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AUMN Golden Minerals

Filed: 18 Feb 21, 7:30am

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

 

FORM 8-K

 

 

 

Current Report

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): February 18, 2021

 

GOLDEN MINERALS COMPANY

(Exact name of registrant as specified in its charter)

 

 

 

DELAWARE 1-13627 26-4413382
(State or other jurisdiction of
incorporation or organization)
 (Commission
File Number)
 (I.R.S. Employer
Identification Number)

 

350 Indiana Street, Suite 650

Golden, Colorado 80401

(Address of principal executive offices) (Zip code)

 

Registrant’s telephone number, including area code: (303) 839-5060

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class 

Trading
Symbol(s)

 

Name of each exchange
on which registered

Common Stock, $0.01 par value AUMN NYSE American

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company  ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

 

 

 

 

 

 

TABLE OF CONTENTS

 

Item 2.02Results of Operations and Financial Condition
  
Item 9.01Financial Statements and Exhibits
  
Signature 

 

 

 

 

Item 2.02Results of Operations and Financial Condition.

 

On February 18, 2021, Golden Minerals Company issued a press release reporting financial results for the year ended December 31, 2020 and related information. A copy of the press release is attached to this report as Exhibit 99.1.

 

The information in this Current Report on Form 8-K, including the information set forth in Exhibit 99.1, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01Financial Statements and Exhibits.

 

(d)Exhibits.

 

 Exhibit 
No.
 

 

Description

 

99.1Press release of Golden Minerals Company, dated February 18, 2021, reporting financial results for the year ended December 31, 2020

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: February 18, 2021

 

 Golden Minerals Company

 

 By:  /s/ Robert P. Vogels
 Name:Robert P. Vogels
 Title:Senior Vice President, Chief Financial Officer and Corporate Secretary

 

 

 

 

EXHIBIT INDEX

 

Exhibit 
No.
 Description
   
99.1 Press release of Golden Minerals Company, dated February 18, 2021, reporting financial results for the year ended December 31, 2020