KVHI KVH Industries

Filed: 4 Aug 20, 5:08pm





Washington, D.C. 20549






Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): August 4, 2020


KVH Industries, Inc.

(Exact name of registrant as specified in its charter)



 (State or other jurisdiction

of incorporation)




File Number)



(IRS Employer

Identification No.)


50 Enterprise Center, Middletown, RI 02842

(Address of principal executive offices)(Zip code)


(401) 847-3327

(Registrant’s telephone number, including area code)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of Each Class   Trading Symbol(s)   Name of Each Exchange on which Registered  
Common Stock, par value $0.01 per share KVHI 

The Nasdaq Stock Market LLC

(Nasdaq Global Select Market)  


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   ¨


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨






Item 8.01Other Events


On August 4, 2020, we filed a Registration Statement on Form S-3, which included an updated description of our capital stock. We are filing such updated description of our capital stock as Exhibit 4.1 to this Current Report on Form 8-K in order to update our Registration Statement on Form 8-A, filed on March 27, 1996, as amended. The description of our capital stock contained in Exhibit 4.1 supersedes the previous description, as amended to date.


Item 9.01Financial Statements and Exhibits.


(d)       Exhibits.


Exhibit No.   Description  
4.1 Description of Capital Stock.
104 Cover Page lnteractive Data File (embedded within the Inline XBRL document).







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



Date: August 4, 2020 KVH INDUSTRIES, INC.
 By:  /s/ Felise Feingold
  Felise Feingold
  Senior Vice President, General Counsel, Compliance Officer, Chief Data Privacy Officer, and Secretary