | TNA | N/A | |||
7 | Ratify Co-Option and Elect Celso Luis Loducca | Mgmt | For | TNA | N/A | |||
8 | Ratify Co-Option and Elect Piergiorgio Peluso | Mgmt | For | TNA | N/A | |||
9 | Elect Agostino Nuzzolo | Mgmt | For | TNA | N/A | |||
10 | Elect Raimondo Zizza | Mgmt | For | TNA | N/A | |||
11 | Elect Giovanni Ferigo | Mgmt | For | TNA | N/A | |||
12 | Supervisory Council Size | Mgmt | For | TNA | N/A | |||
13 | Election of Supervisory Council | Mgmt | For | TNA | N/A | |||
14 | Approve Recasting of Votes for Amended Supervisory Council Slate | Mgmt | For | TNA | N/A | |||
15 | Remuneration Policy | Mgmt | For | TNA | N/A | |||
TIM Participacoes SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIMP3 | CINS P91536469 | 04/19/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Extension of Cooperation and Support Agreement | Mgmt | For | TNA | N/A | |||
4 | Adoption of Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |||
Tripod Technology Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
3044 | CINS Y8974X105 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
5 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | |||
6 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
7 | Abolishment of the Guidelines for Scope of Duties and Responsibilities of Supervisors | Mgmt | For | For | For | |||
8 | Elect WANG Jing-Chun | Mgmt | For | For | For | |||
9 | Elect HU Jing-Xiu | Mgmt | For | For | For | |||
10 | Elect XU Chao-Gui | Mgmt | For | Against | Against | |||
11 | Elect WANG Zheng-Ding | Mgmt | For | For | For | |||
12 | Elect WU Qiu-Wen | Mgmt | For | For | For | |||
13 | Elect CAI Mao-Tang | Mgmt | For | For | For | |||
14 | Elect ZHANG Mei-Lan | Mgmt | For | For | For | |||
15 | Elect WU Hong-Cheng | Mgmt | For | For | For | |||
16 | Elect WU Yong-Cheng | Mgmt | For | For | For | |||
17 | Elect DAI Xing-Zheng | Mgmt | For | For | For | |||
18 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
Turkiye Garanti Bankasi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GARAN | CINS M4752S106 | 03/29/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair; Minutes | Mgmt | For | TNA | N/A | |||
5 | Presentation of Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Dividend Policy | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Ratification of Co-Option of Directors | Mgmt | For | TNA | N/A | |||
11 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
12 | Election of Directors | Mgmt | For | TNA | N/A | |||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
14 | Presentation of Compensation Policy | Mgmt | For | TNA | N/A | |||
15 | Directors' Fees | Mgmt | For | TNA | N/A | |||
16 | Charitable Donations | Mgmt | For | TNA | N/A | |||
17 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
18 | Presentation of Report on Competing Activities | Mgmt | For | TNA | N/A | |||
Turkiye Is Bankasi A.S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISCTR | CINS M8933F115 | 03/30/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Opening; Election of Presiding Chair | Mgmt | For | TNA | N/A | |||
5 | Directors' Report | Mgmt | For | TNA | N/A | |||
6 | Presentation of Auditors' Report | Mgmt | For | TNA | N/A | |||
7 | Financial Statements | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
10 | Directors' Fees | Mgmt | For | TNA | N/A | |||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
12 | Authority to Carry out Competing Activities or Related Party Transactions | Mgmt | For | TNA | N/A | |||
13 | Presentation of Report on Competing Activities | Mgmt | For | TNA | N/A | |||
14 | Presentation of Report on Charitable Donations | Mgmt | For | TNA | N/A | |||
Uni-President Enterprises Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1216 | CINS Y91475106 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | |||
4 | Non-compete Restrictions for Directors | Mgmt | For | For | For | |||
United Tractors | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNTR | CINS Y7146Y140 | 04/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Indonesia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
Vantage Drilling Co | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VTGDF | CUSIP G93205113 | 08/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas R. Bates, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Matthew W. Bonanno | Mgmt | For | Against | Against | |||
3 | Elect Esa Ikaheimonen | Mgmt | For | Against | Against | |||
4 | Elect Nils E. Larsen | Mgmt | For | Against | Against | |||
5 | Elect Scott McCarty | Mgmt | For | Against | Against | |||
6 | Elect Ihab M. Toma | Mgmt | For | Against | Against | |||
7 | Elect L. Spencer Wells | Mgmt | For | Against | Against | |||
Yuanta Financial Holdings | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2885 | CINS Y2169H108 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For |
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Multi-Cap Core Fund | |||||||
Date of Fiscal Year End: | 04/30 | |||||||
AbbVie Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABBV | CUSIP 00287Y109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
1.2 | Elect Richard A. Gonzalez | Mgmt | For | For | For | |||
1.3 | Elect Rebecca B. Roberts | Mgmt | For | For | For | |||
1.4 | Elect Glenn F. Tilton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Amy L. Banse | Mgmt | For | For | For | |||
2 | Elect Edward W. Barnholt | Mgmt | For | For | For | |||
3 | Elect Robert K. Burgess | Mgmt | For | For | For | |||
4 | Elect Frank A. Calderoni | Mgmt | For | For | For | |||
5 | Elect James E. Daley | Mgmt | For | For | For | |||
6 | Elect Laura B. Desmond | Mgmt | For | For | For | |||
7 | Elect Charles M. Geschke | Mgmt | For | For | For | |||
8 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
9 | Elect Daniel Rosensweig | Mgmt | For | Against | Against | |||
10 | Elect John E. Warnock | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Air Canada | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AC | CUSIP 008911877 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christie J.B. Clark | Mgmt | For | For | For | |||
1.2 | Elect Gary A. Doer | Mgmt | For | For | For | |||
1.3 | Elect Robert I. Fyfe | Mgmt | For | For | For | |||
1.4 | Elect Michael M. Green | Mgmt | For | For | For | |||
1.5 | Elect Jean Marc Huot | Mgmt | For | For | For | |||
1.6 | Elect Madeleine Paquin | Mgmt | For | For | For | |||
1.7 | Elect Calin Rovinescu | Mgmt | For | For | For | |||
1.8 | Elect Vagn Sorensen | Mgmt | For | For | For | |||
1.9 | Elect Kathleen P. Taylor | Mgmt | For | For | For | |||
1.10 | Elect Annette Verschuren | Mgmt | For | For | For | |||
1.11 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Resident Status | Mgmt | Against | Abstain | N/A | |||
Alcoa Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AA | CUSIP 013872106 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael G. Morris | Mgmt | For | For | For | |||
2 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
3 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
4 | Elect Kathryn S. Fuller | Mgmt | For | For | For | |||
5 | Elect Roy C. Harvey | Mgmt | For | For | For | |||
6 | Elect James A. Hughes | Mgmt | For | For | For | |||
7 | Elect James E. Nevels | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
10 | Elect Suzanne Sitherwood | Mgmt | For | For | For | |||
11 | Elect Steven W. Williams | Mgmt | For | For | For | |||
12 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2016 Stock Incentive Plan | Mgmt | For | For | For | |||
Alphabet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOGL | CUSIP 02079K305 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Diane Greene | Mgmt | For | For | For | |||
1.7 | Elect John L. Hennessy | Mgmt | For | For | For | |||
1.8 | Elect Ann Mather | Mgmt | For | Withhold | Against | |||
1.9 | Elect Alan R. Mulally | Mgmt | For | For | For | |||
1.10 | Elect Sundar Pichai | Mgmt | For | For | For | |||
1.11 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Stock Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Gender Pay Gap Risk Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | |||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | |||
3 | Elect Jamie S. Gorelick | Mgmt | For | For | For | |||
4 | Elect Daniel P. Huttenlocher | Mgmt | For | For | For | |||
5 | Elect Judith A. McGrath | Mgmt | For | For | For | |||
6 | Elect Jonathan J. Rubinstein | Mgmt | For | For | For | |||
7 | Elect Thomas O. Ryder | Mgmt | For | For | For | |||
8 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | |||
9 | Elect Wendell P. Weeks | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | |||
American International Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIG | CUSIP 026874784 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect John Fitzpatrick | Mgmt | For | For | For | |||
4 | Elect William G. Jurgensen | Mgmt | For | For | For | |||
5 | Elect Christopher S. Lynch | Mgmt | For | For | For | |||
6 | Elect Henry S. Miller | Mgmt | For | For | For | |||
7 | Elect Linda A. Mills | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect Ronald A. Rittenmeyer | Mgmt | For | Against | Against | |||
10 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||
11 | Elect Theresa M. Stone | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Ameriprise Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMP | CUSIP 03076C106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James M. Cracchiolo | Mgmt | For | For | For | |||
2 | Elect Dianne Neal Blixt | Mgmt | For | For | For | |||
3 | Elect Amy DiGeso | Mgmt | For | For | For | |||
4 | Elect Lon R. Greenberg | Mgmt | For | For | For | |||
5 | Elect Jeffrey Noddle | Mgmt | For | For | For | |||
6 | Elect Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||
7 | Elect Christopher J. Williams | Mgmt | For | For | For | |||
8 | Elect W. Edward Walter | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wanda M. Austin | Mgmt | For | For | For | |||
2 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
3 | Elect Brian J. Druker | Mgmt | For | For | For | |||
4 | Elect Robert A. Eckert | Mgmt | For | For | For | |||
5 | Elect Greg C. Garland | Mgmt | For | Against | Against | |||
6 | Elect Fred Hassan | Mgmt | For | For | For | |||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | |||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | |||
9 | Elect Charles M. Holley, Jr. | Mgmt | For | For | For | |||
10 | Elect Tyler Jacks | Mgmt | For | For | For | |||
11 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
13 | Elect R. Sanders Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTM | CUSIP 036752103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
2 | Elect Julie A. Hill | Mgmt | For | For | For | |||
3 | Elect Antonio F. Neri | Mgmt | For | For | For | |||
4 | Elect Ramiro G. Peru | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Right to Call Special Meetings (20% Threshold) | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James A. Bell | Mgmt | For | For | For | |||
2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||
3 | Elect Albert A. Gore | Mgmt | For | For | For | |||
4 | Elect Robert A. Iger | Mgmt | For | For | For | |||
5 | Elect Andrea Jung | Mgmt | For | For | For | |||
6 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||
7 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Approve the Amended and Restated Apple Inc. Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judy Bruner | Mgmt | For | For | For | |||
2 | Elect Eric Chen | Mgmt | For | For | For | |||
3 | Elect Aart J. de Geus | Mgmt | For | For | For | |||
4 | Elect Gary E. Dickerson | Mgmt | For | For | For | |||
5 | Elect Stephen R. Forrest | Mgmt | For | For | For | |||
6 | Elect Thomas J. Iannotti | Mgmt | For | For | For | |||
7 | Elect Alexander A. Karsner | Mgmt | For | For | For | |||
8 | Elect Adrianna C. Ma | Mgmt | For | For | For | |||
9 | Elect Scott A. McGregor | Mgmt | For | For | For | |||
10 | Elect Dennis D. Powell | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Diversity Report | ShrHoldr | Against | Against | For | |||
Archer-Daniels-Midland Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CUSIP 039483102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | |||
2 | Elect Michael S. Burke | Mgmt | For | For | For | |||
3 | Elect Terrell K. Crews | Mgmt | For | For | For | |||
4 | Elect Pierre Dufour | Mgmt | For | For | For | |||
5 | Elect Donald E. Felsinger | Mgmt | For | For | For | |||
6 | Elect Suzan F. Harrison | Mgmt | For | For | For | |||
7 | Elect Juan R. Luciano | Mgmt | For | Against | Against | |||
8 | Elect Patrick J. Moore | Mgmt | For | For | For | |||
9 | Elect Francisco Sanchez | Mgmt | For | For | For | |||
10 | Elect Debra A. Sandler | Mgmt | For | For | For | |||
11 | Elect Daniel Shih | Mgmt | For | For | For | |||
12 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Armada Hoffler Properties Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AHH | CUSIP 04208T108 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George F. Allen | Mgmt | For | For | For | |||
1.2 | Elect James A. Carroll | Mgmt | For | For | For | |||
1.3 | Elect James C. Cherry | Mgmt | For | For | For | |||
1.4 | Elect Louis S. Haddad | Mgmt | For | For | For | |||
1.5 | Elect Eva S. Hardy | Mgmt | For | For | For | |||
1.6 | Elect Daniel A. Hoffler | Mgmt | For | For | For | |||
1.7 | Elect A. Russell Kirk | Mgmt | For | For | For | |||
1.8 | Elect John W. Snow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Francisco L. Borges | Mgmt | For | For | For | |||
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |||
3 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
4 | Elect Bonnie L. Howard | Mgmt | For | For | For | |||
5 | Elect Thomas W. Jones | Mgmt | For | For | For | |||
6 | Elect Patrick W. Kenny | Mgmt | For | For | For | |||
7 | Elect Alan J. Kreczko | Mgmt | For | For | For | |||
8 | Elect Simon W. Leathes | Mgmt | For | For | For | |||
9 | Elect Michael T. O'Kane | Mgmt | For | For | For | |||
10 | Elect Yukiko Omura | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Elect Howard W. Albert | Mgmt | For | For | For | |||
14 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
15 | Elect Russel B. Brewer II | Mgmt | For | For | For | |||
16 | Elect Gary Burnet | Mgmt | For | For | For | |||
17 | Elect Ling Chow | Mgmt | For | For | For | |||
18 | Elect Stephen Donnarumma | Mgmt | For | For | For | |||
19 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
20 | Elect Walter A. Scott | Mgmt | For | For | For | |||
21 | Ratification of Subsidiary Auditor | Mgmt | For | For | For | |||
AT&T Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
T | CUSIP 00206R102 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Randall L. Stephenson | Mgmt | For | For | For | |||
2 | Elect Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
4 | Elect Scott T. Ford | Mgmt | For | For | For | |||
5 | Elect Glenn H. Hutchins | Mgmt | For | For | For | |||
6 | Elect William E. Kennard | Mgmt | For | For | For | |||
7 | Elect Michael B. McCallister | Mgmt | For | For | For | |||
8 | Elect Beth E. Mooney | Mgmt | For | For | For | |||
9 | Elect Joyce M. Roche | Mgmt | For | For | For | |||
10 | Elect Matthew K. Rose | Mgmt | For | For | For | |||
11 | Elect Cindy B. Taylor | Mgmt | For | For | For | |||
12 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
13 | Elect Geoffrey Y. Yang | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Stock Purchase and Deferral Plan | Mgmt | For | For | For | |||
17 | Approval of the 2018 Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Lowering Threshold for Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
Bandwidth Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAND | CUSIP 05988J103 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian D. Bailey | Mgmt | For | Withhold | Against | |||
1.2 | Elect Henry R. Kaestner | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sharon L. Allen | Mgmt | For | For | For | |||
2 | Elect Susan S. Bies | Mgmt | For | For | For | |||
3 | Elect Jack O. Bovender, Jr. | Mgmt | For | For | For | |||
4 | Elect Frank P. Bramble, Sr. | Mgmt | For | For | For | |||
5 | Elect Pierre J. P. de Weck | Mgmt | For | For | For | |||
6 | Elect Arnold W. Donald | Mgmt | For | For | For | |||
7 | Elect Linda P. Hudson | Mgmt | For | For | For | |||
8 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas J. May | Mgmt | For | For | For | |||
10 | Elect Brian T. Moynihan | Mgmt | For | For | For | |||
11 | Elect Lionel L. Nowell, III | Mgmt | For | For | For | |||
12 | Elect Michael D. White | Mgmt | For | For | For | |||
13 | Elect Thomas D. Woods | Mgmt | For | For | For | |||
14 | Elect R. David Yost | Mgmt | For | For | For | |||
15 | Elect Maria T. Zuber | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven D. Black | Mgmt | For | For | For | |||
2 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
3 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
4 | Elect Edward P. Garden | Mgmt | For | For | For | |||
5 | Elect Jeffrey A. Goldstein | Mgmt | For | For | For | |||
6 | Elect John M. Hinshaw | Mgmt | For | For | For | |||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||
8 | Elect Jennifer B. Morgan | Mgmt | For | For | For | |||
9 | Elect Mark A. Nordenberg | Mgmt | For | For | For | |||
10 | Elect Elizabeth E. Robinson | Mgmt | For | For | For | |||
11 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
12 | Elect Samuel C. Scott III | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Proxy Voting Practices | ShrHoldr | Against | Against | For | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Thomas F. Chen | Mgmt | For | For | For | |||
3 | Elect John D. Forsyth | Mgmt | For | For | For | |||
4 | Elect James R. Gavin III | Mgmt | For | For | For | |||
5 | Elect Peter S. Hellman | Mgmt | For | For | For | |||
6 | Elect Munib Islam | Mgmt | For | For | For | |||
7 | Elect Michael F. Mahoney | Mgmt | For | For | For | |||
8 | Elect Stephen N. Oesterle | Mgmt | For | For | For | |||
9 | Elect Carole J. Shapazian | Mgmt | For | For | For | |||
10 | Elect Cathy R. Smith | Mgmt | For | For | For | |||
11 | Elect Thomas T. Stallkamp | Mgmt | For | For | For | |||
12 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Berkshire Hathaway Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRK.A | CUSIP 084670108 | 05/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren E. Buffett | Mgmt | For | For | For | |||
1.2 | Elect Charles T. Munger | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory E. Abel | Mgmt | For | For | For | |||
1.4 | Elect Howard G. Buffett | Mgmt | For | For | For | |||
1.5 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
1.6 | Elect Susan L. Decker | Mgmt | For | For | For | |||
1.7 | Elect William H. Gates III | Mgmt | For | For | For | |||
1.8 | Elect David S. Gottesman | Mgmt | For | For | For | |||
1.9 | Elect Charlotte Guyman | Mgmt | For | For | For | |||
1.10 | Elect Ajit Jain | Mgmt | For | For | For | |||
1.11 | Elect Thomas S. Murphy | Mgmt | For | For | For | |||
1.12 | Elect Ronald L. Olson | Mgmt | For | For | For | |||
1.13 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |||
1.14 | Elect Meryl B. Witmer | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Methane Emissions Report | ShrHoldr | Against | Against | For | |||
3 | Shareholder Proposal Regarding Sustainability Reporting Policy for Subsidiaries | ShrHoldr | Against | Against | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lisa M. Caputo | Mgmt | For | For | For | |||
2 | Elect J. Patrick Doyle | Mgmt | For | For | For | |||
3 | Elect Russell P. Fradin | Mgmt | For | For | For | |||
4 | Elect Kathy J. Higgins Victor | Mgmt | For | For | For | |||
5 | Elect Hubert Joly | Mgmt | For | For | For | |||
6 | Elect David W. Kenny | Mgmt | For | For | For | |||
7 | Elect Karen A. McLoughlin | Mgmt | For | For | For | |||
8 | Elect Thomas L. Millner | Mgmt | For | For | For | |||
9 | Elect Claudia F. Munce | Mgmt | For | For | For | |||
10 | Elect Richelle P. Parham | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Biogen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alexander J. Denner | Mgmt | For | For | For | |||
2 | Elect Caroline D. Dorsa | Mgmt | For | For | For | |||
3 | Elect Nancy L. Leaming | Mgmt | For | For | For | |||
4 | Elect Richard C. Mulligan | Mgmt | For | For | For | |||
5 | Elect Robert W. Pangia | Mgmt | For | For | For | |||
6 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
7 | Elect Brian S. Posner | Mgmt | For | For | For | |||
8 | Elect Eric K. Rowinsky | Mgmt | For | For | For | |||
9 | Elect Lynn Schenk | Mgmt | For | For | For | |||
10 | Elect Stephen A. Sherwin | Mgmt | For | For | For | |||
11 | Elect Michel Vounatsos | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Linking Executive Compensation to Drug Pricing | ShrHoldr | Against | Against | For | |||
Bloomin' Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BLMN | CUSIP 094235108 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David R. Fitzjohn | Mgmt | For | For | For | |||
1.2 | Elect John J. Mahoney | Mgmt | For | For | For | |||
1.3 | Elect R. Michael Mohan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | |||
2 | Elect Aparna Chennapragada | Mgmt | For | For | For | |||
3 | Elect Ann Fritz Hackett | Mgmt | For | For | For | |||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | |||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | |||
6 | Elect Peter Thomas Killalea | Mgmt | For | For | For | |||
7 | Elect Pierre E. Leroy | Mgmt | For | For | For | |||
8 | Elect Peter E. Raskind | Mgmt | For | For | For | |||
9 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
10 | Elect Bradford H. Warner | Mgmt | For | For | For | |||
11 | Elect Catherine G. West | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
Caterpillar Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAT | CUSIP 149123101 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Daniel M. Dickinson | Mgmt | For | For | For | |||
4 | Elect Juan Gallardo | Mgmt | For | For | For | |||
5 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
6 | Elect William A. Osborn | Mgmt | For | For | For | |||
7 | Elect Debra L. Reed | Mgmt | For | Against | Against | |||
8 | Elect Edward B. Rust, Jr. | Mgmt | For | For | For | |||
9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
10 | Elect Jim Umpleby III | Mgmt | For | For | For | |||
11 | Elect Miles D. White | Mgmt | For | Against | Against | |||
12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Human Rights Expertise on Board | ShrHoldr | Against | Against | For | |||
CBRE Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBRE | CUSIP 12504L109 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brandon B. Boze | Mgmt | For | For | For | |||
2 | Elect Beth F. Cobert | Mgmt | For | For | For | |||
3 | Elect Curtis F. Feeny | Mgmt | For | For | For | |||
4 | Elect Christopher T. Jenny | Mgmt | For | For | For | |||
5 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||
6 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
7 | Elect Robert E. Sulentic | Mgmt | For | For | For | |||
8 | Elect Laura D'Andrea Tyson | Mgmt | For | For | For | |||
9 | Elect Ray Wirta | Mgmt | For | For | For | |||
10 | Elect Sanjiv Yajnik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Decrease in Threshold Required to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
CF Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFCO | CUSIP G20307107 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | SHAREHOLDER CERTIFICATION: I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A GROUP (AS DEFINED IN SECTION 13(D)(3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED), WITH ANY OTHER SHAREHOLDER WITH RESPECT TO THE ORDINARY SHARES OF CF CORP. OWNED BY ME IN CONNECTION WITH THE BUSINESS COMBINATION. | Mgmt | N/A | For | N/A | |||
3 | Issuance of Common Stock | Mgmt | For | For | For | |||
4 | Bundled Amendments to Charter | Mgmt | For | For | For | |||
5 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||
6 | Adoption of Classified Board | Mgmt | For | Against | Against | |||
7 | Director Removal 'For Cause' Only | Mgmt | For | Against | Against | |||
8 | Adoption of Advance Notice Requirement | Mgmt | For | Against | Against | |||
9 | Elimination of Right to Call a Special Meeting | Mgmt | For | Against | Against | |||
10 | Elimination of Written Consent | Mgmt | For | Against | Against | |||
11 | Limitation on Voting Power on Owners of More than 9.5% of Company Shares | Mgmt | For | Against | Against | |||
12 | Technical Amendments to Charter | Mgmt | For | Against | Against | |||
13.1 | Elect William P. Foley, II | Mgmt | For | For | For | |||
13.2 | Elect Keith W Abell | Mgmt | For | For | For | |||
13.3 | Elect Richard N. Massey | Mgmt | For | For | For | |||
14 | Approve the Incentive Plan | Mgmt | For | For | For | |||
15 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
CF Industries Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CF | CUSIP 125269100 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
2 | Elect William Davisson | Mgmt | For | For | For | |||
3 | Elect John W. Eaves | Mgmt | For | For | For | |||
4 | Elect Stephen A. Furbacher | Mgmt | For | For | For | |||
5 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
6 | Elect John D. Johnson | Mgmt | For | For | For | |||
7 | Elect Anne P. Noonan | Mgmt | For | For | For | |||
8 | Elect Michael J. Toelle | Mgmt | For | For | For | |||
9 | Elect Theresa E Wagler | Mgmt | For | For | For | |||
10 | Elect W. Anthony Will | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Childrens Place Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLCE | CUSIP 168905107 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Alutto | Mgmt | For | For | For | |||
2 | Elect John E. Bachman | Mgmt | For | For | For | |||
3 | Elect Marla Malcolm Beck | Mgmt | For | For | For | |||
4 | Elect Jane T. Elfers | Mgmt | For | For | For | |||
5 | Elect Joseph Gromek | Mgmt | For | For | For | |||
6 | Elect Norman S. Matthews | Mgmt | For | For | For | |||
7 | Elect Robert L. Mettler | Mgmt | For | For | For | |||
8 | Elect Stanley W. Reynolds | Mgmt | For | For | For | |||
9 | Elect Susan Sobbott | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cigna Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CI | CUSIP 125509109 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David M. Cordani | Mgmt | For | For | For | |||
2 | Elect Eric J. Foss | Mgmt | For | For | For | |||
3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |||
4 | Elect Roman Martinez IV | Mgmt | For | For | For | |||
5 | Elect John M. Partridge | Mgmt | For | For | For | |||
6 | Elect James E. Rogers | Mgmt | For | For | For | |||
7 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
8 | Elect Donna F. Zarcone | Mgmt | For | For | For | |||
9 | Elect William D. Zollars | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/11/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol A. Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael D. Capellas | Mgmt | For | For | For | |||
4 | Elect Amy L. Chang | Mgmt | For | For | For | |||
5 | Elect John L. Hennessy | Mgmt | For | For | For | |||
6 | Elect Kristina M. Johnson | Mgmt | For | For | For | |||
7 | Elect Roderick C. McGeary | Mgmt | For | For | For | |||
8 | Elect Charles H. Robbins | Mgmt | For | For | For | |||
9 | Elect Arun Sarin | Mgmt | For | For | For | |||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | |||
11 | Elect Steven M. West | Mgmt | For | For | For | |||
12 | Amendment and Restatement of the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967424 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||
2 | Elect Ellen M. Costello | Mgmt | For | For | For | |||
3 | Elect John C. Dugan | Mgmt | For | For | For | |||
4 | Elect Duncan P. Hennes | Mgmt | For | For | For | |||
5 | Elect Peter B. Henry | Mgmt | For | For | For | |||
6 | Elect Franz B. Humer | Mgmt | For | For | For | |||
7 | Elect S. Leslie Ireland | Mgmt | For | For | For | |||
8 | Elect Renee J. James | Mgmt | For | For | For | |||
9 | Elect Eugene M. McQuade | Mgmt | For | For | For | |||
10 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||
11 | Elect Gary M. Reiner | Mgmt | For | For | For | |||
12 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||
13 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
14 | Elect James S. Turley | Mgmt | For | For | For | |||
15 | Elect Deborah C. Wright | Mgmt | For | For | For | |||
16 | Elect Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
19 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Indigenous Peoples' Rights Policy | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | |||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | |||
3 | Elect Marc Bolland | Mgmt | For | For | For | |||
4 | Elect Ana Botin | Mgmt | For | Against | Against | |||
5 | Elect Richard M. Daley | Mgmt | For | For | For | |||
6 | Elect Christopher C. Davis | Mgmt | For | For | For | |||
7 | Elect Barry Diller | Mgmt | For | Against | Against | |||
8 | Elect Helene D. Gayle | Mgmt | For | For | For | |||
9 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
10 | Elect Muhtar Kent | Mgmt | For | For | For | |||
11 | Elect Robert A. Kotick | Mgmt | For | For | For | |||
12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James Quincey | Mgmt | For | For | For | |||
15 | Elect Caroline J. Tsay | Mgmt | For | For | For | |||
16 | Elect David B. Weinberg | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||
1.2 | Elect Madeline S. Bell | Mgmt | For | For | For | |||
1.3 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward D. Breen | Mgmt | For | For | For | |||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | |||
1.7 | Elect Maritza Gomez Montiel | Mgmt | For | For | For | |||
1.8 | Elect Asuka Nakahara | Mgmt | For | For | For | |||
1.9 | Elect David C. Novak | Mgmt | For | For | For | |||
1.10 | Elect Brian L. Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles E. Bunch | Mgmt | For | For | For | |||
2 | Elect Caroline Maury Devine | Mgmt | For | For | For | |||
3 | Elect John V. Faraci | Mgmt | For | For | For | |||
4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
6 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
7 | Elect Sharmila Mulligan | Mgmt | For | For | For | |||
8 | Elect Arjun N. Murti | Mgmt | For | For | For | |||
9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
10 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Use of GAAP Metrics in Executive Compensation | ShrHoldr | Against | Against | For | |||
Convergys Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVG | CUSIP 212485106 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrea J. Ayers | Mgmt | For | For | For | |||
1.2 | Elect Cheryl K. Beebe | Mgmt | For | For | For | |||
1.3 | Elect Richard R. Devenuti | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey H. Fox | Mgmt | For | Withhold | Against | |||
1.5 | Elect Joseph E. Gibbs | Mgmt | For | For | For | |||
1.6 | Elect Joan E. Herman | Mgmt | For | For | For | |||
1.7 | Elect Robert E. Knowling, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Thomas L. Monahan III | Mgmt | For | For | For | |||
1.9 | Elect Ronald L. Nelson | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | For | For | |||
CVS Health Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 06/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard M. Bracken | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect Alecia A. DeCoudreaux | Mgmt | For | For | For | |||
4 | Elect Nancy-Ann M. DeParle | Mgmt | For | For | For | |||
5 | Elect David W. Dorman | Mgmt | For | For | For | |||
6 | Elect Anne M. Finucane | Mgmt | For | For | For | |||
7 | Elect Larry J. Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Mary L. Schapiro | Mgmt | For | For | For | |||
10 | Elect Richard J. Swift | Mgmt | For | For | For | |||
11 | Elect William C. Weldon | Mgmt | For | For | For | |||
12 | Elect Tony L. White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Reduce Threshold for Shareholders' Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | Against | For | |||
Daseke, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSKE | CUSIP 23753F107 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin M. Charlton | Mgmt | For | Withhold | Against | |||
1.2 | Elect R. Scott Wheeler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel R. Allen | Mgmt | For | For | For | |||
2 | Elect Vance D. Coffman | Mgmt | For | For | For | |||
3 | Elect Alan C. Heuberger | Mgmt | For | For | For | |||
4 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
5 | Elect Dipak C. Jain | Mgmt | For | For | For | |||
6 | Elect Michael O. Johanns | Mgmt | For | For | For | |||
7 | Elect Clayton M. Jones | Mgmt | For | For | For | |||
8 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
9 | Elect Gregory R. Page | Mgmt | For | For | For | |||
10 | Elect Sherry M. Smith | Mgmt | For | For | For | |||
11 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
12 | Elect Sheila G. Talton | Mgmt | For | For | For | |||
13 | Advisory vote on executive compensation | Mgmt | For | For | For | |||
14 | Amendment to the Long-Term Incentive Cash Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Delivery Hero AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHER | CINS D1T0KZ103 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratify Martin Enderle | Mgmt | For | For | For | |||
8 | Ratify Georg Graf von Waldersee | Mgmt | For | For | For | |||
9 | Ratify Jonathan Green | Mgmt | For | For | For | |||
10 | Ratify Jeffrey Liebermann | Mgmt | For | For | For | |||
11 | Ratify Lukasz Gadowski | Mgmt | For | For | For | |||
12 | Ratify Kolja Hebenstreit | Mgmt | For | For | For | |||
13 | Ratify Patrik Kolek | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Elect Janis Zech as Supervisory Board Member | Mgmt | For | For | For | |||
16 | Increase in Authorised Capital | Mgmt | For | For | For | |||
17 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Dell Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVMT | CUSIP 24703L103 | 06/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David W. Dorman | Mgmt | For | Withhold | Against | |||
1.2 | Elect William D. Green | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ellen J. Kullman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DAL | CUSIP 247361702 | 06/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward H. Bastian | Mgmt | For | For | For | |||
2 | Elect Francis S. Blake | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Ashton B. Carter | Mgmt | For | For | For | |||
5 | Elect David G. DeWalt | Mgmt | For | For | For | |||
6 | Elect William H. Easter III | Mgmt | For | For | For | |||
7 | Elect Michael P. Huerta | Mgmt | For | For | For | |||
8 | Elect Jeanne P. Jackson | Mgmt | For | For | For | |||
9 | Elect George N. Mattson | Mgmt | For | For | For | |||
10 | Elect Douglas R Ralph | Mgmt | For | For | For | |||
11 | Elect Sergio A. L. Rial | Mgmt | For | For | For | |||
12 | Elect Kathy N. Waller | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | |||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | |||
1.3 | Elect David A. Hager | Mgmt | For | For | For | |||
1.4 | Elect Robert H. Henry | Mgmt | For | For | For | |||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | |||
1.6 | Elect John Krenicki, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Duane C. Radtke | Mgmt | For | For | For | |||
1.9 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
1.10 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Discovery, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISCA | CUSIP 25470F104 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert R. Beck | Mgmt | For | For | For | |||
1.2 | Elect Susan M. Swain | Mgmt | For | For | For | |||
1.3 | Elect J. David Wargo | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2013 Incentive Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
DowDuPont Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWDP | CUSIP 26078J100 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Edward D. Breen | Mgmt | For | For | For | |||
4 | Elect Robert A. Brown | Mgmt | For | For | For | |||
5 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
6 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
7 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
8 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
9 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
10 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
11 | Elect Paul Polman | Mgmt | For | Against | Against | |||
12 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
13 | Elect James M. Ringler | Mgmt | For | For | For | |||
14 | Elect Ruth G. Shaw | Mgmt | For | For | For | |||
15 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
16 | Elect Patrick J. Ward | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding a Report on Reputational Risk Associated with the Bhopal Tragedy | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
DXC Technology Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXC | CUSIP 23355L106 | 08/10/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Aghi | Mgmt | For | For | For | |||
2 | Elect Amy E. Alving | Mgmt | For | For | For | |||
3 | Elect David L. Herzog | Mgmt | For | For | For | |||
4 | Elect Sachin S. Lawande | Mgmt | For | For | For | |||
5 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
6 | Elect Julio A Portalatin | Mgmt | For | For | For | |||
7 | Elect Peter Rutland | Mgmt | For | For | For | |||
8 | Elect Manoj P. Singh | Mgmt | For | For | For | |||
9 | Elect Margaret C. Whitman | Mgmt | For | For | For | |||
10 | Elect Robert F. Woods | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2017 Incentive Plan | Mgmt | For | For | For | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 03/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Corporate Life | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights: If you intend to exercise your Redemption Rights, please check this box. Checking this box, however, is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the proxy statement under the heading Special Meeting of Easterly Stockholders - Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Extension of Trust Agreement | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Business Combination Deadline | Mgmt | For | For | For | |||
2 | Extension of Trust Agreement | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4 | Intention to Exercise Redemption Rights. If you intend to exercise your redemption rights, please check this For box. Checking this For box, however, is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the proxy statement under the heading Special Meeting of Easterly Stockholders - Redemption Rights. | Mgmt | N/A | Against | N/A | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 08/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Corporate Life | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Extension of Trust Agreement | Mgmt | For | For | For | |||
4 | Elect Darrell W. Crate | Mgmt | For | Abstain | Against | |||
5 | Elect Avshalom Y. Kalichstein | Mgmt | For | Abstain | Against | |||
6 | Elect James N. Hauslein | Mgmt | For | Abstain | Against | |||
7 | Elect David W. Knowlton | Mgmt | For | Abstain | Against | |||
8 | Elect Thomas W. Purcell | Mgmt | For | Abstain | Against | |||
9 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Easterly Acquisition Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EACQ | CUSIP 27616L102 | 12/14/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Extension of Corporate Life | Mgmt | For | For | For | |||
2 | Intention to Exercise Redemption Rights: If you intend to exercise your Redemption Rights, please check this box. Checking this box, however, is not sufficient to exercise your redemption rights. You must comply with the procedures set forth in the proxy statement under the heading Special Meeting of Easterly Stockholders - Redemption Rights | Mgmt | N/A | Against | N/A | |||
3 | Extension of Trust Agreement | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Easterly Government Properties, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEA | CUSIP 27616P103 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William C. Trimble III | Mgmt | For | For | For | |||
1.2 | Elect Darrell W. Crate | Mgmt | For | For | For | |||
1.3 | Elect Michael P. Ibe | Mgmt | For | For | For | |||
1.4 | Elect William H. Binnie | Mgmt | For | For | For | |||
1.5 | Elect Cynthia A. Fisher | Mgmt | For | For | For | |||
1.6 | Elect Emil W. Henry Jr. | Mgmt | For | For | For | |||
1.7 | Elect James E. Mead | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Eastman Chemical Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMN | CUSIP 277432100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Humberto Alfonso | Mgmt | For | For | For | |||
2 | Elect Brett D. Begemann | Mgmt | For | For | For | |||
3 | Elect Michael P. Connors | Mgmt | For | Against | Against | |||
4 | Elect Mark J. Costa | Mgmt | For | For | For | |||
5 | Elect Stephen R. Demeritt | Mgmt | For | For | For | |||
6 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
7 | Elect Julie Fasone Holder | Mgmt | For | For | For | |||
8 | Elect Renee J. Hornbaker | Mgmt | For | For | For | |||
9 | Elect Lewis M. Kling | Mgmt | For | For | For | |||
10 | Elect James J. O'Brien | Mgmt | For | For | For | |||
11 | Elect David W. Raisbeck | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred D. Anderson Jr. | Mgmt | For | For | For | |||
2 | Elect Anthony J. Bates | Mgmt | For | For | For | |||
3 | Elect Adriane M. Brown | Mgmt | For | For | For | |||
4 | Elect Diana Farrell | Mgmt | For | For | For | |||
5 | Elect Logan D. Green | Mgmt | For | For | For | |||
6 | Elect Bonnie S. Hammer | Mgmt | For | For | For | |||
7 | Elect Kathleen C. Mitic | Mgmt | For | For | For | |||
8 | Elect Pierre M. Omidyar | Mgmt | For | For | For | |||
9 | Elect Paul S. Pressler | Mgmt | For | For | For | |||
10 | Elect Robert H. Swan | Mgmt | For | For | For | |||
11 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||
12 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
13 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Ratification of Special Meeting Provisions | Mgmt | For | For | For | |||
Edgewell Personal Care Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPC | CUSIP 28035Q102 | 01/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David P. Hatfield | Mgmt | For | For | For | |||
2 | Elect Daniel J. Heinrich | Mgmt | For | For | For | |||
3 | Elect Carla C. Hendra | Mgmt | For | For | For | |||
4 | Elect R. David Hoover | Mgmt | For | For | For | |||
5 | Elect John C. Hunter, III | Mgmt | For | For | For | |||
6 | Elect James C. Johnson | Mgmt | For | For | For | |||
7 | Elect Elizabeth Valk Long | Mgmt | For | For | For | |||
8 | Elect Rakesh Sachdev | Mgmt | For | Against | Against | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Approve 2018 Stock Incentive Plan | Mgmt | For | For | For | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter A. Dea | Mgmt | For | For | For | |||
1.2 | Elect Fred J. Fowler | Mgmt | For | For | For | |||
1.3 | Elect Howard J. Mayson | Mgmt | For | For | For | |||
1.4 | Elect Lee A. McIntire | Mgmt | For | For | For | |||
1.5 | Elect Margaret A. McKenzie | Mgmt | For | For | For | |||
1.6 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
1.7 | Elect Brian G. Shaw | Mgmt | For | For | For | |||
1.8 | Elect Douglas J. Suttles | Mgmt | For | For | For | |||
1.9 | Elect Bruce G. Waterman | Mgmt | For | For | For | |||
1.10 | Elect Clayton H. Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Entergy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ETR | CUSIP 29364G103 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John R. Burbank | Mgmt | For | For | For | |||
2 | Elect P.J. Condon | Mgmt | For | For | For | |||
3 | Elect Leo P. Denault | Mgmt | For | For | For | |||
4 | Elect Kirkland H. Donald | Mgmt | For | For | For | |||
5 | Elect Philip L. Frederickson | Mgmt | For | For | For | |||
6 | Elect Alexis M. Herman | Mgmt | For | For | For | |||
7 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
8 | Elect Blanche L. Lincoln | Mgmt | For | For | For | |||
9 | Elect Karen A. Puckett | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Distributed Generation | ShrHoldr | Against | Against | For | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | N/A | TNA | N/A | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | N/A | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 11/09/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger Issuance | Mgmt | For | For | For | |||
2 | Amendment to Charter Regarding Board Size | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anthony K. Anderson | Mgmt | For | For | For | |||
2 | Elect Ann C. Berzin | Mgmt | For | For | For | |||
3 | Elect Christopher M. Crane | Mgmt | For | For | For | |||
4 | Elect Yves C. de Balmann | Mgmt | For | For | For | |||
5 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
6 | Elect Linda P. Jojo | Mgmt | For | For | For | |||
7 | Elect Paul L. Joskow | Mgmt | For | For | For | |||
8 | Elect Robert J. Lawless | Mgmt | For | For | For | |||
9 | Elect Richard W. Mies | Mgmt | For | For | For | |||
10 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||
11 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
12 | Elect Stephen D. Steinour | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Facebook, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FB | CUSIP 30303M102 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Erskine B. Bowles | Mgmt | For | Withhold | Against | |||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | Withhold | Against | |||
1.4 | Elect Susan D. Desmond-Hellmann | Mgmt | For | Withhold | Against | |||
1.5 | Elect Reed Hastings | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Koum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Sheryl K. Sandberg | Mgmt | For | Withhold | Against | |||
1.8 | Elect Peter A. Thiel | Mgmt | For | Withhold | Against | |||
1.9 | Elect Mark Zuckerberg | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Formation of a Risk Oversight Committee | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding a Report on the Efficacy of Enforcement of Content Policies | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | |||
Firstenergy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul T. Addison | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Anderson | Mgmt | For | For | For | |||
1.3 | Elect Steven J. Demetriou | Mgmt | For | For | For | |||
1.4 | Elect Julia L. Johnson | Mgmt | For | For | For | |||
1.5 | Elect Charles E. Jones | Mgmt | For | For | For | |||
1.6 | Elect Donald T. Misheff | Mgmt | For | For | For | |||
1.7 | Elect Thomas N. Mitchell | Mgmt | For | For | For | |||
1.8 | Elect James F. O'Neil III | Mgmt | For | For | For | |||
1.9 | Elect Christopher D. Pappas | Mgmt | For | Withhold | Against | |||
1.10 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
1.11 | Elect Luis A. Reyes | Mgmt | For | For | For | |||
1.12 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Adoption of Majority Vote for Uncontested Director Elections | Mgmt | For | For | For | |||
6 | Adoption of Proxy Access | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Freeport-McMoRan Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard C. Adkerson | Mgmt | For | For | For | |||
2 | Elect Gerald J. Ford | Mgmt | For | For | For | |||
3 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
4 | Elect Jon C. Madonna | Mgmt | For | For | For | |||
5 | Elect Courtney R. Mather | Mgmt | For | For | For | |||
6 | Elect Dustan E. McCoy | Mgmt | For | For | For | |||
7 | Elect Frances F. Townsend | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gap Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPS | CUSIP 364760108 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert J. Fisher | Mgmt | For | For | For | |||
2 | Elect William S. Fisher | Mgmt | For | For | For | |||
3 | Elect Tracy Gardner | Mgmt | For | For | For | |||
4 | Elect Brian D. Goldner | Mgmt | For | For | For | |||
5 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
6 | Elect Bob L. Martin | Mgmt | For | For | For | |||
7 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
8 | Elect Chris O'Neill | Mgmt | For | For | For | |||
9 | Elect Arthur Peck | Mgmt | For | For | For | |||
10 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James S. Crown | Mgmt | For | For | For | |||
2 | Elect Rudy F. deLeon | Mgmt | For | For | For | |||
3 | Elect Lester L. Lyles | Mgmt | For | For | For | |||
4 | Elect Mark M. Malcolm | Mgmt | For | For | For | |||
5 | Elect Phebe N. Novakovic | Mgmt | For | For | For | |||
6 | Elect C. Howard Nye | Mgmt | For | Against | Against | |||
7 | Elect William A. Osborn | Mgmt | For | For | For | |||
8 | Elect Catherine B. Reynolds | Mgmt | For | For | For | |||
9 | Elect Laura J. Schumacher | Mgmt | For | For | For | |||
10 | Elect Peter A. Wall | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
General Motors Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary T. Barra | Mgmt | For | For | For | |||
2 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
3 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
4 | Elect Jane L. Mendillo | Mgmt | For | For | For | |||
5 | Elect Michael G. Mullen | Mgmt | For | For | For | |||
6 | Elect James J. Mulva | Mgmt | For | For | For | |||
7 | Elect Patricia F. Russo | Mgmt | For | For | For | |||
8 | Elect Thomas M. Schoewe | Mgmt | For | For | For | |||
9 | Elect Theodore M. Solso | Mgmt | For | For | For | |||
10 | Elect Carol M. Stephenson | Mgmt | For | For | For | |||
11 | Elect Devin N. Wenig | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Report on Company Fleet Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Cogan | Mgmt | For | For | For | |||
2 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
3 | Elect Kelly A. Kramer | Mgmt | For | For | For | |||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | |||
5 | Elect John C. Martin | Mgmt | For | For | For | |||
6 | Elect John F. Milligan | Mgmt | For | For | For | |||
7 | Elect Richard J. Whitley | Mgmt | For | For | For | |||
8 | Elect Gayle E. Wilson | Mgmt | For | For | For | |||
9 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Hanesbrands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HBI | CUSIP 410345102 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald W. Evans, Jr. | Mgmt | For | For | For | |||
2 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
3 | Elect James C. Johnson | Mgmt | For | For | For | |||
4 | Elect Jessica T. Mathews | Mgmt | For | For | For | |||
5 | Elect Franck J. Moison | Mgmt | For | For | For | |||
6 | Elect Robert F. Moran | Mgmt | For | For | For | |||
7 | Elect Ronald L. Nelson | Mgmt | For | Against | Against | |||
8 | Elect Richard A. Noll | Mgmt | For | For | For | |||
9 | Elect David V. Singer | Mgmt | For | For | For | |||
10 | Elect Ann E. Ziegler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
HCA Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCA | CUSIP 40412C101 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect R. Milton Johnson | Mgmt | For | For | For | |||
2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | |||
3 | Elect Nancy-Ann DeParle | Mgmt | For | For | For | |||
4 | Elect Thomas F. Frist III | Mgmt | For | For | For | |||
5 | Elect William R. Frist | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Ann H. Lamont | Mgmt | For | For | For | |||
8 | Elect Geoffrey G. Meyers | Mgmt | For | For | For | |||
9 | Elect Michael W. Michelson | Mgmt | For | For | For | |||
10 | Elect Wayne J. Riley | Mgmt | For | For | For | |||
11 | Elect John W. Rowe | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
HP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 40434L105 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida M. Alvarez | Mgmt | For | For | For | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Robert R. Bennett | Mgmt | For | For | For | |||
4 | Elect Charles V. Bergh | Mgmt | For | For | For | |||
5 | Elect Stacy Brown-Philpot | Mgmt | For | For | For | |||
6 | Elect Stephanie A. Burns | Mgmt | For | For | For | |||
7 | Elect Mary Anne Citrino | Mgmt | For | For | For | |||
8 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
9 | Elect Subra Suresh | Mgmt | For | For | For | |||
10 | Elect Dion J. Weisler | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Humana Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HUM | CUSIP 444859102 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | |||
2 | Elect Frank J. Bisignano | Mgmt | For | For | For | |||
3 | Elect Bruce D. Broussard | Mgmt | For | For | For | |||
4 | Elect Frank A. D'Amelio | Mgmt | For | For | For | |||
5 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||
6 | Elect W. Roy Dunbar | Mgmt | For | For | For | |||
7 | Elect David A. Jones Jr. | Mgmt | For | For | For | |||
8 | Elect William J. McDonald | Mgmt | For | For | For | |||
9 | Elect William E. Mitchell | Mgmt | For | For | For | |||
10 | Elect David B. Nash | Mgmt | For | For | For | |||
11 | Elect James J. O'Brien | Mgmt | For | For | For | |||
12 | Elect Marissa T. Peterson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hyatt Hotels Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
H | CUSIP 448579102 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan D. Kronick | Mgmt | For | For | For | |||
1.2 | Elect Mackey J. McDonald | Mgmt | For | For | For | |||
1.3 | Elect Jason Pritzker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aneel Bhusri | Mgmt | For | For | For | |||
2 | Elect Andy D. Bryant | Mgmt | For | Against | Against | |||
3 | Elect Reed E. Hundt | Mgmt | For | For | For | |||
4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
5 | Elect Brian M. Krzanich | Mgmt | For | For | For | |||
6 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
7 | Elect Tsu-Jae King Liu | Mgmt | For | For | For | |||
8 | Elect Gregory D. Smith | Mgmt | For | For | For | |||
9 | Elect Andrew Wilson | Mgmt | For | For | For | |||
10 | Elect Frank D. Yeary | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Cost-Benefit Analysis of Political Contributions | ShrHoldr | Against | Against | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth I. Chenault | Mgmt | For | For | For | |||
2 | Elect Michael L. Eskew | Mgmt | For | For | For | |||
3 | Elect David N. Farr | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
7 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
8 | Elect James W. Owens | Mgmt | For | For | For | |||
9 | Elect Virginia M. Rometty | Mgmt | For | For | For | |||
10 | Elect Joseph R. Swedish | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Peter R. Voser | Mgmt | For | For | For | |||
13 | Elect Frederick H. Waddell | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Against | Against | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP G491BT108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Sarah E. Beshar | Mgmt | For | For | For | |||
2 | Elect Joseph R. Canion | Mgmt | For | For | For | |||
3 | Elect Martin L. Flanagan | Mgmt | For | For | For | |||
4 | Elect C. Robert Henrikson | Mgmt | For | For | For | |||
5 | Elect Ben F. Johnson III | Mgmt | For | For | For | |||
6 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | |||
9 | Elect Phoebe A. Wood | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | |||
Jabil Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBL | CUSIP 466313103 | 01/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anousheh Ansari | Mgmt | For | For | For | |||
1.2 | Elect Martha F. Brooks | Mgmt | For | For | For | |||
1.3 | Elect Christopher S. Holland | Mgmt | For | For | For | |||
1.4 | Elect Timothy L. Main | Mgmt | For | For | For | |||
1.5 | Elect Mark T. Mondello | Mgmt | For | For | For | |||
1.6 | Elect John C. Plant | Mgmt | For | For | For | |||
1.7 | Elect Steven A. Raymund | Mgmt | For | For | For | |||
1.8 | Elect Thomas A. Sansone | Mgmt | For | For | For | |||
1.9 | Elect David M. Stout | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary C. Beckerle | Mgmt | For | For | For | |||
2 | Elect D. Scott Davis | Mgmt | For | For | For | |||
3 | Elect Ian E.L. Davis | Mgmt | For | For | For | |||
4 | Elect Jennifer A. Doudna | Mgmt | For | For | For | |||
5 | Elect Alex Gorsky | Mgmt | For | For | For | |||
6 | Elect Mark B. McClellan | Mgmt | For | For | For | |||
7 | Elect Anne M. Mulcahy | Mgmt | For | For | For | |||
8 | Elect William D. Perez | Mgmt | For | For | For | |||
9 | Elect Charles Prince | Mgmt | For | For | For | |||
10 | Elect A. Eugene Washington | Mgmt | For | For | For | |||
11 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | |||
2 | Elect James A. Bell | Mgmt | For | For | For | |||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||
4 | Elect Todd A. Combs | Mgmt | For | For | For | |||
5 | Elect James S. Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
8 | Elect Mellody Hobson | Mgmt | For | For | For | |||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Michael A. Neal | Mgmt | For | For | For | |||
11 | Elect Lee R. Raymond | Mgmt | For | For | For | |||
12 | Elect William C. Weldon | Mgmt | For | For | For | |||
13 | Ratification of Ownership Threshold for Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William J. McMorrow | Mgmt | For | For | For | |||
2 | Elect Kent Mouton | Mgmt | For | For | For | |||
3 | Elect Norman Creighton | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Kennedy-Wilson Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KW | CUSIP 489398107 | 10/12/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Kimberly-Clark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KMB | CUSIP 494368103 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||
2 | Elect Abelardo E. Bru | Mgmt | For | For | For | |||
3 | Elect Robert W. Decherd | Mgmt | For | For | For | |||
4 | Elect Thomas J. Falk | Mgmt | For | For | For | |||
5 | Elect Fabian T. Garcia | Mgmt | For | For | For | |||
6 | Elect Michael D. Hsu | Mgmt | For | For | For | |||
7 | Elect Mae C. Jemison | Mgmt | For | For | For | |||
8 | Elect Jim Jenness | Mgmt | For | For | For | |||
9 | Elect Nancy J. Karch | Mgmt | For | For | For | |||
10 | Elect Christa Quarles | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||
13 | Elect Michael D. White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Lam Research Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin B. Anstice | Mgmt | For | For | For | |||
1.2 | Elect Eric K. Brandt | Mgmt | For | For | For | |||
1.3 | Elect Michael R. Cannon | Mgmt | For | Withhold | Against | |||
1.4 | Elect Youssef A. El-Mansy | Mgmt | For | For | For | |||
1.5 | Elect Christine A. Heckart | Mgmt | For | For | For | |||
1.6 | Elect Young Bum Koh | Mgmt | For | For | For | |||
1.7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | |||
1.9 | Elect Abhijit Y. Talwalkar | Mgmt | For | For | For | |||
1.10 | Elect Rick Lih-Shyng Tsai | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
Las Vegas Sands Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LVS | CUSIP 517834107 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Sheldon G. Adelson | Mgmt | For | For | For | |||
3 | Elect Irwin Chafetz | Mgmt | For | For | For | |||
4 | Elect Micheline Chau | Mgmt | For | For | For | |||
5 | Elect Patrick Dumont | Mgmt | For | For | For | |||
6 | Elect Charles D. Forman | Mgmt | For | For | For | |||
7 | Elect Steven L. Gerard | Mgmt | For | For | For | |||
8 | Elect Robert Glen Goldstein | Mgmt | For | For | For | |||
9 | Elect George Jamieson | Mgmt | For | For | For | |||
10 | Elect Charles A. Koppelman | Mgmt | For | For | For | |||
11 | Elect Lewis Kramer | Mgmt | For | For | For | |||
12 | Elect David F. Levi | Mgmt | For | For | For | |||
13 | Elect Micheline Chau | Mgmt | For | For | For | |||
14 | Elect Patrick Dumont | Mgmt | For | For | For | |||
15 | Elect David F. Levi | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Amendment to the Executive Cash Incentive Plan | Mgmt | For | For | For | |||
Lear Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LEA | CUSIP 521865204 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard H. Bott | Mgmt | For | For | For | |||
2 | Elect Thomas P. Capo | Mgmt | For | For | For | |||
3 | Elect Jonathan F. Foster | Mgmt | For | For | For | |||
4 | Elect Mary Lou Jepsen | Mgmt | For | For | For | |||
5 | Elect Kathleen A. Ligocki | Mgmt | For | For | For | |||
6 | Elect Conrad L. Mallett, Jr. | Mgmt | For | For | For | |||
7 | Elect Raymond E. Scott | Mgmt | For | For | For | |||
8 | Elect Gregory C. Smith | Mgmt | For | For | For | |||
9 | Elect Henry D. G. Wallace | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ligand Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGND | CUSIP 53220K504 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason M. Aryeh | Mgmt | For | For | For | |||
1.2 | Elect Todd C. Davis | Mgmt | For | For | For | |||
1.3 | Elect Nancy Ryan Gray | Mgmt | For | For | For | |||
1.4 | Elect John L. Higgins | Mgmt | For | For | For | |||
1.5 | Elect John W. Kozarich | Mgmt | For | For | For | |||
1.6 | Elect John L. LaMattina | Mgmt | For | For | For | |||
1.7 | Elect Sunil Patel | Mgmt | For | For | For | |||
1.8 | Elect Stephen L. Sabba | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Lincoln National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNC | CUSIP 534187109 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deirdre P. Connelly | Mgmt | For | For | For | |||
2 | Elect William H. Cunningham | Mgmt | For | For | For | |||
3 | Elect Dennis R. Glass | Mgmt | For | For | For | |||
4 | Elect George W. Henderson, III | Mgmt | For | For | For | |||
5 | Elect Eric G. Johnson | Mgmt | For | For | For | |||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
7 | Elect M. Leanne Lachman | Mgmt | For | For | For | |||
8 | Elect Michael F. Mee | Mgmt | For | For | For | |||
9 | Elect Patrick S. Pittard | Mgmt | For | For | For | |||
10 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
11 | Elect Lynn M. Utter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David H. Batchelder | Mgmt | For | For | For | |||
1.3 | Elect Angela F. Braly | Mgmt | For | For | For | |||
1.4 | Elect Sandra B. Cochran | Mgmt | For | Withhold | Against | |||
1.5 | Elect Laurie Z. Douglas | Mgmt | For | For | For | |||
1.6 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
1.7 | Elect Marshall O. Larsen | Mgmt | For | For | For | |||
1.8 | Elect James H. Morgan | Mgmt | For | For | For | |||
1.9 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
1.10 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
1.11 | Elect Bertram L. Scott | Mgmt | For | For | For | |||
1.12 | Elect Lisa W. Wardell | Mgmt | For | For | For | |||
1.13 | Elect Eric C. Wiseman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Articles (Change in Governance Structure) | Mgmt | For | For | For | |||
2 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | |||
4 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
5 | Elect Lincoln Benet | Mgmt | For | For | For | |||
6 | Elect Jagjeet S. Bindra | Mgmt | For | For | For | |||
7 | Elect Robin Buchanan | Mgmt | For | For | For | |||
8 | Elect Stephen F. Cooper | Mgmt | For | For | For | |||
9 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
10 | Elect Claire S. Farley | Mgmt | For | For | For | |||
11 | Elect Isabella D. Goren | Mgmt | For | For | For | |||
12 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
13 | Elect Rudolf (Rudy) M.J. van der Meer | Mgmt | For | For | For | |||
14 | Elect Bhavesh V. Patel | Mgmt | For | For | For | |||
15 | Elect Thomas Aebischer | Mgmt | For | For | For | |||
16 | Elect Daniel Coombs | Mgmt | For | For | For | |||
17 | Elect Jeffrey A. Kaplan | Mgmt | For | For | For | |||
18 | Elect James D. Guilfoyle | Mgmt | For | For | For | |||
19 | Adoption of Dutch Statutory Annual Accounts for 2017 | Mgmt | For | For | For | |||
20 | Discharge from Liability of Members of the Management | Mgmt | For | For | For | |||
21 | Discharge from Liability from Members of the Supervisory Board | Mgmt | For | For | For | |||
22 | Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
23 | Ratification of Auditor | Mgmt | For | For | For | |||
24 | Allocation of Dividends | Mgmt | For | For | For | |||
25 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
26 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
27 | Authority to Cancel Shares | Mgmt | For | For | For | |||
28 | Amendment to the Global Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Magna International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MG | CUSIP 559222401 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott B. Bonham | Mgmt | For | For | For | |||
1.2 | Elect Peter Guy Bowie | Mgmt | For | For | For | |||
1.3 | Elect Mary S. Chan | Mgmt | For | For | For | |||
1.4 | Elect Kurt J. Lauk | Mgmt | For | For | For | |||
1.5 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||
1.6 | Elect Cynthia A. Niekamp | Mgmt | For | For | For | |||
1.7 | Elect William A. Ruh | Mgmt | For | For | For | |||
1.8 | Elect Indira V. Samarasekera | Mgmt | For | For | For | |||
1.9 | Elect Donald J. Walker | Mgmt | For | For | For | |||
1.10 | Elect Lawrence D. Worrall | Mgmt | For | For | For | |||
1.11 | Elect William L. Young | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Resolution on Executive Compensation | Mgmt | For | For | For | |||
Malibu Boats, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MBUU | CUSIP 56117J100 | 11/02/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ivar S. Chhina | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Connolly | Mgmt | For | For | For | |||
1.3 | Elect Mark W. Lanigan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ManpowerGroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gina R. Boswell | Mgmt | For | For | For | |||
2 | Elect Cari M. Dominguez | Mgmt | For | For | For | |||
3 | Elect William A. Downe | Mgmt | For | For | For | |||
4 | Elect John F. Ferraro | Mgmt | For | For | For | |||
5 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
6 | Elect Julie M. Howard | Mgmt | For | Against | Against | |||
7 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
8 | Elect Jonas Prising | Mgmt | For | For | For | |||
9 | Elect Paul Read | Mgmt | For | For | For | |||
10 | Elect Elizabeth P. Sartain | Mgmt | For | For | For | |||
11 | Elect Michael J. Van Handel | Mgmt | For | For | For | |||
12 | Elect John R. Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
2 | Elect Chadwick C. Deaton | Mgmt | For | For | For | |||
3 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
4 | Elect Douglas L. Foshee | Mgmt | For | For | For | |||
5 | Elect M. Elise Hyland | Mgmt | For | For | For | |||
6 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
7 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
8 | Elect Lee M. Tillman | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy D. Bryant | Mgmt | For | Against | Against | |||
2 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
3 | Elect John H. Hammergren | Mgmt | For | For | For | |||
4 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
5 | Elect Donald R. Knauss | Mgmt | For | For | For | |||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | |||
7 | Elect Edward A. Mueller | Mgmt | For | For | For | |||
8 | Elect Susan R. Salka | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Michaels Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIK | CUSIP 59408Q106 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | |||
1.2 | Elect Ryan Cotton | Mgmt | For | For | For | |||
1.3 | Elect Monte E. Ford | Mgmt | For | For | For | |||
1.4 | Elect Karen Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Mathew S. Levin | Mgmt | For | For | For | |||
1.6 | Elect John J. Mahoney | Mgmt | For | For | For | |||
1.7 | Elect James A. Quella | Mgmt | For | For | For | |||
1.8 | Elect Beryl B. Raff | Mgmt | For | For | For | |||
1.9 | Elect Carl S. Rubin | Mgmt | For | For | For | |||
1.10 | Elect Peter F. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/29/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William H. Gates III | Mgmt | For | For | For | |||
2 | Elect Reid G. Hoffman | Mgmt | For | For | For | |||
3 | Elect Hugh F. Johnston | Mgmt | For | For | For | |||
4 | Elect Teri L. List-Stoll | Mgmt | For | For | For | |||
5 | Elect Satya Nadella | Mgmt | For | For | For | |||
6 | Elect Charles H. Noski | Mgmt | For | For | For | |||
7 | Elect Helmut G. W. Panke | Mgmt | For | For | For | |||
8 | Elect Sandra E. Peterson | Mgmt | For | For | For | |||
9 | Elect Penny S. Pritzker | Mgmt | For | For | For | |||
10 | Elect Charles W. Scharf | Mgmt | For | For | For | |||
11 | Elect Arne M. Sorenson | Mgmt | For | For | For | |||
12 | Elect John W. Stanton | Mgmt | For | For | For | |||
13 | Elect John W. Thompson | Mgmt | For | For | For | |||
14 | Elect Padmasree Warrior | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Approval of Material Terms of Performance Goals Under Executive Incentive Plan | Mgmt | For | For | For | |||
19 | Approval of the 2017 Stock Plan | Mgmt | For | For | For | |||
Molson Coors Brewing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TAP | CUSIP 60871R209 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger G. Eaton | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles M. Herington | Mgmt | For | Withhold | Against | |||
1.3 | Elect H. Sanford Riley | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Corley | Mgmt | For | For | For | |||
2 | Elect Alistair Darling | Mgmt | For | For | For | |||
3 | Elect Thomas H. Glocer | Mgmt | For | For | For | |||
4 | Elect James P. Gorman | Mgmt | For | For | For | |||
5 | Elect Robert H. Herz | Mgmt | For | For | For | |||
6 | Elect Nobuyuki Hirano | Mgmt | For | For | For | |||
7 | Elect Jami Miscik | Mgmt | For | For | For | |||
8 | Elect Dennis M. Nally | Mgmt | For | For | For | |||
9 | Elect Hutham S. Olayan | Mgmt | For | For | For | |||
10 | Elect Ryohsuke Tamakoshi | Mgmt | For | For | For | |||
11 | Elect Perry M. Traquina | Mgmt | For | For | For | |||
12 | Elect Rayford Wilkins, Jr. | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Government Service Vesting | ShrHoldr | Against | Against | For | |||
NCR Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCR | CUSIP 62886E108 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard L. Clemmer | Mgmt | For | For | For | |||
1.2 | Elect Robert P. DeRodes | Mgmt | For | For | For | |||
1.3 | Elect Deborah A. Farrington | Mgmt | For | For | For | |||
1.4 | Elect Kurt P. Kuehn | Mgmt | For | For | For | |||
1.5 | Elect William R. Nuti | Mgmt | For | Withhold | Against | |||
1.6 | Elect Matthew A. Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nomad Foods Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOMD | CUSIP G6564A105 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Martin E. Franklin | Mgmt | For | For | For | |||
2 | Elect Noam Gottesman | Mgmt | For | For | For | |||
3 | Elect Ian G.H. Ashken | Mgmt | For | For | For | |||
4 | Elect Stefan Descheemaeker | Mgmt | For | Against | Against | |||
5 | Elect Mohamed Elsarky | Mgmt | For | For | For | |||
6 | Elect Jeremy Isaacs | Mgmt | For | For | For | |||
7 | Elect Paul Kenyon | Mgmt | For | For | For | |||
8 | Elect James E. Lillie | Mgmt | For | For | For | |||
9 | Elect Paul Myners | Mgmt | For | For | For | |||
10 | Elect Victoria Parry | Mgmt | For | For | For | |||
11 | Elect Simon White | Mgmt | For | For | For | |||
12 | Elect Samy Zekhout | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas D. Bell Jr. | Mgmt | For | For | For | |||
2 | Elect Wesley G. Bush | Mgmt | For | For | For | |||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
4 | Elect Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||
5 | Elect Marcela E. Donadio | Mgmt | For | For | For | |||
6 | Elect Steven F. Leer | Mgmt | For | For | For | |||
7 | Elect Michael D. Lockhart | Mgmt | For | For | For | |||
8 | Elect Amy E. Miles | Mgmt | For | For | For | |||
9 | Elect Martin H. Nesbitt | Mgmt | For | For | For | |||
10 | Elect Jennifer F. Scanlon | Mgmt | For | For | For | |||
11 | Elect James A. Squires | Mgmt | For | For | For | |||
12 | Elect John R. Thompson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act By Written Consent | ShrHoldr | Against | Against | For | |||
NRG Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NRG | CUSIP 629377508 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | |||
3 | Elect Matthew Carter Jr. | Mgmt | For | For | For | |||
4 | Elect Lawrence S. Coben | Mgmt | For | For | For | |||
5 | Elect Heather Cox | Mgmt | For | For | For | |||
6 | Elect Terry G. Dallas | Mgmt | For | For | For | |||
7 | Elect Mauricio Gutierrez | Mgmt | For | For | For | |||
8 | Elect William E. Hantke | Mgmt | For | For | For | |||
9 | Elect Paul W. Hobby | Mgmt | For | For | For | |||
10 | Elect Anne C. Schaumburg | Mgmt | For | For | For | |||
11 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
12 | Elect C. John Wilder | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 11/15/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | |||
1.2 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
1.3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
1.4 | Elect Bruce R. Chizen | Mgmt | For | For | For | |||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | |||
1.6 | Elect Lawrence J. Ellison | Mgmt | For | For | For | |||
1.7 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey O. Henley | Mgmt | For | For | For | |||
1.9 | Elect Mark V. Hurd | Mgmt | For | For | For | |||
1.10 | Elect Renee J. James | Mgmt | For | For | For | |||
1.11 | Elect Leon E. Panetta | Mgmt | For | For | For | |||
1.12 | Elect Naomi O. Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to 2000 Long Term-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Gender Pay Equity Report | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Oshkosh Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OSK | CUSIP 688239201 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith J. Allman | Mgmt | For | For | For | |||
1.2 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
1.3 | Elect Wilson R. Jones | Mgmt | For | For | For | |||
1.4 | Elect Leslie F. Kenne | Mgmt | For | For | For | |||
1.5 | Elect Kimberley Metcalf-Kupres | Mgmt | For | For | For | |||
1.6 | Elect Stephen C. Mizell | Mgmt | For | For | For | |||
1.7 | Elect Stephen D. Newlin | Mgmt | For | Withhold | Against | |||
1.8 | Elect Craig P. Omtvedt | Mgmt | For | For | For | |||
1.9 | Elect Duncan J. Palmer | Mgmt | For | For | For | |||
1.10 | Elect John S. Shiely | Mgmt | For | For | For | |||
1.11 | Elect William S. Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Owens Corning | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OC | CUSIP 690742101 | 04/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cesar Conde | Mgmt | For | For | For | |||
2 | Elect Adrienne D. Elsner | Mgmt | For | For | For | |||
3 | Elect J. Brian Ferguson | Mgmt | For | For | For | |||
4 | Elect Ralph F. Hake | Mgmt | For | For | For | |||
5 | Elect Edward F. Lonergan | Mgmt | For | For | For | |||
6 | Elect Maryann T. Mannen | Mgmt | For | For | For | |||
7 | Elect W. Howard Morris | Mgmt | For | For | For | |||
8 | Elect Suzanne P. Nimocks | Mgmt | For | For | For | |||
9 | Elect Michael H. Thaman | Mgmt | For | For | For | |||
10 | Elect John D. Williams | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Parsley Energy Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PE | CUSIP 701877102 | 05/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald Brokmeyer | Mgmt | For | For | For | |||
2 | Elect Hemang Desai | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Penn National Gaming, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PENN | CUSIP 707569109 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David A. Handler | Mgmt | For | For | For | |||
1.2 | Elect John M. Jacquemin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2018 Long Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona L. Brown | Mgmt | For | For | For | |||
2 | Elect George W. Buckley | Mgmt | For | For | For | |||
3 | Elect Cesar Conde | Mgmt | For | For | For | |||
4 | Elect Ian M. Cook | Mgmt | For | For | For | |||
5 | Elect Dina Dublon | Mgmt | For | For | For | |||
6 | Elect Richard W. Fisher | Mgmt | For | For | For | |||
7 | Elect William R. Johnson | Mgmt | For | For | For | |||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | |||
9 | Elect David C. Page | Mgmt | For | For | For | |||
10 | Elect Robert C. Pohlad | Mgmt | For | For | For | |||
11 | Elect Daniel L. Vasella | Mgmt | For | For | For | |||
12 | Elect Darren Walker | Mgmt | For | For | For | |||
13 | Elect Alberto Weisser | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Perrigo Company plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRGO | CUSIP G97822103 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradley A. Alford | Mgmt | For | For | For | |||
2 | Elect Laurie Brlas | Mgmt | For | For | For | |||
3 | Elect Rolf A. Classon | Mgmt | For | For | For | |||
4 | Elect Gary M. Cohen | Mgmt | For | For | For | |||
5 | Elect Adriana Karaboutis | Mgmt | For | For | For | |||
6 | Elect Jeffrey B. Kindler | Mgmt | For | Against | Against | |||
7 | Elect Donal O'Connor | Mgmt | For | For | For | |||
8 | Elect Geoffrey M. Parker | Mgmt | For | For | For | |||
9 | Elect Uwe F. Roehrhoff | Mgmt | For | For | For | |||
10 | Elect Theodore R. Samuels | Mgmt | For | For | For | |||
11 | Elect Jeffrey C. Smith | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||
2 | Elect Ronald E. Blaylock | Mgmt | For | For | For | |||
3 | Elect Albert Bourla | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Joseph J. Echevarria | Mgmt | For | For | For | |||
6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||
7 | Elect James M. Kilts | Mgmt | For | For | For | |||
8 | Elect Dan R. Littman | Mgmt | For | For | For | |||
9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
11 | Elect Ian C. Read | Mgmt | For | For | For | |||
12 | Elect James C. Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Approval of the French Sub-Plan under the 2014 Stock Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Pirelli & C. S.p.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PC | CINS T76434264 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Italy | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports; Allocation of Profits | Mgmt | For | For | For | |||
4 | Elect Giovanni Lo Storto | Mgmt | For | For | For | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | List Presented by Marco Polo International Italy S.p.A. | Mgmt | For | N/A | N/A | |||
8 | List Presented by Group of Institutional Investors Representing 1.2% of Share Capital | Mgmt | For | For | For | |||
9 | Election of Chair of Board of Statutory Auditors | Mgmt | For | For | For | |||
10 | Statutory Auditors' Fees | Mgmt | For | For | For | |||
11 | Remuneration Policy | Mgmt | For | For | For | |||
12 | Long-Term Incentive Plan 2018-2020 | Mgmt | For | Against | Against | |||
13 | D&O Insurance Policy | Mgmt | For | For | For | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Playa Hotels & Resorts N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLYA | CUSIP N70544106 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Elect Bruce D. Wardinski | Mgmt | For | For | For | |||
3 | Elect Richard B. Fried | Mgmt | For | For | For | |||
4 | Elect Gloria Guevara | Mgmt | For | For | For | |||
5 | Elect H. Charles Floyd | Mgmt | For | For | For | |||
6 | Elect Daniel J. Hirsch | Mgmt | For | For | For | |||
7 | Elect Hal Stanley Jones | Mgmt | For | For | For | |||
8 | Elect Thomas Klein | Mgmt | For | For | For | |||
9 | Elect Elizabeth Lieberman | Mgmt | For | For | For | |||
10 | Elect Karl Peterson | Mgmt | For | Against | Against | |||
11 | Elect Arturo Sarukhan | Mgmt | For | For | For | |||
12 | Elect Christopher W. Zacca | Mgmt | For | For | For | |||
13 | Elect Richard O. Byles | Mgmt | For | For | For | |||
14 | Discussion of Accounts and Reports | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Ratification of Board Acts | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Prudential Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRU | CUSIP 744320102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||
2 | Elect Gilbert F. Casellas | Mgmt | For | For | For | |||
3 | Elect Mark B. Grier | Mgmt | For | For | For | |||
4 | Elect Martina Hund-Mejean | Mgmt | For | For | For | |||
5 | Elect Karl J. Krapek | Mgmt | For | For | For | |||
6 | Elect Peter R. Lighte | Mgmt | For | For | For | |||
7 | Elect George Paz | Mgmt | For | For | For | |||
8 | Elect Sandra Pianalto | Mgmt | For | For | For | |||
9 | Elect Christine A. Poon | Mgmt | For | For | For | |||
10 | Elect Douglas A. Scovanner | Mgmt | For | For | For | |||
11 | Elect John R. Strangfeld | Mgmt | For | For | For | |||
12 | Elect Michael A. Todman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
PulteGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PHM | CUSIP 745867101 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
2 | Elect Bryce Blair | Mgmt | For | For | For | |||
3 | Elect Richard W. Dreiling | Mgmt | For | For | For | |||
4 | Elect Thomas J. Folliard | Mgmt | For | For | For | |||
5 | Elect Cheryl W. Grise | Mgmt | For | For | For | |||
6 | Elect Andre J. Hawaux | Mgmt | For | For | For | |||
7 | Elect Ryan R. Marshall | Mgmt | For | For | For | |||
8 | Elect John R. Peshkin | Mgmt | For | For | For | |||
9 | Elect Scott F. Powers | Mgmt | For | For | For | |||
10 | Elect William J. Pulte | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Qorvo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QRVO | CUSIP 74736K101 | 08/08/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph G. Quinsey | Mgmt | For | For | For | |||
1.2 | Elect Robert A. Bruggeworth | Mgmt | For | For | For | |||
1.3 | Elect Daniel A. DiLeo | Mgmt | For | For | For | |||
1.4 | Elect Jeffery Gardner | Mgmt | For | Withhold | Against | |||
1.5 | Elect Charles Scott Gibson | Mgmt | For | For | For | |||
1.6 | Elect John R. Harding | Mgmt | For | For | For | |||
1.7 | Elect David H.Y. Ho | Mgmt | For | For | For | |||
1.8 | Elect Roderick D. Nelson | Mgmt | For | For | For | |||
1.9 | Elect Dr. Walden C. Rhines | Mgmt | For | For | For | |||
1.10 | Elect Susan L. Spradley | Mgmt | For | For | For | |||
1.11 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-Approval of the 2012 Stock Incentive Plan for Purposes of Internal Revenue Code Section 162(m) | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Radian Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDN | CUSIP 750236101 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Wender | Mgmt | For | For | For | |||
2 | Elect David C. Carney | Mgmt | For | For | For | |||
3 | Elect Howard B. Culang | Mgmt | For | For | For | |||
4 | Elect Lisa W. Hess | Mgmt | For | For | For | |||
5 | Elect Stephen T. Hopkins | Mgmt | For | For | For | |||
6 | Elect Brian D. Montgomery | Mgmt | For | For | For | |||
7 | Elect Gaetano Muzio | Mgmt | For | For | For | |||
8 | Elect Gregory V. Serio | Mgmt | For | For | For | |||
9 | Elect Noel J. Spiegel | Mgmt | For | For | For | |||
10 | Elect Richard G. Thornberry | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Ranger Energy Services Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNGR | CUSIP 75282U104 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darron M. Anderson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Merrill A. Miller, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Brett Agee | Mgmt | For | Withhold | Against | |||
1.4 | Elect Richard Agee | Mgmt | For | Withhold | Against | |||
1.5 | Elect William M. Austin | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles S. Leykum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Gerald Cimador | Mgmt | For | Withhold | Against | |||
1.8 | Elect Krishna Shivram | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Red Robin Gourmet Burgers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRGB | CUSIP 75689M101 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cambria W. Dunaway | Mgmt | For | For | For | |||
2 | Elect Kalen F. Holmes | Mgmt | For | For | For | |||
3 | Elect Glenn B. Kaufman | Mgmt | For | For | For | |||
4 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
5 | Elect Steven K. Lumpkin | Mgmt | For | For | For | |||
6 | Elect Pattye L. Moore | Mgmt | For | For | For | |||
7 | Elect Stuart I. Oran | Mgmt | For | For | For | |||
8 | Elect Denny Marie Post | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Reynolds American Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAI | CUSIP 761713106 | 07/19/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Rockwell Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROK | CUSIP 773903109 | 02/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betty C. Alewine | Mgmt | For | For | For | |||
1.2 | Elect J. Phillip Holloman | Mgmt | For | For | For | |||
1.3 | Elect Lawrence D. Kingsley | Mgmt | For | For | For | |||
1.4 | Elect Lisa A. Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Royal Dutch Shell Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDSB | CUSIP 780259206 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | |||
3 | Elect Ann F. Godbehere | Mgmt | For | For | For | |||
4 | Elect Ben Van Beurden | Mgmt | For | For | For | |||
5 | Elect Euleen GOH Yiu Kiang | Mgmt | For | For | For | |||
6 | Elect Charles O. Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Catherine J. Hughes | Mgmt | For | For | For | |||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
9 | Elect Roberto Egydio Setubal | Mgmt | For | For | For | |||
10 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | |||
11 | Elect Linda G. Stuntz | Mgmt | For | For | For | |||
12 | Elect Jessica Uhl | Mgmt | For | For | For | |||
13 | Elect Gerrit Zalm | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding GHG Reduction Targets | ShrHoldr | Against | Against | For | |||
Select Energy Services Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTTR | CUSIP 81617J301 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David C. Baldwin | Mgmt | For | For | For | |||
2 | Elect Richard A. Burnett | Mgmt | For | For | For | |||
3 | Elect Robert V. Delaney | Mgmt | For | For | For | |||
4 | Elect Adam J. Klein | Mgmt | For | For | For | |||
5 | Elect Holli C. Ladhani | Mgmt | For | Against | Against | |||
6 | Elect Keith O. Rattie | Mgmt | For | For | For | |||
7 | Elect John Schmitz | Mgmt | For | For | For | |||
8 | Elect David A. Trice | Mgmt | For | For | For | |||
9 | Elect Douglas J. Wall | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David W. Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | |||
4 | Elect William H. Cunningham | Mgmt | For | For | For | |||
5 | Elect John G. Denison | Mgmt | For | For | For | |||
6 | Elect Thomas W. Gilligan | Mgmt | For | For | For | |||
7 | Elect Gary C. Kelly | Mgmt | For | For | For | |||
8 | Elect Grace D. Lieblein | Mgmt | For | For | For | |||
9 | Elect Nancy B. Loeffler | Mgmt | For | For | For | |||
10 | Elect John T. Montford | Mgmt | For | For | For | |||
11 | Elect Ron Ricks | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 09/06/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | |||
2 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
3 | Elect Lynn A. Dugle | Mgmt | For | For | For | |||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | |||
5 | Elect William C. Freda | Mgmt | For | For | For | |||
6 | Elect Linda A. Hill | Mgmt | For | For | For | |||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | |||
8 | Elect Sara Mathew | Mgmt | For | For | For | |||
9 | Elect William L. Meaney | Mgmt | For | For | For | |||
10 | Elect Sean O'Sullivan | Mgmt | For | For | For | |||
11 | Elect Richard P. Sergel | Mgmt | For | For | For | |||
12 | Elect Gregory L. Summe | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Suncor Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SU | CUSIP 867224107 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||
1.2 | Elect Mel E. Benson | Mgmt | For | For | For | |||
1.3 | Elect Jacynthe Cote | Mgmt | For | For | For | |||
1.4 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |||
1.5 | Elect John D. Gass | Mgmt | For | For | For | |||
1.6 | Elect Dennis M. Houston | Mgmt | For | For | For | |||
1.7 | Elect Maureen McCaw | Mgmt | For | For | For | |||
1.8 | Elect Eira Thomas | Mgmt | For | For | For | |||
1.9 | Elect Steven W. Williams | Mgmt | For | For | For | |||
1.10 | Elect Michael M. Wilson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Suntrust Banks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STI | CUSIP 867914103 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Agnes Bundy Scanlan | Mgmt | For | For | For | |||
2 | Elect Dallas S. Clement | Mgmt | For | For | For | |||
3 | Elect Paul R. Garcia | Mgmt | For | For | For | |||
4 | Elect M. Douglas Ivester | Mgmt | For | For | For | |||
5 | Elect Donna S. Morea | Mgmt | For | For | For | |||
6 | Elect David M. Ratcliffe | Mgmt | For | For | For | |||
7 | Elect William H. Rogers, Jr. | Mgmt | For | For | For | |||
8 | Elect Frank P. Scruggs, Jr. | Mgmt | For | For | For | |||
9 | Elect Bruce L. Tanner | Mgmt | For | For | For | |||
10 | Elect Steven C. Voorhees | Mgmt | For | For | For | |||
11 | Elect Thomas R. Watjen | Mgmt | For | For | For | |||
12 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||
2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
3 | Elect Brian C. Cornell | Mgmt | For | For | For | |||
4 | Elect Calvin Darden | Mgmt | For | For | For | |||
5 | Elect Henrique De Castro | Mgmt | For | For | For | |||
6 | Elect Robert L. Edwards | Mgmt | For | For | For | |||
7 | Elect Melanie L. Healey | Mgmt | For | For | For | |||
8 | Elect Don Knauss | Mgmt | For | For | For | |||
9 | Elect Monica C. Lozano | Mgmt | For | For | For | |||
10 | Elect Mary E. Minnick | Mgmt | For | For | For | |||
11 | Elect Kenneth L. Salazar | Mgmt | For | Against | Against | |||
12 | Elect Dmitri L. Stockton | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
Teradyne, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TER | CUSIP 880770102 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
3 | Elect Timothy E. Guertin | Mgmt | For | For | For | |||
4 | Elect Mark E. Jagiela | Mgmt | For | For | For | |||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
6 | Elect Marilyn Matz | Mgmt | For | For | For | |||
7 | Elect Paul J. Tufano | Mgmt | For | Against | Against | |||
8 | Elect Roy A. Vallee | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | |||
3 | Elect Todd M. Bluedorn | Mgmt | For | Against | Against | |||
4 | Elect Daniel A. Carp | Mgmt | For | For | For | |||
5 | Elect Janet F. Clark | Mgmt | For | For | For | |||
6 | Elect Carrie S. Cox | Mgmt | For | For | For | |||
7 | Elect Brian T. Crutcher | Mgmt | For | For | For | |||
8 | Elect J.M. Hobby | Mgmt | For | For | For | |||
9 | Elect Ronald Kirk | Mgmt | For | For | For | |||
10 | Elect Pamela H. Patsley | Mgmt | For | For | For | |||
11 | Elect Robert E. Sanchez | Mgmt | For | For | For | |||
12 | Elect Richard K. Templeton | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of the 2018 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Boeing Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BA | CUSIP 097023105 | 04/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert A. Bradway | Mgmt | For | For | For | |||
2 | Elect David L. Calhoun | Mgmt | For | For | For | |||
3 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||
5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||
6 | Elect Lynn J. Good | Mgmt | For | For | For | |||
7 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||
8 | Elect Caroline B. Kennedy | Mgmt | For | For | For | |||
9 | Elect Edward M. Liddy | Mgmt | For | For | For | |||
10 | Elect Dennis A. Muilenburg | Mgmt | For | For | For | |||
11 | Elect Susan C. Schwab | Mgmt | For | For | For | |||
12 | Elect Ronald A. Williams | Mgmt | For | For | For | |||
13 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd C. Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Mark Flaherty | Mgmt | For | For | For | |||
4 | Elect William W. George | Mgmt | For | For | For | |||
5 | Elect James A. Johnson | Mgmt | For | For | For | |||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
7 | Elect Lakshmi N. Mittal | Mgmt | For | Against | Against | |||
8 | Elect Adebayo O. Ogunlesi | Mgmt | For | For | For | |||
9 | Elect Peter Oppenheimer | Mgmt | For | For | For | |||
10 | Elect David A. Viniar | Mgmt | For | For | For | |||
11 | Elect Mark O. Winkelman | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Amendment to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
The Home Depot, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerard J. Arpey | Mgmt | For | For | For | |||
2 | Elect Ari Bousbib | Mgmt | For | For | For | |||
3 | Elect Jeffery H. Boyd | Mgmt | For | For | For | |||
4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||
5 | Elect J. Frank Brown | Mgmt | For | For | For | |||
6 | Elect Albert P. Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | For | For | |||
8 | Elect Helena B. Foulkes | Mgmt | For | For | For | |||
9 | Elect Linda R. Gooden | Mgmt | For | For | For | |||
10 | Elect Wayne M. Hewett | Mgmt | For | For | For | |||
11 | Elect Stephanie C. Linnartz | Mgmt | For | For | For | |||
12 | Elect Craig A. Menear | Mgmt | For | For | For | |||
13 | Elect Mark Vadon | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Amendment to Clawback Policy | ShrHoldr | Against | Against | For | |||
The Kroger Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KR | CUSIP 501044101 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nora. A. Aufreiter | Mgmt | For | For | For | |||
2 | Elect Robert D. Beyer | Mgmt | For | For | For | |||
3 | Elect Anne Gates | Mgmt | For | For | For | |||
4 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
5 | Elect W. Rodney McMullen | Mgmt | For | Against | Against | |||
6 | Elect Jorge P. Montoya | Mgmt | For | For | For | |||
7 | Elect Clyde R. Moore | Mgmt | For | For | For | |||
8 | Elect James A. Runde | Mgmt | For | For | For | |||
9 | Elect Ronald L. Sargent | Mgmt | For | For | For | |||
10 | Elect Bobby S. Shackouls | Mgmt | For | For | For | |||
11 | Elect Mark S. Sutton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Adoption of Proxy Access | Mgmt | For | For | For | |||
14 | Amend Regulations to Permit the Board to Amend the Regulations | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Renewable Energy Sourcing | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan E. Arnold | Mgmt | For | For | For | |||
2 | Elect Mary T. Barra | Mgmt | For | For | For | |||
3 | Elect Safra A. Catz | Mgmt | For | For | For | |||
4 | Elect John S. Chen | Mgmt | For | Against | Against | |||
5 | Elect Francis deSouza | Mgmt | For | For | For | |||
6 | Elect Robert A. Iger | Mgmt | For | For | For | |||
7 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | |||
8 | Elect Fred H. Langhammer | Mgmt | For | For | For | |||
9 | Elect Aylwin B. Lewis | Mgmt | For | For | For | |||
10 | Elect Mark G. Parker | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Total SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FP | CUSIP 89151E109 | 06/01/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends; Scrip Dividend Option | Mgmt | For | For | For | |||
4 | Scrip Dividend Option for Interim Dividend | Mgmt | For | For | For | |||
5 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | |||
6 | Elect Patrick Pouyanne | Mgmt | For | For | For | |||
7 | Elect Patrick Artus | Mgmt | For | For | For | |||
8 | Elect Anne-Marie Idrac | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Related Party Transactions | Mgmt | For | For | For | |||
11 | Post-Employment Benefits of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
12 | Remuneration of Patrick Pouyanne, Chair and CEO | Mgmt | For | For | For | |||
13 | Remuneration Policy (Chair and CEO) | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
15 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares and Convertible Securities Through Private Placement | Mgmt | For | For | For | |||
17 | Greenshoe | Mgmt | For | For | For | |||
18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
20 | Authority to Issue Performance Shares | Mgmt | For | For | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Thaddeus Arroyo | Mgmt | For | For | For | |||
2 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
3 | Elect Walter W. Driver, Jr. | Mgmt | For | For | For | |||
4 | Elect Sidney E. Harris | Mgmt | For | For | For | |||
5 | Elect William M. Isaac | Mgmt | For | For | For | |||
6 | Elect Mason H. Lampton | Mgmt | For | For | For | |||
7 | Elect Connie D. McDaniel | Mgmt | For | For | For | |||
8 | Elect Richard A. Smith | Mgmt | For | For | For | |||
9 | Elect Philip W. Tomlinson | Mgmt | For | Against | Against | |||
10 | Elect John T. Turner | Mgmt | For | For | For | |||
11 | Elect Richard W. Ussery | Mgmt | For | For | For | |||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UCP Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UCP | CUSIP 90265Y106 | 08/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
United Rentals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
URI | CUSIP 911363109 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose B. Alvarez | Mgmt | For | For | For | |||
2 | Elect Jenne K. Britell | Mgmt | For | For | For | |||
3 | Elect Marc A Bruno | Mgmt | For | For | For | |||
4 | Elect Bobby J. Griffin | Mgmt | For | For | For | |||
5 | Elect Terri L Kelly | Mgmt | For | For | For | |||
6 | Elect Michael J. Kneeland | Mgmt | For | For | For | |||
7 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
8 | Elect Jason D. Papastavrou | Mgmt | For | For | For | |||
9 | Elect Filippo Passerini | Mgmt | For | For | For | |||
10 | Elect Donald C. Roof | Mgmt | For | For | For | |||
11 | Elect Shiv Singh | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
US Foods Holding Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USFD | CUSIP 912008109 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John A. Lederer | Mgmt | For | For | For | |||
2 | Elect Carl A. Pforzheimer | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Amendments to Charter/Bylaw - Bundled | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
V.F. Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VFC | CUSIP 918204108 | 04/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard T. Carucci | Mgmt | For | For | For | |||
1.2 | Elect Juliana L. Chugg | Mgmt | For | For | For | |||
1.3 | Elect Benno Dorer | Mgmt | For | For | For | |||
1.4 | Elect Mark S. Hoplamazian | Mgmt | For | For | For | |||
1.5 | Elect Laura W. Lang | Mgmt | For | For | For | |||
1.6 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
1.7 | Elect W. Rodney McMullen | Mgmt | For | Withhold | Against | |||
1.8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Steven E. Rendle | Mgmt | For | For | For | |||
1.10 | Elect Carol L. Roberts | Mgmt | For | For | For | |||
1.11 | Elect Matthew J. Shattock | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
2 | Elect Joseph W. Gorder | Mgmt | For | Against | Against | |||
3 | Elect Kimberly S. Greene | Mgmt | For | For | For | |||
4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
5 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
6 | Elect Philip J. Pfeiffer | Mgmt | For | For | For | |||
7 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
8 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
9 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
10 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
14 | Approval of Shareholder Written Consent Right | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd A. Carney | Mgmt | For | For | For | |||
2 | Elect Mary B. Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||
4 | Elect Gary A. Hoffman | Mgmt | For | For | For | |||
5 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||
6 | Elect John F. Lundgren | Mgmt | For | For | For | |||
7 | Elect Robert W. Matschullat | Mgmt | For | For | For | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
9 | Elect John A.C. Swainson | Mgmt | For | For | For | |||
10 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Vista Oil & Gas S.A.B. De C.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VISTAA | CINS P9799N108 | 03/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Asset Acquisitions | Mgmt | For | Against | Against | |||
2 | Contingent Financing | Mgmt | For | For | For | |||
3 | Equity Compensation Plan | Mgmt | For | Against | Against | |||
4 | Election of Meeting Delegates | Mgmt | For | For | For | |||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Vista Oil & Gas Sab De Cv | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VISTAA | CINS P9799N108 | 12/18/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Ordinary | Mexico | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
2 | Placement of Unsubscribed Shares | Mgmt | For | Against | Against | |||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |||
W.W. Grainger, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWW | CUSIP 384802104 | 04/25/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rodney C. Adkins | Mgmt | For | For | For | |||
1.2 | Elect Brian P. Anderson | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Stuart L. Levenick | Mgmt | For | For | For | |||
1.5 | Elect D. G. Macpherson | Mgmt | For | For | For | |||
1.6 | Elect Neil S. Novich | Mgmt | For | For | For | |||
1.7 | Elect Beatriz R. Perez | Mgmt | For | For | For | |||
1.8 | Elect Michael J. Roberts | Mgmt | For | For | For | |||
1.9 | Elect E. Scott Santi | Mgmt | For | For | For | |||
1.10 | Elect James D. Slavik | Mgmt | For | For | For | |||
1.11 | Elect Lucas E. Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Walgreens Boots Alliance, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WBA | CUSIP 931427108 | 01/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | |||
2 | Elect Janice M. Babiak | Mgmt | For | For | For | |||
3 | Elect David J. Brailer | Mgmt | For | For | For | |||
4 | Elect William C. Foote | Mgmt | For | For | For | |||
5 | Elect Ginger L. Graham | Mgmt | For | For | For | |||
6 | Elect John A. Lederer | Mgmt | For | For | For | |||
7 | Elect Dominic P. Murphy | Mgmt | For | For | For | |||
8 | Elect Stefano Pessina | Mgmt | For | For | For | |||
9 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | |||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | |||
11 | Elect James A. Skinner | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Amendment to the 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | ShrHoldr | Against | Against | For | |||
Walmart Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen J. Easterbrook | Mgmt | For | For | For | |||
2 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||
3 | Elect Sarah J. Friar | Mgmt | For | For | For | |||
4 | Elect Carla A. Harris | Mgmt | For | For | For | |||
5 | Elect Thomas W. Horton | Mgmt | For | For | For | |||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | |||
7 | Elect C. Douglas McMillon | Mgmt | For | For | For | |||
8 | Elect Gregory B. Penner | Mgmt | For | For | For | |||
9 | Elect Steven S Reinemund | Mgmt | For | For | For | |||
10 | Elect S. Robson Walton | Mgmt | For | For | For | |||
11 | Elect Steuart L. Walton | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Racial and Ethnic Pay Equity Report | ShrHoldr | Against | Against | For | |||
Waste Management, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WM | CUSIP 94106L109 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bradbury H. Anderson | Mgmt | For | For | For | |||
2 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | |||
3 | Elect James C Fish | Mgmt | For | For | For | |||
4 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
5 | Elect Patrick W. Gross | Mgmt | For | For | For | |||
6 | Elect Victoria M. Holt | Mgmt | For | For | For | |||
7 | Elect Kathleen M. Mazzarella | Mgmt | For | For | For | |||
8 | Elect John C. Pope | Mgmt | For | For | For | |||
9 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
Wyndham Worldwide Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYN | CUSIP 98310W108 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Myra J. Biblowit | Mgmt | For | For | For | |||
1.2 | Elect Louise F. Brady | Mgmt | For | For | For | |||
1.3 | Elect James E. Buckman | Mgmt | For | For | For | |||
1.4 | Elect George Herrera | Mgmt | For | For | For | |||
1.5 | Elect Stephen P. Holmes | Mgmt | For | For | For | |||
1.6 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.7 | Elect Pauline D.E. Richards | Mgmt | For | For | For | |||
1.8 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity and Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Management Nominee John J. Hagenbuch | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Management Nominee Betsy Atkins | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Management Nominee Patricia Mulroy | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | N/A | TNA | N/A | |||
Wynn Resorts, Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WYNN | CUSIP 983134107 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Atkins | Mgmt | For | For | For | |||
1.2 | Elect John J. Hagenbuch | Mgmt | For | For | For | |||
1.3 | Elect Patricia Mulroy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | For | Against |
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Retirement Income Fund Lifestyle 2 Fund | ||||||||
Date of Fiscal Year End: | 10/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Retirement Income Fund Lifestyle 3 Fund | ||||||||
Date of Fiscal Year End: | 10/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Short Duration Bond Fund | ||||||||
Date of Fiscal Year End: | 10/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Short Duration Income Fund | ||||||||
Date of Fiscal Year End: | 07/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Short Term Investment Fund | ||||||||
Date of Fiscal Year End: | 07/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Short-Term Municipal Income Fund | ||||||||
Date of Fiscal Year End: | 11/30 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Registrant : | Putnam Funds Trust | |||||||
Fund Name : | Putnam Small Cap Growth Fund | |||||||
Date of Fiscal Year End: | 06/30 | |||||||
2U, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWOU | CUSIP 90214J101 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul A. Maeder | Mgmt | For | For | For | |||
1.2 | Elect Robert M. Stavis | Mgmt | For | For | For | |||
1.3 | Elect Christopher J. Paucek | Mgmt | For | For | For | |||
1.4 | Elect Gregory K. Peters | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Director Elections | ShrHoldr | Against | For | Against | |||
Acceleron Pharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLRN | CUSIP 00434H108 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Habib J. Dable | Mgmt | For | For | For | |||
2 | Elect Terrence C. Kearney | Mgmt | For | For | For | |||
3 | Elect Karen L. Smith | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Aclaris Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACRS | CUSIP 00461U105 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Molineaux | Mgmt | For | For | For | |||
1.2 | Elect Bryan Reasons | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick A. Ball | Mgmt | For | For | For | |||
1.2 | Elect Grant H. Beard | Mgmt | For | For | For | |||
1.3 | Elect Ronald C. Foster | Mgmt | For | For | For | |||
1.4 | Elect Edward C. Grady | Mgmt | For | For | For | |||
1.5 | Elect Thomas M. Rohrs | Mgmt | For | Withhold | Against | |||
1.6 | Elect John A. Roush | Mgmt | For | For | For | |||
1.7 | Elect Yuval Wasserman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alteryx Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AYX | CUSIP 02156B103 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy I. Maudlin | Mgmt | For | For | For | |||
1.2 | Elect Eileen M. Schloss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Amicus Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOLD | CUSIP 03152W109 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald J. Hayden, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Craig A. Wheeler | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Array Biopharma Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARRY | CUSIP 04269X105 | 10/26/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kyle A. Lefkoff | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ron Squarer | Mgmt | For | Withhold | Against | |||
1.3 | Elect Shalini Sharp | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
At Home Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOME | CUSIP 04650Y100 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wendy A. Beck | Mgmt | For | Withhold | Against | |||
1.2 | Elect Philip L. Francis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Larry D. Stone | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2016 Equity Incentive Plan | Mgmt | For | For | For | |||
Atara Biotherapeutics Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATRA | CUSIP 046513107 | 06/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric L. Dobmeier | Mgmt | For | For | For | |||
1.2 | Elect William K. Heiden | Mgmt | For | For | For | |||
1.3 | Elect Beth Seidenberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Bright Horizons Family Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BFAM | CUSIP 109194100 | 06/12/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Julie Atkinson | Mgmt | For | For | For | |||
2 | Elect E. Townes Duncan | Mgmt | For | For | For | |||
3 | Elect Jordan Hitch | Mgmt | For | For | For | |||
4 | Elect Linda A. Mason | Mgmt | For | For | For | |||
5 | Elect Mary Ann Tocio | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Brooks Automation, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKS | CUSIP 114340102 | 01/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Clinton Allen | Mgmt | For | For | For | |||
1.2 | Elect Robyn C. Davis | Mgmt | For | For | For | |||
1.3 | Elect Joseph R. Martin | Mgmt | For | For | For | |||
1.4 | Elect John K. McGillicuddy | Mgmt | For | For | For | |||
1.5 | Elect Krishna G. Palepu | Mgmt | For | For | For | |||
1.6 | Elect Kirk P. Pond | Mgmt | For | For | For | |||
1.7 | Elect Stephen S. Schwartz | Mgmt | For | For | For | |||
1.8 | Elect Alfred Woollacott III | Mgmt | For | For | For | |||
1.9 | Elect Mark S. Wrighton | Mgmt | For | For | For | |||
1.10 | Elect Ellen M. Zane | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
BWX Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BWXT | CUSIP 05605H100 | 05/04/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan A. Bertsch | Mgmt | For | For | For | |||
1.2 | Elect James M. Jaska | Mgmt | For | For | For | |||
1.3 | Elect Kenneth J. Krieg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Cable One, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CABO | CUSIP 12685J105 | 05/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas S. Gayner | Mgmt | For | Against | Against | |||
2 | Elect Deborah J. Kissire | Mgmt | For | For | For | |||
3 | Elect Thomas O. Might | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Central Garden & Pet Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CENT | CUSIP 153527106 | 02/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John B. Balousek | Mgmt | For | Withhold | Against | |||
1.2 | Elect William E. Brown | Mgmt | For | Withhold | Against | |||
1.3 | Elect Thomas Colligan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael J. Edwards | Mgmt | For | Withhold | Against | |||
1.5 | Elect Brooks M. Pennington III | Mgmt | For | Withhold | Against | |||
1.6 | Elect John R. Ranelli | Mgmt | For | Withhold | Against | |||
1.7 | Elect George C. Roeth | Mgmt | For | Withhold | Against | |||
1.8 | Elect M. Beth Springer | Mgmt | For | Withhold | Against | |||
1.9 | Elect Andrew K. Woeber | Mgmt | For | Withhold | Against | |||
2 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Chegg Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHGG | CUSIP 163092109 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marne Levine | Mgmt | For | For | For | |||
1.2 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Clovis Oncology, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLVS | CUSIP 189464100 | 06/07/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Patrick J. Mahaffy | Mgmt | For | Withhold | Against | |||
1.2 | Elect M. James Barrett | Mgmt | For | For | For | |||
1.3 | Elect Thorlef Spickschen | Mgmt | For | For | For | |||
2 | Non-Employee Director Compensation Policy | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Emergent BioSolutions Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBS | CUSIP 29089Q105 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Abdun-Nabi | Mgmt | For | Against | Against | |||
2 | Elect Sue Bailey | Mgmt | For | For | For | |||
3 | Elect Jerome M. Hauer | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Entegris, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENTG | CUSIP 29362U104 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael A. Bradley | Mgmt | For | For | For | |||
2 | Elect R. Nicholas Burns | Mgmt | For | For | For | |||
3 | Elect James F. Gentilcore | Mgmt | For | Against | Against | |||
4 | Elect James P. Lederer | Mgmt | For | For | For | |||
5 | Elect Bertrand Loy | Mgmt | For | For | For | |||
6 | Elect Paul L.H. Olson | Mgmt | For | For | For | |||
7 | Elect Azita Saleki-Gerhardt | Mgmt | For | For | For | |||
8 | Elect Brian F. Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Envestnet, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENV | CUSIP 29404K106 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Roame | Mgmt | For | For | For | |||
1.2 | Elect Gregory Smith | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ESCO Technologies Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESE | CUSIP 296315104 | 02/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary E. Muenster | Mgmt | For | For | For | |||
1.2 | Elect James M. Stolze | Mgmt | For | For | For | |||
2 | Allow Shareholders to Amend the Company's Bylaws | Mgmt | For | For | For | |||
3 | 2018 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Everbridge Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVBG | CUSIP 29978A104 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kent Mathy | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Evercore Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EVR | CUSIP 29977A105 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger C. Altman | Mgmt | For | For | For | |||
1.2 | Elect Richard I. Beattie | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ellen V. Futter | Mgmt | For | For | For | |||
1.4 | Elect Gail B. Harris | Mgmt | For | For | For | |||
1.5 | Elect Robert B. Millard | Mgmt | For | For | For | |||
1.6 | Elect Willard J. Overlock, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Sir Simon M. Robertson | Mgmt | For | For | For | |||
1.8 | Elect Ralph L. Schlosstein | Mgmt | For | For | For | |||
1.9 | Elect John S. Weinberg | Mgmt | For | For | For | |||
1.10 | Elect William J. Wheeler | Mgmt | For | For | For | |||
1.11 | Elect Sarah K. Williamson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Ferro Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOE | CUSIP 315405100 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory E. Hyland | Mgmt | For | Withhold | Against | |||
1.2 | Elect David A. Lorber | Mgmt | For | For | For | |||
1.3 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||
1.4 | Elect Andrew M. Ross | Mgmt | For | For | For | |||
1.5 | Elect Allen A. Spizzo | Mgmt | For | For | For | |||
1.6 | Elect Peter T. Thomas | Mgmt | For | For | For | |||
1.7 | Elect Ronald P. Vargo | Mgmt | For | For | For | |||
2 | Approval of 2018 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Five Below Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CUSIP 33829M101 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel J. Kaufman | Mgmt | For | For | For | |||
2 | Elect Dinesh S. Lathi | Mgmt | For | For | For | |||
3 | Elect Richard L. Markee | Mgmt | For | For | For | |||
4 | Elect Thomas Vellios | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Global Blood Therapeutics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBT | CUSIP 37890U108 | 06/20/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott W. Morrison | Mgmt | For | For | For | |||
1.2 | Elect Deval L. Patrick | Mgmt | For | For | For | |||
1.3 | Elect Mark L. Perry | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Grand Canyon Education Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOPE | CUSIP 38526M106 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian E. Mueller | Mgmt | For | For | For | |||
2 | Elect Sara R. Dial | Mgmt | For | For | For | |||
3 | Elect Jack A. Henry | Mgmt | For | For | For | |||
4 | Elect Kevin F. Warren | Mgmt | For | For | For | |||
5 | Elect David J. Johnson | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
H&E Equipment Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEES | CUSIP 404030108 | 05/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary W. Bagley | Mgmt | For | For | For | |||
1.2 | Elect John M. Engquist | Mgmt | For | For | For | |||
1.3 | Elect Paul N. Arnold | Mgmt | For | For | For | |||
1.4 | Elect Bruce C. Bruckmann | Mgmt | For | For | For | |||
1.5 | Elect Patrick L. Edsell | Mgmt | For | For | For | |||
1.6 | Elect Thomas J. Galligan III | Mgmt | For | For | For | |||
1.7 | Elect Lawrence C. Karlson | Mgmt | For | For | For | |||
1.8 | Elect John T. Sawyer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Healthcare Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCSG | CUSIP 421906108 | 05/29/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Theodore Wahl | Mgmt | For | For | For | |||
1.2 | Elect John M. Briggs | Mgmt | For | For | For | |||
1.3 | Elect Robert L. Frome | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert J. Moss | Mgmt | For | For | For | |||
1.5 | Elect Dino D. Ottaviano | Mgmt | For | For | For | |||
1.6 | Elect Michael E. McBryan | Mgmt | For | For | For | |||
1.7 | Elect Diane S. Casey | Mgmt | For | For | For | |||
1.8 | Elect John J. McFadden | Mgmt | For | For | For | |||
1.9 | Elect Jude Visconto | Mgmt | For | For | For | |||
1.10 | Elect Daniela Castagnino | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Healthequity, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HQY | CUSIP 42226A107 | 06/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert W. Selander | Mgmt | For | For | For | |||
1.2 | Elect Jon Kessler | Mgmt | For | For | For | |||
1.3 | Elect Stephen D. Neeleman | Mgmt | For | For | For | |||
1.4 | Elect Frank A. Corvino | Mgmt | For | For | For | |||
1.5 | Elect Adrian T. Dillon | Mgmt | For | For | For | |||
1.6 | Elect Evelyn S. Dilsaver | Mgmt | For | For | For | |||
1.7 | Elect Debra McCowan | Mgmt | For | For | For | |||
1.8 | Elect Frank T. Medici | Mgmt | For | For | For | |||
1.9 | Elect Ian Sacks | Mgmt | For | For | For | |||
1.10 | Elect Gayle Wellborn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
6 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
HEICO Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEI | CUSIP 422806109 | 03/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas M. Culligan | Mgmt | For | For | For | |||
1.2 | Elect Adolfo Henriques | Mgmt | For | For | For | |||
1.3 | Elect Mark H. Hildebrandt | Mgmt | For | For | For | |||
1.4 | Elect Wolfgang Mayrhuber | Mgmt | For | For | For | |||
1.5 | Elect Eric A. Mendelson | Mgmt | For | For | For | |||
1.6 | Elect Laurans A. Mendelson | Mgmt | For | For | For | |||
1.7 | Elect Victor H. Mendelson | Mgmt | For | For | For | |||
1.8 | Elect Julie Neitzel | Mgmt | For | For | For | |||
1.9 | Elect Alan Schriesheim | Mgmt | For | For | For | |||
1.10 | Elect Frank J. Schwitter | Mgmt | For | For | For | |||
2 | Re-approval of the Performance Goals Under the 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Approval of the 2018 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
5 | Increase of Authorized Class A Common Stock | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Home BancShares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOMB | CUSIP 436893200 | 09/25/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Installed Building Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBP | CUSIP 45780R101 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Margot L. Carter | Mgmt | For | For | For | |||
2 | Elect Robert H. Schottenstein | Mgmt | For | Against | Against | |||
3 | Elect Michael H. Thomas | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Material Terms and Performance Criteria of the 2014 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Instructure, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INST | CUSIP 45781U103 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua L Coates | Mgmt | For | For | For | |||
1.2 | Elect Steven A Collins | Mgmt | For | For | For | |||
1.3 | Elect William M. Conroy | Mgmt | For | For | For | |||
1.4 | Elect Ellen Levy | Mgmt | For | For | For | |||
1.5 | Elect Kevin Thompson | Mgmt | For | For | For | |||
1.6 | Elect Lloyd G. Waterhouse | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Insulet Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PODD | CUSIP 45784P101 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John A. Fallon | Mgmt | For | For | For | |||
1.2 | Elect Timothy J. Scannell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Integra LifeSciences Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IART | CUSIP 457985208 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter J. Arduini | Mgmt | For | For | For | |||
2 | Elect Keith Bradley | Mgmt | For | For | For | |||
3 | Elect Stuart M. Essig | Mgmt | For | For | For | |||
4 | Elect Barbara B. Hill | Mgmt | For | For | For | |||
5 | Elect Lloyd W. Howell, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald E. Morel Jr. | Mgmt | For | For | For | |||
7 | Elect Raymond G. Murphy | Mgmt | For | For | For | |||
8 | Elect Christian S. Schade | Mgmt | For | For | For | |||
9 | Elect James M. Sullivan | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
j2 Global, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCOM | CUSIP 48123V102 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Y. Bech | Mgmt | For | For | For | |||
2 | Elect Robert J. Cresci | Mgmt | For | For | For | |||
3 | Elect Sarah Fay | Mgmt | For | For | For | |||
4 | Elect W. Brian Kretzmer | Mgmt | For | For | For | |||
5 | Elect Jonathan F. Miller | Mgmt | For | For | For | |||
6 | Elect Richard S. Ressler | Mgmt | For | Against | Against | |||
7 | Elect Stephen Ross | Mgmt | For | For | For | |||
8 | Elect Vivek Shah | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Jazz Pharmaceuticals plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JAZZ | CUSIP G50871105 | 08/03/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce C. Cozadd | Mgmt | For | For | For | |||
2 | Elect Heather Ann McSharry | Mgmt | For | For | For | |||
3 | Elect Rick E. Winningham | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
John Bean Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JBT | CUSIP 477839104 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Maury Devine | Mgmt | For | For | For | |||
2 | Elect James M. Ringler | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Kinsale Capital Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KNSL | CUSIP 49714P108 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2.1 | Elect Michael P. Kehoe | Mgmt | For | For | For | |||
2.2 | Elect Steven J. Bensinger | Mgmt | For | For | For | |||
2.3 | Elect Anne C. Kronenberg | Mgmt | For | For | For | |||
2.4 | Elect Robert Lippincott III | Mgmt | For | For | For | |||
2.5 | Elect James J. Ritchie | Mgmt | For | For | For | |||
2.6 | Elect Frederick L. Russell, Jr. | Mgmt | For | For | For | |||
2.7 | Elect Gregory M. Share | Mgmt | For | For | For | |||
2.8 | Elect Robert Lippincott III | Mgmt | For | For | For | |||
2.9 | Elect Frederick L. Russell, Jr. | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Media Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FWONA | CUSIP 531229870 | 05/23/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian M. Deevy | Mgmt | For | For | For | |||
1.2 | Elect Gregory B. Maffei | Mgmt | For | Withhold | Against | |||
1.3 | Elect Andrea L. Wong | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Ligand Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LGND | CUSIP 53220K504 | 06/19/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason M. Aryeh | Mgmt | For | For | For | |||
1.2 | Elect Todd C. Davis | Mgmt | For | For | For | |||
1.3 | Elect Nancy Ryan Gray | Mgmt | For | For | For | |||
1.4 | Elect John L. Higgins | Mgmt | For | For | For | |||
1.5 | Elect John W. Kozarich | Mgmt | For | For | For | |||
1.6 | Elect John L. LaMattina | Mgmt | For | For | For | |||
1.7 | Elect Sunil Patel | Mgmt | For | For | For | |||
1.8 | Elect Stephen L. Sabba | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Littelfuse, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LFUS | CUSIP 537008104 | 04/27/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Tzau-Jin Chung | Mgmt | For | For | For | |||
2 | Elect Cary T. Fu | Mgmt | For | For | For | |||
3 | Elect Anthony Grillo | Mgmt | For | For | For | |||
4 | Elect David W. Heinzmann | Mgmt | For | For | For | |||
5 | Elect Gordon Hunter | Mgmt | For | For | For | |||
6 | Elect John E. Major | Mgmt | For | For | For | |||
7 | Elect William P. Noglows | Mgmt | For | For | For | |||
8 | Elect Ronald L. Schubel | Mgmt | For | For | For | |||
9 | Elect Nathan Zommer | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Live Nation Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYV | CUSIP 538034109 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark D. Carleton | Mgmt | For | Against | Against | |||
2 | Elect Ariel Z. Emanuel | Mgmt | For | For | For | |||
3 | Elect R. Ted Enloe, III | Mgmt | For | For | For | |||
4 | Elect Ping Fu | Mgmt | For | For | For | |||
5 | Elect Jeffrey T. Hinson | Mgmt | For | For | For | |||
6 | Elect Jimmy Iovine | Mgmt | For | For | For | |||
7 | Elect James S. Kahan | Mgmt | For | For | For | |||
8 | Elect Gregory B. Maffei | Mgmt | For | Against | Against | |||
9 | Elect Randall T. Mays | Mgmt | For | For | For | |||
10 | Elect Michael Rapino | Mgmt | For | For | For | |||
11 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
12 | Elect Dana Walden | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
LogMeIn, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOGM | CUSIP 54142L109 | 05/31/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Simon | Mgmt | For | For | For | |||
2 | Elect Edwin J. Gillis | Mgmt | For | For | For | |||
3 | Elect Sara C. Andrews | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MasTec, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTZ | CUSIP 576323109 | 05/22/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jose R. Mas | Mgmt | For | For | For | |||
1.2 | Elect Javier Palomarez | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MAXIMUS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMS | CUSIP 577933104 | 03/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Bruce L. Caswell | Mgmt | For | For | For | |||
2 | Elect Richard A. Montoni | Mgmt | For | For | For | |||
3 | Elect Raymond B. Ruddy | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Merit Medical Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMSI | CUSIP 589889104 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Scott Anderson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Fred P. Lampropoulos | Mgmt | For | Withhold | Against | |||
1.3 | Elect Franklin J. Miller | Mgmt | For | Withhold | Against | |||
2 | Change in Board Size | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of 2018 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Mirati Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRTX | CUSIP 60468T105 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles M. Baum | Mgmt | For | For | For | |||
1.2 | Elect Bruce L.A. Carter | Mgmt | For | For | For | |||
1.3 | Elect Henry J. Fuchs | Mgmt | For | For | For | |||
1.4 | Elect Michael Grey | Mgmt | For | For | For | |||
1.5 | Elect Craig Johnson | Mgmt | For | For | For | |||
1.6 | Elect Rodney W. Lappe | Mgmt | For | For | For | |||
1.7 | Elect Neil Reisman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
MKS Instruments, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MKSI | CUSIP 55306N104 | 05/09/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gerald G. Colella | Mgmt | For | For | For | |||
1.2 | Elect Elizabeth A. Mora | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nektar Therapeutics | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKTR | CUSIP 640268108 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeff Ajer | Mgmt | For | For | For | |||
2 | Elect Robert B. Chess | Mgmt | For | For | For | |||
3 | Elect Roy A. Whitfield | Mgmt | For | For | For | |||
4 | Amendment to the 2017 Performance incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Novanta Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVT | CUSIP 67000B104 | 05/10/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen W. Bershad | Mgmt | For | For | For | |||
1.2 | Elect Lonny J. Carpenter | Mgmt | For | For | For | |||
1.3 | Elect Dennis J. Fortino | Mgmt | For | For | For | |||
1.4 | Elect Matthijs Glastra | Mgmt | For | For | For | |||
1.5 | Elect Brian D. King | Mgmt | For | For | For | |||
1.6 | Elect Ira J. Lamel | Mgmt | For | For | For | |||
1.7 | Elect Dominic A. Romeo | Mgmt | For | For | For | |||
1.8 | Elect Thomas N. Secor | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
Okta, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OKTA | CUSIP 679295105 | 06/28/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Todd McKinnon | Mgmt | For | For | For | |||
1.2 | Elect Michael R. Kourey | Mgmt | For | For | For | |||
1.3 | Elect Michael Stankey | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Orion Engineered Carbons SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
3 | Amendment to Article 15.1 (Board Size) | Mgmt | For | For | For | |||
4 | Amendments to Articles 18.2 (Technical) | Mgmt | For | For | For | |||
5 | Adoption of New Articles | Mgmt | For | For | For | |||
Orion Engineered Carbons SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OEC | CUSIP L72967109 | 04/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Ratification of Board Acts and Resignation of Directors | Mgmt | For | For | For | |||
5 | Elect Marc Jean Pierre Faber | Mgmt | For | For | For | |||
6 | Ratification of Auditor's Acts | Mgmt | For | For | For | |||
7 | Appointment of Auditor | Mgmt | For | For | For | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/14/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John J. Carona | Mgmt | For | For | For | |||
1.2 | Elect Ayad A. Fargo | Mgmt | For | For | For | |||
1.3 | Elect Steven R. Gardner | Mgmt | For | For | For | |||
1.4 | Elect Joseph L. Garrett | Mgmt | For | For | For | |||
1.5 | Elect Jeff C. Jones | Mgmt | For | For | For | |||
1.6 | Elect Simone F. Lagomarsino | Mgmt | For | For | For | |||
1.7 | Elect Michael J. Morris | Mgmt | For | For | For | |||
1.8 | Elect Zareh M. Sarrafian | Mgmt | For | For | For | |||
1.9 | Elect Cora M. Tellez | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Restoration of Written Consent | Mgmt | For | For | For | |||
4 | Restoration of Right to Call Special Meeting | Mgmt | For | For | For | |||
5 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement for Amendments to the Certificate of Incorporation | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Pacific Premier Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPBI | CUSIP 69478X105 | 05/21/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Share Issuance Pursuant to Acquisition of Grandpoint Capital | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Patrick Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PATK | CUSIP 703343103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph M. Cerulli | Mgmt | For | For | For | |||
1.2 | Elect Todd M. Cleveland | Mgmt | For | For | For | |||
1.3 | Elect John A. Forbes | Mgmt | For | For | For | |||
1.4 | Elect Paul E. Hassler | Mgmt | For | For | For | |||
1.5 | Elect Michael A. Kitson | Mgmt | For | For | For | |||
1.6 | Elect Andy L. Nemeth | Mgmt | For | For | For | |||
1.7 | Elect M. Scott Welch | Mgmt | For | For | For | |||
1.8 | Elect Walter E. Wells | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment Regarding Shareholder Ability to Amend Bylaws | Mgmt | For | For | For | |||
Penumbra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEN | CUSIP 70975L107 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Adam Elsesser | Mgmt | For | For | For | |||
1.2 | Elect Harpreet Grewal | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of Employee Stock Purchase Rebate Plan | Mgmt | For | For | For | |||
Portola Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PTLA | CUSIP 737010108 | 06/08/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Fenton | Mgmt | For | For | For | |||
1.2 | Elect Charles J. Homcy | Mgmt | For | For | For | |||
1.3 | Elect David C. Stump | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 08/01/2017 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald M. Lombardi | Mgmt | For | For | For | |||
1.2 | Elect John E. Byom | Mgmt | For | For | For | |||
1.3 | Elect Gary E. Costley | Mgmt | For | For | For | |||
1.4 | Elect Sheila A. Hopkins | Mgmt | For | For | For | |||
1.5 | Elect James M. Jenness | Mgmt | For | For | For | |||
1.6 | Elect Carl J. Johnson | Mgmt | For | For | For | |||
1.7 | Elect Natale S. Ricciardi | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Proofpoint, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFPT | CUSIP 743424103 | 05/30/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dana L. Evan | Mgmt | For | For | For | |||
1.2 | Elect Kristen Gil | Mgmt | For | For | For | |||
1.3 | Elect Gary Steele | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
PROS Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRO | CUSIP 74346Y103 | 05/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Penelope Herscher | Mgmt | For | For | For | |||
1.2 | Elect Leslie J. Rechan | Mgmt | For | For | For | |||
1.3 | Elect William Russell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Q2 Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QTWO | CUSIP 74736L109 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey T. Diehl | Mgmt | For | For | For | |||
1.2 | Elect Matthew P. Flake | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
QAD Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QADB | CUSIP 74727D207 | 06/11/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Karl F. Lopker | Mgmt | For | Abstain | Against | |||
2 | Elect Pamela M. Lopker | Mgmt | For | Abstain | Against | |||
3 | Elect Scott J. Adelson | Mgmt | For | Abstain | Against | |||
4 | Elect Lee D. Roberts | Mgmt | For | Abstain | Against | |||
5 | Elect Peter R. van Cuylenburg | Mgmt | For | Abstain | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Quanta Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PWR | CUSIP 74762E102 | 05/24/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Earl C. Austin, Jr. | Mgmt | For | For | For | |||
2 | Elect Doyle N. Beneby | Mgmt | For | For | For | |||
3 | Elect John Michal Conaway | Mgmt | For | For | For | |||
4 | Elect Vincent D. Foster | Mgmt | For | For | For | |||
5 | Elect Bernard Fried | Mgmt | For | For | For | |||
6 | Elect Worthing F. Jackman | Mgmt | For | For | For | |||
7 | Elect David M. McClanahan | Mgmt | For | For | For | |||
8 | Elect Margaret B. Shannon | Mgmt | For | For | For | |||
9 | Elect Pat Wood, III | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Omnibus Equity Incentive Plan | Mgmt | For | For | For | |||
RealPage, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RP | CUSIP 75606N109 | 06/05/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey T. Leeds | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
Repligen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGEN | CUSIP 759916109 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nicolas M. Barthelemy | Mgmt | For | For | For | |||
1.2 | Elect Glenn L. Cooper | Mgmt | For | For | For | |||
1.3 | Elect John G. Cox | Mgmt | For | For | For | |||
1.4 | Elect Karen A. Dawes | Mgmt | For | For | For | |||
1.5 | Elect Tony J. Hunt | Mgmt | For | For | For | |||
1.6 | Elect Glenn P. Muir | Mgmt | For | For | For | |||
1.7 | Elect Thomas F. Ryan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | 2018 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
RingCentral, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNG | CUSIP 76680R206 | 05/18/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vladimir Shmunis | Mgmt | For | For | For | |||
1.2 | Elect Neil Williams | Mgmt | For | For | For | |||
1.3 | Elect Robert Theis | Mgmt | For | For | For | |||
1.4 | Elect Michelle McKenna | Mgmt | For | For | For | |||
1.5 | Elect Allan Thygesen | Mgmt | For | For | For | |||
1.6 | Elect Kenneth A. Goldman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rogers Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROG | CUSIP 775133101 | 05/03/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith L. Barnes | Mgmt | For | For | For | |||
1.2 | Elect Michael F. Barry | Mgmt | For | For | For | |||
1.3 | Elect Bruce D. Hoechner | Mgmt | For | For | For | |||
1.4 | Elect Carol R. Jensen | Mgmt | For | For | For | |||
1.5 | Elect Ganesh Moorthy | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey J. Owens | Mgmt | For | For | For | |||
1.7 | Elect Helene Simonet | Mgmt | For | For | For | |||
1.8 | Elect Peter C. Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Sage Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAGE | CUSIP 78667J108 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Geno Germano | Mgmt | For | For | For | |||
1.2 | Elect Steven M. Paul | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Saia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAIA | CUSIP 78709Y105 | 04/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Di-Ann Eisnor | Mgmt | For | For | For | |||
2 | Elect William F. Evans | Mgmt | For | For | For | |||
3 | Elect Herbert A. Trucksess, III | Mgmt | For | For | For | |||
4 | Elect Jeffrey C. Ward | Mgmt | For | For | For | |||
5 | Approval of the 2018 Omnibus Incentive Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Sarepta Therapeutics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRPT | CUSIP 803607100 | 06/06/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael W. Bonney | Mgmt | For | For | For | |||
2 | Elect Douglas S. Ingram | Mgmt | For | For | For | |||
3 | Elect Hans Wigzell | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Approval of 2018 Equity Incentive Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
SiteOne Landscape Supply, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SITE | CUSIP 82982L103 | 05/16/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Doug Black | Mgmt | For | For | For | |||
1.2 | Elect Jack L. Wyszomierski | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Summit Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUM | CUSIP 86614U100 | 05/17/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard L. Lance | Mgmt | For | For | For | |||
1.2 | Elect Anne K. Wade | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tabula Rasa HealthCare Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRHC | CUSIP 873379101 | 06/15/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samira Beckwith | Mgmt | For | For | For | |||
1.2 | Elect Dennis Helling | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Talend SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLND | CUSIP 874224207 | 06/26/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | |||
2 | Allocation of Losses | Mgmt | For | For | For | |||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
4 | Approval of Related Party Transactions Report | Mgmt | For | For | For | |||
5 | Appointment of Auditors | Mgmt | For | For | For | |||
6 | Ratification of the Co-option of Nora M. Denzel | Mgmt | For | For | For | |||
7 | Ratification of the Co-option of Brian J. Lillie | Mgmt | For | For | For | |||
8 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||
9 | Elect Patrick S. Jones | Mgmt | For | For | For | |||
10 | Elect Brian J. Lillie | Mgmt | For | For | For | |||
11 | Elect Mark Nelson | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and Convertible Debt w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and Convertible Debt w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and Convertible Debt Through Private Placement | Mgmt | For | For | For | |||
15 | Greenshoe | Mgmt | For | For | For | |||
16 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalisations | Mgmt | For | For | For | |||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |||
19 | Authority to Grant Warrants | Mgmt | For | For | For | |||
20 | Global Ceiling On Capital Increases For Equity Compensation Plans | Mgmt | For | For | For | |||
21 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
22 | Overseas Employee Stock Purchase Plan (Custodian Banks) | Mgmt | For | For | For | |||
23 | Overseas Employee Stock Purchase Plan (Employees) | Mgmt | For | For | For | |||
24 | Global Ceilings on Capital Increases (Employee Stock Purchase Plans) | Mgmt | For | For | For | |||
TG Therapeutics, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGTX | CUSIP 88322Q108 | 06/13/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laurence N. Charney | Mgmt | For | Withhold | Against | |||
1.2 | Elect Yann Echelard | Mgmt | For | Withhold | Against | |||
1.3 | Elect William J. Kennedy | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kenneth Hoberman | Mgmt | For | Withhold | Against | |||
1.5 | Elect Daniel Hume | Mgmt | For | Withhold | Against | |||
1.6 | Elect Mark Schoenebaum | Mgmt | For | Withhold | Against | |||
1.7 | Elect Michael S. Weiss | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2012 Incentive Plan | Mgmt | For | For | For | |||
Trex Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TREX | CUSIP 89531P105 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James E. Cline | Mgmt | For | For | For | |||
1.2 | Elect Patricia B. Robinson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Wingstop Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WING | CUSIP 974155103 | 05/02/2018 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kilandigalu M Madati | Mgmt | For | For | For | |||
1.2 | Elect Charles R. Morrison | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Registrant : | Putnam Funds Trust | ||||||||
Fund Name : | Putnam Strategic Volatility Equity Fund | ||||||||
Date of Fiscal Year End: | 10/31 | ||||||||
The fund did not vote proxies relating to portfolio securities during the period covered by this report. | |||||||||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Funds Trust | |
By: | Jonathan S. Horwitz* | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 10, 2018 | |
*By: | /s/ Nancy E. Florek | |
Name: | Nancy E. Florek | |
Date: | August 10, 2018 | |
Pursuant to power of attorney filed herewith | ||
POWER OF ATTORNEY |
I, the undersigned Executive Vice President, Principal Executive Officer and Compliance Liaison of each of the funds listed on Schedule A hereto, constitute and appoint Nancy E. Florek my true and lawful attorney, with full power to her to sign for me, and in my name and in the capacities indicated below, the Annual Report of Proxy Voting Record on Form N-PX under the Investment Company Act of 1940, as amended of each of the funds listed on Schedule A hereto and any and all amendments to said Annual Report of Proxy Voting Record and to file the same with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto my said attorney full power and authority to do and perform each and every act and thing requisite or necessary to be done in the premises, as fully to all intents and purposes as she might or could do in person, and I ratify and confirm all that said attorney may lawfully do or cause to be done by virtue thereof.
WITNESS my hand and common seal on the date set forth below.
Signature | Title | Date | |
/s/ Jonathan S. Horwitz | Executive Vice President, | August 8, 2018 | |
Jonathan S. Horwitz | Principal Executive Officer and | ||
Compliance Liaison |
Schedule A |
Putnam American Government Income Fund | Putnam Managed Municipal Income Trust |
Putnam Arizona Tax Exempt Income Fund | Putnam Massachusetts Tax Exempt Income Fund |
Putnam Asset Allocation Funds | Putnam Master Intermediate Income Trust |
Putnam California Tax Exempt Income Fund | Putnam Michigan Tax Exempt Income Fund |
Putnam Convertible Securities Fund | Putnam Minnesota Tax Exempt Income Fund |
Putnam Diversified Income Trust | Putnam Money Market Fund |
Putnam Equity Income Fund | Putnam Mortgage Recovery Fund |
Putnam Europe Equity Fund | Putnam Mortgage Securities Fund |
The Putnam Fund for Growth and Income | Putnam Municipal Opportunities Trust |
Putnam Funds Trust | Putnam New Jersey Tax Exempt Income Fund |
George Putnam Balanced Fund | Putnam New York Tax Exempt Income Fund |
Putnam Global Equity Fund | Putnam Ohio Tax Exempt Income Fund |
Putnam Global Health Care Fund | Putnam Pennsylvania Tax Exempt Income Fund |
Putnam Global Income Trust | Putnam Premier Income Trust |
Putnam Global Natural Resources Fund | Putnam RetirementReady® Funds |
Putnam Global Utilities Fund | Putnam Sustainable Leaders Fund |
Putnam High Yield Fund | Putnam Tax Exempt Income Fund |
Putnam High Yield Trust | Putnam Tax Exempt Money Market Fund |
Putnam Income Fund | Putnam Tax-Free Income Trust |
Putnam International Equity Fund | Putnam Variable Trust |
Putnam Investment Funds | Putnam Vista Fund |
Putnam Investment-Grade Municipal Trust | Putnam Voyager Fund |
Putnam Investors Fund |