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NRG NRG Energy

Filed: 4 May 21, 11:51am

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES
EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): April 29, 2021

 

NRG ENERGY, INC.

(Exact name of Registrant as specified in its charter)

 

 

Delaware
(State or other jurisdiction of
incorporation)
 001-15891
(Commission File Number)
 41-1724239
(IRS Employer Identification
No.)

 

804 Carnegie Center, Princeton, New Jersey 08540 
(Address of principal executive offices, including zip code)

 

(609) 524-4500 
(Registrant’s telephone number, including area code)

 

N/A 
(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨       Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨       Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨       Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨       Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class Trading Symbol(s) Name of Exchange on Which Registered
Common Stock, par value $0.01 NRG New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company     ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

  

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

The Company held its Annual Meeting on April 29, 2021. Set forth below are the final voting results for each of the proposals submitted to a vote of the stockholders.

 

(a) Proposal 1 — Election of ten directors

 

           Broker Non- 
Name Votes For  Votes Against  Abstentions  Votes 
E. Spencer Abraham  182,138,037   14,457,895   126,961   13,887,949 
Antonio Carrillo  195,653,849   937,444   131,600   13,887,949 
Matthew Carter, Jr.  195,430,077   1,159,479   133,337   13,887,949 
Lawrence S. Coben  189,193,638   7,398,311   130,944   13,887,949 
Heather Cox  195,788,531   869,528   64,834   13,887,949 
Elizabeth B. Donahue  196,268,819   389,100   64,974   13,887,949 
Mauricio Gutierrez  194,988,821   1,608,756   125,316   13,887,949 
Paul W. Hobby  154,893,661   41,695,898   133,334   13,887,949 
Alexandra Pruner  195,917,138   735,447   70,308   13,887,949 
Anne C. Schaumburg  189,111,840   7,544,372   66,681   13,887,949 
Thomas H. Weidemeyer  189,297,123   7,294,729   131,041   13,887,949 

 

With respect to the foregoing Proposal 1, all eleven directors were elected and each received the affirmative vote of a majority of the votes cast at the Annual Meeting.

 

(b) Proposal 2 — Advisory vote on the compensation of the Company’s named executive officers

 

Votes For  Votes Against  Abstentions  Broker Non-Votes 
 190,796,551   5,734,338   192,004   13,887,949 

 

The foregoing Proposal 2 was approved.

 

(c) Proposal 3 — Ratification of the Appointment of KPMG LLP as the Company’s Independent Registered Public Accounting Firm for the 2021 fiscal year

 

Votes For  Votes Against  Abstentions  Broker Non-Votes 
 208,328,630   2,221,907   60,305   - 

 

The foregoing Proposal 3 was approved.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 NRG Energy, Inc.
 (Registrant)
   
 By:/s/ Christine A. Zoino
  Christine A. Zoino
  Corporate Secretary
   
Dated: May 4, 2021  

 

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